Focused Wealth Management

Latest statistics and disclosures from Focused Wealth Management's latest quarterly 13F-HR filing:

Companies in the Focused Wealth Management portfolio as of September 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
SPDR DJ Wilshire Large Cap Growth (SPYG) 10.35 963293 -2% 38.89
SPDR S&P; Emerging Markets (GMM) 9.15 966055 34.28
SPDR DJ Wilshire Large Cap Value (SPYV) 8.25 934871 -2% 31.96
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 5.71 585721 35.28
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 5.47 194548 +60% 101.73
Ishares Tr Msci Usa Momentum Factor 4.28 129875 119.25
Ishares U S Etf Tr Short Matur sht mat bd etf 4.05 291501 NEW 50.34
SPDR Barclays Capital Aggregate Bo (LAG) 3.51 428668 -51% 29.64
Spdr Ser Tr shrt trsry etf 3.46 416708 -2% 30.02
Vanguard High Dividend Yield ETF (VYM) 1.86 75778 -22% 88.73
Apple (AAPL) 1.58 25568 -9% 223.99
SPDR KBW Bank (KBE) 1.57 131521 43.16
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 1.56 64580 87.53
Vanguard Mega Cap 300 Growth Index ETF (MGK) 1.42 38606 -31% 132.67
Bank of America Corporation (BAC) 1.27 157197 -15% 29.17
Vanguard Information Technology ETF (VGT) 1.09 18259 -20% 215.56
Blackstone Group Inc Com Cl A stock 1.06 78538 NEW 48.84
First Tr Exchange Traded Fd nasdq oil gas 0.92 209218 -4% 15.96
Facebook Inc cl a 0.88 17840 -16% 178.08
World Gold Tr spdr gld minis 0.80 197840 14.70
Intel Corporation (INTC) 0.76 53311 -12% 51.53
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.74 324867 +5% 8.22
Nuveen Equity Premium Income Fund (JPZ) 0.73 202135 +6% 13.07
Citigroup Inc 0.73 38034 -19% 69.07
Spdr Series Trust 0.70 26997 -4% 93.34
Pfizer (PFE) 0.65 65014 35.93
D Spdr Series Trust 0.64 29758 78.06
Berkshire Hathaway (BRK.B) 0.63 10994 -9% 208.02
Schwab U S Large Cap Growth ETF (SCHG) 0.56 24248 -9% 84.01
Schwab Strategic Tr cmn 0.54 34454 -8% 56.74
Schwab Emerging Markets Equity ETF (SCHE) 0.53 76050 -2% 25.13
Apollo Commercial Real Est. Finance (ARI) 0.52 98456 +19% 19.17
Reaves Utility Income Fund (UTG) 0.52 50936 +18% 36.69
Vanguard Total Stock Market ETF (VTI) 0.47 11319 150.99
General Electric Company (GE) 0.46 187094 -20% 8.94
Spdr Ser Tr sp500 high div 0.45 42479 +2825% 37.97
AT&T; (T) 0.44 42046 +4% 37.84
Amazon (AMZN) 0.43 902 -16% 1736.14
Alibaba Group Holding Ltd Spon 0.40 8559 -31% 167.19
3M Company (MMM) 0.39 8676 164.36
Caterpillar (CAT) 0.38 10885 -24% 126.32
Microsoft Corporation (MSFT) 0.37 9602 -14% 139.03
Wal-Mart Stores (WMT) 0.31 9567 -28% 118.64
Vanguard Health Care ETF (VHT) 0.31 6643 -31% 167.70
International Business Machines (IBM) 0.30 7584 145.44
Nextera Energy Inc C om 0.30 4605 233.01
Vanguard Financials ETF (VFH) 0.29 14870 -14% 70.01
Cloudera 0.29 118073 -9% 8.86
Exxon Mobil Corporation (XOM) 0.27 13727 -6% 70.59
Honeywell International (HON) 0.27 5862 -6% 169.23
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.27 10767 +1378% 91.20
Goldman Sachs (GS) 0.26 4630 -26% 207.13
Schwab U S Broad Market ETF (SCHB) 0.26 13068 -6% 71.01
Invesco Exchange Traded Fd T s&p500 eql fin 0.26 21924 -5% 43.65
Johnson & Johnson (JNJ) 0.25 7096 -22% 129.37
Financial Select Sector SPDR (XLF) 0.25 32530 -41% 28.00
Blackrock New York Municipal Income Trst (BNY) 0.25 63789 14.16
Verizon Communications (VZ) 0.24 14471 -7% 60.33
JPMorgan Chase & Co. (JPM) 0.23 7219 -3% 117.74
Merck & Co (MRK) 0.23 9929 -4% 84.20
Micron Technology (MU) 0.23 19118 -13% 42.84
BlackRock New York Insured Municipal (BSE) 0.23 61478 13.74
iShares FTSE NAREIT Real Est 50 Ind (FTY) 0.22 14202 +27% 55.56
Invesco Exchange Traded Fd T s&p500 eql tec 0.22 4431 -7% 178.74
iShares S&P; 500 Index (IVV) 0.21 2543 -4% 298.47
Blackrock New York Municipal Bond Trust (BQH) 0.21 51390 14.71
Kimberly-Clark Corporation (KMB) 0.20 5224 142.04
Invitae 0.20 37273 +17% 19.26
Nucor Corporation (NUE) 0.19 13265 +49% 50.89
Procter & Gamble Company (PG) 0.18 5378 -5% 124.40
Main Street Capital Corporation (MAIN) 0.18 15120 43.19
Cisco Systems (CSCO) 0.17 12347 -26% 49.40
Tesla Motors (TSLA) 0.17 2501 -18% 240.70
Sarepta Therapeutics 0.17 8116 -10% 75.28
Realty Income (O) 0.16 7363 76.74
Blackrock Ny Mun Income Tr I Com 0.16 41389 14.30
iShares S&P; 500 Growth Index (IVW) 0.15 3101 179.94
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.15 38172 -6% 14.64
SPDR Barclays Capital Convertible SecETF (CWB) 0.14 9704 52.45
Union Pacific Corporation (UNP) 0.13 2875 -5% 162.09
Ishares Tr usa min vo 0.13 7068 64.09
Jd 0.13 17012 -26% 28.22
Invesco Qqq Trust Series 1 0.13 2490 188.76
Vanguard Value ETF (VTV) 0.12 4039 -25% 111.66
Editas Medicine 0.12 19609 -15% 22.74
Invesco Taxable Municipal Bond otr 0.12 13155 32.38
Walt Disney Company (DIS) 0.11 3039 -6% 130.31
SPDR Dow Jones Industrial Average ETF (DIA) 0.11 1460 -4% 269.18
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.11 32575 -5% 11.91
Vanguard Total Bond Market ETF (BND) 0.11 4644 -22% 84.41
Spdr Index Shs Fds em qual mix 0.11 6897 -31% 57.42
Colgate-Palmolive Company (CL) 0.10 4749 73.49
SPDR Gold Trust (GLD) 0.10 2680 138.81
Delta Air Lines (DAL) 0.10 6051 -4% 57.68
American Water Works (AWK) 0.10 2941 124.11
Yext 0.10 22219 +654% 15.89
Consolidated Edison (ED) 0.09 3425 94.60
Schlumberger (SLB) 0.09 9083 -4% 34.13
Vanguard Dividend Appreciation ETF (VIG) 0.09 2777 119.55
SPDR EURO STOXX 50 ETF (FEZ) 0.09 8846 -6% 37.76
Redfin Corp 0.09 18450 NEW 16.86
Bristol Myers Squibb (BMY) 0.08 5865 -24% 50.64
Air Products & Chemicals (APD) 0.08 1286 221.62
Freeport-McMoRan Copper & Gold (FCX) 0.08 29823 9.56
Oracle Corporation (ORCL) 0.08 5004 -20% 54.96
Alphabet Inc Class A cs 0.08 245 -15% 1220.41
Alphabet Inc Class C cs 0.08 223 -10% 1219.73
U.S. Ban (USB) 0.07 4776 55.28
Norfolk Southern (NSC) 0.07 1447 179.68
Travelers Companies (TRV) 0.07 1763 148.61
Emerson Electric (EMR) 0.07 3800 -5% 66.84
Amgen (AMGN) 0.07 1350 193.33
iShares Dow Jones Select Dividend (DVY) 0.07 2315 101.94
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.07 6563 -6% 37.48
Vanguard Short Term Corporate Bond ETF (VCSH) 0.07 2980 +13% 81.21
HCA HOLDINGS Inc 0.07 2030 -4% 120.20
Phillips 66 0.07 2457 102.56
Comcast Corporation (CMCSA) 0.06 4815 45.07
McDonald's Corporation (MCD) 0.06 1015 214.78
Dominion Resources (D) 0.06 2565 81.09
Allstate Corporation (ALL) 0.06 1950 108.72
Altria (MO) 0.06 5136 +17% 40.89
ConocoPhillips (COP) 0.06 3789 -18% 57.01
Stryker Corporation (SYK) 0.06 1018 -8% 216.11
American Electric Power Company (AEP) 0.06 2442 93.78
Southern Company (SO) 0.06 3468 +175% 61.71
Prudential Financial (PRU) 0.06 2339 +2% 89.78
Netflix (NFLX) 0.06 861 267.13
Edison International (EIX) 0.06 2856 75.28
AK Steel Holding Corporation (AKS) 0.06 89353 2.27
Alexandria Real Estate Equities (ARE) 0.06 1300 153.85
iShares S&P; 100 Index (OEF) 0.06 1745 -19% 131.23
Vanguard Growth ETF (VUG) 0.06 1394 -48% 166.43
First Trust DJ Internet Index Fund (FDN) 0.06 1486 -27% 134.59
Hldgs Inc 0.06 2400 88.33
Fastly Inc cl a 0.06 8395 NEW 23.94
Corning Incorporated (GLW) 0.05 6700 -4% 28.51
Discover Financial Services (DFS) 0.05 2300 81.30
Republic Services (RSG) 0.05 2250 86.67
Waste Management (WM) 0.05 1702 115.16
Teva Pharmaceutical Industries (TEVA) 0.05 27068 -19% 6.87
Wells Fargo & Company (WFC) 0.05 3622 +482% 50.52
Tyson Foods (TSN) 0.05 2299 86.12
Capital One Financial (COF) 0.05 2159 -2% 90.78
Philip Morris International (PM) 0.05 2422 -7% 75.97
Biogen Idec (BIIB) 0.05 825 +17% 232.73
Ford Motor Company (F) 0.05 21609 9.16
Clorox Company (CLX) 0.05 1255 +209% 152.19
Amdocs Ltd ord 0.05 2600 66.15
Church & Dwight (CHD) 0.05 2400 75.42
McCormick & Company, Incorporated (MKC) 0.05 1089 +10% 156.11
ONEOK (OKE) 0.05 2272 73.50
General Motors Company (GM) 0.05 4793 -12% 37.55
BlackRock Corporate High Yield Fund VI, (HYT) 0.05 15367 -38% 10.74
Spdr Series Trust dj ttl mkt etf 0.05 4762 -31% 36.75
Marathon Petroleum Corp 0.05 3000 -17% 60.67
Doubleline Opportunistic Cr 0.05 8436 20.74
Wec Energy Group Inc Com stock 0.05 1800 95.00
Welltower Inc Com reit 0.05 1987 90.59
Global Blood Therapeutics In 0.05 3440 +9% 48.55
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund 0.05 977 195.50
Loews Corporation (L) 0.04 3000 51.33
Reinsurance Group of America (RGA) 0.04 1000 160.00
American Express Company (AXP) 0.04 1350 118.52
Fidelity National Information Services (FIS) 0.04 1100 132.73
Principal Financial (PFG) 0.04 2350 57.02
Bank of New York Mellon Corporation (BK) 0.04 3349 -6% 45.09
Home Depot (HD) 0.04 668 +17% 232.04
Pulte (PHM) 0.04 4000 36.50
Franklin Resources (BEN) 0.04 5100 +6% 28.82
Host Hotels & Resorts (HST) 0.04 8300 NEW 17.35
Best Buy (BBY) 0.04 1900 68.95
Boeing Company (BA) 0.04 424 -22% 379.72
Morgan Stanley (MS) 0.04 3589 42.63
Regions Financial Corporation (RF) 0.04 8700 +97% 15.86
Western Digital (WDC) 0.04 2600 59.62
Cincinnati Financial Corporation (CINF) 0.04 1300 NEW 116.92
Kroger (KR) 0.04 5300 25.85
Yum! Brands (YUM) 0.04 1200 113.33
DISH Network (DISH) 0.04 3750 34.13
QUALCOMM (QCOM) 0.04 1980 -13% 76.26
Hershey Company (HSY) 0.04 1000 155.00
Visa (V) 0.04 743 172.27
AutoZone (AZO) 0.04 120 1083.33
CenterPoint Energy (CNP) 0.04 4892 -49% 30.25
Hormel Foods Corporation (HRL) 0.04 3250 NEW 43.69
AMETEK (AME) 0.04 1650 NEW 92.12
Industries N shs - a - 0.04 1700 89.41
Sun Communities (SUI) 0.04 1000 148.00
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.04 1157 110.63
Jazz Pharmaceuticals 0.04 1100 128.18
Wp Carey 0.04 1743 89.50
Fidelity msci energy idx 0.04 9837 -6% 15.76
Voya Financial 0.04 2500 54.40
Ally Financial 0.04 4600 -24% 33.26
Synchrony Financial 0.04 4200 34.05
Mylan Nv 0.04 8000 NEW 19.75
Charter Communications Inc New Cl A cl a 0.04 378 412.70
Ihs Markit Ltd Shs stock 0.04 2150 NEW 66.98
Trade Desk 0.04 810 NEW 187.65
Blackrock Debt Strat Fd 0.04 14370 10.72
Lear Corporation (LEA) 0.03 1055 117.54
Ameriprise Financial (AMP) 0.03 650 147.69
Coca-Cola Company (KO) 0.03 1995 +11% 54.64
Devon Energy Corporation (DVN) 0.03 5205 24.02
M&T; Bank Corporation (MTB) 0.03 618 158.58
Chevron Corporation (CVX) 0.03 970 -17% 118.56
Citrix Systems (CTXS) 0.03 1000 NEW 97.00
NVIDIA Corporation (NVDA) 0.03 712 -6% 174.16
AFLAC Incorporated (AFL) 0.03 2400 52.50
CVS Caremark Corporation (CVS) 0.03 1518 -19% 63.24
CenturyLink (CTL) 0.03 8845 12.44
American Financial (AFG) 0.03 1100 108.18
Gilead Sciences (GILD) 0.03 1710 -2% 63.16
Lowe's Companies (LOW) 0.03 980 110.20
Fifth Third Ban (FITB) 0.03 4000 27.50
Discovery Communications (DISCA) 0.03 4500 NEW 26.67
Ventas (VTR) 0.03 1600 73.12
MetLife (MET) 0.03 2612 47.09
Lloyds TSB (LYG) 0.03 38699 2.64
Erie Indemnity Company (ERIE) 0.03 600 NEW 185.00
iShares Russell 1000 Growth Index (IWF) 0.03 628 -17% 159.24
iShares Russell 2000 Value Index (IWN) 0.03 825 -11% 120.00
Fortinet (FTNT) 0.03 1235 76.92
Vanguard Small-Cap ETF (VB) 0.03 604 -7% 153.97
Vanguard REIT ETF (VNQ) 0.03 1330 -6% 93.23
PIMCO Corporate Opportunity Fund (PTY) 0.03 5674 -50% 18.15
Prologis Inc. 0.03 1200 85.00
Hollyfrontier Corp 0.03 2300 53.48
American Tower Reit 0.03 425 221.18
Mondelez Int 0.03 1925 -30% 55.06
Eaton 0.03 1200 83.33
Prothena 0.03 13576 +30% 7.81
Abbvie 0.03 1571 75.75
Intercontinentalexchange 0.03 1100 91.82
T2 Biosystems 0.03 40550 +32% 2.49
Eversource Energy 0.03 1410 -4% 85.82
Hewlett Packard Enterprise 0.03 7000 15.14
Global Blood Therapeutics In call 0.03 58200 NEW 1.72
Nutanix Inc cl a 0.03 4456 -49% 26.26
Talend S A ads 0.03 3100 NEW 33.87
Canopy Gro 0.03 4021 -10% 22.88
Invesco Exchange Traded Fd T s&p500 eql enr 0.03 2764 +2% 44.50
Cigna Corp New 0.03 725 -12% 151.72
Abbott Laboratories (ABT) 0.02 933 83.60
Eli Lilly & Co. (LLY) 0.02 589 -69% 112.05
AES Corporation (AES) 0.02 4500 16.44
Cummins (CMI) 0.02 500 -16% 162.00
Kohl's Corporation (KSS) 0.02 1300 50.00
Electronic Arts (ERTS) 0.02 770 -65% 97.40
Becton, Dickinson and (BDX) 0.02 254 251.97
Novartis AG (NVS) 0.02 1020 87.25
Lockheed Martin Corporation (LMT) 0.02 187 390.37
Credit Suisse Group AG (CS) 0.02 5687 12.13
Diageo (DEO) 0.02 450 164.44
eBay (EBAY) 0.02 1750 -12% 38.86
Macy's (M) 0.02 4100 15.61
NIKE (NKE) 0.02 860 -18% 94.19
Pepsi (PEP) 0.02 635 137.01
UnitedHealth (UNH) 0.02 279 -30% 218.64
Exelon Corporation (EXC) 0.02 1315 -31% 48.67
Omni (OMC) 0.02 967 78.59
Juniper Networks (JNPR) 0.02 2550 24.71
salesforce (CRM) 0.02 600 148.33
Under Armour (UA) 0.02 2862 -13% 19.92
CF Industries Holdings (CF) 0.02 1500 NEW 49.33
Enterprise Products Partners 0.02 3028 -31% 28.73
Key (KEY) 0.02 3911 17.90
Atmos Energy Corporation (ATO) 0.02 676 113.91
Textron (TXT) 0.02 1301 49.19
iShares Gold Trust (IAU) 0.02 4533 14.12
Boston Properties (BXP) 0.02 500 130.00
iShares S&P; MidCap 400 Index (IJH) 0.02 435 -9% 193.10
ProShares Ultra S&P500; (SSO) 0.02 600 128.33
iShares iBoxx $ High Yid Corp Bond (HYG) 0.02 637 87.91
iShares Barclays TIPS Bond Fund (TIP) 0.02 566 -2% 116.61
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.02 475 124.21
Vanguard European ETF (VGK) 0.02 1023 -90% 53.76
TCW Strategic Income Fund (TSI) 0.02 10576 5.67
Salisbury Ban (SAL) 0.02 1734 -41% 39.79
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.02 5911 14.72
Pimco Etf Tr 0-5 high yield 0.02 729 -5% 100.14
Carlyle Group L P 0.02 2234 -2% 25.51
American Airls 0.02 2904 26.86
Arista Networks 0.02 300 NEW 240.00
Five9 0.02 1200 NEW 53.33
Ishares Tr core div grwth 0.02 1482 NEW 39.14
Walgreen Boots Alliance 0.02 1500 -9% 55.33
Paypal Holdings 0.02 675 -5% 103.70
Square Inc cl a 0.02 1194 61.98
Coca Cola European Partners shs 0.02 1188 55.56
Twilio Inc cl a 0.02 714 110.64
Ishares Msci United Kingdom Index etf 0.02 2119 -17% 31.62
Alteryx 0.02 600 NEW 106.67
Curis Inc 0.02 37397 2.25
Invesco Exchange Traded Fd T dynmc lrg valu 0.02 1705 38.12
Pinterest Inc Cl A 0.02 2150 NEW 26.51
iShares MSCI Emerging Markets Indx (EEM) 0.01 470 40.43
Arthur J. Gallagher & Co. (AJG) 0.01 380 -34% 89.47
Ecolab (ECL) 0.01 150 200.00
United Parcel Service (UPS) 0.01 289 -42% 121.11
RPM International (RPM) 0.01 279 68.10
Sonoco Products Company (SON) 0.01 924 58.44
Transocean Ltd. 0.01 6201 -34% 4.52
Equity Residential (EQR) 0.01 298 87.25
AstraZeneca (AZN) 0.01 928 -27% 44.18
Koninklijke Philips Electronics NV (PHG) 0.01 1000 46.00
Raytheon Company (RTN) 0.01 156 -74% 198.72
Valero Energy Corporation (VLO) 0.01 292 85.62
Thermo Fisher Scientific (TMO) 0.01 150 293.33
Deere & Company (DE) 0.01 123 170.73
Hess (HES) 0.01 494 60.73
Royal Dutch Shell (RDS.A) 0.01 500 58.00
Royal Dutch Shell (RDS.B) 0.01 501 59.88
Sanofi-Aventis SA (SNY) 0.01 604 -33% 46.36
TOTAL S.A. (TOT) 0.01 1000 52.00
Illinois Tool Works (ITW) 0.01 300 156.67
Accenture 0.01 100 -50% 190.00
United States Oil Fund (USO) 0.01 3100 11.29
PPL Corporation (PPL) 0.01 800 -38% 31.25
Vanguard Short-Term Bond ETF (BSV) 0.01 471 -39% 80.68
Zimmer Holdings (ZMH) 0.01 153 137.25
Energy Select Sector SPDR (XLE) 0.01 412 58.25
Illumina (ILMN) 0.01 125 304.00
Sanderson Farms (SAFM) 0.01 297 151.52
Deutsche Bank Ag-registered 0.01 3590 7.52
Energy Transfer Equity (ETE) 0.01 1707 12.89
Alliant Energy Corporation (LNT) 0.01 382 -15% 54.97
Skyworks Solutions (SWKS) 0.01 305 78.69
Wabtec Corporation (WAB) 0.01 576 -44% 71.18
H.B. Fuller Company (FUL) 0.01 481 45.74
Honeywell Intl Inc option 0.01 14600 NEW 3.08
iShares S&P; 500 Value Index (IVE) 0.01 213 117.37
iShares Russell Midcap Value Index (IWS) 0.01 261 88.12
iShares Russell Midcap Index Fund (IWR) 0.01 516 56.20
Pinnacle West Capital Corporation (PNW) 0.01 216 97.22
Bank Of America Corporation preferred 0.01 34 1500.00
iShares Dow Jones US Basic Mater. (IYM) 0.01 565 92.04
Utilities SPDR (XLU) 0.01 404 64.36
Spectrum Pharmaceuticals (SPPI) 0.01 4000 8.25
iShares Dow Jones US Real Estate (IYR) 0.01 334 -13% 92.81
iShares Silver Trust (SLV) 0.01 2661 15.78
iShares Dow Jones US Utilities (IDU) 0.01 132 159.09
EXACT Sciences Corporation (EXAS) 0.01 258 89.15
Vanguard FTSE All-World ex-US ETF (VEU) 0.01 917 +20% 50.16
iShares Russell Midcap Growth Idx. (IWP) 0.01 280 142.86
Vanguard Mid-Cap ETF (VO) 0.01 222 +5% 166.67
Alerian Mlp Etf(amlp) 0.01 4568 +2% 9.19
Cohen & Steers Quality Income Realty (RQI) 0.01 2381 15.96
Eaton Vance Tax-advntg Glbl Di 0.01 3000 -37% 16.33
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.01 850 57.65
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.01 488 53.28
Vanguard Extended Market ETF (VXF) 0.01 338 115.38
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.01 689 -3% 52.25
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.01 808 -27% 56.93
iShares Morningstar Small Core Idx (JKJ) 0.01 111 171.17
Vanguard Industrials ETF (VIS) 0.01 185 145.95
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.01 1500 12.67
Blackrock California Mun. Income Trust (BFZ) 0.01 1500 14.00
Nuveen Ny Divid Advntg Mun F 0.01 1507 13.93
First Trust Energy AlphaDEX Fd (FXN) 0.01 2044 -8% 9.78
First Trust Ind/Prod AlphaDEX Fd (FXR) 0.01 445 42.70
Skyworks Solutions Inc call 0.01 5600 NEW 4.11
Stag Industrial Inc Com 0.01 809 29.67
Wendy's/arby's Group 0.01 1650 20.00
Ishares High Dividend Equity F 0.01 577 93.59
Xpo Logistics Inc equity 0.01 300 70.00
Brookfield Renewable energy partners lpu 0.01 600 40.00
Pimco Dynamic Incm Fund 0.01 1300 32.31
Diamondback Energy 0.01 340 91.18
Tg Therapeutics 0.01 3847 NEW 5.72
Ptc Therapeutics I 0.01 1200 34.17
Vanguard S&p 500 Etf idx fd 0.01 187 272.73
Sirius Xm Holdings 0.01 4464 6.27
Twitter 0.01 1096 41.06
Commscope Hldg 0.01 2000 NEW 12.00
* Proshares Tr S&p 500 Aristo Added 0.01 275 NEW 72.73
Equinix 0.01 78 576.92
Etfis Ser Tr I bioshs biote 0.01 700 35.71
Kraft Heinz 0.01 876 -19% 27.40
Vareit, Inc reits 0.01 2216 9.93
Axsome Therapeutics 0.01 1050 NEW 20.00
Under Armour Inc Cl C 0.01 1274 -12% 18.05
Vaneck Vectors Gold Miners mutual 0.01 700 27.14
American Finance Trust Inc ltd partnership 0.01 3012 -86% 13.94
Innovative Industria A 0.01 330 90.91
Dxc Technology 0.01 1750 29.71
Okta Inc cl a 0.01 241 99.59
Stars Group Inc Com 0.01 2040 15.20
Mongodb Inc. Class A 0.01 325 +550% 120.00
Cronos Group Inc 0.01 3756 +102% 9.05
Ishares Tr broad usd high 0.01 521 -6% 40.31
Axsome Therapeutics Inc 0.01 6000 NEW 3.17
Kkr & Co Lp 0.01 1094 -22% 26.51
Invesco S&p 500 Equal Weight Etf 0.01 205 107.32
Invesco Water Resource Port (p 0.01 1201 36.64
Meiragtx Holdings Plc 0.01 1525 -28% 15.74
Elanco Animal Health Inc 0.01 1000 27.00
Stoneco Ltd 0.01 1100 +10% 34.55
Beyond Meat Inc 0.01 148 148.65
BP (BP) 0.00 3 -99% 0.00
E TRADE Financial Corporation (ETFC) 0.00 5 0.00
Hasbro (HAS) 0.00 11 90.91
* Barrick Gold Corp 0.00 100 20.00
Infosys Technologies (INFY) 0.00 98 10.20
China Mobile (CHL) 0.00 155 38.71
Taiwan Semiconductor Mfg (TSM) 0.00 308 45.45
Annaly Capital Management (NLY) 0.00 420 9.52
CME (CME) 0.00 35 200.00
Starwood Property Trust (STWD) 0.00 500 +66% 24.00
Signature Bank (SBNY) 0.00 150 120.00
TD Ameritrade Holding (AMTD) 0.00 350 45.71
PNC Financial Services (PNC) 0.00 26 153.85
Canadian Natl Ry Co 0.00 34 88.24
CSX Corporation (CSX) 0.00 150 66.67
Baxter International (BAX) 0.00 50 -62% 80.00
Regeneron Pharmaceuticals (REGN) 0.00 9 -93% 222.22
Archer Daniels Midland Company (ADM) 0.00 175 40.00
CBS Corporation (CBS) 0.00 5 0.00
SPDR S&P; 500 ETF (SPY) 0.00 44 -86% 295.45
FirstEnergy (FE) 0.00 275 -15% 47.27
Autodesk (ADSK) 0.00 100 150.00
Avon Products (AVP) 0.00 100 0.00
Cameco Corporation 0.00 1500 9.33
IDEXX Laboratories (IDXX) 0.00 5 200.00
Microchip Technology (MCHP) 0.00 137 94.89
NetApp (NTAP) 0.00 200 55.00
PPG Industries (PPG) 0.00 120 116.67
Ryder System (R) 0.00 100 50.00
SYSCO Corporation (SYY) 0.00 136 -70% 80.88
Boston Scientific Corporation (BSX) 0.00 100 -97% 40.00
Nordstrom (JWN) 0.00 426 32.86
Schnitzer Steel Industries (SCHN) 0.00 63 15.87
Harley-Davidson (HOG) 0.00 311 35.37
Timken Company (TKR) 0.00 174 -13% 45.98
International Paper Company (IP) 0.00 350 42.86
SVB Financial (SIVB) 0.00 45 200.00
Nokia Corporation (NOK) 0.00 54 0.00
Darden Restaurants (DRI) 0.00 142 119.72
National-Oilwell Var (NOV) 0.00 46 21.74
JetBlue Airways Corporation (JBLU) 0.00 1000 NEW 17.00
Taro Pharmaceutical Industries 0.00 33 60.61
Eastman Chemical Company (EMN) 0.00 228 74.56
Halliburton Company (HAL) 0.00 841 -46% 19.02
Occidental Petroleum Corporation (OXY) 0.00 50 40.00
Symantec Corporation (SYMC) 0.00 28 35.71
Encana Corp C om 0.00 36 -91% 0.00
Gap (GPS) 0.00 112 17.86
Weyerhaeuser Company (WY) 0.00 242 28.93
iShares Russell 1000 Value Index (IWD) 0.00 100 130.00
iShares MSCI EAFE Index Fund (EFA) 0.00 266 63.91
Canadian Natural Resources 0.00 200 25.00
Starbucks Corporation (SBUX) 0.00 56 +5500% 89.29
General Dynamics Corporation (GD) 0.00 58 189.66
Barclays (BCS) 0.00 833 7.20
II-VI (IIVI) 0.00 13 -99% 0.00
Mueller Industries (MLI) 0.00 519 28.90
Dover Corporation (DOV) 0.00 168 101.19
Overstock (OSTK) 0.00 210 NEW 9.52
Public Service Enterprise (PEG) 0.00 200 60.00
Xcel Energy (XEL) 0.00 50 60.00
Methanex Corp 0.00 10 0.00
General Electric Co 0.00 23000 0.00
Applied Materials (AMAT) 0.00 84 -95% 47.62
PACCAR (PCAR) 0.00 35 57.14
J.M. Smucker Company (SJM) 0.00 2 0.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.00 24 -81% 83.33
Marathon Oil Corporation (MRO) 0.00 467 12.85
Lennar Corporation (LEN.B) 0.00 8 0.00
Cedar Fair (FUN) 0.00 235 59.57
Lexington Realty Trust (LXP) 0.00 310 9.68
Advanced Micro Devices (AMD) 0.00 405 -83% 29.63
iShares NASDAQ Biotechnology Index (IBB) 0.00 75 93.33
Clean Energy Fuels (CLNE) 0.00 1416 2.12
Marvell Technology Group Ltd 0.00 202 24.75
Steel Dynamics (STLD) 0.00 10 0.00
STMicroelectronics N.V. (STM) 0.00 250 20.00
Flextronics International Ltd Com Stk 0.00 306 9.80
Synaptics, Incorporated (SYNA) 0.00 200 40.00
World Wrestling Entertainment (WWE) 0.00 24 83.33
Cabot Microelectronics Corporation (CCMP) 0.00 50 140.00
Chipotle Mexican Grill (CMG) 0.00 1 1000.00
FMC Corporation (FMC) 0.00 80 87.50
Ingersoll-rand Co Ltd-cl A 0.00 72 125.00
John Bean Technologies Corporation (JBT) 0.00 14 71.43
Southwest Airlines (LUV) 0.00 81 49.38
NuStar Energy (NS) 0.00 218 27.52
Omega Healthcare Investors (OHI) 0.00 168 41.67
Prudential Public Limited Company (PUK) 0.00 300 36.67
Sally Beauty Holdings (SBH) 0.00 437 16.02
Suburban Propane Partners (SPH) 0.00 120 25.00
TC Pipelines (TCLP) 0.00 249 40.16
Textainer Group Holdings Ltd 0.00 211 9.48
UGI Corporation (UGI) 0.00 55 NEW 54.55
USANA Health Sciences (USNA) 0.00 112 71.43
Alliance Resource Partners (ARLP) 0.00 200 15.00
BorgWarner (BWA) 0.00 300 36.67
Centene Corporation (CNC) 0.00 294 +47% 44.22
Diana Shipping Inc Com 0.00 100 0.00
Cheniere Energy (LNG) 0.00 200 65.00
Vector (VGR) 0.00 235 +4% 12.77
CHECK POINT SOFTWARE Technolog Com Stk 0.00 100 -42% 110.00
Ferrellgas Partners (FGP) 0.00 449 0.00
Geron Corporation (GERN) 0.00 288 0.00
Icahn Enterprises (IEP) 0.00 100 60.00
ImmunoGen (IMGN) 0.00 100 0.00
Kansas City Southern (KSU) 0.00 106 132.08
Powell Industries (POWL) 0.00 300 40.00
Tanger Factory Outlet Centers (SKT) 0.00 475 +26% 14.74
VMware (VMW) 0.00 25 NEW 160.00
Acorda Therapeutics (ACOR) 0.00 1000 3.00
Enzo Biochem (ENZ) 0.00 110 0.00
Imax Corp Cad Com (usd) 0.00 30 33.33
Magellan Midstream Partners (MMP) 0.00 214 65.42
Ladenburg Thalmann Financial Services (LTS) 0.00 4399 2.27
Rbc Cad Com 0.00 215 79.07
Bank Of Montreal Cadcom Npv 0.00 150 73.33
CoreLogic (CLGX) 0.00 100 50.00
Sierra Wireless Inc 0.00 100 10.00
Asa Limited shs 0.00 100 10.00
Suncor Energy Inc New 0.00 244 32.79
Manulife Finl Corp 0.00 391 17.90
AECOM Technology Corporation (ACM) 0.00 100 40.00
American International (AIG) 0.00 223 53.81
Intel Corp option 0.00 200 NEW 0.00
iShares Lehman Aggregate Bond (AGG) 0.00 64 -96% 109.38
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.00 20 150.00
Qualcomm Inc option 0.00 2200 4.09
Select Sector Spdr Tr option 0.00 25000 NEW 0.16
Vanguard Small-Cap Value ETF (VBR) 0.00 35 142.86
Vanguard Europe Pacific ETF (VEA) 0.00 261 -73% 42.15
Yamana Gold Inc 0.00 428 2.34
Ebay Inc option 0.00 18600 NEW 0.54
Northern Dynasty Minerals Lt 0.00 290 0.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.00 100 40.00
Colfax Corporation (CFX) 0.00 175 28.57
3D Systems Corporation (TDSC) 0.00 30 0.00
SPDR KBW Insurance (KIE) 0.00 106 -24% 37.74
ZIOPHARM Oncology (ZIOP) 0.00 250 4.00
iShares S&P; SmallCap 600 Index (IJR) 0.00 36 83.33
Vanguard Emerging Markets ETF (VWO) 0.00 415 -85% 40.96
WisdomTree India Earnings Fund (EPI) 0.00 259 -49% 23.17
Aberdeen Asia-Pacific Income Fund (FAX) 0.00 459 4.36
eMagin Corporation (EMAN) 0.00 30 0.00
European Equity Fund (EEA) 0.00 423 +3% 9.46
Sabra Health Care REIT (SBRA) 0.00 532 22.56
iShares Cohen & Steers Realty Maj. (ICF) 0.00 31 129.03
Gabelli Dividend & Income Trust (GDV) 0.00 655 21.37
iShares MSCI ACWI Index Fund (ACWI) 0.00 54 74.07
Alimera Sciences (ALIM) 0.00 1000 1.00
Chatham Lodging Trust (CLDT) 0.00 400 17.50
Golub Capital BDC (GBDC) 0.00 200 20.00
iShares MSCI Canada Index (EWC) 0.00 26 -89% 38.46
O'reilly Automotive Inc 0.00 15 400.00
iShares Morningstar Large Core Idx (JKD) 0.00 40 175.00
iShares Barclays Govnment/Cdit Bond Fd (GBF) 0.00 63 111.11
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.00 325 30.77
iShares Dow Jones US Medical Dev. (IHI) 0.00 54 NEW 240.74
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.00 251 51.79
Boulder Growth & Income Fund (BIF) 0.00 775 11.61
Vanguard Utilities ETF (VPU) 0.00 8 125.00
Eaton Vance Limited Duration Income Fund (EVV) 0.00 112 8.93
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.00 784 10.20
John Hancock Patriot Premium Div Fund II (PDT) 0.00 403 -89% 17.37
Nuveen Diversified Dividend & Income Fd. (JDD) 0.00 512 11.72
Nuveen Quality Pref. Inc. Fund II (JPS) 0.00 775 10.32
Nuveen Floating Rate Income Fund (JFR) 0.00 1005 9.95
BlackRock Municipal Bond Trust (BBK) 0.00 623 16.05
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.00 1789 8.94
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.00 1064 13.16
SPDR Barclays Capital TIPS (IPE) 0.00 8 +100% 0.00
Vanguard Energy ETF (VDE) 0.00 112 80.36
Cohen & Steers Slt Pfd Incm 0.00 250 28.00
Vanguard Total World Stock Idx Fd (VT) 0.00 70 71.43
Pembina Pipeline Corp 0.00 100 40.00
Pimco NY Municipal Income Fund (PNF) 0.00 1067 14.06
Vermilion Energy (VET) 0.00 10 0.00
Nuveen Mtg opportunity term fd 0.00 477 23.06
iShares S&P; Growth Allocation Fund (AOR) 0.00 140 42.86
Boston Scientific Corp call 0.00 14000 NEW 0.71
Lantronix (LTRX) 0.00 40 -50% 0.00
Citrix Sys Inc call 0.00 8000 -27% 1.00
Jetblue Airways Corp call 0.00 22000 NEW 0.18
Nextera Energy Inc call 0.00 3500 4.57
Ishares Tr s^p aggr all 0.00 276 54.35
Spdr Index Shs Fds stoxx eur 50 etf 0.00 5 0.00
Wisdomtree Tr intl hedge eqt 0.00 30 66.67
Cerner Corp Cmn Stk cmn 0.00 12000 NEW 0.50
Exelixis Inc Cmn Stk cmn 0.00 10000 NEW 0.10
Rent-a-center Inc Cmn Stock cmn 0.00 15000 NEW 0.73
Ishares Tr cmn 0.00 137 -2% 102.19
Kinder Morgan Inc. 0.00 642 +30% 20.25
Spdr S&p Emerging Mkts Dividen inx 0.00 510 29.41
Schwab Strategic Tr us reit etf 0.00 53 56.60
Citigroup Inc opt 0.00 200 NEW 0.00
Blackrock Res & Commodities Strategy Tr Shs 0.00 2000 7.50
Plug Power Inc 0.00 1360 2.94
Pennantpark Floating Rate Capi 0.00 750 12.00
Global X Etf equity 0.00 250 16.00
Dunkin' Brands Group 0.00 100 80.00
Sunpower 0.00 305 9.84
Ishares Tr int pfd stk fd 0.00 1134 14.99
Spdr Series Trust aerospace def 0.00 1 0.00
Spdr Short-term High Yield mf 0.00 309 25.89
Us Silica Hldgs 0.00 128 7.81
Renewable Energy 0.00 24 0.00
Duke Energy 0.00 172 -39% 93.02
Manchester Utd Plc New Ord Cl 0.00 105 19.05
Proshares Ultrashort 20+y Tr etf 0.00 29 +3% 34.48
0.00 675 1.48
Ryman Hospitality Pptys 0.00 175 80.00
Spdr Series spdr bofa crss 0.00 618 -5% 25.89
Workday Inc cmn 0.00 2000 NEW 6.50
Allianzgi Conv & Income Fd I 0.00 897 5.57
Pimco Dynamic Credit Income other 0.00 205 24.39
Hannon Armstrong stock 0.00 413 29.06
Doubleline Income Solutions 0.00 503 19.88
Orange Sa 0.00 614 16.29
Sterling Bancorp/de 0.00 721 19.42
Kraneshares Tr csi chi internet 0.00 24 -67% 41.67
Spdr Ser Tr spdr russel 2000 0.00 34 29.41
Perrigo Company 0.00 91 54.95
Burlington Stores 0.00 25 200.00
Tg Therapeutics 0.00 40000 NEW 0.22
Vodafone Group New Adr F 0.00 103 19.42
One Gas 0.00 4 0.00
Ladder Capital Corp Class A 0.00 202 14.85
Gabelli mutual funds - 0.00 49 20.41
Aradigm 0.00 2 0.00
Transenterix 0.00 1000 1.00
Connectone Banc 0.00 245 20.41
Casi Pharmaceuticalsinc Com Stk 0.00 45 0.00
Ishares Tr core msci euro 0.00 361 -15% 44.32
Veritiv Corp - When Issued 0.00 1 -92% 0.00
Mma Capital Management 0.00 435 NEW 29.89
New Residential Investment 0.00 113 +3% 17.70
Crown Castle Intl 0.00 67 134.33
Fiat Chrysler Auto 0.00 317 12.62
Liberty Broadband Cl C 0.00 6 -99% 166.67
Liberty Broadband Corporation 0.00 3 0.00
Iron Mountain 0.00 290 +52% 31.03
Cyberark Software Ltd shs 0.00 16000 NEW 0.19
Ishares Tr msci lw crb tg 0.00 50 120.00
Goldmansachsbdcinc shs 0.00 110 NEW 18.18
Doubleline Total Etf etf 0.00 62 48.39
Fidelity msci rl est etf 0.00 74 27.03
Allergan 0.00 19 157.89
Apple Hospitality Reit 0.00 660 16.67
Chemours 0.00 120 -49% 16.67
Viavi Solutions Inc equities 0.00 337 14.84
Fibrogen 0.00 3000 NEW 0.33
Lumentum Hldgs 0.00 63 47.62
Kraft Heinz Co call 0.00 3500 NEW 0.57
Paypal Hldgs Inc call 0.00 3600 NEW 1.39
Paypal Hldgs Inc put 0.00 3600 NEW 1.67
Pjt Partners 0.00 2 -91% 0.00
Hp 0.00 100 20.00
Empire Resorts 0.00 707 9.90
Hubspot Inc call 0.00 1200 NEW 0.83
Ferrari Nv Ord 0.00 55 145.45
Voyager Therapeutics 0.00 1000 17.00
Real Estate Select Sect Spdr 0.00 4 0.00
Dentsply Sirona 0.00 100 50.00
Liberty Media Corp Series C Li 0.00 6 0.00
Liberty Media Corp Del Com Ser 0.00 3 0.00
Liberty Media Corp Delaware Com A Braves Grp 0.00 1 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.00 12 0.00
Liberty Media Corp Delaware Com C Braves Grp 0.00 2 0.00
Liberty Media Corp Delaware Com C Siriusxm 0.00 24 41.67
Strategy Shs ecol strat etf 0.00 150 40.00
Etf Managers Tr purefunds ise cy 0.00 270 -17% 37.04
Global Medical Reit, Inc. stock 0.00 500 12.00
* Atlantica Yield Plc Shs stock 0.00 310 22.58
Fortive 0.00 150 66.67
Etf Managers Tr tierra xp latin 0.00 580 20.69
Versum Matls Inc Com stock 0.00 53 56.60
Invitae Corp put 0.00 2000 NEW 5.50
Alcoa 0.00 29 34.48
Arconic Inc Com stock 0.00 248 -24% 24.19
Global X Fds rbtcs artfl in 0.00 575 20.87
Conduent Incorporate 0.00 2 0.00
Fncb Ban 0.00 200 10.00
Crispr Therapeutics Ag 0.00 200 40.00
Technipfmc 0.00 136 22.06
Invitae Corp call 0.00 2000 NEW 5.50
Aurora Cannabis Inc snc 0.00 3584 -51% 4.46
Direxion Shs Etf Tr daily cs 2x sh 0.00 43 -83% 23.26
Snap Inc cl a 0.00 458 -2% 15.28
Virtus Total Return Fund cf 0.00 494 12.15
National Grid Plc Spon 0.00 325 55.38
Arcelormittal Cl A Ny Registry 0.00 33 0.00
Baker Hughes A Ge Company 0.00 200 25.00
Xerox 0.00 137 29.20
Frontier Communication 0.00 204 0.00
Cloudera Inc put 0.00 6000 1.83
Aphria Inc foreign stock 0.00 100 10.00
Pcsb Fncl 0.00 100 20.00
Kirkland Lake Gold Ltd Com 0.00 150 -25% 46.67
Brighthouse Finl Inc Com 0.00 14 -12% 71.43
Cleveland-cliffs Inc 0.00 1000 -23% 7.00
Roku Inc 0.00 30 +100% 100.00
Redfin Corp call 0.00 6000 NEW 0.67
Tandem Diabetes Care Inc 0.00 200 60.00
Whiting Petroleum Corp Com 0.00 6 0.00
Internap Corp 0.00 25 0.00
Oxford Square Ca 0.00 866 5.77
Broadcom Ltd 0.00 1 0.00
Pagseguro Digital Ltd-cl A 0.00 131 -20% 45.80
Mcdermott International Inc mcdermott intl inc 0.00 192 0.00
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit 0.00 243 16.46
Evergy Inc 0.00 239 66.95
Invesco Currencyshares British Pound Sterling Trust etf 0.00 38 131.58
Invesco Ftse Rafi Emerging Markets Etf etf 0.00 91 -99% 21.98
Zuora Inc ordinary shares 0.00 6 0.00
Pgx etf 0.00 892 14.57
Colony Cap Inc New cl a com 0.00 96 10.42
Invesco Db Agriculture Fund etp 0.00 1000 16.00
Invesco Exchange Traded Fd T dynmc phrmctls 0.00 142 -10% 56.34
Invesco Exchange Traded Fd T wilderhil clan 0.00 31 32.26
Gevo Inc 0.00 1 0.00
Zscaler Inc call 0.00 1000 NEW 0.00
Biolase Inc Com New stock 0.00 175 0.00
Helios & Matheson Analytics In Com Par stock 0.00 7700 0.00
Barings Bdc Inc 0.00 7 0.00
Garrett Motion Inc 0.00 19 -96% 0.00
Canntrust Holdings Inc 0.00 600 1.67
Hexo Corp 0.00 2500 NEW 4.00
Tilray Inc 0.00 92 21.74
Legacy Resvs Inc 0.00 3388 0.00
Nio Inc spon ads 0.00 424 +24% 2.36
Microbot Med Inc 0.00 1 0.00
Apollo Investment Corp. 0.00 181 16.57
Resideo Technologies Inc 0.00 906 -10% 14.35
Dell Technologies Inc 0.00 106 -20% 47.17
Livent Corp 0.00 74 0.00
Celldex Therapeutics Inc 0.00 23 0.00
Capital Product Partners L P partnershp units 0.00 94 10.64
Diamond S Shipping Inc 0.00 64 15.62
Dow Inc 0.00 246 -56% 48.78
Pimco Energy & Tactical 0.00 350 17.14
Spdr Bloomberg Barclays High Yield Bond Etf etf 0.00 77 -3% 103.90
Alcon Inc 0.00 139 -31% 57.55
Corteva Inc Com 0.00 351 -45% 28.49
Dupont De Nemours Inc Com 0.00 246 -56% 73.17
Jumia Technologies Ag sponsored ads 0.00 200 10.00
The Realreal Inc 0.00 221 NEW 22.62
Fuelcell Energy Inc 0.00 6 0.00
Slack Technologies Inc 0.00 15 0.00
Vislink Technologies Inc 0.00 266 +6550% 0.00
Pinterest Inc put 0.00 2000 NEW 5.00
Slack Technologies Inc call 0.00 6000 NEW 0.00
Xerox Corp 0.00 139 NEW 28.78
Lineage Cell Therapeutics In 0.00 8 NEW 0.00

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