Zazove Associates

Zazove Associates as of March 31, 2017

Portfolio Holdings for Zazove Associates

Zazove Associates holds 110 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1,375% Liberty Media 15.10.2023 note 5.4 $102M 89M 1.14
Teva Pharm Finance Llc Cvt cv bnd 5.2 $99M 92M 1.07
Citrix Systems Inc conv 5.1 $97M 77M 1.25
Rti Intl Metals Inc note 1.625%10/1 4.7 $89M 76M 1.17
Alza Corp sdcv 7/2 4.0 $76M 45M 1.71
Janus Capital conv 3.7 $70M 54M 1.31
Salesforce.com Inc conv 3.5 $67M 52M 1.29
Priceline Group Inc/the conv 3.4 $65M 58M 1.12
Al Us conv 3.4 $64M 45M 1.43
Intel Corp. Jr. Sub. Cv. Deb. conv 3.2 $61M 35M 1.75
Rpm International Inc convertible cor 2.9 $55M 46M 1.20
Red Hat Inc conv 2.9 $55M 42M 1.30
Macquarie Infrastructure conv 2.9 $54M 49M 1.12
Dycom Inds Inc Note 0.750% 9/1 bond 2.7 $51M 44M 1.17
Euronet Worldwide Inc Note 1.500%10/0 2.5 $48M 38M 1.27
Trinity Inds Inc note 3.875% 6/0 2.4 $45M 37M 1.22
Workday Inc corporate bonds 2.3 $44M 35M 1.23
Prospect Capital Corp conv 2.1 $40M 40M 0.99
Intel Corp sdcv 2.1 $39M 29M 1.36
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.9 $37M 37M 0.99
Greenbrier Co Inc conv bnd 1.5 $29M 23M 1.29
Cowen Group Inc New note 3.000% 3/1 1.5 $29M 29M 1.01
Carriage Svcs Inc note 2.750% 3/1 1.4 $26M 20M 1.30
Molina Healthcare Inc conv 1.4 $26M 24M 1.06
Finisar Corp note 0.500%12/1 1.4 $26M 23M 1.13
Corenergy Infrastructure note 7% 6/15 1.3 $24M 22M 1.12
Alon Usa Energy Inc note 3.000% 9/1 1.2 $24M 22M 1.10
National Health Invs Inc note 1.2 $24M 21M 1.11
Microchip Technology Inc note 1.625% 2/1 1.2 $22M 15M 1.44
Pra Group Inc conv 1.1 $22M 24M 0.90
Royal Gold Inc conv 1.1 $21M 20M 1.06
Priceline.com debt 1.000% 3/1 1.0 $19M 10M 1.88
Enernoc, Inc. conv 0.9 $17M 20M 0.86
Palo Alto Networks Inc note 7/0 0.9 $17M 14M 1.19
Harmonic Inc note 4.000 12/0 0.9 $17M 14M 1.24
Welltower Inc 6.50% pfd prepet 0.9 $16M 260k 63.08
Silver Standard Resources Inc note 2.875 2/0 0.8 $16M 16M 0.98
Aceto Corp note 2.000 11/0 0.8 $16M 17M 0.92
B2gold Corp conv 0.8 $15M 14M 1.07
Horizon Global Corp note 2.750% 7/0 0.8 $15M 16M 0.92
Teligent Inc note 3.750 12/1 0.7 $14M 14M 1.01
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $13M 13M 0.99
Spectranetics Corp mtnf 2.625% 6/0 0.7 $12M 11M 1.15
General Mtrs Co *w exp 07/10/201 0.6 $12M 644k 17.85
Csg Sys Intl Inc note 4.250% 3/1 0.5 $9.2M 8.8M 1.04
Keyw Holding Corp conv bd us 0.5 $8.8M 9.1M 0.97
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $8.7M 7.1k 1234.97
Amyris Inc. note 6.500% 5/1 0.5 $8.5M 15M 0.55
Pdl Biopharma Inc note 2.750 12/0 0.4 $8.4M 9.6M 0.88
Solazyme Inc bond 0.3 $6.7M 16M 0.43
Vitamin Shoppe Inc note 2.250 12/0 0.3 $6.2M 7.2M 0.86
Radio One 0.3 $5.8M 1.8M 3.30
Electronics For Imaging Inc note 0.750% 9/0 0.3 $5.9M 5.5M 1.09
Iconix Brand Group, Inc. conv 0.3 $5.6M 5.9M 0.96
Macquarie Infrastructure Cor Note 2.00010/0 0.3 $5.4M 5.5M 0.98
Key (KEY) 0.3 $5.2M 292k 17.78
Interdigital Inc 1.5% 3/1/20 convertible bond 0.3 $5.2M 4.0M 1.30
Solazyme Inc. note 6.000 2/0 0.2 $4.7M 7.2M 0.66
Priceline Grp Inc note 0.350% 6/1 0.2 $4.7M 3.3M 1.43
Resource Capital Corporation note 8.000 1/1 0.2 $4.8M 4.7M 1.02
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.6M 11k 339.04
Webmd Health Corp 1.5% cnvrtbnd 0.2 $3.6M 3.0M 1.19
Clovis Oncology Inc note 2.500% 9/1 0.2 $3.7M 2.9M 1.29
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.5M 252k 13.83
Colony Finl Inc note 5.00% 0.2 $3.0M 3.0M 1.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.6M 304k 8.69
Lam Research Corp conv 0.1 $2.5M 1.2M 2.12
Safeguard Scientifics In conv bnd 0.1 $2.5M 2.5M 1.02
Ent 2 3/4 2/15/35 convertible bond 0.1 $2.5M 4.7M 0.54
Seacor Holding Inc note 3.000 11/1 0.1 $2.3M 2.6M 0.90
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $2.1M 2.1M 0.99
Ctrip Com Intl Ltd note 1.990% 7/0 0.1 $2.1M 1.8M 1.16
Fxcm Inc. conv 0.1 $1.8M 4.7M 0.38
Gsv Capital Corp. note 5.250 9/1 0.1 $1.8M 1.8M 0.99
Emmis Communications Cp-cl A (EMMS) 0.1 $2.0M 806k 2.45
Quantum Corp note 4.500% 11/1 0.1 $1.5M 1.5M 1.00
Ship Finance International L Note 5.75010/1 0.1 $1.4M 1.4M 1.00
Arbor Realty Trust note 6.500 10/0 0.1 $1.3M 1.3M 1.05
Bank Of America Corporation warrant 0.1 $1.2M 105k 11.30
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.1M 900.00 1195.56
THE GDL FUND Closed-End fund (GDL) 0.1 $1.1M 110k 9.84
Hos Us conv 0.1 $1.1M 1.6M 0.67
Colony Northstar 0.1 $1.1M 85k 12.91
Felcor Lodging Trust Inc. pfd cv a $1.95 0.1 $966k 40k 24.33
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $1.0M 1.0M 1.00
Redwood Trust, Inc note 5.625 11/1 0.1 $927k 900k 1.03
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $812k 1.3M 0.62
Depomed Inc conv 0.0 $752k 800k 0.94
Brookfield Real Assets Incom shs ben int (RA) 0.0 $828k 36k 22.78
Pioneer Floating Rate Trust (PHD) 0.0 $584k 48k 12.22
Cohen & Steers infrastucture Fund (UTF) 0.0 $577k 27k 21.56
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $608k 49k 12.40
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $564k 30k 18.59
Duff & Phelps Global (DPG) 0.0 $550k 34k 16.26
Sirius Xm Holdings (SIRI) 0.0 $515k 100k 5.15
Moduslink Global Solutions 0.0 $658k 700k 0.94
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $560k 2.0M 0.28
Blackrock Debt Strat (DSU) 0.0 $584k 51k 11.53
Clear Channel Outdoor Holdings 0.0 $285k 47k 6.05
Integrated Device Tech conv 0.0 $404k 400k 1.01
DURECT Corporation 0.0 $268k 255k 1.05
Eaton Vance Short Duration Diversified I (EVG) 0.0 $263k 19k 14.14
American Intl Group 0.0 $227k 11k 21.39
Apollo Sr Floating Rate Fd I (AFT) 0.0 $254k 15k 17.51
Webmd Health Conv Sr Notes conv 0.0 $97k 95k 1.02
Cumulus Media Inc cl a 0.0 $224k 701k 0.32
Nuveen Sht Dur Cr Opp 0.0 $54k 3.0k 17.96
Kinder Morgan Inc/delaware Wts 0.0 $0 13M 0.00
Eastman Kodak Co *w exp 09/03/201 0.0 $16k 11k 1.44
Eastman Kodak Co *w exp 09/03/201 0.0 $12k 12k 1.03