Joseph P. Lucia & Associates

Latest statistics and disclosures from Joseph P. Lucia & Associates's latest quarterly 13F-HR filing:

Companies in the Joseph P. Lucia & Associates portfolio as of December 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
iShares S&P; US Pref Stock Idx Fnd (PFF) 3.02 88251 +6% 37.59
Invesco Exchange Traded Fd T s&p500 eql tec 3.02 16745 -3% 198.03
Invesco Exchange Traded Fd T s&p500 eql fin 2.99 70198 46.87
Invesco Taxable Municipal Bond otr 2.82 97993 +27% 31.67
Schwab Strategic Tr 0 2.72 52800 +4% 56.63
Schwab U S Small Cap ETF (SCHA) 2.65 38478 -3% 75.63
Schwab U S Large Cap Growth ETF (SCHG) 2.64 31189 -2% 92.92
Technology SPDR (XLK) 2.60 31194 91.68
SPDR KBW Regional Banking (KRE) 2.43 45875 58.25
Etf Managers Tr purefunds ise cy 2.35 62123 -4% 41.51
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund 2.32 11512 +11% 221.51
Sch Us Mid-cap Etf etf 2.09 38131 60.16
Powershares Global Etf invesco equal wgt. utilities - etf 2.03 21032 +62% 106.27
Invesco Etf s&p500 eql stp 1.96 14779 +132% 145.95
Kkr Income Opportunities Fd 1.89 131752 +17% 15.78
Apple (AAPL) 1.88 7050 293.62
Financial Select Sector SPDR (XLF) 1.86 66533 +2% 30.78
Market Vectors Etf Tr Pfd Sec 1.82 99195 +32% 20.22
Global X Fds globx supdv us 1.80 83634 +68% 23.73
iShares Dow Jones US Aerospace & Def.ETF (ITA) 1.74 8594 222.13
iShares Dow Jones Select Dividend (DVY) 1.57 16329 105.64
Vanguard Mid-Cap Growth ETF (VOT) 1.56 10790 158.76
Alps Etf sectr div dogs 1.55 36473 +14% 46.83
Tesla Motors (TSLA) 1.54 4050 418.27
* Proshares Tr S&p 500 Aristo Added 1.45 21072 +4% 75.60
Schwab U S Broad Market ETF (SCHB) 1.37 19607 -4% 76.86
iShares Dow Jones US Medical Dev. (IHI) 1.31 5440 +11% 264.34
Global X Funds 1.31 41458 -6% 34.64
Vanguard Health Care ETF (VHT) 1.26 7221 191.80
Walt Disney Company (DIS) 1.20 9158 144.68
Invesco S&p 500 Low Volatility Etf 1.09 20578 +37% 58.36
Vanguard Small-Cap ETF (VB) 0.95 6314 -4% 165.66
Schwab Strategic Tr us lrg cap etf 0.89 12685 +2% 76.78
Schwab Emerging Markets Equity ETF (SCHE) 0.83 33168 +12% 27.38
Consolidated Edison (ED) 0.79 9599 -7% 90.43
Invesco Exchange Traded Fd T s&p500 eql ind 0.75 6112 135.63
iShares Gold Trust (IAU) 0.74 56150 +42% 14.50
Utilities SPDR (XLU) 0.74 12613 +6% 64.62
Alphabet Inc Class A cs 0.74 608 -3% 1338.82
Vanguard REIT ETF (VNQ) 0.72 8504 +50% 92.78
Vanguard Mid-Cap Value ETF (VOE) 0.71 6571 -3% 119.16
Invesco Exchange Traded Fd Tnasdaq Internt etf/equity 0.68 5321 141.33
Amazon (AMZN) 0.64 383 +39% 1848.56
Mortgage Reit Index real 0.64 15719 +24% 44.53
First Trust DJ Internet Index Fund (FDN) 0.62 4872 +2% 139.16
Invesco Exchange Traded Fd T s&p500 eql enr 0.57 13153 -19% 47.90
Proshares Tr short s&p 500 ne 0.54 24675 +2% 23.99
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.52 4201 +17% 135.44
Spdr Series Trust aerospace def 0.52 5215 +6% 109.11
Alphabet Inc Class C cs 0.51 420 1338.10
SPDR S&P; 500 ETF (SPY) 0.48 1624 -2% 322.04
Schwab Strategic Tr us dividend eq 0.48 9033 57.90
Allianzgi Conv & Inc Fd taxable cef 0.48 91893 -3% 5.75
Invesco Financial Preferred Et other 0.48 27815 +6% 18.87
Consumer Discretionary SPDR (XLY) 0.47 4080 125.49
Invesco Emerging Markets S etf 0.46 17001 +93% 29.59
Paypal Holdings 0.45 4615 +2% 108.13
Invesco Exchange Traded Fd T gbl listed pvt 0.45 38825 +38% 12.80
Health Care SPDR (XLV) 0.44 4712 +2% 101.87
Putnam Managed Municipal Income Trust (PMM) 0.44 60407 +79% 8.00
International Business Machines (IBM) 0.42 3440 134.01
WisdomTree India Earnings Fund (EPI) 0.41 18100 -21% 24.92
Facebook Inc cl a 0.41 2206 205.35
Spdr Series Trust barcly cap etf 0.39 14280 30.11
Schwab Strategic Tr cmn 0.38 7026 -9% 60.06
Chimera Investment Corp etf 0.37 19658 +3% 20.55
Rydex S&p Cnsmr Discretionary s&p500 eql dis 0.37 3677 -34% 111.23
Credit Suisse High Yield Bond Fund (DHY) 0.35 153160 +24% 2.50
iShares Lehman Aggregate Bond (AGG) 0.34 3350 +26% 112.24
Vaneck Vectors Etf Tr 0.34 15630 23.74
Ark Etf Tr innovation etf 0.31 6780 +100% 50.00
Industrial SPDR (XLI) 0.30 4107 81.57
Ssga Active Etf Tr incom allo etf 0.30 9560 34.31
iShares Russell Microcap Index (IWC) 0.27 2963 +12% 99.56
Stitch Fix Inc 0.27 11713 +7% 25.70
iShares NASDAQ Biotechnology Index (IBB) 0.25 2319 120.31
Vanguard Dividend Appreciation ETF (VIG) 0.25 2250 124.44
Uber Technologies Inc Com 0.25 9091 +36264% 29.70
Schwab International Equity ETF (SCHF) 0.24 7986 -4% 33.68
1-800-FLOWERS (FLWS) 0.23 17800 +39% 14.49
WisdomTree SmallCap Dividend Fund (DES) 0.23 8975 +4% 28.64
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.21 1806 -6% 127.91
Cambria Etf Tr shshld yield etf 0.21 5720 40.38
American Centy Etf Tr stoxx us qualt 0.21 5255 +107% 43.20
Home Depot (HD) 0.20 1032 +2% 218.02
Materials SPDR (XLB) 0.20 3591 -16% 61.54
Consumer Staples Select Sect. SPDR (XLP) 0.20 3491 63.02
WisdomTree MidCap Dividend Fund (DON) 0.20 5725 +14% 38.08
Invesco Exchange Traded Fd T dynmc bldg con 0.20 6505 -5% 33.21
SPDR Gold Trust (GLD) 0.19 1455 +870% 142.96
iShares MSCI EMU Index (EZU) 0.19 5099 -20% 41.97
iShares Dow Jones US Health Care (IHF) 0.19 1055 +8% 200.95
Invesco S&p 500 Equal Weight R 0.19 6769 +22% 31.47
Vanguard Financials ETF (VFH) 0.18 2570 +8% 76.26
Invesco Exchange Traded Fd Tr etf 0.18 10505 +62% 18.94
Invesco Zacks Multi-asset Income Etf exchange traded fund 0.18 8270 +8% 23.46
NBT Ban (NBTB) 0.17 4500 40.67
iShares iBoxx $ High Yid Corp Bond (HYG) 0.17 2072 +19% 87.84
Main Street Capital Corporation (MAIN) 0.17 4360 -12% 43.12
SPDR S&P; Oil & Gas Equipt & Servs. (XES) 0.17 23765 -25% 8.08
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.17 3306 57.17
AT&T; (T) 0.16 4531 -8% 39.06
Global X Fds nasdaq 100 cover 0.16 7364 +41% 23.63
Vanguard Growth ETF (VUG) 0.15 928 182.11
iShares S&P; SmallCap 600 Value Idx (IJS) 0.15 1032 +19% 160.85
Blackstone Mtg Tr 0.15 4435 +23% 37.20
Real Estate Select Sect Spdr 0.15 4224 +44% 38.59
JPMorgan Chase & Co. (JPM) 0.14 1071 +87% 139.12
Yandex Nv-a 0.14 3550 +2% 43.38
United Parcel Service (UPS) 0.13 1250 116.80
iShares Morningstar Mid Value Idx (JKI) 0.13 850 +24% 168.24
RMR Asia Pacific Real Estate Fund (RAP) 0.13 7277 +10% 20.20
SPDR DJ Global Titans (DGT) 0.13 1652 +26% 89.59
Etf Managers Tr tierra xp latin 0.13 8568 -14% 17.16
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef 0.13 16000 8.94
Invesco S&p Global Dividend Opportunities Index Etf etf 0.13 11572 +27% 12.18
Microsoft Corporation (MSFT) 0.12 856 -2% 157.71
Bank of America Corporation (BAC) 0.12 3716 35.25
WisdomTree DEFA Equity Income Fund (DTH) 0.12 3160 +30% 42.09
Spdr Short-term High Yield mf 0.12 4773 27.03
WisdomTree Intl. MidCap Dividend F (DIM) 0.11 1913 +32% 65.87
Citigroup Inc 0.11 1463 -3% 79.97
Verizon Communications (VZ) 0.10 1734 +13% 61.71
iShares Barclays TIPS Bond Fund (TIP) 0.10 959 116.79
Vanguard Long-Term Bond ETF (BLV) 0.10 1085 +38% 100.46
Barclays Bk Plc Ipspgs Ttl Etn etf 0.10 6804 +41% 15.58
Reaves Utility Income Fund (UTG) 0.10 3089 -11% 37.23
Invesco Dynamic Leisure And Entertainment Etf 0.10 2383 -21% 45.32
Invesco Exchng Traded Fd Tr 1 30 lader tre 0.10 3062 +39% 34.62
Spdr Bloomberg Barclays High Yield Bond Etf etf 0.10 989 +38% 109.20
Annaly Capital Management (NLY) 0.09 10934 9.42
NVIDIA Corporation (NVDA) 0.09 433 +30% 235.57
Williams-Sonoma (WSM) 0.09 1300 +30% 73.08
Visa (V) 0.09 503 NEW 188.87
Oracle Corporation (ORCL) 0.09 1800 52.78
Vanguard Intermediate-Term Bond ETF (BIV) 0.09 1085 -35% 87.56
iShares Dow Jones US Home Const. (ITB) 0.09 2330 +1159% 44.21
Berkshire Hathaway (BRK.B) 0.08 366 226.78
Energy Select Sector SPDR (XLE) 0.08 1545 -27% 60.19
Amarin Corporation (AMRN) 0.08 4080 +25% 21.32
Vanguard Mega Cap 300 Index (MGC) 0.08 782 -14% 111.25
Pgx etf 0.08 5505 15.08
Bldrs Index Fds Tr Emerging Mkts 50 Adr Index Fd etf 0.08 1985 +58% 44.33
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.07 660 115.15
D Spdr Series Trust 0.07 928 NEW 85.13
Renaissance Fds ipo etf 0.07 2351 +6% 31.05
Dbx Trackers db xtr msci eur 0.07 2583 -18% 30.97
Square Inc cl a 0.07 1200 62.50
Invesco Qqq Trust Series 1 0.07 345 -12% 211.59
Invesco Dynamic Biotechnology other 0.07 1298 -5% 55.47
Caterpillar (CAT) 0.06 414 +197% 147.34
Boeing Company (BA) 0.06 193 -11% 326.42
Prudential Financial (PRU) 0.06 738 +602% 93.50
Vanguard Value ETF (VTV) 0.06 510 119.61
Vanguard Information Technology ETF (VGT) 0.06 278 244.60
Ultra Short Russell 2000 0.06 5500 12.55
Fidelity Con Discret Etf 0.06 1320 -51% 48.48
Invesco S&p Smallcap 600 Revenue Etf etf 0.06 905 68.51
Exxon Mobil Corporation (XOM) 0.05 843 -5% 69.99
General Electric Company (GE) 0.05 5349 +3% 11.22
Cisco Systems (CSCO) 0.05 1219 -23% 47.58
eHealth (EHTH) 0.05 540 96.30
iShares Russell 1000 Growth Index (IWF) 0.05 314 175.16
CBOE Holdings (CBOE) 0.05 450 120.00
Vanguard Large-Cap ETF (VV) 0.05 384 148.44
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.05 900 57.78
BlackRock Ltd. Duration Income Trust (BLW) 0.05 3072 16.28
Western Asset Global High Income Fnd (EHI) 0.05 5095 10.01
Blackrock California Mun. Income Trust (BFZ) 0.05 3850 13.51
D Spdr Series Trust 0.05 860 63.95
Schwab Strategic Tr us reit etf 0.05 1130 46.02
First Tr Exchange Traded Fd multi asset di 0.05 2650 18.87
Arrow Dow Jones Global Yield Etf etf 0.05 3465 16.16
Etfis Ser Tr I infrac act m 0.05 13052 -2% 4.52
Global X Fds glb x lithium 0.05 2063 -11% 27.14
Vaneck Vectors Gold Miners mutual 0.05 1992 -29% 29.12
Agnc Invt Corp Com reit 0.05 2895 +2% 17.62
Invesco Defensive Equity Etf defensive eqty 0.05 950 55.79
Merck & Co (MRK) 0.04 426 +30% 91.55
Gladstone Commercial Corporation (GOOD) 0.04 2000 22.00
Compass Diversified Holdings (CODI) 0.04 1725 24.93
Key (KEY) 0.04 1940 20.10
STMicroelectronics N.V. (STM) 0.04 1700 27.06
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.04 360 113.89
Calamos Convertible & Hi Income Fund (CHY) 0.04 3675 11.43
iShares Dow Jones US Financial (IYF) 0.04 285 +235% 136.84
BlackRock MuniHoldings Fund (MHD) 0.04 2500 16.80
Western Asset Municipal Partners Fnd (MNP) 0.04 3000 15.33
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.04 885 +77% 53.11
Direxion Daily Semiconductor Bull 3X Shs (SOXL) 0.04 159 -36% 276.73
Groupon 0.04 17421 -12% 2.41
Ishares U S Etf Tr int rt hdg c b 0.04 455 -40% 96.70
Alibaba Group Holding Ltd Spon 0.04 205 209.76
Zillow Group Inc Cl A stock 0.04 900 +50% 45.56
Vaneck Vectors Etf Tr vietnam etf 0.04 3000 16.00
Lyft Inc 0.04 1000 NEW 43.00
MasterCard Incorporated (MA) 0.03 100 300.00
Johnson & Johnson (JNJ) 0.03 248 145.16
Chevron Corporation (CVX) 0.03 264 121.21
Intel Corporation (INTC) 0.03 558 59.14
iShares Russell 1000 Value Index (IWD) 0.03 278 136.69
Gilead Sciences (GILD) 0.03 452 64.16
Vanguard Short-Term Bond ETF (BSV) 0.03 379 81.79
Dorchester Minerals (DMLP) 0.03 1440 19.44
iShares Russell 3000 Index (IWV) 0.03 155 187.10
SPDR S&P; Biotech (XBI) 0.03 340 -12% 94.12
iShares Dow Jones US Healthcare (IYH) 0.03 175 217.14
WisdomTree Total Dividend Fund (DTD) 0.03 275 105.45
SPDR Barclays Capital Long Term Tr (TLO) 0.03 880 38.64
First Trust Health Care AlphaDEX Fd (FXH) 0.03 340 -32% 85.29
Kinder Morgan Inc. 0.03 1550 21.29
Ishares High Dividend Equity F 0.03 328 97.56
Abbvie 0.03 409 -2% 88.02
Sch Fnd Us Lg Etf schwb fdt us lg 0.03 891 42.65
First Tr Exchange Traded Fd dorsey wrt 5 etf 0.03 1171 31.60
Invesco Water Resource Port (p 0.03 949 38.99
Invesco exchange traded 0.03 440 NEW 70.45
Proshares Ultrashort Qqq etf 0.03 1500 23.33
* Barrick Gold Corp 0.02 1135 18.50
BHP Billiton (BBL) 0.02 400 47.50
Corning Incorporated (GLW) 0.02 648 29.32
Goldman Sachs (GS) 0.02 114 228.07
Charles Schwab Corporation (SCHW) 0.02 494 48.58
Fidelity National Information Services (FIS) 0.02 150 140.00
Pfizer (PFE) 0.02 654 -18% 39.76
Regeneron Pharmaceuticals (REGN) 0.02 61 377.05
FirstEnergy (FE) 0.02 400 47.50
Bristol Myers Squibb (BMY) 0.02 322 +59% 65.22
Raytheon Company (RTN) 0.02 100 220.00
Amgen (AMGN) 0.02 75 240.00
Philip Morris International (PM) 0.02 200 -33% 85.00
iShares S&P; 500 Index (IVV) 0.02 73 328.77
QUALCOMM (QCOM) 0.02 200 90.00
iShares MSCI EAFE Index Fund (EFA) 0.02 267 71.16
Ford Motor Company (F) 0.02 2338 -17% 9.41
Public Service Enterprise (PEG) 0.02 300 60.00
Constellation Brands (STZ) 0.02 100 NEW 190.00
iShares Russell 2000 Index (IWM) 0.02 109 165.14
iShares Russell Midcap Value Index (IWS) 0.02 221 95.02
SPDR KBW Bank (KBE) 0.02 350 48.57
Vanguard Total Stock Market ETF (VTI) 0.02 126 166.67
SPDR S&P; Dividend (SDY) 0.02 225 106.67
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.02 485 -36% 53.61
iShares Russell 3000 Value Index (IWW) 0.02 390 -14% 64.10
THL Credit (TCRD) 0.02 2975 -9% 6.39
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.02 400 60.00
SPDR S&P; Semiconductor (XSD) 0.02 200 NEW 105.00
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.02 421 45.13
Marathon Petroleum Corp 0.02 387 59.43
Ishares Tr fltg rate nt 0.02 390 -54% 51.28
Exchange Traded Concepts Tr robo stx glb etf 0.02 430 41.86
Fidelity consmr staples 0.02 515 36.89
Kite Rlty Group Tr 0.02 880 19.32
Ishares Tr liquid inc etf 0.02 500 50.00
Sba Communications Corp Com stock 0.02 100 240.00
Roku Inc 0.02 175 -41% 131.43
National Vision Hldgs Inc 0.02 700 32.86
Invesco Kbw High Dividend Yld Fincl Etf exchange traded fund 0.02 1071 -83% 22.41
American Centy Etf Tr diversified mu 0.02 380 52.63
Office Pptys Income Tr Com Shs Ben Int reit 0.02 578 -72% 32.87
Sfl Corp Ltd 0.02 1200 NEW 14.17
iShares MSCI Emerging Markets Indx (EEM) 0.01 250 44.00
American Express Company (AXP) 0.01 107 121.50
Ameriprise Financial (AMP) 0.01 75 160.00
Coca-Cola Company (KO) 0.01 200 55.00
Costco Wholesale Corporation (COST) 0.01 55 +37% 290.91
McDonald's Corporation (MCD) 0.01 47 191.49
Wal-Mart Stores (WMT) 0.01 131 122.14
American Eagle Outfitters (AEO) 0.01 500 14.00
Hawaiian Electric Industries (HE) 0.01 181 49.72
Mattel (MAT) 0.01 601 -39% 11.65
Morgan Stanley (MS) 0.01 200 50.00
International Paper Company (IP) 0.01 200 45.00
Valero Energy Corporation (VLO) 0.01 150 NEW 93.33
CenturyLink (CTL) 0.01 755 -20% 13.25
Olin Corporation (OLN) 0.01 200 30.00
Halliburton Company (HAL) 0.01 435 +74% 25.29
Marriott International (MAR) 0.01 100 150.00
Kellogg Company (K) 0.01 92 65.22
Omni (OMC) 0.01 97 82.47
Overstock (OSTK) 0.01 1000 -34% 7.00
HDFC Bank (HDB) 0.01 100 60.00
Netflix (NFLX) 0.01 44 -98% 318.18
Wynn Resorts (WYNN) 0.01 100 NEW 140.00
Entergy Corporation (ETR) 0.01 145 82.76
Under Armour (UA) 0.01 426 21.13
Baidu (BIDU) 0.01 112 125.00
Humana (HUM) 0.01 20 350.00
Marvell Technology Group Ltd 0.01 500 NEW 26.00
Quest Diagnostics Incorporated (DGX) 0.01 130 107.69
MetLife (MET) 0.01 122 -27% 49.18
AK Steel Holding Corporation (AKS) 0.01 2000 -9% 3.50
BP Prudhoe Bay Royalty Trust (BPT) 0.01 1000 -39% 7.00
United States Steel Corporation (X) 0.01 777 11.58
Lloyds TSB (LYG) 0.01 1811 3.31
iShares S&P; MidCap 400 Growth (IJK) 0.01 34 235.29
SPDR Dow Jones Industrial Average ETF (DIA) 0.01 22 272.73
Vanguard Small-Cap Value ETF (VBR) 0.01 50 -46% 140.00
SPDR S&P; Homebuilders (XHB) 0.01 245 44.90
iShares S&P; SmallCap 600 Index (IJR) 0.01 76 78.95
iShares Russell Midcap Growth Idx. (IWP) 0.01 50 -46% 160.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.01 1000 15.00
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.01 500 12.00
Flaherty & Crumrine Pref. Income Fd (PFD) 0.01 900 -77% 15.56
Vanguard Total Bond Market ETF (BND) 0.01 80 87.50
Vanguard High Dividend Yield ETF (VYM) 0.01 170 94.12
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.01 267 29.96
iShares S&P; MidCap 400 Value Index (IJJ) 0.01 39 179.49
iShares S&P; Global Energy Sector (IXC) 0.01 525 -52% 30.48
iShares S&P; Global Technology Sect. (IXN) 0.01 30 -25% 200.00
John Hancock Pref. Income Fund II (HPF) 0.01 721 -68% 22.19
John Hancock Preferred Income Fund III (HPS) 0.01 850 -54% 18.82
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.01 220 54.55
iShares S&P; Global 100 Index (IOO) 0.01 218 55.05
Nuveen Quality Pref. Inc. Fund II (JPS) 0.01 1500 -33% 10.00
iShares S&P; Global Infrastructure Index (IGF) 0.01 130 46.15
PIMCO High Income Fund (PHK) 0.01 1680 7.74
Vanguard Energy ETF (VDE) 0.01 120 83.33
WisdomTree MidCap Earnings Fund (EZM) 0.01 300 43.33
BlackRock MuniYield New York Insured Fnd (MYN) 0.01 1000 13.00
Vanguard Total World Stock Idx Fd (VT) 0.01 100 80.00
New York Mortgage Trust (NYMT) 0.01 1000 6.00
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.01 55 145.45
Phoenix New Media Ltd sponsored ads 0.01 5000 -16% 2.00
Dunkin' Brands Group 0.01 156 76.92
Duff & Phelps Global 0.01 1000 15.00
Duke Energy 0.01 100 90.00
Western Asset Mortgage cmn 0.01 840 +3% 10.71
Wp Carey 0.01 200 80.00
Global X Fds glbx suprinc e 0.01 1020 11.76
Spdr Ser Tr cmn 0.01 125 104.00
Schwab Strategic Tr schwab fdt us bm 0.01 260 42.31
Sirius Xm Holdings 0.01 2301 +2% 6.95
Inovio Pharmaceuticals 0.01 2025 3.46
Walgreen Boots Alliance 0.01 100 NEW 60.00
Cornerstone Strategic Value 0.01 1347 11.14
Westrock 0.01 176 NEW 45.45
Vanguard Mun Bd Fd Inc tax-exempt bd 0.01 150 53.33
Conformis 0.01 10000 1.50
Vaneck Vectors Semiconductor Etf semiconductor 0.01 75 146.67
Vaneck Vectors Etf Tr high income m 0.01 571 17.51
Vaneck Vectors Etf Tr environmental sv 0.01 75 106.67
Innovative Industria A 0.01 170 76.47
Mannkind 0.01 9011 +4% 1.33
Invitation Homes 0.01 475 29.47
Proshares Ultrashort S&p 500 0.01 500 +100% 24.00
First Tr Exch Traded Fd Iii calif mun incm 0.01 300 53.33
Cronos Group Inc 0.01 2000 -9% 7.50
Iqiyi Inc. 0.01 300 +1100% 20.00
Kkr & Co Lp 0.01 605 26.45
Invesco Db Oil Fund 0.01 1150 10.43
S&p Global Water Index Etf etf 0.01 147 NEW 40.82
American Centy Etf Tr stoxx us qlty 0.01 208 NEW 43.27
Ellington Financial Inc ellington financ 0.01 715 +6% 18.18
Navios Maritime Partners L P Com Unit Lpi stock 0.01 697 18.65
Xerox Corp 0.01 236 NEW 38.14
BP (BP) 0.00 125 40.00
Packaging Corporation of America (PKG) 0.00 20 100.00
Hasbro (HAS) 0.00 20 100.00
Comcast Corporation (CMCSA) 0.00 72 41.67
Petroleo Brasileiro SA (PBR) 0.00 1 0.00
China Mobile (CHL) 0.00 40 NEW 50.00
People's United Financial (PBCT) 0.00 318 15.72
Waste Management (WM) 0.00 31 129.03
Norfolk Southern (NSC) 0.00 25 200.00
India Fund (IFN) 0.00 106 18.87
Teradata Corporation (TDC) 0.00 6 0.00
Union Pacific Corporation (UNP) 0.00 30 166.67
Wells Fargo & Company (WFC) 0.00 100 50.00
Nokia Corporation (NOK) 0.00 20 NEW 0.00
Analog Devices (ADI) 0.00 0 NEW 0.00
CVS Caremark Corporation (CVS) 0.00 47 63.83
Becton, Dickinson and (BDX) 0.00 0 0.00
Gartner (IT) 0.00 10 200.00
Altria (MO) 0.00 100 -50% 50.00
Hess (HES) 0.00 0 0.00
Honeywell International (HON) 0.00 25 160.00
Macy's (M) 0.00 232 17.24
NCR Corporation (NCR) 0.00 6 0.00
NIKE (NKE) 0.00 25 -16% 120.00
Pepsi (PEP) 0.00 1 0.00
Stryker Corporation (SYK) 0.00 0 0.00
Calumet Specialty Products Partners, L.P (CLMT) 0.00 170 -69% 5.88
General Dynamics Corporation (GD) 0.00 20 200.00
Fifth Third Ban (FITB) 0.00 98 30.61
Gabelli Global Multimedia Trust (GGT) 0.00 0 NEW 0.00
PDL BioPharma (PDLI) 0.00 100 0.00
New York Community Ban (NYB) 0.00 173 11.56
Marathon Oil Corporation (MRO) 0.00 0 0.00
Delta Air Lines (DAL) 0.00 75 53.33
Amphenol Corporation (APH) 0.00 50 100.00
Invesco Ltd shs 0.00 200 20.00
GameStop (GME) 0.00 0 0.00
Harmonic (HLIT) 0.00 450 6.67
Martin Midstream Partners (MMLP) 0.00 738 4.07
Omega Healthcare Investors (OHI) 0.00 100 40.00
Audiocodes Ltd Com Stk 0.00 200 25.00
Wabtec Corporation (WAB) 0.00 9 -71% 111.11
Town Sports International Holdings (CLUB) 0.00 950 NEW 2.11
GOLAR LNG Limited Com 0.00 0 NEW 0.00
Limelight Networks (LLNW) 0.00 425 4.71
SPDR S&P; Retail (XRT) 0.00 95 42.11
Northern Dynasty Minerals Lt 0.00 1000 -90% 0.00
Alexander's (ALX) 0.00 10 300.00
iShares S&P; Europe 350 Index (IEV) 0.00 50 -75% 40.00
iShares S&P; SmallCap 600 Growth (IJT) 0.00 12 166.67
DNP Select Income Fund (DNP) 0.00 0 NEW 0.00
Kratos Defense & Security Solutions (KTOS) 0.00 55 NEW 18.18
iShares S&P; Global Mat. Sector Inde (MXI) 0.00 0 0.00
Gold Resource Corporation (GORO) 0.00 0 NEW 0.00
MSCI Europe Financials Sector Index Fund (EUFN) 0.00 200 20.00
Vanguard Telecommunication Services ETF (VOX) 0.00 55 NEW 90.91
BlackRock Credit All Inc Trust IV (BTZ) 0.00 205 14.63
Celsius Holdings (CELH) 0.00 25 NEW 0.00
Ishares Tr s^p aggr all 0.00 3 0.00
Medley Capital Corporation 0.00 450 2.22
Plug Power Inc 0.00 500 4.00
Moneygram International 0.00 75 -50% 0.00
Retail Properties Of America 0.00 228 13.16
Ishares Tr cmn 0.00 3 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.00 1 0.00
Orchid Is Cap 0.00 500 6.00
India Globalization Cap 0.00 100 0.00
Vanguard Charlotte Fds intl bd idx etf 0.00 8 0.00
Sprint 0.00 405 4.94
First Tr Inter Duration Pfd & Income Fd 0.00 135 22.22
Fireeye 0.00 60 16.67
Twitter 0.00 125 -89% 32.00
Antero Res 0.00 1000 3.00
Jd 0.00 150 NEW 33.33
Gopro 0.00 500 4.00
Casi Pharmaceuticalsinc Com Stk 0.00 1 0.00
Zayo Group Hldgs 0.00 100 NEW 30.00
Store Capital Corp reit 0.00 50 40.00
Qorvo 0.00 15 133.33
Box Inc cl a 0.00 100 20.00
Shopify Inc cl a 0.00 10 400.00
Kraft Heinz 0.00 0 0.00
Vareit, Inc reits 0.00 20 NEW 0.00
Rmr Group Inc cl a 0.00 1 0.00
Workhorse Group Inc ordinary shares 0.00 500 4.00
Odyssey Marine Exploration I 0.00 101 0.00
Editas Medicine 0.00 65 30.77
Under Armour Inc Cl C 0.00 232 17.24
Market Vectors Global Alt Ener 0.00 25 80.00
Market Vectors Etf Tr Oil Svcs 0.00 300 +200% 13.33
First Trust Ise Revere Nat Gas etf 0.00 0 NEW 0.00
Advansix Inc Com stock 0.00 1 0.00
Lamb Weston Hldgs 0.00 0 0.00
Conduent Incorporate 0.00 189 NEW 5.29
Canopy Gro 0.00 30 33.33
Snap Inc cl a 0.00 287 -51% 17.42
Uniti Group Inc Com reit 0.00 89 11.24
New Age Beverages 0.00 300 3.33
Propetro Hldg 0.00 200 10.00
Wheaton Precious Metals Corp C Om stock 0.00 65 30.77
Frontier Communication 0.00 26 0.00
Aphria Inc foreign stock 0.00 75 -34% 0.00
Pcsb Fncl 0.00 100 20.00
Telaria, Inc. 0.00 213 9.39
Oaktree Specialty Lending Corp 0.00 525 -65% 5.71
Riot Blockchain Inc 0.00 25 0.00
Advisorshares Tr vice etf 0.00 130 23.08
Lithium Americas Corp New 0.00 294 3.40
Bilibili Ads 0.00 35 28.57
Invesco Exchng Traded Fd Tr fndmntl hy crp 0.00 0 0.00
Proshares Tr Ii ultra vix short 0.00 10 0.00
Garrett Motion Inc 0.00 2 0.00
Microbot Med Inc 0.00 1 0.00
Proshares Tr invt int rt hg 0.00 80 37.50
Cigna Corp New 0.00 17 176.47
Resideo Technologies Inc 0.00 4 0.00
Dell Technologies Inc 0.00 5 0.00
Yeti Hldgs Inc 0.00 130 38.46
Livent Corp 0.00 60 16.67
Titan Pharmaceuticals Inc D Com 0.00 31 0.00
Dynex Cap Inc 0.00 200 15.00
Direxion Shs Etf Tr Daily Finl Bear 3x Shs New etf 0.00 150 26.67
Ocugen Inc 0.00 1024 -7% 0.98
Peak 0.00 80 NEW 37.50
Progyny Inc 0.00 150 NEW 26.67

Past 13F-HR SEC Filings by Joseph P. Lucia & Associates

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