Focused Wealth Management
Latest statistics and disclosures from Focused Wealth Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SPYG, VTV, QQQ, SGOV, VCIT, and represent 45.18% of Focused Wealth Management's stock portfolio.
- Added to shares of these 10 stocks: IGV (+$5.4M), VTV, SPYG, QQQ, AAPL, BMRN, SGOV, VCIT, VIGI, VWO.
- Started 10 new stock positions in CMA, JAGX, HUBS, FYBR, MUB, ZG, NYCB, TEAM, BMRN, NXT.
- Reduced shares in these 10 stocks: SCHP (-$5.6M), BND, BX, , PFE, VGT, MGK, DIS, PENN, .
- Sold out of its positions in AFCG, AMCX, AMC, AMN, ARKK, ARKQ, Ark Etf Tr put, FAX, SIVR, PEO.
- Focused Wealth Management was a net buyer of stock by $9.1M.
- Focused Wealth Management has $651M in assets under management (AUM), dropping by 7.06%.
- Central Index Key (CIK): 0001586052
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Portfolio Holdings for Focused Wealth Management
Focused Wealth Management holds 178 positions in its portfolio as reported in the March 2024 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Spdr Ser Tr Prtflo S&p500 Gw (SPYG) | 15.7 | $102M | +3% | 1.4M | 73.15 |
|
| Vanguard Index Fds Value Etf (VTV) | 12.5 | $82M | +4% | 500k | 162.86 |
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| Invesco Qqq Tr Unit Ser 1 (QQQ) | 8.1 | $53M | +4% | 119k | 444.01 |
|
| Ishares Tr 0-3 Mnth Treasry (SGOV) | 4.7 | $31M | +5% | 306k | 100.71 |
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| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 4.1 | $27M | +5% | 333k | 80.51 |
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| Vanguard Whitehall Fds High Div Yld (VYM) | 3.7 | $24M | 200k | 120.99 |
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| Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 3.3 | $22M | -10% | 297k | 72.63 |
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| Apple Call Option (AAPL) | 3.1 | $20M | +9% | 116k | 171.48 |
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| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 2.7 | $18M | +6% | 428k | 41.77 |
|
| Select Sector Spdr Tr Financial (XLF) | 2.7 | $18M | +4% | 423k | 42.12 |
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| Vanguard Whitehall Fds Intl Dvd Etf (VIGI) | 2.7 | $18M | +9% | 218k | 81.53 |
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| Spdr Ser Tr Bloomberg 1-3 Mo (BIL) | 2.0 | $13M | +6% | 139k | 91.80 |
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| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 1.7 | $11M | +10% | 66k | 169.37 |
|
| Vanguard World Mega Grwth Ind (MGK) | 1.6 | $11M | -2% | 37k | 286.61 |
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| Select Sector Spdr Tr Sbi Healthcare (XLV) | 1.6 | $11M | +4% | 72k | 147.73 |
|
| Vanguard Index Fds Small Cp Etf (VB) | 1.4 | $9.4M | +5% | 41k | 228.59 |
|
| Blackrock Tax Municpal Bd Tr SHS (BBN) | 1.3 | $8.7M | +7% | 535k | 16.34 |
|
| Vanguard World Inf Tech Etf (VGT) | 1.3 | $8.6M | -4% | 16k | 524.34 |
|
| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 1.0 | $6.7M | +7% | 26k | 260.72 |
|
| Ishares Tr Expanded Tech (IGV) | 1.0 | $6.6M | +426% | 78k | 85.27 |
|
| Blackstone Group Inc Com Cl A (BX) | 1.0 | $6.4M | -14% | 49k | 131.37 |
|
| Amazon (AMZN) | 0.9 | $5.8M | 32k | 180.38 |
|
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| Meta Platforms Cl A (META) | 0.9 | $5.6M | 11k | 485.59 |
|
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| Bank of America Corporation Call Option (BAC) | 0.8 | $5.3M | 140k | 37.92 |
|
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.8 | $5.2M | 35k | 150.93 |
|
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| Tesla Motors (TSLA) | 0.7 | $4.6M | +9% | 26k | 175.79 |
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.7 | $4.4M | -2% | 11k | 420.51 |
|
| Walt Disney Company (DIS) | 0.6 | $4.1M | -5% | 34k | 122.36 |
|
| J P Morgan Exchange Traded F Equity Premium (JEPI) | 0.6 | $4.0M | 69k | 57.86 |
|
|
| Microsoft Corporation (MSFT) | 0.6 | $4.0M | 9.4k | 420.74 |
|
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| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.6 | $3.6M | 440k | 8.16 |
|
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| Nuveen Equity Premium Income Fund (BXMX) | 0.5 | $3.5M | 261k | 13.23 |
|
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| Pfizer (PFE) | 0.5 | $3.3M | -11% | 119k | 27.75 |
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| Starwood Property Trust (STWD) | 0.5 | $3.0M | +2% | 145k | 20.33 |
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| Exxon Mobil Corporation (XOM) | 0.4 | $2.9M | 25k | 116.24 |
|
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| Citigroup Com New (C) | 0.4 | $2.8M | 45k | 63.24 |
|
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| Caterpillar (CAT) | 0.4 | $2.8M | +2% | 7.6k | 366.43 |
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| Intel Corporation (INTC) | 0.4 | $2.4M | 53k | 44.17 |
|
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| Super Micro Computer (SMCI) | 0.4 | $2.3M | 2.3k | 1010.03 |
|
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| International Business Machines (IBM) | 0.3 | $2.2M | 11k | 190.96 |
|
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| NVIDIA Corporation (NVDA) | 0.3 | $2.1M | -3% | 2.3k | 903.44 |
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| JPMorgan Chase & Co. (JPM) | 0.3 | $2.0M | 10k | 200.30 |
|
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| Goldman Sachs (GS) | 0.3 | $2.0M | 4.7k | 417.68 |
|
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| Nucor Corporation (NUE) | 0.3 | $1.9M | -7% | 9.6k | 197.90 |
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| General Electric Com New (GE) | 0.3 | $1.9M | 11k | 175.54 |
|
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| Johnson & Johnson (JNJ) | 0.3 | $1.7M | 11k | 158.19 |
|
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| BioMarin Pharmaceutical Call Option (BMRN) | 0.2 | $1.6M | NEW | 19k | 87.34 |
|
| Vanguard Index Fds Total Stk Mkt (VTI) | 0.2 | $1.5M | 5.7k | 259.92 |
|
|
| Wal-Mart Stores (WMT) | 0.2 | $1.4M | +199% | 24k | 60.17 |
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| Vanguard World Health Car Etf (VHT) | 0.2 | $1.4M | -2% | 5.3k | 270.51 |
|
| Honeywell International (HON) | 0.2 | $1.3M | -2% | 6.5k | 205.25 |
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| Applied Materials (AMAT) | 0.2 | $1.3M | 6.1k | 206.24 |
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| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $1.3M | +3% | 8.2k | 152.26 |
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| Blackrock N Y Mun Income Tru Sh Ben Int (BNY) | 0.2 | $1.2M | +6% | 118k | 10.60 |
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.2 | $1.2M | 2.2k | 525.79 |
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| Abbvie (ABBV) | 0.2 | $1.1M | +3% | 6.3k | 182.11 |
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| Altria (MO) | 0.2 | $1.1M | 26k | 43.62 |
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| At&t (T) | 0.2 | $1.1M | +2% | 63k | 17.60 |
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| Chevron Corporation (CVX) | 0.2 | $1.0M | +257% | 6.6k | 157.72 |
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| Kinder Morgan (KMI) | 0.2 | $1.0M | -4% | 55k | 18.34 |
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| Ishares Tr Msci Usa Mmentm (MTUM) | 0.2 | $994k | -2% | 5.3k | 187.33 |
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| Ishares Tr S&p 500 Grwt Etf (IVW) | 0.2 | $989k | 12k | 84.44 |
|
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| Merck & Co (MRK) | 0.1 | $968k | +2% | 7.3k | 131.95 |
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| BlackRock MuniHoldings New York Insured (MHN) | 0.1 | $901k | 85k | 10.59 |
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| 3M Company (MMM) | 0.1 | $893k | 8.4k | 106.07 |
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| Abbott Laboratories (ABT) | 0.1 | $874k | +892% | 7.7k | 113.67 |
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| Vanguard Index Fds Growth Etf (VUG) | 0.1 | $869k | 2.5k | 344.21 |
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| Ishares Tr 7-10 Yr Trsy Bd (IEF) | 0.1 | $861k | +75% | 9.1k | 94.66 |
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| Pinterest Cl A (PINS) | 0.1 | $811k | 23k | 34.67 |
|
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| Zillow Group Cl A Call Option (ZG) | 0.1 | $804k | NEW | 17k | 47.86 |
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| Royce Value Trust (RVT) | 0.1 | $759k | -6% | 50k | 15.17 |
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| Alibaba Group Hldg Sponsored Ads (BABA) | 0.1 | $736k | +444% | 10k | 72.36 |
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| Ishares Tr Ibonds 25 Trm Ts (IBTF) | 0.1 | $734k | 32k | 23.23 |
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| Pimco Etf Tr Active Bd Etf (BOND) | 0.1 | $699k | -9% | 7.6k | 91.86 |
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| Shopify Cl A Call Option (SHOP) | 0.1 | $659k | +36% | 8.5k | 77.17 |
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| Roku Com Cl A (ROKU) | 0.1 | $653k | +51% | 10k | 65.17 |
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| Novo-nordisk A S Adr (NVO) | 0.1 | $639k | +27555% | 5.0k | 128.40 |
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| Spdr Ser Tr Prtflo S&p500 Hi (SPYD) | 0.1 | $617k | 15k | 40.71 |
|
|
| Verizon Communications (VZ) | 0.1 | $607k | +4% | 15k | 41.96 |
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| Cisco Systems (CSCO) | 0.1 | $604k | -2% | 12k | 49.91 |
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| Ge Healthcare Technologies I Common Stock (GEHC) | 0.1 | $602k | +90% | 6.6k | 90.92 |
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| Kimberly-Clark Corporation (KMB) | 0.1 | $600k | 4.6k | 129.34 |
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| Nextera Energy (NEE) | 0.1 | $593k | 9.3k | 63.91 |
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| Wynn Resorts Call Option (WYNN) | 0.1 | $579k | +709% | 5.7k | 102.23 |
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| Eli Lilly & Co. (LLY) | 0.1 | $558k | -13% | 717.00 | 777.96 |
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| Oracle Corporation (ORCL) | 0.1 | $530k | -5% | 4.2k | 125.62 |
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| Procter & Gamble Company (PG) | 0.1 | $526k | 3.2k | 162.25 |
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| Comcast Corp Cl A Put Option (CMCSA) | 0.1 | $513k | +572% | 12k | 43.35 |
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| Netflix (NFLX) | 0.1 | $511k | +6% | 842.00 | 607.33 |
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| Pgim Etf Tr Pgim Ultra Sh Bd (PULS) | 0.1 | $511k | 10k | 49.70 |
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| Regeneron Pharmaceuticals (REGN) | 0.1 | $492k | +4554% | 512.00 | 960.34 |
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| Schwab Strategic Tr Sht Tm Us Tres (SCHO) | 0.1 | $488k | 10k | 48.21 |
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| Union Pacific Corporation (UNP) | 0.1 | $475k | +28% | 1.9k | 245.92 |
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| Home Depot (HD) | 0.1 | $454k | +17% | 1.2k | 383.67 |
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| Ishares Tr Ibonds 24 Trm Ts (IBTE) | 0.1 | $443k | +29% | 19k | 23.94 |
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| Vanguard Specialized Funds Div App Etf (VIG) | 0.1 | $431k | -3% | 2.4k | 182.62 |
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| Pepsi (PEP) | 0.1 | $430k | +36% | 2.5k | 175.00 |
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| Colgate-Palmolive Company (CL) | 0.1 | $428k | 4.8k | 90.04 |
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| Schlumberger Com Stk (SLB) | 0.1 | $424k | +164% | 7.7k | 54.81 |
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| Digitalocean Hldgs (DOCN) | 0.1 | $421k | +22% | 11k | 38.18 |
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| The Trade Desk Com Cl A (TTD) | 0.1 | $418k | +30% | 4.8k | 87.42 |
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| Vanguard World Financials Etf (VFH) | 0.1 | $406k | -10% | 4.0k | 102.39 |
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| Nextracker Class A Com (NXT) | 0.1 | $405k | NEW | 7.2k | 56.27 |
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| Innovative Industria A (IIPR) | 0.1 | $400k | 3.9k | 103.55 |
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| Eaton Corp SHS (ETN) | 0.1 | $400k | 1.3k | 312.68 |
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| Nike CL B Call Option (NKE) | 0.1 | $389k | +174% | 4.1k | 93.98 |
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| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.1 | $383k | +70% | 732.00 | 523.26 |
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| Vaneck Etf Trust High Yld Munietf (HYD) | 0.1 | $381k | 7.3k | 52.26 |
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| Palantir Technologies Cl A (PLTR) | 0.1 | $377k | +56% | 16k | 23.01 |
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| Expedia Group Com New (EXPE) | 0.1 | $368k | +297% | 2.7k | 137.75 |
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| Curis (CRIS) | 0.1 | $360k | +79% | 33k | 10.87 |
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| Freeport-mcmoran CL B (FCX) | 0.1 | $356k | +9% | 7.6k | 47.02 |
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| Consolidated Edison (ED) | 0.1 | $347k | 3.8k | 90.81 |
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| Spdr Ser Tr Bbg Conv Sec Etf (CWB) | 0.1 | $340k | -5% | 4.7k | 73.04 |
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| Ishares Tr Ibonds 26 Trm Ts (IBTG) | 0.1 | $340k | +4% | 15k | 22.71 |
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| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $338k | 3.6k | 92.73 |
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| Ishares Tr S&p 100 Etf (OEF) | 0.1 | $335k | -5% | 1.4k | 247.37 |
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| Ishares Silver Tr Ishares (SLV) | 0.1 | $335k | +442% | 15k | 22.75 |
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| Hubspot Call Option (HUBS) | 0.1 | $332k | NEW | 530.00 | 626.56 |
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| Spdr Ser Tr Prtflo S&p500 Vl (SPYV) | 0.1 | $331k | 6.6k | 50.10 |
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| Comerica Incorporated Call Option (CMA) | 0.1 | $330k | NEW | 6.0k | 54.99 |
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| M&T Bank Corporation (MTB) | 0.1 | $327k | 2.2k | 145.47 |
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| Realty Income (O) | 0.0 | $325k | +6% | 6.0k | 54.10 |
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| Archer Daniels Midland Company (ADM) | 0.0 | $325k | -6% | 5.2k | 62.81 |
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| Match Group Call Option (MTCH) | 0.0 | $319k | +214% | 8.8k | 36.28 |
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| Bristol Myers Squibb (BMY) | 0.0 | $312k | +7% | 5.7k | 54.23 |
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| C3 Ai Cl A (AI) | 0.0 | $305k | +2% | 11k | 27.07 |
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| Spdr Dow Jones Indl Average Ut Ser 1 (DIA) | 0.0 | $298k | 750.00 | 397.76 |
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| Cigna Corp (CI) | 0.0 | $298k | 820.00 | 363.08 |
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| American Water Works (AWK) | 0.0 | $296k | -2% | 2.4k | 122.22 |
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| salesforce (CRM) | 0.0 | $294k | +14% | 977.00 | 301.18 |
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| Spdr Ser Tr Portfoli S&p1500 (SPTM) | 0.0 | $292k | 4.6k | 64.14 |
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| Toast Cl A (TOST) | 0.0 | $292k | +120% | 12k | 24.92 |
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| Dimensional Etf Trust Us Equity Etf (DFUS) | 0.0 | $284k | -6% | 5.0k | 56.98 |
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| Visa Com Cl A (V) | 0.0 | $279k | +17% | 1.0k | 278.96 |
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| Nuveen Build Amer Bd (NBB) | 0.0 | $272k | +37% | 18k | 15.32 |
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| Oneok (OKE) | 0.0 | $266k | 3.3k | 80.18 |
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| Emerson Electric (EMR) | 0.0 | $265k | 2.3k | 113.42 |
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| Philip Morris International (PM) | 0.0 | $262k | 2.9k | 91.62 |
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| UnitedHealth (UNH) | 0.0 | $261k | +2% | 527.00 | 494.31 |
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| Crowdstrike Hldgs Cl A (CRWD) | 0.0 | $255k | +413% | 796.00 | 320.59 |
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| Prothena Corp SHS (PRTA) | 0.0 | $251k | +7751% | 10k | 24.77 |
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| Advanced Micro Devices (AMD) | 0.0 | $251k | +16% | 1.4k | 180.49 |
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| Stryker Corporation (SYK) | 0.0 | $250k | +12% | 698.00 | 358.01 |
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| Ishares Tr National Mun Etf (MUB) | 0.0 | $246k | NEW | 2.3k | 107.60 |
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| Lithia Motors (LAD) | 0.0 | $246k | +26666% | 803.00 | 305.67 |
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| Ishares Tr Core S&p Mcp Etf (IJH) | 0.0 | $242k | +400% | 4.0k | 60.74 |
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| Atlassian Corporation Cl A Put Option (TEAM) | 0.0 | $240k | NEW | 1.2k | 195.11 |
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| Vanguard Scottsdale Fds Inter Term Treas (VGIT) | 0.0 | $229k | -9% | 3.9k | 58.56 |
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| Ishares Tr Core Us Aggbd Et (AGG) | 0.0 | $225k | 2.3k | 97.93 |
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| Edison International (EIX) | 0.0 | $222k | 3.1k | 70.74 |
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| Eaton Vance Tax Managed Diversified Eq. (ETY) | 0.0 | $222k | 17k | 13.36 |
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| Us Bancorp Del Com New (USB) | 0.0 | $221k | 5.0k | 44.70 |
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| Fastly Cl A (FSLY) | 0.0 | $221k | 17k | 12.97 |
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| Travelers Companies (TRV) | 0.0 | $215k | 934.00 | 230.02 |
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| Main Street Capital Corporation (MAIN) | 0.0 | $214k | -4% | 4.5k | 47.31 |
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| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 0.0 | $213k | 2.8k | 75.99 |
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| Key (KEY) | 0.0 | $212k | +675% | 13k | 15.81 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.0 | $211k | +5% | 438.00 | 481.10 |
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| Frontier Communications Pare (FYBR) | 0.0 | $211k | NEW | 8.6k | 24.50 |
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| Hess Call Option (HES) | 0.0 | $209k | +705% | 1.4k | 152.64 |
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| Uber Technologies (UBER) | 0.0 | $207k | +12% | 2.7k | 76.99 |
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| Schwab Strategic Tr Us Tips Etf (SCHP) | 0.0 | $200k | -96% | 3.8k | 52.15 |
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| Archer Aviation Com Cl A (ACHR) | 0.0 | $185k | 40k | 4.62 |
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| Eaton Vance Tax Managed Buy Write Opport (ETV) | 0.0 | $182k | +2% | 14k | 12.93 |
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| Blackrock Debt Strategies Com New (DSU) | 0.0 | $147k | 13k | 11.06 |
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| BlackRock Corporate High Yield Fund VI (HYT) | 0.0 | $115k | -2% | 12k | 9.79 |
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| Solitario Expl & Rty Corp (XPL) | 0.0 | $106k | +75% | 176k | 0.60 |
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| Warner Bros Discovery Com Ser A (WBD) | 0.0 | $104k | 12k | 8.73 |
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| Rhinebeck Bancorp (RBKB) | 0.0 | $85k | 10k | 8.45 |
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| Purecycle Technologies (PCT) | 0.0 | $83k | 13k | 6.22 |
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| New York Community Ban (NYCB) | 0.0 | $81k | NEW | 25k | 3.22 |
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| Sunopta (STKL) | 0.0 | $75k | 11k | 6.87 |
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| Sono Tek (SOTK) | 0.0 | $60k | -6% | 12k | 4.89 |
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| Purple Innovatio (PRPL) | 0.0 | $52k | -37% | 30k | 1.74 |
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| Up Fintech Hldg Sponsored Ads (TIGR) | 0.0 | $38k | 11k | 3.44 |
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| Zhihu Ads (ZH) | 0.0 | $15k | 22k | 0.68 |
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| Jaguar Health (JAGX) | 0.0 | $6.7k | NEW | 74k | 0.09 |
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Past Filings by Focused Wealth Management
SEC 13F filings are viewable for Focused Wealth Management going back to 2013
- Focused Wealth Management 2024 Q1 filed May 8, 2024
- Focused Wealth Management 2023 Q4 filed Jan. 10, 2024
- Focused Wealth Management 2023 Q3 filed Nov. 1, 2023
- Focused Wealth Management 2023 Q2 filed Aug. 8, 2023
- Focused Wealth Management 2023 Q1 filed April 13, 2023
- Focused Wealth Management 2022 Q4 filed Jan. 13, 2023
- Focused Wealth Management 2022 Q3 filed Oct. 20, 2022
- Focused Wealth Management 2022 Q2 filed Aug. 4, 2022
- Focused Wealth Management 2022 Q1 filed April 29, 2022
- Focused Wealth Management 2021 Q4 filed Jan. 31, 2022
- Focused Wealth Management 2021 Q3 filed Oct. 12, 2021
- Focused Wealth Management 2021 Q2 filed July 15, 2021
- Focused Wealth Management 2021 Q1 filed May 3, 2021
- Focused Wealth Management 2020 Q4 filed Feb. 3, 2021
- Focused Wealth Management 2020 Q3 filed Oct. 19, 2020
- Focused Wealth Management 2020 Q2 filed July 24, 2020