Focused Wealth Management

Latest statistics and disclosures from Focused Wealth Management's latest quarterly 13F-HR filing:

Companies in the Focused Wealth Management portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Vanguard High Dividend Yield ETF (VYM) 11.00 406789 +35% 81.07
Vanguard Mega Cap 300 Growth Index ETF (MGK) 7.58 216905 -7% 104.72
SPDR EURO STOXX 50 ETF (FEZ) 7.19 522592 +46% 41.25
Vanguard Total Bond Market ETF (BND) 4.54 166236 +14% 81.96
Vanguard Information Technology ETF (VGT) 4.45 87767 +15% 151.99
Vanguard Total Stock Market ETF (VTI) 4.31 99726 +14% 129.52
Vanguard Health Care ETF (VHT) 3.48 68490 +15% 152.29
Financial Select Sector SPDR (XLF) 2.43 281412 +22% 25.86
Bank of America Corporation (BAC) 2.16 256128 +3% 25.34
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.07 60922 +29% 101.80
General Electric Company (GE) 2.05 254356 +4% 24.18
iShares Barclays TIPS Bond Fund (TIP) 1.96 51848 +14% 113.58
BlackRock Corporate High Yield Fund VI, (HYT) 1.70 451948 +15% 11.30
Vanguard Financials ETF (VFH) 1.66 76006 +9% 65.36
Ishares msci ukamp; 1.58 136257 -41% 34.85
Apple (AAPL) 1.53 29759 +9% 154.10
Facebook Inc cl a 1.41 24688 +10% 170.85
Citigroup Inc 1.40 57794 +26% 72.74
iShares S&P; 100 Index (OEF) 1.39 37517 +16% 111.31
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 1.37 78513 +18% 52.20
Blackstone (BX) 1.33 119865 +16% 33.37
Vanguard Value ETF (VTV) 1.06 31945 +20% 99.83
Nuveen Equity Premium Income Fund (JPZ) 0.84 179730 +21% 13.98
Goldman Sachs (GS) 0.80 10057 +15% 237.15
Johnson & Johnson (JNJ) 0.76 17421 +14% 130.02
International Business Machines (IBM) 0.69 14273 +13% 145.10
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.69 220537 +20% 9.35
Exxon Mobil Corporation (XOM) 0.67 24556 -9% 81.98
Gilead Sciences (GILD) 0.67 24968 +16% 81.02
KKR & Co (KKR) 0.67 99194 +25% 20.33
Cisco Systems (CSCO) 0.64 56701 +14% 33.63
Alibaba Group Holding Ltd Spon 0.64 11133 +13% 172.73
Berkshire Hathaway (BRK.B) 0.63 10333 +5% 183.30
Chevron Corporation (CVX) 0.55 14141 +42% 117.53
Intel Corporation (INTC) 0.53 42120 38.08
Vanguard European ETF (VGK) 0.53 27237 +28% 58.34
iShares S&P; MidCap 400 Index (IJH) 0.52 8758 +17% 178.92
Eaton Vance Tax-advntg Glbl Di 0.52 90872 +114% 17.20
SPDR Barclays Capital Convertible SecETF (CWB) 0.46 27041 -7% 51.07
iShares Russell 1000 Growth Index (IWF) 0.42 10066 +22% 125.07
Schwab Strategic Tr us dividend eq 0.42 26934 +101% 46.78
Celgene Corporation (CELG) 0.40 8253 +14% 145.77
Blackrock New York Municipal Income Trst (BNY) 0.39 77413 +8% 15.07
Apollo Commercial Real Est. Finance (ARI) 0.38 63526 +27% 18.10
BlackRock Debt Strategies Fund (DSU) 0.38 98246 +49% 11.67
Pfizer (PFE) 0.37 30716 35.71
Teva Pharmaceutical Industries (TEVA) 0.36 61297 +48% 17.60
iShares S&P; 500 Index (IVV) 0.36 4253 +5% 253.00
Procter & Gamble Company (PG) 0.35 11459 -6% 91.02
BlackRock New York Insured Municipal (BSE) 0.35 78435 +9% 13.40
Caterpillar (CAT) 0.34 8068 +4% 124.69
Blackrock New York Municipal Bond Trust (BQH) 0.34 69605 +7% 14.86
Bristol Myers Squibb (BMY) 0.31 14403 +29% 63.74
Ford Motor Company (F) 0.31 77833 -8% 11.97
Tesla Motors (TSLA) 0.29 2579 +7% 341.22
Reaves Utility Income Fund (UTG) 0.28 26051 +11% 31.71
Blackrock Ny Mun Income Tr I Com 0.27 52774 +6% 15.52
AstraZeneca (AZN) 0.26 23029 +1414% 33.87
Merck & Co (MRK) 0.25 11537 +30% 64.05
iShares S&P; 500 Growth Index (IVW) 0.25 5293 +9% 143.40
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.25 48465 +28% 15.31
Main Street Capital Corporation (MAIN) 0.25 19210 +9% 39.77
Dowdupont Inc 0.25 10913 NEW 69.28
Verizon Communications (VZ) 0.24 14480 +18% 49.52
Credit Suisse Group AG (CS) 0.24 44737 +31% 15.80
WisdomTree India Earnings Fund (EPI) 0.23 27526 +64% 25.18
AT&T; (T) 0.22 16812 -19% 39.20
Schlumberger (SLB) 0.22 9431 +7% 69.77
Walt Disney Company (DIS) 0.21 6530 +21% 98.62
PowerShares QQQ Trust, Series 1 (QQQQ) 0.21 4226 +60% 145.53
Palo Alto Networks 0.21 4349 NEW 144.17
Coca-Cola Company (KO) 0.20 13482 -12% 45.02
Health Care REIT (HCN) 0.20 8640 +6% 70.25
SPDR Dow Jones Industrial Average ETF (DIA) 0.20 2690 -27% 223.79
Prothena 0.20 9250 +27% 64.76
JPMorgan Chase & Co. (JPM) 0.19 6073 +11% 95.50
Microsoft Corporation (MSFT) 0.18 7334 +15% 74.45
U.S. Ban (USB) 0.18 10276 +18% 53.62
Transocean Ltd. 0.17 47464 +7% 10.77
Colgate-Palmolive Company (CL) 0.17 7142 -18% 72.81
Amazon (AMZN) 0.17 525 +2% 961.90
Enterprise Products Partners 0.17 19170 +67% 26.08
3M Company (MMM) 0.16 2355 +12% 209.77
Vodafone Group New Adr F 0.16 16868 +8% 28.46
Oracle Corporation (ORCL) 0.15 9209 +46% 48.32
Delta Air Lines (DAL) 0.15 9317 +30% 48.19
iShares Lehman Aggregate Bond (AGG) 0.15 4048 109.68
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.15 38232 -4% 11.67
SPDR Barclays Capital High Yield B (JNK) 0.15 11688 -5% 37.30
Realty Income (O) 0.14 7266 +21% 57.25
Kinder Morgan Inc. 0.14 22609 +13% 19.20
Freeport-McMoRan Copper & Gold (FCX) 0.13 28407 -28% 14.05
Vanguard Dividend Appreciation ETF (VIG) 0.13 4262 +6% 94.79
Carlyle Group L P 0.13 16991 +7% 23.60
Boeing Company (BA) 0.12 1424 254.21
Altria (MO) 0.12 5882 +21% 63.41
Illumina (ILMN) 0.12 1791 199.33
American Water Works (AWK) 0.12 4390 80.87
iShares Dow Jones Select Dividend (DVY) 0.12 3913 -17% 93.53
Philip Morris International (PM) 0.11 2866 +16% 110.96
iShares Russell 2000 Value Index (IWN) 0.11 2746 -11% 124.18
Raytheon Company (RTN) 0.10 1578 +4% 186.31
Lloyds TSB (LYG) 0.10 83402 +70% 3.66
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.10 7997 +6% 38.76
Mondelez Int 0.10 7180 -44% 40.67
Consolidated Edison (ED) 0.09 3296 -3% 80.70
Biogen Idec (BIIB) 0.09 850 +78% 312.94
Colfax Corporation (CFX) 0.09 6755 41.60
Curis (CRIS) 0.09 185513 1.49
PIMCO Corporate Opportunity Fund (PTY) 0.09 16382 +49% 16.79
Ishares Tr usa min vo 0.09 5550 -18% 50.27
Bpz Resources Inc mtnf 6.500% 3/0 0.09 196875 +884% 1.38
Honeywell International (HON) 0.08 1647 +94% 141.47
Google (GOOG) 0.08 236 974.58
Doubleline Opportunistic Cr 0.08 9787 24.01
Editas Medicine 0.08 9725 NEW 23.96
Bank of New York Mellon Corporation (BK) 0.07 3681 52.97
Stryker Corporation (SYK) 0.07 1408 +27% 142.05
Ventas (VTR) 0.07 3212 65.07
Medicines Company (MDCO) 0.07 5850 +2% 37.09
Vanguard Short Term Corporate Bond ETF (VCSH) 0.07 2581 +25% 80.20
Pimco Etf Tr 0-5 high yield 0.07 1929 +22% 101.61
Abbvie 0.07 2217 +58% 88.86
Google Inc Class C 0.07 229 960.70
Kimberly-Clark Corporation (KMB) 0.06 1514 117.57
Amgen (AMGN) 0.06 951 +11% 186.12
SPDR Gold Trust (GLD) 0.06 1397 121.69
Tyler Technologies (TYL) 0.06 1000 174.00
Salisbury Ban (SAL) 0.06 4022 +36% 46.49
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.06 13351 +38% 14.01
Eaton 0.06 2285 +256% 76.59
New Relic 0.06 3540 -11% 49.72
Wal-Mart Stores (WMT) 0.05 2060 -52% 78.16
CIGNA Corporation (CI) 0.05 760 186.84
Exelon Corporation (EXC) 0.05 3892 +7% 37.77
Prudential Financial (PRU) 0.05 1493 -53% 106.50
Under Armour (UA) 0.05 8913 -13% 16.04
Deutsche Bank Ag-registered 0.05 8161 +32% 17.28
AK Steel Holding Corporation (AKS) 0.05 27000 +26% 5.59
Vanguard Industrials ETF (VIS) 0.05 1032 +26% 134.69
Ishares High Dividend Equity F 0.05 1731 +200% 86.08
Immune Design 0.05 13065 +8% 10.33
Kraft Heinz 0.05 1753 77.58
Time Warner (TWX) 0.04 1038 +14% 102.12
Abbott Laboratories (ABT) 0.04 2416 +55% 53.39
ConocoPhillips (COP) 0.04 2258 +9% 50.04
United Technologies Corporation (UTX) 0.04 1100 -42% 116.36
Southern Company (SO) 0.04 2309 -11% 48.94
Omni (OMC) 0.04 1600 74.38
Vanguard Short-Term Bond ETF (BSV) 0.04 1315 -27% 79.85
Netflix (NFLX) 0.04 735 +13% 180.95
Key (KEY) 0.04 5814 +9% 18.75
American International (AIG) 0.04 2149 -91% 61.42
ONEOK (OKE) 0.04 2272 55.46
Vanguard Small-Cap ETF (VB) 0.04 854 +15% 141.69
John Hancock Patriot Premium Div Fund II (PDT) 0.04 6628 +73% 16.90
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.04 1463 +91% 88.17
Eversource Energy 0.04 1783 60.57
BP (BP) 0.03 2378 +93% 38.27
M&T; Bank Corporation (MTB) 0.03 618 161.81
McDonald's Corporation (MCD) 0.03 621 +19% 156.20
Monsanto Company (MON) 0.03 657 +47% 120.24
CVS Caremark Corporation (CVS) 0.03 935 -53% 81.28
Novartis AG (NVS) 0.03 1205 +19% 85.48
Lockheed Martin Corporation (LMT) 0.03 303 -2% 310.23
Nextera Energy Inc C om 0.03 685 -63% 145.99
Sanofi-Aventis SA (SNY) 0.03 1804 +19% 49.89
UnitedHealth (UNH) 0.03 416 194.71
Lowe's Companies (LOW) 0.03 1142 79.68
PPL Corporation (PPL) 0.03 2466 -43% 38.12
Lannett Company (LCI) 0.03 4200 +127% 18.33
iShares NASDAQ Biotechnology Index (IBB) 0.03 303 +65% 333.33
Enbridge Inc 0.03 1831 +415% 42.05
Cliffs Natural Resources (CLF) 0.03 11300 7.17
Intuit (INTU) 0.03 600 141.67
SCANA Corporation (SCG) 0.03 1597 48.22
Allegheny Technologies Incorporated (ATI) 0.03 3400 23.82
iShares Dow Jones US Basic Mater. (IYM) 0.03 1065 +93% 95.77
Utilities SPDR (XLU) 0.03 1490 53.02
iShares iBoxx $ High Yid Corp Bond (HYG) 0.03 867 +23% 88.81
Alerian Mlp Etf(amlp) 0.03 8100 -21% 11.23
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.03 758 109.50
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.03 807 -73% 105.33
General Motors Company (GM) 0.03 1871 -76% 40.62
PowerShares Build America Bond Portfolio (BAB) 0.03 2775 30.27
TCW Strategic Income Fund (TSI) 0.03 14030 -7% 5.77
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.03 710 +27% 112.68
Clovis Oncology 0.03 1100 82.73
Vanguard S&p 500 Etf idx fd 0.03 351 230.77
Dentsply Sirona 0.03 1451 -64% 59.96
Comcast Corporation (CMCSA) 0.02 1766 +664% 38.51
Eli Lilly & Co. (LLY) 0.02 689 85.63
SPDR S&P; 500 ETF (SPY) 0.02 278 +72% 251.80
Cameco Corporation 0.02 7233 +53% 9.68
Sonoco Products Company (SON) 0.02 924 50.87
Wells Fargo & Company (WFC) 0.02 1079 -50% 55.61
Las Vegas Sands (LVS) 0.02 1133 +102% 64.43
Potash Corp. Of Saskatchewan I 0.02 2455 +20% 19.14
Aetna (AET) 0.02 355 +545% 157.75
Becton, Dickinson and (BDX) 0.02 354 +39% 194.92
Halliburton Company (HAL) 0.02 1554 +38% 46.33
NIKE (NKE) 0.02 1058 +364% 51.98
American Electric Power Company (AEP) 0.02 914 70.02
iShares Russell 1000 Value Index (IWD) 0.02 500 +66% 118.00
TOTAL S.A. (TOT) 0.02 1100 +1000% 53.64
Buckeye Partners (BPL) 0.02 1275 +200% 57.25
Starbucks Corporation (SBUX) 0.02 1033 +100% 53.24
Clorox Company (CLX) 0.02 405 -82% 130.86
United States Oil Fund (USO) 0.02 5250 10.48
Marathon Oil Corporation (MRO) 0.02 3481 -74% 13.50
Wynn Resorts (WYNN) 0.02 500 148.00
Energy Select Sector SPDR (XLE) 0.02 668 68.86
Entergy Corporation (ETR) 0.02 812 NEW 76.35
Sanderson Farms (SAFM) 0.02 297 -23% 161.62
Steel Dynamics (STLD) 0.02 1400 34.29
iShares MSCI Japan Index (EWJ) 0.02 852 55.16
Reliance Steel & Aluminum (RS) 0.02 900 76.67
L-3 Communications Holdings (LLL) 0.02 300 190.00
Super Micro Computer (SMCI) 0.02 2250 22.22
Skyworks Solutions (SWKS) 0.02 689 -4% 101.60
iShares Gold Trust (IAU) 0.02 4533 12.35
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.02 520 +2500% 121.15
iShares S&P; 500 Value Index (IVE) 0.02 421 +102% 106.89
iShares Russell Midcap Index Fund (IWR) 0.02 257 +100% 198.44
ProShares Ultra S&P500; (SSO) 0.02 600 96.67
Spectrum Pharmaceuticals (SPPI) 0.02 4000 14.00
iShares Dow Jones US Real Estate (IYR) 0.02 709 -42% 80.39
iShares Dow Jones US Utilities (IDU) 0.02 515 133.98
Vanguard FTSE All-World ex-US ETF (VEU) 0.02 861 +15% 52.26
Fortinet (FTNT) 0.02 1735 35.73
iShares Russell Midcap Growth Idx. (IWP) 0.02 418 +100% 112.44
Coca-cola Enterprises Inc New 0.02 1133 41.48
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.02 520 103.85
Vanguard REIT ETF (VNQ) 0.02 810 -15% 82.72
Vanguard Extended Market ETF (VXF) 0.02 628 +47% 106.69
iShares MSCI Germany Index Fund (EWG) 0.02 2039 +100% 32.37
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.02 687 +2% 93.16
PIMCO High Income Fund (PHK) 0.02 6109 +105% 8.35
PowerShares Dynamic Lg. Cap Value (PWV) 0.02 1629 +30% 37.45
New York Mortgage Trust (NYMT) 0.02 8271 6.17
Telus Ord 0.02 1800 +200% 36.11
American Tower Reit 0.02 466 -18% 137.34
Express Scripts Holding 0.02 960 -63% 63.54
Spark Therapeutics 0.02 750 89.33
Chemours 0.02 1238 +121% 50.89
Loews Corporation (L) 0.01 800 -65% 47.50
Grupo Televisa, S.A. (TV) 0.01 700 24.29
iShares MSCI Emerging Markets Indx (EEM) 0.01 928 +100% 45.26
Taiwan Semiconductor Mfg (TSM) 0.01 616 +100% 37.34
Corning Incorporated (GLW) 0.01 962 -92% 30.15
Signature Bank (SBNY) 0.01 150 126.67
Principal Financial (PFG) 0.01 620 +463% 64.52
Arthur J. Gallagher & Co. (AJG) 0.01 580 62.07
CSX Corporation (CSX) 0.01 450 +200% 53.33
Waste Management (WM) 0.01 204 +100% 78.43
Norfolk Southern (NSC) 0.01 296 -78% 131.76
Great Plains Energy Incorporated (GXP) 0.01 600 +200% 30.00
Dominion Resources (D) 0.01 425 +30% 77.65
Lennar Corporation (LEN) 0.01 400 52.50
FirstEnergy (FE) 0.01 550 30.91
Cummins (CMI) 0.01 200 170.00
NVIDIA Corporation (NVDA) 0.01 164 176.83
PPG Industries (PPG) 0.01 300 +50% 110.00
Ryder System (R) 0.01 200 +100% 85.00
SYSCO Corporation (SYY) 0.01 468 53.42
Union Pacific Corporation (UNP) 0.01 300 +100% 116.67
V.F. Corporation (VFC) 0.01 400 NEW 62.50
Automatic Data Processing (ADP) 0.01 158 107.59
Nordstrom (JWN) 0.01 426 46.95
International Paper Company (IP) 0.01 350 57.14
Emerson Electric (EMR) 0.01 406 +100% 64.04
Tyson Foods (TSN) 0.01 549 -24% 71.04
Koninklijke Philips Electronics NV (PHG) 0.01 1000 NEW 41.00
Valero Energy Corporation (VLO) 0.01 392 -89% 76.53
Yum! Brands (YUM) 0.01 600 73.33
Air Products & Chemicals (APD) 0.01 106 150.94
McKesson Corporation (MCK) 0.01 160 +220% 156.25
Deere & Company (DE) 0.01 119 -87% 126.05
General Mills (GIS) 0.01 400 +100% 52.50
GlaxoSmithKline (GSK) 0.01 1007 +42% 40.71
Hess (HES) 0.01 730 46.58
Parker-Hannifin Corporation (PH) 0.01 169 +201% 177.51
Pepsi (PEP) 0.01 315 -80% 111.11
Royal Dutch Shell (RDS.B) 0.01 501 61.88
Target Corporation (TGT) 0.01 300 -97% 60.00
iShares MSCI EAFE Index Fund (EFA) 0.01 521 +68% 69.10
Lazard Ltd-cl A shs a 0.01 796 +140% 45.23
Syngenta AG (SYT) 0.01 200 +100% 90.00
Accenture 0.01 319 +45% 134.80
Barclays (BCS) 0.01 3833 10.44
Visa (V) 0.01 354 104.52
II-VI (IIVI) 0.01 400 40.00
Mueller Industries (MLI) 0.01 519 34.68
Dover Corporation (DOV) 0.01 168 89.29
Public Service Enterprise (PEG) 0.01 505 45.54
Magna Intl Inc cl a 0.01 300 53.33
Chesapeake Energy Corporation (CHK) 0.01 10000 4.30
Pioneer Natural Resources (PXD) 0.01 300 146.67
Vanguard Intermediate-Term Bond ETF (BIV) 0.01 200 NEW 85.00
Zimmer Holdings (ZMH) 0.01 143 118.88
Cedar Fair (FUN) 0.01 235 63.83
Micron Technology (MU) 0.01 600 -90% 40.00
Baidu (BIDU) 0.01 80 250.00
Elbit Systems Ltd 0.01 100 NEW 150.00
Alliant Energy Corporation (LNT) 0.01 625 41.60
Medical Properties Trust (MPW) 0.01 2400 +71% 13.33
Chicago Bridge & Iron Company N.V. (CBI) 0.01 2250 16.89
Energy Transfer Partners (ETP) 0.01 1852 18.36
MGM Resorts International. (MGM) 0.01 750 32.00
National Grid (NGG) 0.01 654 62.69
H.B. Fuller Company (FUL) 0.01 731 57.46
Powell Industries (POWL) 0.01 600 +100% 30.00
Acorda Therapeutics (ACOR) 0.01 1000 NEW 24.00
Magellan Midstream Partners (MMP) 0.01 428 +100% 70.09
Ladenburg Thalmann Financial Services (LTS) 0.01 14265 2.87
Rbc Cad Com 0.01 209 76.56
Market Vectors Gold Miners ETF (GDX) 0.01 700 22.86
Sierra Wireless Inc 0.01 900 +80% 21.11
Manulife Finl Corp 0.01 782 +100% 20.46
iShares Russell Midcap Value Index (IWS) 0.01 517 +101% 85.11
Pinnacle West Capital Corporation (PNW) 0.01 216 83.33
Rydex S&P; Equal Weight ETF (RSP) 0.01 349 94.56
Vanguard Europe Pacific ETF (VEA) 0.01 490 -32% 42.86
Bank Of America Corporation preferred 0.01 34 1294.12
Wyndham Worldwide Corp option 0.01 6000 NEW 4.17
Bunge Limited option 0.01 12000 NEW 1.58
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.01 300 NEW 123.33
PowerShares Water Resources (PHO) 0.01 1201 28.31
Vanguard Emerging Markets ETF (VWO) 0.01 348 -13% 43.10
Espey Manufacturing & Electronics (ESP) 0.01 800 22.50
Corning Inc option 0.01 13000 NEW 1.46
Vanguard Mid-Cap ETF (VO) 0.01 225 -26% 146.67
Cohen & Steers Quality Income Realty (RQI) 0.01 2382 12.59
Sabra Health Care REIT (SBRA) 0.01 1434 NEW 21.62
Gabelli Dividend & Income Trust (GDV) 0.01 1051 22.84
Golub Capital BDC (GBDC) 0.01 1000 19.00
PowerShares DB Agriculture Fund (DBA) 0.01 1000 -33% 19.00
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.01 725 +123% 33.10
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.01 696 +100% 58.91
iShares Dow Jones US Technology (IYW) 0.01 240 150.00
iShares S&P; Global Industrials Sec (EXI) 0.01 400 90.00
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.01 562 +36% 49.82
Eaton Vance Floating-Rate Income Trust (EFT) 0.01 2000 +100% 14.50
Nuveen Multi-Strategy Income & Growth Fd (JPC) 0.01 1580 10.76
BlackRock Municipal Bond Trust (BBK) 0.01 1223 +32% 15.54
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 1789 -59% 8.94
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.01 1917 13.56
iShares Morningstar Small Core Idx (JKJ) 0.01 111 162.16
Vanguard Energy ETF (VDE) 0.01 428 -21% 93.46
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.01 1500 13.33
Western Asset Invest. Grade Defined Opp (IGI) 0.01 728 20.60
Pluristem Therapeutics (PSTI) 0.01 20000 1.50
Blackrock California Mun. Income Trust (BFZ) 0.01 2700 14.44
Nuveen Ny Divid Advntg Mun F 0.01 2046 -21% 14.17
Nuveen Build Amer Bd fd com 0.01 1500 NEW 21.33
Vanguard Long Term Corporate Bond ETF (VCLT) 0.01 400 NEW 95.00
Autodesk Inc cmn 0.01 2400 NEW 9.58
CYPRESS SEMICONDUCTOR COMMON Stock cmn 0.01 18000 NEW 1.61
Spdr S&p Emerging Mkts Dividen inx 0.01 511 31.31
Stag Industrial Inc Com 0.01 665 -16% 27.07
Wendy's/arby's Group 0.01 1650 15.76
Brookfield Renewable energy partners lpu 0.01 700 32.86
Empire Resorts 0.01 830 +2% 22.89
Phillips 66 0.01 232 +53% 90.52
Duke Energy 0.01 477 +5% 83.86
Pimco Dynamic Incm Fund 0.01 500 30.00
Workday Inc cmn 0.01 4400 NEW 7.05
Sterling Bancorp/de 0.01 721 24.97
Sirius Xm Holdings 0.01 7433 5.52
Twitter 0.01 1869 -3% 17.12
Walgreen Boots Alliance 0.01 559 +37% 76.92
Healthcare Tr Amer Inc cl a 0.01 500 30.00
Factorshares Tr ise cyber sec 0.01 940 +8% 29.79
Medtronic 0.01 320 78.12
Etfis Ser Tr I bioshs biote 0.01 1000 42.00
Global Net Lease 0.01 1911 +59% 21.98
Paypal Holdings 0.01 620 +15% 64.52
Northstar Realty Europe 0.01 2311 +44% 12.98
Square Inc cl a 0.01 525 +34% 28.57
Voyager Therapeutics 0.01 2000 NEW 20.50
Alphabet Inc-cl C 0.01 1000 NEW 25.00
Charter Communications Inc New Cl A cl a 0.01 51 +45% 372.55
Nutanix Inc cl a 0.01 1959 +53% 22.46
Yum China Holdings 0.01 600 40.00
Bioverativ Inc Com equity 0.01 424 +78% 56.60
Snap Inc cl a 0.01 1325 +61% 14.34
Baker Hughes A Ge Company 0.01 712 NEW 36.52
E TRADE Financial Corporation (ETFC) 0.00 10 +100% 0.00
Huntington Bancshares Incorporated (HBAN) 0.00 457 13.13
Hasbro (HAS) 0.00 10 100.00
* Barrick Gold Corp 0.00 300 +197% 16.67
Vale (VALE) 0.00 224 8.93
Infosys Technologies (INFY) 0.00 92 +104% 10.87
China Mobile (CHL) 0.00 139 50.36
Broadridge Financial Solutions (BR) 0.00 31 96.77
Charles Schwab Corporation (SCHW) 0.00 3 +200% 0.00
Costco Wholesale Corporation (COST) 0.00 25 160.00
Devon Energy Corporation (DVN) 0.00 351 +40% 37.04
FedEx Corporation (FDX) 0.00 40 225.00
Home Depot (HD) 0.00 66 166.67
Baxter International (BAX) 0.00 166 60.24
Vertex Pharmaceuticals Incorporated (VRTX) 0.00 65 153.85
Archer Daniels Midland Company (ADM) 0.00 175 40.00
CBS Corporation (CBS) 0.00 10 +100% 100.00
Apache Corporation (APA) 0.00 70 42.86
Autodesk (ADSK) 0.00 100 110.00
Avon Products (AVP) 0.00 100 0.00
Blackbaud (BLKB) 0.00 122 90.16
Diebold Incorporated (DBD) 0.00 100 20.00
FMC Technologies (FTI) 0.00 136 29.41
LKQ Corporation (LKQX) 0.00 390 35.90
Mattel (MAT) 0.00 72 +100% 13.89
Microchip Technology (MCHP) 0.00 100 -24% 90.00
Pitney Bowes (PBI) 0.00 100 10.00
RPM International (RPM) 0.00 279 50.18
Teradata Corporation (TDC) 0.00 76 39.47
Travelers Companies (TRV) 0.00 1 -99% 0.00
W.W. Grainger (GWW) 0.00 62 NEW 177.42
Boston Scientific Corporation (BSX) 0.00 100 30.00
Schnitzer Steel Industries (SCHN) 0.00 63 31.75
Harley-Davidson (HOG) 0.00 297 47.14
Electronic Arts (ERTS) 0.00 80 112.50
Timken Company (TKR) 0.00 200 50.00
SVB Financial (SIVB) 0.00 45 177.78
Nokia Corporation (NOK) 0.00 295 6.78
Darden Restaurants (DRI) 0.00 140 78.57
Unum (UNM) 0.00 28 35.71
Taro Pharmaceutical Industries 0.00 66 +100% 106.06
Eastman Chemical Company (EMN) 0.00 33 +3% 90.91
CenturyLink (CTL) 0.00 639 -89% 18.78
Alcoa (AA) 0.00 29 34.48
Anadarko Petroleum Corporation (APC) 0.00 100 50.00
Capital One Financial (COF) 0.00 115 -94% 86.96
Cemex SAB de CV (CX) 0.00 33 +200% 0.00
Fluor Corporation (FLR) 0.00 332 42.17
Hewlett-Packard Company (HPQ) 0.00 100 -99% 20.00
Maxim Integrated Products (MXIM) 0.00 5 0.00
NCR Corporation (NCR) 0.00 36 27.78
Occidental Petroleum Corporation (OXY) 0.00 100 -96% 60.00
Xerox Corporation (XRX) 0.00 139 -97% 35.97
Gap (GPS) 0.00 112 26.79
Weyerhaeuser Company (WY) 0.00 242 33.06
QUALCOMM (QCOM) 0.00 210 -93% 52.38
Danaher Corporation (DHR) 0.00 106 84.91
Canadian Natural Resources 0.00 200 35.00
Shire (SHPGY) 0.00 12 166.67
Calumet Specialty Products Partners, L.P (CLMT) 0.00 275 7.27
General Dynamics Corporation (GD) 0.00 56 +21% 214.29
Regal Entertainment (RGC) 0.00 2 NEW 0.00
Westar Energy (WR) 0.00 119 50.42
ConAgra Foods (CAG) 0.00 96 +100% 31.25
Frontier Communications (FTR) 0.00 815 -91% 12.27
New York Community Ban (NYB) 0.00 500 12.00
Xcel Energy (XEL) 0.00 100 +100% 50.00
Methanex Corp 0.00 20 NEW 50.00
PACCAR (PCAR) 0.00 64 +100% 78.12
Quicksilver Resources (KWK) 0.00 18 0.00
J.M. Smucker Company (SJM) 0.00 2 0.00
Whiting Petroleum Corporation (WLL) 0.00 62 0.00
Toro Company (TTC) 0.00 83 NEW 60.24
Lexington Realty Trust (LXP) 0.00 310 9.68
Entravision Communication (EVC) 0.00 2400 5.83
PowerShares DB Com Indx Trckng Fund (DBC) 0.00 240 16.67
Rite Aid Corporation (RAD) 0.00 1000 2.00
Goldcorp Inc New 0.00 124 +148% 16.13
Wyndham Worldwide Corporation (WYN) 0.00 40 +100% 100.00
ArcelorMittal (MT) 0.00 33 30.30
Clean Energy Fuels (CLNE) 0.00 1816 2.75
InterNAP Network Services (INAP) 0.00 100 0.00
Microsemi Corporation (MSCC) 0.00 2 0.00
STMicroelectronics N.V. (STM) 0.00 250 20.00
TICC Capital (TICC) 0.00 866 6.93
Transcanada Corp 0.00 200 50.00
Ares Capital Corporation (ARCC) 0.00 174 17.24
Flextronics International Ltd Com Stk 0.00 612 16.34
Neenah Paper (NP) 0.00 19 105.26
AmeriGas Partners (APU) 0.00 141 +2% 42.55
BHP Billiton (BHP) 0.00 1 0.00
Coeur d'Alene Mines Corporation (CDE) 0.00 10 0.00
Chipotle Mexican Grill (CMG) 0.00 9 333.33
CenterPoint Energy (CNP) 0.00 279 28.67
Capital Product 0.00 659 3.03
FMC Corporation (FMC) 0.00 80 87.50
Finisar Corporation (FNSR) 0.00 62 16.13
Ingersoll-rand Co Ltd-cl A 0.00 100 90.00
John Bean Technologies Corporation (JBT) 0.00 14 71.43
JDS Uniphase Corporation (JDSU) 0.00 824 +22% 4.85
Southwest Airlines (LUV) 0.00 79 50.63
MetLife (MET) 0.00 152 -22% 52.63
NuStar Energy (NS) 0.00 219 41.10
Omega Healthcare Investors (OHI) 0.00 156 32.05
Plains All American Pipeline (PAA) 0.00 405 22.22
Piper Jaffray Companies (PJC) 0.00 2 0.00
Prudential Public Limited Company (PUK) 0.00 300 46.67
Royal Gold Inc 0.00 100 90.00
Sally Beauty Holdings (SBH) 0.00 437 20.59
Suburban Propane Partners (SPH) 0.00 120 25.00
Banco Santander, S.A. (STD) 0.00 23 +4% 0.00
TC Pipelines (TCLP) 0.00 213 51.64
Textainer Group Holdings Ltd 0.00 211 18.96
Tata Motors (TTM) 0.00 300 30.00
Textron (TXT) 0.00 1 0.00
USANA Health Sciences (USNA) 0.00 112 53.57
ABB (ABB) 0.00 204 24.51
Alliance Resource Partners (ARLP) 0.00 200 20.00
Capstead Mortgage Corporation (CMO) 0.00 400 10.00
Centene Corporation (CNC) 0.00 100 100.00
Diana Shipping Inc Com 0.00 300 +200% 3.33
MFA Mortgage Investments (MFA) 0.00 500 8.00
Vector (VGR) 0.00 214 +4% 18.69
Berkshire Hills Ban (BHLB) 0.00 104 38.46
CHECK POINT SOFTWARE Technolog Com Stk 0.00 75 120.00
Ferrellgas Partners (FGP) 0.00 565 5.31
Icahn Enterprises (IEP) 0.00 100 50.00
ImmunoGen (IMGN) 0.00 100 10.00
Kinross Gold Corp New 0.00 100 0.00
Kansas City Southern (KSU) 0.00 106 113.21
Tanger Factory Outlet Centers (SKT) 0.00 375 NEW 24.00
TrustCo Bank Corp NY (TRST) 0.00 150 6.67
Enzo Biochem (ENZ) 0.00 110 9.09
FuelCell Energy (FCEL) 0.00 81 0.00
Imax Corp Cad Com (usd) 0.00 30 33.33
Lexicon Pharmaceuticals (LXRX) 0.00 7 0.00
GOLAR LNG Limited Com 0.00 500 NEW 22.00
Bank Of Montreal Cadcom Npv 0.00 150 73.33
Apollo Investment (AINV) 0.00 545 5.50
CoreLogic (CLGX) 0.00 100 50.00
Intrepid Potash (IPI) 0.00 50 0.00
Asa Limited shs 0.00 100 10.00
B&G; Foods (BGS) 0.00 300 NEW 33.33
Suncor Energy Inc New 0.00 230 34.78
AECOM Technology Corporation (ACM) 0.00 100 40.00
Barrick Gold Corp option 0.00 14000 NEW 0.43
Disney Walt Co option 0.00 14600 -8% 0.89
Gilead Sciences Inc option 0.00 10000 NEW 0.50
Incyte Corp option 0.00 6000 -18% 0.17
iShares MSCI Brazil Index (EWZ) 0.00 208 +7% 43.27
Oclaro (OCLR) 0.00 20 0.00
Seadrill Limited 0.00 4400 0.45
Yamana Gold Inc 0.00 383 2.61
Advantage Oil & Gas Ltd 0.00 900 +100% 6.67
Deere & Co option 0.00 1000 NEW 13.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.00 100 50.00
Bunge Limited option 0.00 24000 NEW 0.08
Bank Of America Corp w exp 10/201 0.00 9500 0.74
iShares Silver Trust (SLV) 0.00 761 15.77
Comcast Corp-special Cl A 0.00 1500 NEW 0.00
Xl Group Plc shs 0.00 4 -99% 0.00
PowerShares WilderHill Clean Energy (PBW) 0.00 159 6.29
iShares S&P; SmallCap 600 Index (IJR) 0.00 114 +46% 70.18
iShares MSCI Malaysia Index Fund (EWM) 0.00 300 +71% 33.33
iShares S&P; India Nifty 50 Index Fund (INDY) 0.00 309 35.60
WisdomTree Emerging Mkts Small Cp Div Fd (DGS) 0.00 17 58.82
SPDR S&P; Dividend (SDY) 0.00 147 88.44
Aberdeen Asia-Pacific Income Fund (FAX) 0.00 460 4.35
eMagin Corporation (EMAN) 0.00 30 0.00
European Equity Fund (EEA) 0.00 405 9.88
iShares Cohen & Steers Realty Maj. (ICF) 0.00 31 96.77
Opko Health (OPK) 0.00 1000 NEW 7.00
PowerShares Preferred Portfolio (PGX) 0.00 797 15.06
Chatham Lodging Trust (CLDT) 0.00 400 22.50
iShares MSCI Canada Index (EWC) 0.00 284 +10% 28.17
O'reilly Automotive Inc 0.00 15 200.00
Triangle Capital Corporation (TCAP) 0.00 7 -98% 0.00
Teekay Tankers Ltd cl a 0.00 5000 NEW 1.60
Motorola Solutions (MSI) 0.00 14 +100% 71.43
iShares MSCI Singapore Index Fund (EWS) 0.00 234 +100% 25.64
iShares Morningstar Large Core Idx (JKD) 0.00 40 150.00
PowerShares Emerging Markets Sovere (PCY) 0.00 47 21.28
iShares Barclays Govnment/Cdit Bond Fd (GBF) 0.00 63 111.11
iShares Dow Jones US Energy Sector (IYE) 0.00 14 -53% 71.43
iShares S&P; Global Healthcare Sect. (IXJ) 0.00 62 112.90
Boulder Growth & Income Fund (BIF) 0.00 724 9.67
CurrencyShares British Pound Ster. Trst (FXB) 0.00 38 131.58
Vanguard Utilities ETF (VPU) 0.00 8 125.00
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.00 535 -31% 11.21
Nuveen Diversified Dividend & Income Fd. (JDD) 0.00 810 +71% 12.35
Nuveen Quality Pref. Inc. Fund II (JPS) 0.00 775 10.32
Nuveen Floating Rate Income Fund (JFR) 0.00 1005 11.94
PowerShares FTSE RAFI Emerging MarketETF (PXH) 0.00 91 21.98
PowerShares Global Water Portfolio (PIO) 0.00 110 +100% 27.27
WisdomTree Europe SmallCap Div Fd (DFE) 0.00 65 76.92
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.00 520 25.00
Vanguard Total World Stock Idx Fd (VT) 0.00 67 74.63
Pimco NY Municipal Income Fund (PNF) 0.00 1050 13.33
Nuveen Mtg opportunity term fd 0.00 478 25.10
iShares S&P; Growth Allocation Fund (AOR) 0.00 130 -68% 46.15
Johnson & Johnson call 0.00 11000 NEW 0.27
PhotoMedex (PHMD) 0.00 2593 1.16
Pengrowth Energy Corp 0.00 1121 0.89
Allegheny Technologies Inc call 0.00 3400 4.12
Ishares Tr s^p aggr all 0.00 263 -61% 53.23
Wisdomtree Tr intl hedge eqt 0.00 59 +103% 67.80
American Intl Group Inc 0.00 40 25.00
Cavium Inc 0.00 5 -93% 0.00
General Mtrs Co *w exp 07/10/201 0.00 291 24.05
Plug Power Inc 0.00 1360 2.94
Pennantpark Floating Rate Capi 0.00 750 14.67
Global X Etf equity 0.00 250 24.00
Yandex Nv-a cmn 0.00 2600 NEW 4.23
Dunkin' Brands Group 0.00 140 50.00
Level 3 Communications 0.00 4 0.00
Direxion Daily Fin Bull 3x dly 0.00 100 +100% 60.00
Direxion Shs Etf Tr Daily 20+ 0.00 100 -50% 20.00
NETWORK 0.00 131 0.00
Ishares Tr int pfd stk fd 0.00 600 18.33
Us Silica Hldgs 0.00 125 32.00
Renewable Energy 0.00 24 0.00
Vantiv Inc Cl A 0.00 200 70.00
Zweig Fund 0.00 988 +100% 13.16
Cytrx 0.00 5700 -35% 0.35
Manchester Utd Plc New Ord Cl 0.00 100 20.00
Federated National Holding C 0.00 800 15.00
0.00 675 8.89
Ryman Hospitality Pptys 0.00 175 62.86
Ambarella Inc shs 0.00 79 NEW 50.63
Diamondback Energy 0.00 125 96.00
Revolution Lighting Tech 0.00 1210 6.61
Organovo Holdings 0.00 2000 2.00
Eaton Corp Plc call 0.00 6600 +57% 0.00
PALO ALTO NETWORKS Inc cmn 0.00 2000 NEW 6.00
Allianzgi Conv & Income Fd I 0.00 707 -21% 5.66
Zoetis Inc Cl A 0.00 200 65.00
Pinnacle Foods Inc De 0.00 175 57.14
Hannon Armstrong stock 0.00 413 24.21
Doubleline Income Solutions 0.00 504 21.83
Mallinckrodt Pub 0.00 78 -96% 38.46
Orange Sa 0.00 614 16.29
Portola Pharmaceuticals 0.00 125 56.00
Hyperdynamics Corp Common Stoc 0.00 100 0.00
Fireeye 0.00 450 +20% 17.78
Allegion Plc equity 0.00 33 90.91
Advaxis 0.00 275 3.64
Fs Investment Corporation 0.00 1010 8.91
Solarcity Corp note 2.750%11/0 0.00 14000 1.00
Fidelity msci energy idx 0.00 2 0.00
One Gas 0.00 5 0.00
Now 0.00 17 -32% 0.00
Time 0.00 151 +11% 13.25
Gabelli mutual funds - 0.00 68 14.71
Geo Group Inc/the reit 0.00 112 NEW 26.79
Aradigm 0.00 2 0.00
Transenterix 0.00 1000 1.00
Casi Pharmaceuticalsinc Com Stk 0.00 45 0.00
Veritiv Corp - When Issued 0.00 23 +64% 43.48
Cdk Global Inc equities 0.00 41 73.17
Rewalk Robotics Ltd shs 0.00 1500 NEW 1.33
Liberty Broadband Cl C 0.00 6 166.67
Liberty Broadband Corporation 0.00 3 0.00
Ishares Tr msci lw crb tg 0.00 50 120.00
Engility Hldgs 0.00 50 40.00
Spark Therapeutics Inc call 0.00 700 NEW 5.71
Cogentix Medical 0.00 3360 2.68
Juniper Pharmaceuticals Incorporated 0.00 125 8.00
Allergan 0.00 18 -97% 222.22
Nrg Yield 0.00 500 NEW 20.00
Apple Hospitality Reit 0.00 226 -70% 17.70
Vareit, Inc reits 0.00 1216 8.22
Viavi Solutions Inc equities 0.00 537 +48% 9.31
Lumentum Hldgs 0.00 102 +52% 58.82
Pjt Partners 0.00 58 -18% 34.48
Wave Systems Corp cl a 0.00 3 0.00
Four Corners Ppty Tr 0.00 19 0.00
Ferrari N V 0.00 25 -54% 120.00
Real Estate Select Sect Spdr 0.00 8 +100% 0.00
Liberty Media Corp Series C Li 0.00 6 0.00
Liberty Media Corp Del Com Ser 0.00 3 0.00
Liberty Media Corp Delaware Com A Braves Grp 0.00 1 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.00 12 83.33
Liberty Media Corp Delaware Com C Braves Grp 0.00 2 0.00
Liberty Media Corp Delaware Com C Siriusxm 0.00 24 41.67
Vaneck Vectors Junior Gold Miners Etf etf 0.00 164 36.59
Terravia Holdings 0.00 1500 +200% 0.00
Global Medical Reit, Inc. stock 0.00 500 8.00
Crossroads Sys 0.00 6 NEW 0.00
Dell Technologies Inc Class V equity 0.00 108 +17% 74.07
Advansix Inc Com stock 0.00 58 +123% 34.48
Versum Matls Inc Com stock 0.00 53 37.74
Arconic Inc Com stock 0.00 90 -96% 22.22
Lamb Weston Hldgs 0.00 32 +100% 62.50
Microbot Med 0.00 4 0.00
Conduent Incorporate 0.00 111 18.02
Arconic 0.00 200 40.00
Colony Northstar 0.00 334 11.98
Glassbridge Enterprises 0.00 1 0.00
Pcsb Fncl 0.00 100 NEW 20.00
Brighthouse Finl Inc Com 0.00 13 NEW 76.92
Reaves Util Income Fd right 10/04/2017 0.00 4308 NEW 0.46

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