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Joseph P. Lucia & Associates

Latest statistics and disclosures from Joseph P. Lucia & Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are SMH, AAPL, NVDA, SCHB, NOBL, and represent 18.45% of Joseph P. Lucia & Associates's stock portfolio.
Added to shares of these 10 stocks: BINC, AVDV, XLU, EUAD, XLF, HOOD, CRWV, ETHE, IAU, XLI.
Started 14 new stock positions in FDIS, EOSE, SYLD, HOOD, ETHE, ACHR, EUAD, IAU, JANT, CRWV. BAC, PHYS, CAT, DON.
Reduced shares in these 10 stocks: BIV, MARW, VTV, FINX, PCY, RSPT, NVBW, IBM, XLK, GBTC.
Sold out of its positions in MARW, FINX, PCY, VTV.
Joseph P. Lucia & Associates was a net buyer of stock by $5.7M.
Joseph P. Lucia & Associates has $265M in assets under management (AUM), dropping by 8.48%.
Central Index Key (CIK): 0001775391

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Portfolio Holdings for Joseph P. Lucia & Associates

Joseph P. Lucia & Associates holds 161 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Vaneck Etf Trust Semiconductr Etf (SMH)	4.6	$12M		37k	326.36	View chart
Apple (AAPL)	3.9	$11M		41k	254.63	View chart
NVIDIA Corporation (NVDA)	3.6	$9.7M		52k	186.58	View chart
Schwab Strategic Tr Us Brd Mkt Etf (SCHB)	3.2	$8.4M		325k	25.71	View chart
Proshares Tr S&p 500 Dv Arist (NOBL)	3.1	$8.3M		81k	103.07	View chart
Amazon (AMZN)	2.9	$7.7M		35k	219.57	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	2.9	$7.6M		237k	31.91	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	2.7	$7.2M		11k	666.23	View chart
Invesco Exchange Traded Fd T S&p500 Eql Tec (RSPT)	2.6	$6.9M	-2%	155k	44.58	View chart
Select Sector Spdr Tr Technology (XLK)	2.5	$6.5M	-2%	23k	281.86	View chart
Invesco Exchange Traded Fd T S&p500 Eql Fin (RSPF)	2.4	$6.2M		80k	77.78	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	2.1	$5.7M	-2%	9.5k	600.37	View chart
J P Morgan Exchange Traded F Equity Premium (JEPI)	1.8	$4.6M		81k	57.10	View chart
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP)	1.7	$4.5M	+5%	24k	189.71	View chart
Schwab Strategic Tr Us Dividend Eq (SCHD)	1.7	$4.5M		166k	27.30	View chart
Ishares Tr Select Divid Etf (DVY)	1.7	$4.5M		32k	142.10	View chart
Ishares Tr Core Us Aggbd Et (AGG)	1.6	$4.4M		44k	100.25	View chart
Select Sector Spdr Tr Financial (XLF)	1.5	$4.1M	+10%	76k	53.87	View chart
Amplify Etf Tr Amplify Cybersec (HACK)	1.5	$4.1M		47k	86.80	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	1.4	$3.8M		34k	111.47	View chart
Blackrock Etf Trust Ii Ishares Flexible (BINC)	1.3	$3.5M	+186%	67k	53.24	View chart
Invesco Exchange Traded Fd T S&p500 Eql Hlt (RSPH)	1.3	$3.4M		117k	29.39	View chart
Meta Platforms Cl A (META)	1.3	$3.4M		4.6k	734.46	View chart
Vanguard Index Fds Mcap Gr Idxvip (VOT)	1.2	$3.1M		11k	293.79	View chart
Select Sector Spdr Tr Energy (XLE)	1.1	$3.0M		34k	89.34	View chart
Schwab Strategic Tr Us Lrg Cap Etf (SCHX)	1.1	$2.8M		107k	26.34	View chart
Invesco Exchange Traded Fd T S&p500 Eql Ind (RSPN)	1.0	$2.7M		48k	56.10	View chart
Vanguard Bd Index Fds Intermed Term (BIV)	1.0	$2.7M	-9%	34k	78.09	View chart
Vanguard Specialized Funds Div App Etf (VIG)	1.0	$2.6M		12k	215.80	View chart
Franklin Etf Tr Shrt Dur Us Govt (FTSD)	1.0	$2.6M		29k	91.06	View chart
Vanguard Index Fds Small Cp Etf (VB)	1.0	$2.6M	+2%	10k	254.30	View chart
Select Sector Spdr Tr Sbi Healthcare (XLV)	1.0	$2.5M	-3%	18k	139.18	View chart
Schwab Strategic Tr Us Sml Cap Etf (SCHA)	0.9	$2.5M		89k	27.90	View chart
Alps Etf Tr Sectr Div Dogs (SDOG)	0.9	$2.3M		39k	60.23	View chart
Ishares Tr 20 Yr Tr Bd Etf (TLT)	0.8	$2.2M		25k	89.37	View chart
Schwab Strategic Tr Us Mid-cap Etf (SCHM)	0.8	$2.2M		74k	29.64	View chart
Select Sector Spdr Tr Indl (XLI)	0.8	$2.2M	+12%	14k	154.24	View chart
Invesco Exchange Traded Fd T S&p500 Eql Enr (RSPG)	0.8	$2.1M	-2%	27k	79.61	View chart
Global X Fds Nasdaq 100 Cover (QYLD)	0.8	$2.1M	-4%	123k	17.01	View chart
J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ)	0.8	$2.1M		36k	57.52	View chart
American Centy Etf Tr Us Sml Cp Valu (AVUV)	0.7	$1.9M	-3%	19k	99.53	View chart
Grayscale Bitcoin Trust Etf Shs Rep Com Ut (GBTC)	0.7	$1.9M	-7%	21k	89.77	View chart
Aim Etf Products Trust Us Lrgcp B20 Apr (APRW)	0.7	$1.8M	-2%	54k	34.23	View chart
Select Sector Spdr Tr Sbi Materials (XLB)	0.7	$1.8M	+14%	20k	89.62	View chart
Uber Technologies (UBER)	0.7	$1.8M		18k	97.97	View chart
Ishares Tr Pfd And Incm Sec (PFF)	0.7	$1.7M	-7%	55k	31.62	View chart
Vaneck Etf Trust Preferred Securt (PFXF)	0.6	$1.7M	-5%	96k	17.77	View chart
Aim Etf Products Trust Us Lrgcp B20 Jan (JANW)	0.6	$1.7M	-7%	46k	36.14	View chart
Ishares Tr Ishares Semicdtr (SOXX)	0.6	$1.6M		5.9k	271.12	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.6	$1.6M		6.5k	243.13	View chart
Select Sector Spdr Tr Sbi Int-utils (XLU)	0.6	$1.6M	+41%	18k	87.21	View chart
Invesco Exchange Traded Fd T S&p500 Eql Stp (RSPS)	0.6	$1.5M	-3%	52k	29.23	View chart
Microsoft Corporation (MSFT)	0.6	$1.5M	+4%	2.9k	517.99	View chart
Kkr Income Opportunities (KIO)	0.5	$1.4M		112k	12.60	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.5	$1.4M	-4%	82k	17.16	View chart
Invesco Exchange Traded Fd T S&p500 Eql Dis (RSPD)	0.5	$1.4M		24k	57.70	View chart
American Centy Etf Tr Short Durtn Strg (SDSI)	0.5	$1.4M		27k	51.70	View chart
Ishares Tr Us Aer Def Etf (ITA)	0.5	$1.4M	+11%	6.5k	209.26	View chart
Grayscale Bitcoin Mini Tr Et Shs New (BTC)	0.5	$1.3M	+10%	26k	50.63	View chart
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI)	0.5	$1.3M	+3%	23k	55.83	View chart
Global X Fds Social Med Etf (SOCL)	0.5	$1.2M	-2%	20k	60.75	View chart
Wisdomtree Tr Cloud Computng (WCLD)	0.5	$1.2M		34k	35.17	View chart
Blackstone Secd Lending Common Stock (BXSL)	0.4	$1.2M	+2%	46k	26.07	View chart
Ishares Tr Fltg Rate Nt Etf (FLOT)	0.4	$1.2M		23k	51.09	View chart
Spdr Series Trust S&p Regl Bkg (KRE)	0.4	$1.2M		18k	63.30	View chart
International Business Machines (IBM)	0.4	$1.1M	-12%	4.1k	282.17	View chart
Ishares Tr Iboxx Hi Yd Etf (HYG)	0.4	$1.1M		14k	81.19	View chart
Spdr Series Trust Nyse Tech Etf (XNTK)	0.4	$1.1M	+2%	4.1k	272.23	View chart
Netflix (NFLX)	0.4	$1.0M	+10%	867.00	1198.92	View chart
Schwab Strategic Tr Us Tips Etf (SCHP)	0.4	$1.0M		38k	26.95	View chart
Verizon Communications (VZ)	0.4	$1.0M	-8%	23k	43.95	View chart
Ishares Tr U.s. Med Dvc Etf (IHI)	0.3	$905k	-2%	15k	60.08	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.3	$891k	+36%	1.5k	612.38	View chart
Ishares Tr 0-5 Yr Tips Etf (STIP)	0.3	$843k	-3%	8.2k	103.36	View chart
American Centy Etf Tr Intl Smcp Vlu (AVDV)	0.3	$836k	+248%	9.4k	89.03	View chart
Alphabet Cap Stk Cl C (GOOG)	0.3	$808k	+5%	3.3k	243.59	View chart
Global X Fds Cybrscurty Etf (BUG)	0.3	$794k	+8%	23k	35.19	View chart
Consolidated Edison (ED)	0.3	$779k		7.8k	100.53	View chart
American Centy Etf Tr Diversifid Crp (KORP)	0.3	$753k		16k	47.60	View chart
Aim Etf Products Trust Allianzim Us Lrg (SEPW)	0.3	$745k	+8%	24k	31.41	View chart
Aim Etf Products Trust Us Lrgcp B20 Jul (JULW)	0.3	$733k	+13%	19k	38.41	View chart
Managed Portfolio Series Kensington Hedge (KHPI)	0.3	$680k	+46%	27k	25.53	View chart
Global X Fds S&p 500 Covered (XYLD)	0.3	$680k	-5%	17k	39.26	View chart
Vanguard World Health Car Etf (VHT)	0.3	$669k	-17%	2.6k	259.60	View chart
Walt Disney Company (DIS)	0.3	$667k	+4%	5.8k	114.52	View chart
American Centy Etf Tr Intl Eqt Etf (AVDE)	0.2	$626k	-3%	7.9k	78.91	View chart
Spdr Gold Tr Gold Shs (GLD)	0.2	$615k	+2%	1.7k	355.47	View chart
Select Sector Spdr Tr Communication (XLC)	0.2	$603k	+17%	5.1k	118.37	View chart
Ishares Tr Rus Md Cp Gr Etf (IWP)	0.2	$601k	+3%	4.2k	142.41	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.2	$594k		1.2k	502.74	View chart
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT)	0.2	$576k	+12%	8.9k	65.00	View chart
Select Sector Spdr Tr Sbi Cons Discr (XLY)	0.2	$572k	-2%	2.4k	239.64	View chart
Aim Etf Products Trust Allianzim Us Lrg (AUGW)	0.2	$565k	+21%	18k	31.96	View chart
Invesco Exchange Traded Fd T S&p500 Eql Utl (RSPU)	0.2	$537k		7.0k	76.66	View chart
Broadcom (AVGO)	0.2	$530k	+8%	1.6k	330.11	View chart
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV)	0.2	$527k	-4%	7.2k	73.48	View chart
Vanguard Index Fds Mcap Vl Idxvip (VOE)	0.2	$523k	-6%	3.0k	174.59	View chart
Amplify Etf Tr Cwp Enhanced Div (DIVO)	0.2	$513k		12k	44.57	View chart
Blackrock Capital Allocation Trust (BCAT)	0.2	$511k	+4%	35k	14.79	View chart
Schwab Strategic Tr High Yield Bd Et (SCYB)	0.2	$508k	+2%	19k	26.73	View chart
Eaton Vance Tax-Managed Global Buy-Write (ETW)	0.2	$505k	-10%	56k	9.05	View chart
Tesla Motors (TSLA)	0.2	$473k	-19%	1.1k	444.77	View chart
Schwab Strategic Tr Us Lcap Va Etf (SCHV)	0.2	$464k		16k	29.11	View chart
Vanguard Index Fds Mid Cap Etf (VO)	0.2	$464k		1.6k	293.74	View chart
JPMorgan Chase & Co. (JPM)	0.2	$455k	+7%	1.4k	315.46	View chart
Global X Fds Defense Tech Etf (SHLD)	0.2	$440k	+24%	6.3k	70.24	View chart
Aim Etf Products Trust Us Lrgcp B20 Nov (NVBW)	0.2	$433k	-27%	13k	33.28	View chart
American Centy Etf Tr Focused Dynamic (FDG)	0.2	$429k	-7%	3.6k	120.44	View chart
Aim Etf Products Trust Us Lrgcp B20 Feb (FEBW)	0.2	$425k		13k	33.14	View chart
Invesco Exchange Traded Fd T Gbl Listed Pvt (PSP)	0.2	$398k		5.8k	69.02	View chart
Spinnaker Etf Series Select Stoxx Eur (EUAD)	0.1	$396k	NEW	8.4k	46.97	View chart
Home Depot (HD)	0.1	$379k	+12%	935.00	405.44	View chart
Ishares Tr 1 3 Yr Treas Bd (SHY)	0.1	$376k	-2%	4.5k	82.96	View chart
Invesco Exch Traded Fd Tr Ii Taxable Mun Bd (BAB)	0.1	$374k	-7%	14k	27.29	View chart
Crowdstrike Hldgs Cl A (CRWD)	0.1	$356k	+8%	726.00	490.38	View chart
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN)	0.1	$352k		17k	20.93	View chart
Wal-Mart Stores (WMT)	0.1	$349k		3.4k	103.06	View chart
Schwab Strategic Tr Intl Eqty Etf (SCHF)	0.1	$347k		15k	23.28	View chart
Aim Etf Products Trust Us Lrgcp B20 Jun (JUNW)	0.1	$340k	-16%	10k	32.78	View chart
Select Sector Spdr Tr Rl Est Sel Sec (XLRE)	0.1	$330k		7.8k	42.13	View chart
Robinhood Mkts Com Cl A (HOOD)	0.1	$308k	NEW	2.2k	143.18	View chart
Aim Etf Products Trust Us Lagcp B20 May (MAYW)	0.1	$298k	-2%	9.0k	32.95	View chart
Invesco Exchange Traded Fd T Finl Pfd Etf (PGF)	0.1	$296k		20k	14.62	View chart
Schwab Strategic Tr Emrg Mkteq Etf (SCHE)	0.1	$292k		8.7k	33.37	View chart
Coinbase Global Com Cl A (COIN)	0.1	$291k	+31%	862.00	337.49	View chart
Select Sector Spdr Tr Sbi Cons Stpls (XLP)	0.1	$287k	+10%	3.7k	78.37	View chart
Global X Fds Rate Preferred (PFFV)	0.1	$287k	-3%	12k	23.12	View chart
Coreweave Com Cl A (CRWV)	0.1	$285k	NEW	2.1k	136.85	View chart
Vanguard World Financials Etf (VFH)	0.1	$285k		2.2k	131.24	View chart
Ishares Tr Micro-cap Etf (IWC)	0.1	$278k		1.9k	149.09	View chart
Spdr Series Trust Aerospace Def (XAR)	0.1	$277k		1.2k	234.96	View chart
Vanguard Index Fds Real Estate Etf (VNQ)	0.1	$275k	+9%	3.0k	91.43	View chart
Global X Fds Globx Supdv Us (DIV)	0.1	$274k		16k	17.69	View chart
Aim Etf Products Trust Us Lrgcp B20 Dec (DECW)	0.1	$274k	-10%	8.3k	32.99	View chart
Vanguard Index Fds Growth Etf (VUG)	0.1	$271k		565.00	479.61	View chart
Eli Lilly & Co. (LLY)	0.1	$270k	-25%	354.00	763.77	View chart
Oracle Corporation (ORCL)	0.1	$267k		949.00	281.24	View chart
Invesco Exch Traded Fd Tr Ii S&p500 Hdl Vol (SPHD)	0.1	$266k		5.4k	49.45	View chart
Grayscale Ethereum Trust Etf SHS (ETHE)	0.1	$253k	NEW	7.4k	34.27	View chart
Ishares Gold Tr Ishares New (IAU)	0.1	$250k	NEW	3.4k	72.77	View chart
Vanguard Index Fds Total Stk Mkt (VTI)	0.1	$248k	+4%	755.00	328.55	View chart
Global X Fds Artificial Etf (AIQ)	0.1	$239k	+2%	4.8k	49.39	View chart
Exxon Mobil Corporation (XOM)	0.1	$237k		2.1k	112.79	View chart
Palo Alto Networks (PANW)	0.1	$227k		1.1k	203.62	View chart
First Tr Exchange-traded Dj Internt Idx (FDN)	0.1	$225k		805.00	279.84	View chart
Pfizer (PFE)	0.1	$220k	-15%	8.6k	25.48	View chart
Bank of America Corporation (BAC)	0.1	$217k	NEW	4.2k	51.60	View chart
Caterpillar (CAT)	0.1	$216k	NEW	453.00	477.55	View chart
Ssga Active Etf Tr Incom Allo Etf (INKM)	0.1	$209k		6.3k	33.12	View chart
Ishares Tr Us Hlthcr Pr Etf (IHF)	0.1	$208k		4.2k	49.39	View chart
Sprott Asset Management Physical Gold Tr (PHYS)	0.1	$206k	NEW	7.0k	29.62	View chart
Aim Etf Products Trust Us Lrgcp B10 Jan (JANT)	0.1	$206k	NEW	5.2k	39.78	View chart
Vanguard Malvern Fds Strm Infproidx (VTIP)	0.1	$206k	-3%	4.1k	50.63	View chart
Cambria Etf Tr Shshld Yield Etf (SYLD)	0.1	$205k	NEW	3.0k	68.66	View chart
Wisdomtree Tr Us Midcap Divid (DON)	0.1	$203k	NEW	3.9k	52.30	View chart
Fidelity Covington Trust Msci Consm Dis (FDIS)	0.1	$200k	NEW	1.9k	102.87	View chart
Credit Suisse High Yield Cre Sh Ben Int (DHY)	0.1	$199k		96k	2.06	View chart
Putnam Managed Municipal Income Trust (PMM)	0.1	$180k	-3%	30k	6.04	View chart
Aldeyra Therapeutics (ALDX)	0.1	$165k		32k	5.22	View chart
Eos Energy Enterprises Com Cl A (EOSE)	0.0	$115k	NEW	10k	11.39	View chart
Archer Aviation Com Cl A (ACHR)	0.0	$109k	NEW	11k	9.58	View chart

Past Filings by Joseph P. Lucia & Associates

SEC 13F filings are viewable for Joseph P. Lucia & Associates going back to 2019

Joseph P. Lucia & Associates 2025 Q3 filed Oct. 20, 2025
Joseph P. Lucia & Associates 2025 Q2 filed Aug. 4, 2025
Joseph P. Lucia & Associates 2025 Q1 filed May 14, 2025
Joseph P. Lucia & Associates 2024 Q4 filed Jan. 22, 2025
Joseph P. Lucia & Associates 2024 Q3 filed Oct. 23, 2024
Joseph P. Lucia & Associates 2024 Q2 filed July 24, 2024
Joseph P. Lucia & Associates 2024 Q1 filed May 3, 2024
Joseph P. Lucia & Associates 2023 Q4 filed Jan. 29, 2024
Joseph P. Lucia & Associates 2023 Q3 filed Oct. 30, 2023
Joseph P. Lucia & Associates 2023 Q2 filed July 21, 2023
Joseph P. Lucia & Associates 2023 Q1 filed May 2, 2023
Joseph P. Lucia & Associates 2022 Q4 filed Feb. 13, 2023
Joseph P. Lucia & Associates 2022 Q3 filed Oct. 28, 2022
Joseph P. Lucia & Associates 2022 Q2 filed July 26, 2022
Joseph P. Lucia & Associates 2022 Q1 filed April 19, 2022
Joseph P. Lucia & Associates 2021 Q4 filed Feb. 4, 2022

View all past filings

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