Horizon Kinetics Asset Management
Latest statistics and disclosures from Horizon Kinetics Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are TPL, WPM, FNV, CACI, HHC, and represent 51.06% of Horizon Kinetics Asset Management's stock portfolio.
- Added to shares of these 10 stocks: Civeo Corp (+$42M), MSB (+$8.2M), LBRDK, ADM, SVXY, MSTR, IAC, CTT, VXF, USO.
- Started 10 new stock positions in MVF, OXY, QCOM, CSX, DE, Civeo Corp, SOXX, NEE, BK, KKR.
- Reduced shares in these 10 stocks: TPL (-$27M), Civeo (-$26M), WPM (-$8.5M), Gci Liberty Incorporated (-$8.1M), HHC (-$7.3M), IEP (-$6.8M), LNG (-$6.0M), FNV (-$5.9M), LSXMK (-$5.1M), BAM.
- Sold out of its positions in AMD, AXP, AMP, ANTM, ARCC, Civeo, CEM, Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity, ENB, FB.
- Horizon Kinetics Asset Management was a net seller of stock by $-131M.
- Horizon Kinetics Asset Management has $3.0B in assets under management (AUM), dropping by 20.52%.
Tip: Access up to 7 years of quarterly data
Positions held by HORIZON KINETICS ASSET MANAGEMENT LLC consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Horizon Kinetics Asset Management
Companies in the Horizon Kinetics Asset Management portfolio as of the December 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Texas Pacific Land Trust Sub Ctf Prop It (TPL) | 38.9 | $1.2B | -2% | 1.6M | 727.00 | |
| Wheaton Precious Metals Corp (WPM) | 3.5 | $106M | -7% | 2.5M | 41.74 | |
| Franco-Nevada Corporation (FNV) | 3.2 | $96M | -5% | 767k | 125.33 | |
| Caci Intl Cl A (CACI) | 3.2 | $96M | -2% | 385k | 249.33 | |
| Howard Hughes (HHC) | 2.3 | $68M | -9% | 859k | 78.93 | |
| Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) | 2.3 | $68M | -6% | 1.6M | 41.27 | |
| Intercontinental Exchange (ICE) | 2.1 | $63M | 545k | 115.29 | ||
| Proshares Tr Sht Vix St Trm (SVXY) | 1.7 | $51M | +8% | 1.2M | 41.44 | |
| Live Nation Entertainment (LYV) | 1.7 | $50M | -7% | 679k | 73.48 | |
| Wendy's/arby's Group (WEN) | 1.6 | $48M | -8% | 2.2M | 21.92 | |
| Liberty Broadband Corp Com Ser C (LBRDK) | 1.6 | $47M | +11% | 297k | 158.37 | |
| Associated Cap Group Cl A (AC) | 1.6 | $47M | -4% | 1.3M | 35.12 | |
| Liberty Media Corp Del Com C Siriusxm (LSXMK) | 1.4 | $43M | -10% | 985k | 43.51 | |
| Civeo Corp Cda Com New | 1.4 | $42M | NEW | 3.0M | 13.90 | |
Setup an alertHorizon Kinetics Asset Management will file the next quarterly 13-HR in about 3 months. Would you like to be notified? |
||||||
| CBOE Holdings (CBOE) | 1.4 | $41M | -5% | 442k | 93.12 | |
| Mesabi Tr Ctf Ben Int (MSB) | 1.3 | $40M | +25% | 1.4M | 28.05 | |
| Science App Int'l (SAIC) | 1.3 | $40M | -6% | 417k | 94.64 | |
| Icahn Enterprises Depositary Unit (IEP) | 1.1 | $33M | -17% | 653k | 50.67 | |
| Cheniere Energy Com New (LNG) | 1.0 | $30M | -16% | 501k | 60.03 | |
| Cheniere Energy Note 4.250% 3/1 (Principal) | 1.0 | $29M | -5% | 37M | 0.78 | |
| Charles River Laboratories (CRL) | 0.9 | $28M | -2% | 112k | 249.86 | |
| Cme (CME) | 0.9 | $28M | -10% | 153k | 182.05 | |
| AutoNation (AN) | 0.9 | $28M | -4% | 398k | 69.79 | |
| Ihs Markit SHS (INFO) | 0.7 | $21M | -2% | 235k | 89.83 | |
| Boeing Company (BA) | 0.7 | $20M | -2% | 95k | 214.06 | |
| Paypal Holdings (PYPL) | 0.7 | $20M | 85k | 234.19 | ||
| Liberty Media Corp Del Com A Siriusxm (LSXMA) | 0.6 | $19M | -7% | 440k | 43.19 | |
| Sandstorm Gold Com New (SAND) | 0.6 | $18M | -5% | 2.6M | 7.17 | |
| Royal Gold (RGLD) | 0.6 | $18M | -7% | 169k | 106.36 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.6 | $17M | -13% | 74k | 231.86 | |
| Mastercard Cl A (MA) | 0.5 | $16M | -8% | 45k | 356.94 | |
| Oshkosh Corporation (OSK) | 0.5 | $15M | -4% | 176k | 86.07 | |
| Penske Automotive (PAG) | 0.5 | $15M | -3% | 253k | 59.39 | |
| Equity Lifestyle Properties (ELS) | 0.5 | $15M | -5% | 231k | 63.36 | |
| Vanguard Scottsdale Short Term Treas (VGSH) | 0.4 | $13M | -5% | 204k | 61.60 | |
| Inter Parfums (IPAR) | 0.4 | $12M | -3% | 196k | 60.49 | |
| Iaa (IAA) | 0.4 | $11M | -5% | 166k | 64.98 | |
| Ishares Tr Short Treas Bd (SHV) | 0.3 | $11M | -20% | 95k | 110.53 | |
| Liberty Media Corp Del Com Ser C Frmla (FWONK) | 0.3 | $10M | -6% | 237k | 42.60 | |
| Liberty Broadband Corp Com Ser A (LBRDA) | 0.3 | $9.6M | -14% | 61k | 157.59 | |
| Archer Daniels Midland Company (ADM) | 0.3 | $9.3M | +101% | 185k | 50.41 | |
| Alleghany Corporation (Y) | 0.3 | $9.1M | 15k | 603.70 | ||
| Barclays Bank Ipth Sr B S&p Call Option (VXX) | 0.3 | $8.7M | 218k | 40.00 | ||
| Dorchester Minerals Com Unit (DMLP) | 0.3 | $8.7M | +4% | 793k | 10.91 | |
| Bgc Partners Cl A (BGCP) | 0.3 | $8.2M | -20% | 2.1M | 4.00 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.3 | $8.1M | 539k | 15.10 | ||
| Navigator Holdings SHS (NVGS) | 0.3 | $8.0M | -18% | 731k | 10.95 | |
| Madison Square Garden Sports Cp Cl A (MSGS) | 0.2 | $7.1M | -4% | 39k | 184.09 | |
| Visa Com Cl A (V) | 0.2 | $7.0M | -9% | 32k | 218.72 | |
| Liberty Media Corp Del Com Ser A Frmla (FWONA) | 0.2 | $6.6M | -3% | 174k | 37.99 | |
| Markel Corporation (MKL) | 0.2 | $6.6M | -29% | 6.4k | 1033.24 | |
| Alphabet Cl A (GOOGL) | 0.2 | $6.3M | -13% | 3.6k | 1752.29 | |
| Alphabet CL C (GOOG) | 0.2 | $6.2M | -12% | 3.5k | 1751.71 | |
| Amc Networks Cl A (AMCX) | 0.2 | $6.0M | -12% | 169k | 35.77 | |
| Gamco Investors Cl A Com (GBL) | 0.2 | $5.9M | 330k | 17.74 | ||
| Doubleline Opportunistic Cr (DBL) | 0.2 | $5.2M | -25% | 266k | 19.65 | |
| Las Vegas Sands (LVS) | 0.2 | $5.0M | 85k | 59.59 | ||
| Vaneck Vectors Gold Miners Etf (GDX) | 0.2 | $4.6M | -24% | 128k | 36.02 | |
| Apyx Medical Corporation (APYX) | 0.1 | $4.4M | 615k | 7.20 | ||
| Colfax Corporation (CFX) | 0.1 | $4.3M | 114k | 38.24 | ||
| Pimco Income Strategy Fund II (PFN) | 0.1 | $4.3M | 437k | 9.93 | ||
| Nasdaq Omx (NDAQ) | 0.1 | $4.3M | 33k | 132.73 | ||
| Royce Micro Capital Trust (RMT) | 0.1 | $4.2M | -19% | 418k | 10.12 | |
| Microstrategy Cl A New (MSTR) | 0.1 | $4.1M | +320% | 11k | 388.54 | |
| Doubleline Income Solutions (DSL) | 0.1 | $4.1M | +32% | 249k | 16.58 | |
| Discovery Com Ser A (DISCA) | 0.1 | $4.0M | -5% | 133k | 30.09 | |
| Ishares Silver Trust Ishares (SLV) | 0.1 | $4.0M | -32% | 162k | 24.57 | |
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.1 | $3.8M | 11.00 | 347818.18 | ||
| Madison Square Grdn Entertnm Cl A (MSGE) | 0.1 | $3.8M | -5% | 36k | 105.04 | |
| Freeport Mcmoran CL B (FCX) | 0.1 | $3.8M | 147k | 26.02 | ||
| Vaneck Vectors Etf Tr Jr Gold Miners E (GDXJ) | 0.1 | $3.7M | -18% | 69k | 54.25 | |
| Iac Interactive Ord (IAC) | 0.1 | $3.3M | +295% | 18k | 189.37 | |
| Nuveen Build Amer Bd (NBB) | 0.1 | $3.3M | 139k | 23.75 | ||
| Echostar Corp Cl A (SATS) | 0.1 | $3.3M | -7% | 155k | 21.19 | |
| Abbvie (ABBV) | 0.1 | $3.2M | -8% | 30k | 107.13 | |
| Williams Companies (WMB) | 0.1 | $3.2M | -9% | 159k | 20.05 | |
| Ritchie Bros. Auctioneers Inco (RBA) | 0.1 | $3.2M | -3% | 46k | 69.56 | |
| Apple (AAPL) | 0.1 | $3.1M | -43% | 24k | 132.68 | |
| Balchem Corporation (BCPC) | 0.1 | $3.1M | -4% | 27k | 115.21 | |
| Tri Pointe Homes (TPH) | 0.1 | $3.1M | 180k | 17.25 | ||
| Spdr Gold Trust Gold Shs (GLD) | 0.1 | $3.1M | -48% | 17k | 178.35 | |
| Pimco Dynamic Income SHS (PDI) | 0.1 | $3.1M | -3% | 117k | 26.43 | |
| Johnson & Johnson (JNJ) | 0.1 | $3.0M | -18% | 19k | 157.39 | |
| Merck & Co (MRK) | 0.1 | $3.0M | -9% | 37k | 81.80 | |
| Ishares Tr Ishs 1-5yr Invs (IGSB) | 0.1 | $3.0M | 54k | 55.17 | ||
| Bristol Myers Squibb (BMY) | 0.1 | $3.0M | -6% | 48k | 62.02 | |
| MarketAxess Holdings (MKTX) | 0.1 | $2.9M | 5.0k | 570.60 | ||
| Rayonier (RYN) | 0.1 | $2.8M | +2% | 96k | 29.38 | |
| Microsoft Corporation (MSFT) | 0.1 | $2.8M | -33% | 13k | 222.43 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $2.6M | 171k | 15.37 | ||
| Lions Gate Entmnt Corp Cl B Non Vtg (LGF.B) | 0.1 | $2.6M | -7% | 250k | 10.38 | |
| Enterprise Products Partners (EPD) | 0.1 | $2.6M | 131k | 19.59 | ||
| Catchmark Timber Tr Cl A (CTT) | 0.1 | $2.6M | +586% | 274k | 9.36 | |
| Mfs High Income Mun Tr Sh Ben Int (CXE) | 0.1 | $2.5M | -11% | 492k | 5.07 | |
| Cohen & Steers (CNS) | 0.1 | $2.5M | 33k | 74.30 | ||
| Vanguard Index Fds Extend Mkt Etf (VXF) | 0.1 | $2.5M | +141% | 15k | 164.65 | |
| KAR Auction Services (KAR) | 0.1 | $2.4M | -7% | 131k | 18.61 | |
| Ishares Tr Gl Timb Fore Etf (WOOD) | 0.1 | $2.4M | -40% | 30k | 79.62 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $2.3M | -36% | 57k | 41.22 | |
| Danaher Corporation (DHR) | 0.1 | $2.3M | -3% | 10k | 222.18 | |
| PIMCO Income Opportunity Fund (PKO) | 0.1 | $2.3M | -8% | 90k | 25.27 | |
| Tree (TREE) | 0.1 | $2.3M | 8.2k | 273.78 | ||
| Weyerhaeuser Com New (WY) | 0.1 | $2.2M | +6% | 67k | 33.54 | |
| Mantech Intl Corp Cl A (MANT) | 0.1 | $2.2M | 25k | 88.96 | ||
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.1 | $2.2M | -21% | 5.9k | 373.86 | |
| Patterson-UTI Energy (PTEN) | 0.1 | $2.2M | -2% | 415k | 5.26 | |
| Vanguard Index Fds S&p500 Etf Shs (VOO) | 0.1 | $2.1M | -25% | 6.2k | 343.70 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $2.1M | 182k | 11.44 | ||
| Novartis Sponsored Adr (NVS) | 0.1 | $2.1M | -5% | 22k | 94.42 | |
| United Sts Oil Units Call Option (USO) | 0.1 | $2.1M | +203% | 55k | 37.55 | |
| Pfizer (PFE) | 0.1 | $2.0M | -12% | 55k | 36.80 | |
| Brookfield Infrastructure Partners Lp Int Unit (BIP) | 0.1 | $2.0M | -8% | 41k | 49.39 | |
| Philip Morris International (PM) | 0.1 | $2.0M | 24k | 82.78 | ||
| Caterpillar (CAT) | 0.1 | $2.0M | +40% | 11k | 182.00 | |
| Costamare SHS (CMRE) | 0.1 | $2.0M | 241k | 8.28 | ||
| Equity Commonwealth Com Sh Ben Int (EQC) | 0.1 | $1.9M | -6% | 69k | 27.29 | |
| Eli Lilly & Co. (LLY) | 0.1 | $1.9M | -8% | 11k | 168.82 | |
| L3harris Technologies (LHX) | 0.1 | $1.9M | 9.9k | 189.00 | ||
| Discovery Com Ser C (DISCK) | 0.1 | $1.8M | 71k | 26.18 | ||
| Cisco Systems (CSCO) | 0.1 | $1.8M | -20% | 41k | 44.76 | |
| Resideo Technologies (REZI) | 0.1 | $1.8M | -9% | 86k | 21.26 | |
| Altria (MO) | 0.1 | $1.8M | +3% | 45k | 40.99 | |
| Vanguard Scottsdale Shrt Trm Corp Bd (VCSH) | 0.1 | $1.8M | 22k | 83.26 | ||
| Union Pacific Corporation (UNP) | 0.1 | $1.8M | -27% | 8.7k | 208.24 | |
| Pepsi (PEP) | 0.1 | $1.8M | -17% | 12k | 148.30 | |
| Dorman Products (DORM) | 0.1 | $1.8M | 20k | 86.81 | ||
| Fidelity National Financial Fnf Group Com (FNF) | 0.1 | $1.8M | +6% | 45k | 39.08 | |
| Newmont Mining Corporation (NEM) | 0.1 | $1.7M | -21% | 29k | 59.88 | |
| Abbott Laboratories (ABT) | 0.1 | $1.7M | -3% | 16k | 109.51 | |
| Kla-tencor Corp Com New (KLAC) | 0.1 | $1.7M | -4% | 6.7k | 258.96 | |
| Proshares Tr Ii Ultra Vix Short Call Option (UVXY) | 0.1 | $1.7M | -5% | 57k | 30.00 | |
| Disney Walt Com Disney (DIS) | 0.1 | $1.6M | -24% | 8.9k | 181.21 | |
| Sealed Air (SEE) | 0.1 | $1.6M | 35k | 45.79 | ||
| Dish Network Corp Cl A Cl A (DISH) | 0.1 | $1.6M | -11% | 48k | 32.34 | |
| Liberty Media Corp Del Com C Braves Grp (BATRK) | 0.1 | $1.5M | -15% | 61k | 24.88 | |
| Energy Transfer Equity Com Ut Ltd Ptn (ET) | 0.0 | $1.5M | +4% | 241k | 6.18 | |
| Emerson Electric (EMR) | 0.0 | $1.5M | -9% | 18k | 80.36 | |
| Verisk Analytics Cl A (VRSK) | 0.0 | $1.5M | 7.0k | 207.57 | ||
| Ishares Gold Tr Ishares (IAU) | 0.0 | $1.4M | -17% | 80k | 18.13 | |
| Expedia Group Com New (EXPE) | 0.0 | $1.4M | -2% | 11k | 132.37 | |
| Verizon Communications (VZ) | 0.0 | $1.4M | -19% | 24k | 58.76 | |
| Honeywell International (HON) | 0.0 | $1.4M | -31% | 6.6k | 212.74 | |
| Black Stone Minerals Com Unit (BSM) | 0.0 | $1.4M | +6% | 211k | 6.68 | |
| Blackrock Muniholdings Insured Fund II (MUE) | 0.0 | $1.4M | 103k | 13.65 | ||
| CoreLogic (CLGX) | 0.0 | $1.3M | 17k | 77.32 | ||
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.0 | $1.3M | 99k | 13.53 | ||
| Mondelez Intl Cl A (MDLZ) | 0.0 | $1.3M | 23k | 58.48 | ||
| Sonoco Products Company (SON) | 0.0 | $1.3M | 22k | 59.23 | ||
| Permian Basin Rty Tr Unit Ben Int (PBT) | 0.0 | $1.3M | +2% | 389k | 3.31 | |
| Chevron Corporation (CVX) | 0.0 | $1.3M | +9% | 15k | 84.43 | |
| Rockwell Automation (ROK) | 0.0 | $1.3M | 5.0k | 250.79 | ||
| Csw Industrials (CSWI) | 0.0 | $1.3M | -14% | 11k | 111.88 | |
| General Motors Company (GM) | 0.0 | $1.3M | -2% | 30k | 41.65 | |
| United Sts Nat Gas Unit Par Call Option (UNG) | 0.0 | $1.2M | +496% | 76k | 16.47 | |
| Norfolk Southern (NSC) | 0.0 | $1.2M | -5% | 4.9k | 237.62 | |
| Nutrien (NTR) | 0.0 | $1.1M | 24k | 48.16 | ||
| Jp Morgan Exchange Traded Ultra Shrt Inc (JPST) | 0.0 | $1.1M | -7% | 22k | 50.80 | |
| Toronto Dominion Bk Ont Com New (TD) | 0.0 | $1.1M | 20k | 56.44 | ||
| Royal Caribbean Cruises (RCL) | 0.0 | $1.1M | 15k | 74.70 | ||
| BlackRock Insured Municipal Income Inves (BAF) | 0.0 | $1.1M | 76k | 14.92 | ||
| Blackrock Muni Intermediate Drtn Fnd (MUI) | 0.0 | $1.1M | -2% | 75k | 14.87 | |
| Federated Hermes CL B (FHI) | 0.0 | $1.1M | -5% | 38k | 28.90 | |
| Match Group (MTCH) | 0.0 | $1.1M | -24% | 7.2k | 151.25 | |
| Nuveen Div Qlty Muni Fd 3 Com Sh Ben Int (NZF) | 0.0 | $1.1M | 65k | 16.11 | ||
| White Mountains Insurance Gp (WTM) | 0.0 | $1.0M | 1.0k | 1000.97 | ||
| Bank of America Corporation (BAC) | 0.0 | $1.0M | -8% | 34k | 30.31 | |
| Pimco Dynamic Credit And Mortgage Income Com Shs (PCI) | 0.0 | $1.0M | -4% | 49k | 21.20 | |
| Amgen (AMGN) | 0.0 | $1.0M | -11% | 4.5k | 229.85 | |
| Black Knight (BKI) | 0.0 | $1.0M | 11k | 88.39 | ||
| Viper Energy Partners Com Unt Rp Int (VNOM) | 0.0 | $1.0M | -18% | 87k | 11.62 | |
| CVS Caremark Corporation (CVS) | 0.0 | $1.0M | -17% | 15k | 68.30 | |
| Vanguard Indexfds Total Stk Mkt (VTI) | 0.0 | $999k | -65% | 5.1k | 194.62 | |
| Blackrock MuniHoldings Insured (MUS) | 0.0 | $997k | 75k | 13.23 | ||
| Liberty Media Corp Del Com A Braves Grp (BATRA) | 0.0 | $997k | -9% | 40k | 24.86 | |
| Nuveen Intermediate (NID) | 0.0 | $995k | 72k | 13.88 | ||
| Abb Sponsored Adr (ABB) | 0.0 | $995k | 36k | 27.96 | ||
| Suncor Energy (SU) | 0.0 | $983k | -9% | 59k | 16.77 | |
| CMS Energy Corporation (CMS) | 0.0 | $975k | -4% | 16k | 61.03 | |
| Rayonier Advanced Matls (RYAM) | 0.0 | $974k | -3% | 150k | 6.52 | |
| Stoneco Com Cl A (STNE) | 0.0 | $971k | -8% | 12k | 83.92 | |
| Biogen Idec (BIIB) | 0.0 | $968k | 4.0k | 244.82 | ||
| Astrazeneca Sponsored Adr (AZN) | 0.0 | $963k | -9% | 19k | 49.99 | |
| Msg Network Cl A (MSGN) | 0.0 | $956k | -2% | 65k | 14.74 | |
| Invesco Exchange Traded S&p500 Eql Wgt (RSP) | 0.0 | $950k | +44% | 7.5k | 127.52 | |
| Cnooc Sponsored Adr (CEO) | 0.0 | $950k | +17% | 10k | 91.65 | |
| Crispr Therapeutics Namen Akt (CRSP) | 0.0 | $938k | 6.1k | 153.14 | ||
| Blackrock Muniyield Insured Fund (MYI) | 0.0 | $907k | 63k | 14.45 | ||
| McDonald's Corporation (MCD) | 0.0 | $901k | -9% | 4.2k | 214.52 | |
| Teleflex Incorporated (TFX) | 0.0 | $875k | 2.1k | 411.57 | ||
| Glaxosmithkline Sponsored Adr (GSK) | 0.0 | $861k | 23k | 36.79 | ||
| Wp Carey (WPC) | 0.0 | $847k | +3% | 12k | 70.58 | |
| Raytheon Technologies Corp (RTX) | 0.0 | $837k | -3% | 12k | 71.48 | |
| Sanofi Sponsored Adr (SNY) | 0.0 | $826k | 17k | 48.59 | ||
| Invesco Currencyshares Austr Australian Dol (FXA) | 0.0 | $814k | -59% | 11k | 76.83 | |
| Analog Devices (ADI) | 0.0 | $809k | -4% | 5.5k | 147.76 | |
| Kimbell Rty Partners Unit (KRP) | 0.0 | $799k | -37% | 101k | 7.91 | |
| Proshares Tr Ii Vix Sh Trm Futrs Call Option (VIXY) | 0.0 | $795k | +33% | 27k | 30.00 | |
| Invesco Quality Municipal Inc Trust (IQI) | 0.0 | $757k | 58k | 13.04 | ||
| Spdr Ser Tr Portfolio Short (SPSB) | 0.0 | $754k | 24k | 31.42 | ||
| Amazon (AMZN) | 0.0 | $749k | -46% | 230.00 | 3256.52 | |
| Scripps E W Co Ohio Cl A New (SSP) | 0.0 | $734k | -8% | 48k | 15.29 | |
| Iron Mountain (IRM) | 0.0 | $731k | +21% | 25k | 29.47 | |
| General Electric Company (GE) | 0.0 | $719k | 67k | 10.80 | ||
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.0 | $718k | 59k | 12.11 | ||
| Nuveen Ny Divid Advntg Mun F (NAN) | 0.0 | $709k | 50k | 14.16 | ||
| Ali (ALCO) | 0.0 | $703k | 23k | 31.03 | ||
| Broadridge Financial Solutions (BR) | 0.0 | $699k | 4.6k | 153.16 | ||
| Baxter International (BAX) | 0.0 | $687k | 8.6k | 80.28 | ||
| Cohen & Steers Quality Income Realty (RQI) | 0.0 | $672k | -3% | 54k | 12.39 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.0 | $671k | 46k | 14.71 | ||
| Potlatch Corporation (PCH) | 0.0 | $669k | +15% | 13k | 50.03 | |
| Vanguard Index Fds Growth Etf (VUG) | 0.0 | $646k | +51% | 2.6k | 253.23 | |
| Gilead Sciences (GILD) | 0.0 | $642k | -7% | 11k | 58.27 | |
| Wal-Mart Stores (WMT) | 0.0 | $633k | -35% | 4.4k | 144.19 | |
| Federated Premier Municipal Income (FMN) | 0.0 | $617k | 42k | 14.81 | ||
| Invesco Currencyshares Canadian Dlr Trust CDN DLR SHS (FXC) | 0.0 | $599k | -54% | 7.7k | 77.34 | |
| Quest Diagnostics Incorporated (DGX) | 0.0 | $585k | 4.9k | 119.10 | ||
| Deere & Company (DE) | 0.0 | $581k | NEW | 2.2k | 268.86 | |
| BlackRock MuniHolding Insured Investm (MFL) | 0.0 | $574k | 41k | 14.08 | ||
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.0 | $571k | +22% | 2.5k | 232.68 | |
| Invesco Insured Municipal Income Trust (IIM) | 0.0 | $566k | 36k | 15.65 | ||
| Blackrock Mun 2030 Tar Term Com Shs Ben In (BTT) | 0.0 | $566k | 22k | 25.67 | ||
| Blackstone Group Com Cl A (BX) | 0.0 | $565k | -2% | 8.7k | 64.76 | |
| Editas Medicine (EDIT) | 0.0 | $561k | 8.0k | 70.12 | ||
| Cubic Corporation (CUB) | 0.0 | $549k | -17% | 8.9k | 62.02 | |
| Nuveen Senior Income Fund (NSL) | 0.0 | $546k | -3% | 105k | 5.19 | |
| Graham Hldgs (GHC) | 0.0 | $545k | 1.0k | 533.79 | ||
| Intellia Therapeutics (NTLA) | 0.0 | $544k | 10k | 54.40 | ||
| Neuberger Ber. Intermediate Muni. Fund (NBH) | 0.0 | $541k | 36k | 15.21 | ||
| Novo-nordisk A S Adr (NVO) | 0.0 | $541k | 7.7k | 69.90 | ||
| Pimco NY Municipal Income Fund (PNF) | 0.0 | $526k | -3% | 45k | 11.68 | |
| Gladstone Ld (LAND) | 0.0 | $524k | -12% | 36k | 14.64 | |
| Intel Corporation (INTC) | 0.0 | $517k | +24% | 10k | 49.86 | |
| Nuveen Fltng Rte Incm Opp Fdcom Com Shs (JRO) | 0.0 | $512k | 59k | 8.65 | ||
| Ionis Pharmaceuticals (IONS) | 0.0 | $509k | -30% | 9.0k | 56.56 | |
| Vaneck Vectors Etf Tr Oil Svcs Etf (OIH) | 0.0 | $503k | -3% | 3.3k | 153.92 | |
| Movado (MOV) | 0.0 | $498k | 30k | 16.62 | ||
| Viacomcbs CL B (VIAC) | 0.0 | $493k | -30% | 13k | 37.28 | |
| Pimco Etf Tr Enhan Shrt Ma Ac (MINT) | 0.0 | $491k | 4.8k | 101.95 | ||
| Stryker Corporation (SYK) | 0.0 | $490k | 2.0k | 245.00 | ||
| CenterPoint Energy (CNP) | 0.0 | $482k | 22k | 21.64 | ||
| S&p Global (SPGI) | 0.0 | $475k | -6% | 1.4k | 328.72 | |
| Fidelity National Information Services (FIS) | 0.0 | $473k | +3% | 3.3k | 141.45 | |
| ViaSat (VSAT) | 0.0 | $471k | -21% | 14k | 32.62 | |
| Sprott Physical Gold Trust Unit (PHYS) | 0.0 | $469k | -34% | 31k | 15.09 | |
| Blackstone Mtg Tr Com Cl A (BXMT) | 0.0 | $462k | 17k | 27.53 | ||
| Bank Of Montreal Cadcom (BMO) | 0.0 | $461k | -41% | 6.1k | 76.07 | |
| Dow (DOW) | 0.0 | $456k | -41% | 8.2k | 55.49 | |
| Blackrock Muniyield Quality Fund II (MQT) | 0.0 | $451k | 32k | 13.97 | ||
| Alkermes (ALKS) | 0.0 | $439k | 22k | 19.95 | ||
| Bel Fuse CL B (BELFB) | 0.0 | $436k | 29k | 15.04 | ||
| Valmont Industries (VMI) | 0.0 | $429k | 2.5k | 175.10 | ||
| BlackRock MuniVest Fund (MVF) | 0.0 | $427k | NEW | 46k | 9.19 | |
| Wynn Resorts (WYNN) | 0.0 | $427k | +3% | 3.8k | 112.90 | |
| Barrick Gold Corp (GOLD) | 0.0 | $424k | -50% | 19k | 22.79 | |
| Comcast Corp Cl A (CMCSA) | 0.0 | $419k | -19% | 8.0k | 52.39 | |
| United Parcel Svc CL B (UPS) | 0.0 | $418k | -48% | 2.5k | 168.55 | |
| Linde (LIN) | 0.0 | $415k | 1.6k | 263.66 | ||
| Lennar Corp Cl A (LEN) | 0.0 | $414k | 5.4k | 76.17 | ||
| Alnylam Pharmaceuticals (ALNY) | 0.0 | $390k | 3.0k | 130.00 | ||
| NVIDIA Corporation (NVDA) | 0.0 | $389k | -55% | 744.00 | 522.85 | |
| Brookfield Property Reit Cl A (BPYU) | 0.0 | $381k | 26k | 14.93 | ||
| Brookfield Infrastructure Com Sb Vtg Shs A (BIPC) | 0.0 | $370k | 5.1k | 72.22 | ||
| Neuberger Berman NY Int Mun Common (NBO) | 0.0 | $364k | 30k | 12.32 | ||
| Pioneer Mun High Income Tr Com Shs (MHI) | 0.0 | $362k | 29k | 12.45 | ||
| FedEx Corporation (FDX) | 0.0 | $360k | +2% | 1.4k | 259.37 | |
| Goldman Sachs (GS) | 0.0 | $358k | 1.4k | 263.82 | ||
| Kraft Heinz (KHC) | 0.0 | $357k | -34% | 10k | 34.65 | |
| Vail Resorts (MTN) | 0.0 | $352k | -29% | 1.3k | 278.92 | |
| Nextera Energy (NEE) | 0.0 | $348k | NEW | 4.5k | 77.06 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.0 | $347k | 21k | 16.77 | ||
| Ishares Tr Phlx Semicnd Etf (SOXX) | 0.0 | $347k | NEW | 916.00 | 378.82 | |
| Arthur J. Gallagher & Co. (AJG) | 0.0 | $346k | -4% | 2.8k | 123.62 | |
| Arena Pharmaceuticals Com New (ARNA) | 0.0 | $346k | 4.5k | 76.89 | ||
| Brookfield Real Assets Income Fund Shs Ben Int (RA) | 0.0 | $345k | -2% | 19k | 17.82 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.0 | $344k | 5.6k | 61.04 | ||
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.0 | $340k | 27k | 12.40 | ||
| PCM Fund (PCM) | 0.0 | $335k | 31k | 10.72 | ||
| Brookfield Ppty Partners Unit Ltd Partn (BPY) | 0.0 | $334k | 23k | 14.46 | ||
| International Flavors & Fragrances (IFF) | 0.0 | $332k | -34% | 3.1k | 108.85 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $330k | -62% | 2.6k | 127.07 | |
| Carnival Corp Unit 99/99/9999 (CCL) | 0.0 | $323k | -27% | 15k | 21.68 | |
| Loews Corporation (L) | 0.0 | $318k | -78% | 7.1k | 44.98 | |
| Simulations Plus (SLP) | 0.0 | $314k | 4.4k | 71.90 | ||
| Lockheed Martin Corporation (LMT) | 0.0 | $313k | -68% | 882.00 | 354.88 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $312k | -25% | 7.5k | 41.41 | |
| Pacific Biosciences of California (PACB) | 0.0 | $311k | 12k | 25.92 | ||
| Nuveen Int Dur Qual Mun Trm (NIQ) | 0.0 | $311k | 21k | 14.72 | ||
| Capital Southwest Corporation (CSWC) | 0.0 | $305k | -6% | 17k | 17.73 | |
| Eaton Vance New York Municipal Bond Fund (ENX) | 0.0 | $305k | +7% | 25k | 12.27 | |
| 3M Company (MMM) | 0.0 | $302k | -20% | 1.7k | 175.07 | |
| Annaly Capital Management (NLY) | 0.0 | $301k | -41% | 36k | 8.46 | |
| American Tower Reit (AMT) | 0.0 | $297k | 1.3k | 224.15 | ||
| Fortive (FTV) | 0.0 | $296k | 4.2k | 70.90 | ||
| Ishares Tr Micro-cap Etf (IWC) | 0.0 | $292k | -19% | 2.5k | 118.75 | |
| Eaton Vance Municipal Bond Fund (EIM) | 0.0 | $285k | 21k | 13.60 | ||
| Square Cl A (SQ) | 0.0 | $285k | +2% | 1.3k | 217.89 | |
| BlackRock New York Insured Municipal (BSE) | 0.0 | $283k | +8% | 21k | 13.63 | |
| Newell Rubbermaid (NWL) | 0.0 | $280k | -6% | 13k | 21.23 | |
| Sabine Royalty Tr Unit Ben Int (SBR) | 0.0 | $279k | -4% | 9.9k | 28.25 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.0 | $274k | 18k | 15.18 | ||
| Welbilt (WBT) | 0.0 | $269k | 20k | 13.18 | ||
| At&t (T) | 0.0 | $266k | +6% | 9.2k | 28.80 | |
| Greenbrier Companies (GBX) | 0.0 | $262k | 7.2k | 36.39 | ||
| Kayne Anderson MLP Investment (KYN) | 0.0 | $259k | -35% | 45k | 5.76 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.0 | $255k | 20k | 12.75 | ||
| Colgate-Palmolive Company (CL) | 0.0 | $255k | 3.0k | 85.63 | ||
| Kimberly-Clark Corporation (KMB) | 0.0 | $253k | -21% | 1.9k | 134.72 | |
| Flowers Foods (FLO) | 0.0 | $252k | 11k | 22.65 | ||
| Bhp Group Sponsored Ads (BHP) | 0.0 | $248k | -48% | 3.8k | 65.31 | |
| Genuine Parts Company (GPC) | 0.0 | $241k | -30% | 2.4k | 100.42 | |
| Agnc Invt Corp Com reit (AGNC) | 0.0 | $239k | -45% | 15k | 15.61 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $237k | NEW | 5.6k | 42.43 | |
| Accenture Shs Class A (ACN) | 0.0 | $234k | -6% | 894.00 | 261.75 | |
| Nuveen Select Mat Mun Sh Ben Int (NIM) | 0.0 | $230k | 22k | 10.70 | ||
| Bk Nova Cad (BNS) | 0.0 | $227k | -52% | 4.2k | 53.98 | |
| General Mills (GIS) | 0.0 | $226k | -4% | 3.9k | 58.70 | |
| General Dynamics Corporation (GD) | 0.0 | $223k | -51% | 1.5k | 149.06 | |
| CSX Corporation (CSX) | 0.0 | $222k | NEW | 2.4k | 90.83 | |
| Sprott Com New (SII) | 0.0 | $222k | -54% | 7.7k | 28.96 | |
| UnitedHealth (UNH) | 0.0 | $219k | -55% | 625.00 | 350.40 | |
| Nuveen Quality Pref. Inc. Fund II (JPS) | 0.0 | $215k | 22k | 9.72 | ||
| Pimco Municipal Income Fund II (PML) | 0.0 | $215k | -2% | 15k | 14.29 | |
| Brookfield Renewable Partner Partnership Unit (BEP) | 0.0 | $209k | -11% | 4.8k | 43.21 | |
| Costco Wholesale Corporation (COST) | 0.0 | $208k | -3% | 553.00 | 376.13 | |
| Qualcomm (QCOM) | 0.0 | $206k | NEW | 1.4k | 152.14 | |
| Kkr & Co (KKR) | 0.0 | $205k | NEW | 5.1k | 40.53 | |
| Kayne Anderson Mdstm Energy (KMF) | 0.0 | $202k | -23% | 35k | 5.74 | |
| Morgan Stanley Com New (MS) | 0.0 | $202k | -56% | 2.9k | 68.64 | |
| Osisko Gold Royalties (OR) | 0.0 | $188k | -80% | 15k | 12.65 | |
| Nuveen Mun High Income Opp F (NMZ) | 0.0 | $186k | 13k | 14.45 | ||
| Occidental Petroleum Corporation (OXY) | 0.0 | $185k | NEW | 11k | 17.31 | |
| Liberty Latin America Com Cl C (LILAK) | 0.0 | $184k | 17k | 11.09 | ||
| Eaton Vance Limited Duration Income Fund (EVV) | 0.0 | $176k | 14k | 12.55 | ||
| Clearbridge Mlp And Midstrm Tr (CTR) | 0.0 | $158k | -17% | 11k | 14.59 | |
| Pioneer Municipal High Income Advantage (MAV) | 0.0 | $154k | 13k | 11.61 | ||
| Eaton Vance Sr Income Tr Sh Ben Int (EVF) | 0.0 | $151k | 24k | 6.36 | ||
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $149k | 13k | 11.75 | ||
| Nuveen Muni Value Fund (NUV) | 0.0 | $146k | 13k | 11.06 | ||
| RENN Global Entrepreneurs Fund (RCG) | 0.0 | $142k | +108% | 83k | 1.71 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.0 | $136k | 10k | 13.06 | ||
| Duff & Phelps Utility & Corp Bond Trust (DUC) | 0.0 | $124k | 12k | 9.98 | ||
| Banco Santander Sa Adr (SAN) | 0.0 | $113k | +30% | 37k | 3.05 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.0 | $46k | 12k | 3.96 | ||
| Gannett (GCI) | 0.0 | $41k | -6% | 12k | 3.40 | |
| Greenlane Hldgs Cl A (GNLN) | 0.0 | $40k | 10k | 4.00 | ||
| Trilogy Metals (TMQ) | 0.0 | $34k | -6% | 17k | 2.03 | |
Past Filings by Horizon Kinetics Asset Management
SEC 13F filings are viewable for Horizon Kinetics Asset Management going back to 2019
- Horizon Kinetics Asset Management 2020 Q4 filed Feb. 16, 2021
- Horizon Kinetics Asset Management 2020 Q3 filed Nov. 16, 2020
- Horizon Kinetics Asset Management 2020 Q2 filed Aug. 14, 2020
- Horizon Kinetics Asset Management 2020 Q1 filed May 13, 2020
- Horizon Kinetics Asset Management 2019 Q4 filed Feb. 14, 2020
- Horizon Kinetics Asset Management 2019 Q3 filed Nov. 14, 2019
- Horizon Kinetics Asset Management 2019 Q2 filed Aug. 14, 2019
- Horizon Kinetics Asset Management 2019 Q1 filed May 15, 2019