Aletheia Research and Management
Latest statistics and disclosures from Aletheia Research and Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, NVO, Google, NVS, GLNG, and represent 39.47% of Aletheia Research and Management's stock portfolio.
- Added to shares of these 10 stocks: Google (+$12M), EQR, HTO, Tesoro Corporation, Ishares Silver Trust option, C, GLNG, United Continental Holdings In cmn, Dole Food Co Inc cmn, PFE.
- Started 30 new stock positions in GT, Titanium Metals Corporation, Tesoro Corporation, Ishares Silver Trust option, EQR, Chesapeake Enrgy Cvt Ppd 4.50 cv p, Bridgepoint Education Inc cmn, C, United Continental Holdings In cmn, PFE.
- Reduced shares in these 10 stocks: AAPL (-$24M), DEO, VZ, FNV, Peabody Energy Corporation, D, CMCSA, XOM, Kraft Foods, VNO.
- Sold out of its positions in Aes Tr Iii pfd cv 6.75%, AEP, BAC.PL, CurrencyShares Swiss Franc Trust, DAL, DEO, DLR, Direxion Shs Etf Tr Daily 20+, FNV, Hovnanian Enterprises. IWM, JNJ, MS, NUE, NuStar GP Holdings, YCS, EUO, SPY, TGT, UNP, Wisdomtree Trust indian rup etf, WisdomTree Dreyfus Chinese Yuan, Wisdomtree Asia Local Debt etf us.
- Aletheia Research and Management was a net seller of stock by $-38M.
- Aletheia Research and Management has $146M in assets under management (AUM), dropping by -15.29%.
- Central Index Key (CIK): 0001302506
Portfolio Holdings for Aletheia Research and Management
Aletheia Research and Management holds 84 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Apple (AAPL) | 15.7 | $23M | -51% | 34k | 667.10 |
|
| Novo Nordisk A/S (NVO) | 9.4 | $14M | -6% | 87k | 157.81 |
|
| 8.4 | $12M | NEW | 16k | 754.51 |
|
|
| Novartis (NVS) | 3.4 | $4.9M | -9% | 80k | 61.26 |
|
| Golar Lng (GLNG) | 2.6 | $3.7M | +49% | 97k | 38.59 |
|
| Agrium | 2.4 | $3.5M | -25% | 34k | 103.47 |
|
| HSBC Holdings (HSBC) | 2.1 | $3.0M | -6% | 65k | 46.46 |
|
| Canadian Natural Resources (CNQ) | 1.9 | $2.8M | -5% | 90k | 30.78 |
|
| Sanofi-Aventis SA (SNY) | 1.8 | $2.7M | -20% | 62k | 43.06 |
|
| Ace Limited Cmn | 1.8 | $2.6M | -11% | 34k | 75.59 |
|
| China Telecom Corporation | 1.7 | $2.5M | -4% | 44k | 57.97 |
|
| Verizon Communications (VZ) | 1.7 | $2.5M | -43% | 55k | 45.58 |
|
| Tata Motors | 1.6 | $2.4M | -4% | 92k | 25.68 |
|
| Syngenta | 1.5 | $2.2M | -4% | 30k | 74.84 |
|
| America Movil Sab De Cv spon adr l | 1.5 | $2.2M | -4% | 87k | 25.43 |
|
| Dominion Resources (D) | 1.5 | $2.2M | -45% | 42k | 52.95 |
|
| Teva Pharmaceutical Industries (TEVA) | 1.4 | $2.1M | -4% | 50k | 41.41 |
|
| BHP Billiton (BHP) | 1.4 | $2.0M | -4% | 30k | 68.63 |
|
| Vornado Realty Trust (VNO) | 1.4 | $2.0M | -43% | 25k | 81.06 |
|
| Plum Creek Timber | 1.4 | $2.0M | -5% | 45k | 43.85 |
|
| Kraft Foods | 1.4 | $2.0M | -44% | 48k | 41.35 |
|
| AngloGold Ashanti | 1.3 | $1.8M | -4% | 53k | 35.04 |
|
| China Petroleum & Chemical | 1.2 | $1.8M | -4% | 20k | 92.40 |
|
| India Fund (IFN) | 1.2 | $1.8M | -4% | 76k | 23.25 |
|
| PetroChina Company | 1.1 | $1.7M | -4% | 13k | 129.16 |
|
| Equity Residential (EQR) | 1.1 | $1.6M | NEW | 29k | 57.51 |
|
| AstraZeneca (AZN) | 1.1 | $1.6M | -4% | 34k | 47.85 |
|
| SJW (HTO) | 1.1 | $1.5M | NEW | 61k | 25.36 |
|
| Infosys Technologies (INFY) | 1.0 | $1.5M | -4% | 30k | 48.55 |
|
| Tesoro Corporation | 1.0 | $1.4M | NEW | 34k | 41.90 |
|
| Southern Company (SO) | 0.9 | $1.4M | -44% | 30k | 46.08 |
|
| E.I. du Pont de Nemours & Company | 0.9 | $1.3M | -44% | 26k | 50.25 |
|
| Allstate Corporation (ALL) | 0.9 | $1.3M | -44% | 33k | 39.62 |
|
| Ishares Silver Trust option | 0.9 | $1.3M | NEW | 38k | 33.49 |
|
| Citigroup (C) | 0.9 | $1.2M | NEW | 38k | 32.70 |
|
| Exxon Mobil Corporation (XOM) | 0.8 | $1.2M | -55% | 14k | 91.46 |
|
| Comcast Corporation (CMCSA) | 0.8 | $1.2M | -59% | 34k | 35.76 |
|
| Cliffs Natural Resources | 0.8 | $1.2M | -44% | 30k | 39.12 |
|
| United Continental Holdings In cmn | 0.8 | $1.2M | NEW | 60k | 19.50 |
|
| Dow Chemical Company | 0.8 | $1.1M | -48% | 40k | 28.95 |
|
| Udr (UDR) | 0.8 | $1.1M | -45% | 46k | 24.83 |
|
| Dole Food Co Inc cmn | 0.8 | $1.1M | NEW | 81k | 14.02 |
|
| Pfizer (PFE) | 0.8 | $1.1M | NEW | 45k | 24.85 |
|
| AvalonBay Communities (AVB) | 0.8 | $1.1M | -44% | 8.0k | 135.92 |
|
| Dean Foods Company | 0.7 | $1.1M | NEW | 66k | 16.35 |
|
| Market Vectors Gold Miners ETF | 0.7 | $1.1M | -41% | 20k | 53.69 |
|
| Campbell Soup Company (CPB) | 0.7 | $1.1M | -57% | 30k | 34.84 |
|
| Titanium Metals Corporation | 0.7 | $1.0M | NEW | 82k | 12.83 |
|
| JPMorgan Chase & Co. (JPM) | 0.7 | $983k | -39% | 24k | 40.48 |
|
| United States Steel Corporation | 0.7 | $986k | -44% | 52k | 19.06 |
|
| Public Storage (PSA) | 0.6 | $925k | 6.7k | 139.10 |
|
|
| Best Buy (BBY) | 0.6 | $909k | NEW | 53k | 17.21 |
|
| Molson Coors Brewing Company (TAP) | 0.6 | $894k | -55% | 20k | 45.06 |
|
| Target Corporation (TGT) | 0.6 | $842k | NEW | 13k | 63.49 |
|
| H.J. Heinz Company | 0.6 | $839k | -48% | 15k | 55.98 |
|
| Goodyear Tire & Rubber Company (GT) | 0.6 | $804k | NEW | 66k | 12.20 |
|
| Molycorp Inc cmn | 0.4 | $518k | NEW | 45k | 11.51 |
|
| Barrick Gold Corp (GOLD) | 0.3 | $514k | NEW | 12k | 41.74 |
|
| Caesars Entertainment Corp C mn | 0.3 | $510k | NEW | 75k | 6.80 |
|
| Fusion-io Inc cmn | 0.3 | $454k | NEW | 15k | 30.27 |
|
| Molycorp, Inc. pfd conv ser a | 0.3 | $393k | 8.8k | 44.86 |
|
|
| Annaly Capital Management | 0.2 | $335k | -34% | 20k | 16.83 |
|
| Barclays Bk Plc call | 0.2 | $338k | NEW | 38k | 9.01 |
|
| Chesapeake Enrgy Cvt Ppd 4.50 cv p | 0.2 | $317k | NEW | 3.9k | 81.53 |
|
| Starwood Hotels & Resorts Worldwide | 0.2 | $282k | 4.9k | 58.02 |
|
|
| Novagold Res Inc call | 0.2 | $283k | NEW | 51k | 5.60 |
|
| Plains All American Pipeline (PAA) | 0.2 | $258k | NEW | 2.9k | 88.33 |
|
| Peabody Energy Corporation | 0.2 | $243k | -88% | 11k | 22.24 |
|
| NuStar Energy | 0.2 | $237k | NEW | 4.7k | 50.88 |
|
| Starwood Property Trust (STWD) | 0.1 | $212k | -36% | 9.1k | 23.32 |
|
| Bridgepoint Education Inc cmn | 0.1 | $203k | NEW | 20k | 10.15 |
|
| Cytori Therapeutics | 0.1 | $169k | NEW | 38k | 4.40 |
|
| Proshs Ultrashrt S&p500 Prosha etf | 0.1 | $169k | NEW | 12k | 13.63 |
|
| MEMC Electronic Materials | 0.1 | $165k | -36% | 60k | 2.76 |
|
| Elan Corporation | 0.1 | $126k | NEW | 12k | 10.68 |
|
| Hugoton Royalty Trust (HGTXU) | 0.1 | $107k | -33% | 16k | 6.62 |
|
| Barclays Bk Plc ipth s^p vix | 0.1 | $96k | -15% | 11k | 8.97 |
|
| Credit Suisse Nassau Brh vix sht trm ft | 0.1 | $87k | +149% | 57k | 1.53 |
|
| CYTORI THERAPEUTICS INC COMMON Stock cmn | 0.1 | $88k | NEW | 20k | 4.40 |
|
| Hawaiian Holdings | 0.1 | $84k | NEW | 15k | 5.60 |
|
| Sirius XM Radio | 0.0 | $52k | 20k | 2.61 |
|
|
| Wendy's/arby's Group (WEN) | 0.0 | $55k | NEW | 12k | 4.56 |
|
| Hansen Medical | 0.0 | $41k | -15% | 21k | 1.92 |
|
| Valence Technology | 0.0 | $0 | 18k | 0.00 |
|
Past Filings by Aletheia Research and Management
SEC 13F filings are viewable for Aletheia Research and Management going back to 2010
- Aletheia Research and Management 2012 Q3 filed Nov. 14, 2012
- Aletheia Research and Management 2012 Q2 filed Aug. 14, 2012
- Name Aletheia Research and Management 2012 Q1 filed May 15, 2012
- Name Aletheia Research and Management 2011 Q4 filed Feb. 14, 2012
- Name Aletheia Research and Management 2011 Q3 filed Nov. 14, 2011
- Name Aletheia Research and Management 2011 Q2 filed Aug. 15, 2011
- Name Aletheia Research and Management 2011 Q1 filed May 16, 2011
- Name Aletheia Research and Management 2010 Q4 filed Feb. 14, 2011