Capstone Financial Advisors
Latest statistics and disclosures from Capstone Financial Advisors's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VTI, IWB, DFAC, BND, NFRA, and represent 52.34% of Capstone Financial Advisors's stock portfolio.
- Added to shares of these 10 stocks: BND, BNDX, VXUS, VTI, AAPL, AMZN, MCD, DFAX, DSL, TLT.
- Started 11 new stock positions in PFN, ENB, DLY, DSL, GSG, CRWD, COP, ZVIA, POLCQ, SCHD. ORCL.
- Reduced shares in these 10 stocks: AGG, IWB, IAGG, DFAC, ITOT, REET, IXUS, BXMT, HON, TILT.
- Sold out of its positions in ASRT, BXMT, DOV, DPG, 1847 Goedeker, POLWQ, HON, RADCQ, RYAAY, XLV. V, UP.
- Capstone Financial Advisors was a net seller of stock by $-1.9M.
- Capstone Financial Advisors has $1.3B in assets under management (AUM), dropping by -4.75%.
- Central Index Key (CIK): 0001599217
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Portfolio Holdings for Capstone Financial Advisors
Capstone Financial Advisors holds 146 positions in its portfolio as reported in the September 2023 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Vanguard Index Fds Total Stk Mkt (VTI) | 14.2 | $180M | 849k | 212.41 |
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| Ishares Tr Rus 1000 Etf (IWB) | 13.5 | $171M | 726k | 234.91 |
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| Dimensional Etf Trust Us Core Equity 2 (DFAC) | 10.9 | $138M | 5.3M | 26.20 |
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| Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 7.2 | $92M | +4% | 1.3M | 69.78 |
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| Flexshares Tr Stoxx Globr Inf (NFRA) | 6.5 | $83M | 1.7M | 48.43 |
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| Vanguard Star Fds Vg Tl Intl Stk F (VXUS) | 5.9 | $74M | 1.4M | 53.52 |
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| Dimensional Etf Trust World Ex Us Core (DFAX) | 5.0 | $63M | 2.8M | 22.52 |
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| Ishares Tr Core Msci Total (IXUS) | 4.9 | $63M | 1.0M | 59.99 |
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| McDonald's Corporation (MCD) | 4.6 | $58M | 221k | 263.44 |
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| Vanguard Charlotte Fds Total Int Bd Etf (BNDX) | 3.1 | $39M | +4% | 817k | 47.83 |
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| Flexshares Tr M Star Dev Mkt (TLTD) | 2.5 | $31M | 499k | 62.55 |
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| Apple (AAPL) | 2.3 | $29M | +3% | 168k | 171.21 |
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| Ishares Tr Rus 1000 Grw Etf (IWF) | 2.2 | $29M | 107k | 265.99 |
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| Flexshares Tr Mornstar Usmkt (TILT) | 2.2 | $28M | 170k | 162.88 |
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| Ishares Tr Global Reit Etf (REET) | 2.1 | $27M | -2% | 1.3M | 21.17 |
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| Ishares Tr Core S&p Ttl Stk (ITOT) | 1.3 | $17M | -4% | 178k | 94.19 |
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| Ishares Tr Core Us Aggbd Et (AGG) | 1.0 | $13M | -20% | 136k | 94.04 |
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| Ishares Tr Core Intl Aggr (IAGG) | 0.8 | $9.6M | -19% | 198k | 48.78 |
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| Vanguard Specialized Funds Div App Etf (VIG) | 0.6 | $8.2M | -2% | 53k | 155.38 |
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| JPMorgan Chase & Co. (JPM) | 0.6 | $8.0M | 55k | 145.02 |
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| Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) | 0.6 | $7.5M | 16k | 456.65 |
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| Ishares Tr Russell 2000 Etf (IWM) | 0.4 | $4.7M | 27k | 176.74 |
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| Amazon (AMZN) | 0.4 | $4.6M | +12% | 36k | 127.12 |
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| Microsoft Corporation (MSFT) | 0.4 | $4.5M | +7% | 14k | 315.74 |
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| Cme (CME) | 0.4 | $4.5M | 22k | 200.22 |
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| Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.3 | $4.1M | 21k | 194.66 |
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| Vanguard Scottsdale Fds Vng Rus2000idx (VTWO) | 0.2 | $3.1M | +3% | 43k | 71.44 |
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| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.2 | $3.0M | 7.1k | 427.46 |
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| Walgreen Boots Alliance (WBA) | 0.2 | $2.5M | 112k | 22.24 |
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| Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) | 0.2 | $2.4M | 64k | 38.20 |
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| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.2 | $2.4M | 49k | 48.10 |
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| Ishares Tr National Mun Etf (MUB) | 0.2 | $2.3M | 23k | 102.54 |
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| Accenture Plc Ireland Shs Class A (ACN) | 0.2 | $2.2M | 7.1k | 307.11 |
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| Costco Wholesale Corporation (COST) | 0.2 | $2.2M | 3.8k | 564.94 |
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| Tri-Continental Corporation (TY) | 0.2 | $2.0M | 76k | 26.59 |
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| Qualcomm (QCOM) | 0.2 | $2.0M | 18k | 111.06 |
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| NVIDIA Corporation (NVDA) | 0.1 | $1.9M | 4.3k | 434.99 |
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| J P Morgan Exchange Traded F Ultra Sht Muncpl (JMST) | 0.1 | $1.9M | 37k | 50.45 |
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| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.1 | $1.7M | 35k | 49.85 |
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| Exxon Mobil Corporation (XOM) | 0.1 | $1.5M | 13k | 117.58 |
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| General Mills (GIS) | 0.1 | $1.5M | 23k | 63.99 |
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.1 | $1.4M | -2% | 3.9k | 350.30 |
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| Johnson & Johnson (JNJ) | 0.1 | $1.3M | 8.4k | 155.76 |
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| Unilever Spon Adr New (UL) | 0.1 | $1.2M | 25k | 49.40 |
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| Cigna Corp (CI) | 0.1 | $1.2M | -10% | 4.1k | 286.08 |
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| Eaton Corp SHS (ETN) | 0.1 | $1.2M | -2% | 5.5k | 213.30 |
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| Lamb Weston Hldgs (LW) | 0.1 | $1.1M | 12k | 92.46 |
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| Tesla Motors (TSLA) | 0.1 | $1.1M | -2% | 4.5k | 250.22 |
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| Darden Restaurants (DRI) | 0.1 | $1.0M | +4% | 7.2k | 143.22 |
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| CBOE Holdings (CBOE) | 0.1 | $1.0M | -3% | 6.6k | 156.21 |
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| Dimensional Etf Trust Us Core Eqt Mkt (DFAU) | 0.1 | $985k | 33k | 29.95 |
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| Ford Motor Company (F) | 0.1 | $974k | 78k | 12.42 |
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| Coca-Cola Company (KO) | 0.1 | $958k | 17k | 55.98 |
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| Merck & Co (MRK) | 0.1 | $887k | 8.6k | 102.94 |
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| Alphabet Cap Stk Cl A (GOOGL) | 0.1 | $848k | -9% | 6.5k | 130.86 |
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| Bristol Myers Squibb (BMY) | 0.1 | $828k | -2% | 14k | 58.04 |
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| Dimensional Etf Trust Intl Core Eqt Mk (DFAI) | 0.1 | $816k | 31k | 26.11 |
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| Intel Corporation (INTC) | 0.1 | $780k | 22k | 35.55 |
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| Caterpillar (CAT) | 0.1 | $758k | 2.8k | 272.97 |
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| W.W. Grainger (GWW) | 0.1 | $697k | 1.0k | 691.84 |
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| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.1 | $680k | +123% | 7.7k | 88.69 |
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| International Business Machines (IBM) | 0.1 | $675k | 4.8k | 140.29 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.1 | $673k | 1.7k | 392.66 |
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| Chevron Corporation (CVX) | 0.1 | $663k | +5% | 3.9k | 168.62 |
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| Fifth Third Ban (FITB) | 0.1 | $641k | 25k | 25.33 |
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| Adams Express Company (ADX) | 0.0 | $619k | 37k | 16.64 |
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| Pepsi (PEP) | 0.0 | $615k | -3% | 3.6k | 169.46 |
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| Abbvie (ABBV) | 0.0 | $591k | -20% | 4.0k | 149.06 |
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| Intercontinental Exchange (ICE) | 0.0 | $579k | 5.3k | 110.02 |
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| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.0 | $569k | +25% | 1.6k | 358.19 |
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| Chipotle Mexican Grill (CMG) | 0.0 | $562k | +42% | 307.00 | 1831.83 |
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| Ishares Tr Russell 3000 Etf (IWV) | 0.0 | $560k | 2.3k | 245.04 |
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| Ishares Tr Blackrock Ultra (ICSH) | 0.0 | $557k | -2% | 11k | 50.38 |
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| Vanguard World Esg Us Stk Etf (ESGV) | 0.0 | $551k | 7.3k | 75.22 |
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| Amgen (AMGN) | 0.0 | $504k | -7% | 1.9k | 268.80 |
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| Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.0 | $503k | 12k | 43.72 |
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| J P Morgan Exchange Traded F Equity Premium (JEPI) | 0.0 | $499k | -9% | 9.3k | 53.56 |
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| Meta Platforms Cl A (META) | 0.0 | $498k | 1.7k | 300.21 |
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| Dimensional Etf Trust Intl Core Equity (DFIC) | 0.0 | $485k | 21k | 23.35 |
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| Boeing Company (BA) | 0.0 | $466k | 2.4k | 191.68 |
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| Procter & Gamble Company (PG) | 0.0 | $454k | 3.1k | 145.86 |
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| Alaska Air (ALK) | 0.0 | $448k | 12k | 37.08 |
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| Pfizer (PFE) | 0.0 | $439k | +17% | 13k | 33.17 |
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| At&t (T) | 0.0 | $437k | +45% | 29k | 15.02 |
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| Archer Daniels Midland Company (ADM) | 0.0 | $421k | 5.6k | 75.42 |
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| Ishares Tr Core S&p500 Etf (IVV) | 0.0 | $421k | +20% | 981.00 | 429.28 |
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| Home Depot (HD) | 0.0 | $408k | +35% | 1.3k | 302.25 |
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| UnitedHealth (UNH) | 0.0 | $402k | +10% | 798.00 | 504.19 |
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| Doubleline Income Solutions (DSL) | 0.0 | $401k | NEW | 34k | 11.72 |
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| Arrow Electronics (ARW) | 0.0 | $369k | -4% | 2.9k | 125.24 |
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| Elastic N V Ord Shs (ESTC) | 0.0 | $364k | -3% | 4.5k | 81.24 |
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| Abbott Laboratories (ABT) | 0.0 | $364k | +3% | 3.8k | 96.85 |
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| Doubleline Yield (DLY) | 0.0 | $356k | NEW | 24k | 14.73 |
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| Oracle Corporation (ORCL) | 0.0 | $356k | NEW | 3.4k | 105.92 |
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| CarMax (KMX) | 0.0 | $354k | 5.0k | 70.73 |
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| Portillos Com Cl A (PTLO) | 0.0 | $347k | -4% | 23k | 15.39 |
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| Colgate-Palmolive Company (CL) | 0.0 | $341k | 4.8k | 71.11 |
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| Vanguard Intl Equity Index F Allwrld Ex Us (VEU) | 0.0 | $336k | 6.5k | 51.87 |
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| Nuveen Equity Premium Income Fund (BXMX) | 0.0 | $335k | 26k | 12.66 |
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| Ishares Tr Glb Infrastr Etf (IGF) | 0.0 | $320k | -11% | 7.4k | 43.29 |
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| Mastercard Incorporated Cl A (MA) | 0.0 | $317k | -7% | 802.00 | 395.69 |
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| Byline Ban (BY) | 0.0 | $313k | 16k | 19.71 |
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| Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) | 0.0 | $295k | 13k | 22.47 |
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| Yum! Brands (YUM) | 0.0 | $292k | 2.3k | 124.94 |
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| Marathon Petroleum Corp (MPC) | 0.0 | $288k | 1.9k | 151.34 |
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| Ishares Tr Core S&p Scp Etf (IJR) | 0.0 | $279k | +2% | 3.0k | 94.33 |
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| Morgan Stanley Com New (MS) | 0.0 | $260k | -8% | 3.2k | 81.68 |
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| Walt Disney Company (DIS) | 0.0 | $256k | 3.2k | 81.06 |
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| Verizon Communications (VZ) | 0.0 | $255k | -20% | 7.9k | 32.41 |
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| CSX Corporation (CSX) | 0.0 | $244k | +4% | 7.9k | 30.75 |
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| Vanguard World Fds Inf Tech Etf (VGT) | 0.0 | $244k | 588.00 | 414.77 |
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| Cohen & Steers Quality Income Realty (RQI) | 0.0 | $242k | 24k | 10.12 |
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| Enterprise Products Partners (EPD) | 0.0 | $237k | 8.7k | 27.37 |
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| Eli Lilly & Co. (LLY) | 0.0 | $234k | -11% | 436.00 | 537.52 |
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| Enbridge (ENB) | 0.0 | $234k | NEW | 7.0k | 33.54 |
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| Alphabet Cap Stk Cl C (GOOG) | 0.0 | $234k | 1.8k | 131.86 |
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| Cisco Systems (CSCO) | 0.0 | $233k | 4.3k | 53.76 |
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| Ishares Tr Core Msci Intl (IDEV) | 0.0 | $226k | 3.9k | 58.28 |
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| Texas Instruments Incorporated (TXN) | 0.0 | $226k | +4% | 1.4k | 159.01 |
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| Ishares S&p Gsci Commodity- Unit Ben Int (GSG) | 0.0 | $216k | NEW | 9.6k | 22.51 |
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| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.0 | $215k | NEW | 3.0k | 70.76 |
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| Crowdstrike Hldgs Cl A (CRWD) | 0.0 | $214k | NEW | 1.3k | 167.38 |
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| Lockheed Martin Corporation (LMT) | 0.0 | $209k | 510.00 | 408.88 |
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| ConocoPhillips (COP) | 0.0 | $207k | NEW | 1.7k | 119.80 |
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| General Electric Com New (GE) | 0.0 | $206k | 1.9k | 110.52 |
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| Palantir Technologies Cl A (PLTR) | 0.0 | $171k | -12% | 11k | 16.00 |
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| Energy Transfer Com Ut Ltd Ptn (ET) | 0.0 | $156k | 11k | 14.03 |
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| Lumen Technologies (LUMN) | 0.0 | $135k | 95k | 1.42 |
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| Grupo Televisa S A B Spon Adr Rep Ord (TV) | 0.0 | $122k | +33% | 40k | 3.05 |
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| Vinci Partners Invts Com Cl A (VINP) | 0.0 | $102k | 10k | 10.20 |
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| Pimco Income Strategy Fund II (PFN) | 0.0 | $69k | NEW | 10k | 6.59 |
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| Noodles & Co Com Cl A (NDLS) | 0.0 | $62k | 25k | 2.46 |
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| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $47k | 19k | 2.45 |
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| Loandepot Com Cl A (LDI) | 0.0 | $43k | 25k | 1.72 |
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| Gulf Resources (GURE) | 0.0 | $37k | +100% | 20k | 1.87 |
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| Vimeo Common Stock (VMEO) | 0.0 | $35k | 10k | 3.54 |
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| Zevia Pbc Cl A (ZVIA) | 0.0 | $33k | NEW | 15k | 2.22 |
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| Finance Of America Compan Com Cl A (FOA) | 0.0 | $32k | 25k | 1.28 |
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| Compass Cl A (COMP) | 0.0 | $29k | 10k | 2.90 |
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| Selectquote Ord (SLQT) | 0.0 | $18k | 15k | 1.17 |
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| Cineverse Corp Com Cl A (CNVS) | 0.0 | $12k | 10k | 1.17 |
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| Polished (POLCQ) | 0.0 | $8.1k | NEW | 100k | 0.08 |
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| Regis Corporation | 0.0 | $7.0k | 10k | 0.70 |
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| Uphealth Com New (UPHL) | 0.0 | $5.9k | +40% | 14k | 0.42 |
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| Uphealth *w Exp 06/08/202 (UPHLW) | 0.0 | $198.000000 | 20k | 0.01 |
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| Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) | 0.0 | $174.000000 | 30k | 0.01 |
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Past Filings by Capstone Financial Advisors
SEC 13F filings are viewable for Capstone Financial Advisors going back to 2013
- Capstone Financial Advisors 2023 Q3 filed Nov. 13, 2023
- Capstone Financial Advisors 2023 Q2 filed Aug. 15, 2023
- Capstone Financial Advisors 2023 Q1 filed May 12, 2023
- Capstone Financial Advisors 2022 Q4 filed Feb. 15, 2023
- Capstone Financial Advisors 2022 Q3 filed Nov. 15, 2022
- Capstone Financial Advisors 2022 Q2 filed Sept. 2, 2022
- Capstone Financial Advisors 2022 Q1 filed May 13, 2022
- Capstone Financial Advisors 2021 Q4 filed Feb. 11, 2022
- Capstone Financial Advisors 2021 Q3 filed Nov. 15, 2021
- Capstone Financial Advisors 2021 Q2 filed Aug. 16, 2021
- Capstone Financial Advisors 2021 Q1 filed May 13, 2021
- Capstone Financial Advisors 2020 Q4 filed Feb. 16, 2021
- Capstone Financial Advisors 2020 Q3 filed Nov. 13, 2020
- Capstone Financial Advisors 2020 Q2 filed Aug. 14, 2020
- Capstone Financial Advisors 2020 Q1 filed May 14, 2020
- Capstone Financial Advisors 2019 Q4 filed Feb. 14, 2020