Aletheia Research and Management
Latest statistics and disclosures from Aletheia Research and Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, NVO, Google, NVS, GLNG, and represent 39.47% of Aletheia Research and Management's stock portfolio.
- Added to shares of these 10 stocks: Google (+$12M), EQR, SJW, Tesoro Corporation, Ishares Silver Trust option, C, GLNG, United Continental Holdings In cmn, Dole Food Co Inc cmn, PFE.
- Started 30 new stock positions in Proshs Ultrashrt S&p500 Prosha etf, GT, GOLD, BBY, C, United Continental Holdings In cmn, Titanium Metals Corporation, Molycorp Inc cmn, Fusion-io Inc cmn, Ishares Silver Trust option.
- Reduced shares in these 10 stocks: AAPL (-$24M), DEO, VZ, FNV, Peabody Energy Corporation, D, CMCSA, XOM, Kraft Foods, VNO.
- Sold out of its positions in Aes Tr Iii pfd cv 6.75%, AEP, BAC.PL, CurrencyShares Swiss Franc Trust, DAL, DEO, DLR, Direxion Shs Etf Tr Daily 20+, FNV, Hovnanian Enterprises. IWM, JNJ, MS, NUE, NuStar GP Holdings, YCS, EUO, SPY, TGT, UNP, Wisdomtree Trust indian rup etf, WisdomTree Dreyfus Chinese Yuan, Wisdomtree Asia Local Debt etf us.
- Aletheia Research and Management was a net seller of stock by $-38M.
- Aletheia Research and Management has $146M in assets under management (AUM), dropping by -15.29%.
- Central Index Key (CIK): 0001302506
Portfolio Holdings for Aletheia Research and Management
Aletheia Research and Management holds 84 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Apple (AAPL) | 15.7 | $23M | -51% | 34k | 667.10 |
|
| Novo Nordisk A/S (NVO) | 9.4 | $14M | -6% | 87k | 157.81 |
|
| 8.4 | $12M | NEW | 16k | 754.51 |
|
|
| Novartis (NVS) | 3.4 | $4.9M | -9% | 80k | 61.26 |
|
| Golar Lng (GLNG) | 2.6 | $3.7M | +49% | 97k | 38.59 |
|
| Agrium | 2.4 | $3.5M | -25% | 34k | 103.47 |
|
| HSBC Holdings (HSBC) | 2.1 | $3.0M | -6% | 65k | 46.46 |
|
| Canadian Natural Resources (CNQ) | 1.9 | $2.8M | -5% | 90k | 30.78 |
|
| Sanofi-Aventis SA (SNY) | 1.8 | $2.7M | -20% | 62k | 43.06 |
|
| Ace Limited Cmn | 1.8 | $2.6M | -11% | 34k | 75.59 |
|
| China Telecom Corporation | 1.7 | $2.5M | -4% | 44k | 57.97 |
|
| Verizon Communications (VZ) | 1.7 | $2.5M | -43% | 55k | 45.58 |
|
| Tata Motors | 1.6 | $2.4M | -4% | 92k | 25.68 |
|
| Syngenta | 1.5 | $2.2M | -4% | 30k | 74.84 |
|
| America Movil Sab De Cv spon adr l | 1.5 | $2.2M | -4% | 87k | 25.43 |
|
| Dominion Resources (D) | 1.5 | $2.2M | -45% | 42k | 52.95 |
|
| Teva Pharmaceutical Industries (TEVA) | 1.4 | $2.1M | -4% | 50k | 41.41 |
|
| BHP Billiton (BHP) | 1.4 | $2.0M | -4% | 30k | 68.63 |
|
| Vornado Realty Trust (VNO) | 1.4 | $2.0M | -43% | 25k | 81.06 |
|
| Plum Creek Timber | 1.4 | $2.0M | -5% | 45k | 43.85 |
|
| Kraft Foods | 1.4 | $2.0M | -44% | 48k | 41.35 |
|
| AngloGold Ashanti | 1.3 | $1.8M | -4% | 53k | 35.04 |
|
| China Petroleum & Chemical | 1.2 | $1.8M | -4% | 20k | 92.40 |
|
| India Fund (IFN) | 1.2 | $1.8M | -4% | 76k | 23.25 |
|
| PetroChina Company | 1.1 | $1.7M | -4% | 13k | 129.16 |
|
| Equity Residential (EQR) | 1.1 | $1.6M | NEW | 29k | 57.51 |
|
| AstraZeneca (AZN) | 1.1 | $1.6M | -4% | 34k | 47.85 |
|
| SJW (SJW) | 1.1 | $1.5M | NEW | 61k | 25.36 |
|
| Infosys Technologies (INFY) | 1.0 | $1.5M | -4% | 30k | 48.55 |
|
| Tesoro Corporation | 1.0 | $1.4M | NEW | 34k | 41.90 |
|
| Southern Company (SO) | 0.9 | $1.4M | -44% | 30k | 46.08 |
|
| E.I. du Pont de Nemours & Company | 0.9 | $1.3M | -44% | 26k | 50.25 |
|
| Allstate Corporation (ALL) | 0.9 | $1.3M | -44% | 33k | 39.62 |
|
| Ishares Silver Trust option | 0.9 | $1.3M | NEW | 38k | 33.49 |
|
| Citigroup (C) | 0.9 | $1.2M | NEW | 38k | 32.70 |
|
| Exxon Mobil Corporation (XOM) | 0.8 | $1.2M | -55% | 14k | 91.46 |
|
| Comcast Corporation (CMCSA) | 0.8 | $1.2M | -59% | 34k | 35.76 |
|
| Cliffs Natural Resources | 0.8 | $1.2M | -44% | 30k | 39.12 |
|
| United Continental Holdings In cmn | 0.8 | $1.2M | NEW | 60k | 19.50 |
|
| Dow Chemical Company | 0.8 | $1.1M | -48% | 40k | 28.95 |
|
| Udr (UDR) | 0.8 | $1.1M | -45% | 46k | 24.83 |
|
| Dole Food Co Inc cmn | 0.8 | $1.1M | NEW | 81k | 14.02 |
|
| Pfizer (PFE) | 0.8 | $1.1M | NEW | 45k | 24.85 |
|
| AvalonBay Communities (AVB) | 0.8 | $1.1M | -44% | 8.0k | 135.92 |
|
| Dean Foods Company | 0.7 | $1.1M | NEW | 66k | 16.35 |
|
| Market Vectors Gold Miners ETF | 0.7 | $1.1M | -41% | 20k | 53.69 |
|
| Campbell Soup Company (CPB) | 0.7 | $1.1M | -57% | 30k | 34.84 |
|
| Titanium Metals Corporation | 0.7 | $1.0M | NEW | 82k | 12.83 |
|
| JPMorgan Chase & Co. (JPM) | 0.7 | $983k | -39% | 24k | 40.48 |
|
| United States Steel Corporation (X) | 0.7 | $986k | -44% | 52k | 19.06 |
|
| Public Storage (PSA) | 0.6 | $925k | 6.7k | 139.10 |
|
|
| Best Buy (BBY) | 0.6 | $909k | NEW | 53k | 17.21 |
|
| Molson Coors Brewing Company (TAP) | 0.6 | $894k | -55% | 20k | 45.06 |
|
| Target Corporation (TGT) | 0.6 | $842k | NEW | 13k | 63.49 |
|
| H.J. Heinz Company | 0.6 | $839k | -48% | 15k | 55.98 |
|
| Goodyear Tire & Rubber Company (GT) | 0.6 | $804k | NEW | 66k | 12.20 |
|
| Molycorp Inc cmn | 0.4 | $518k | NEW | 45k | 11.51 |
|
| Barrick Gold Corp (GOLD) | 0.3 | $514k | NEW | 12k | 41.74 |
|
| Caesars Entertainment Corp C mn | 0.3 | $510k | NEW | 75k | 6.80 |
|
| Fusion-io Inc cmn | 0.3 | $454k | NEW | 15k | 30.27 |
|
| Molycorp, Inc. pfd conv ser a | 0.3 | $393k | 8.8k | 44.86 |
|
|
| Annaly Capital Management | 0.2 | $335k | -34% | 20k | 16.83 |
|
| Barclays Bk Plc call | 0.2 | $338k | NEW | 38k | 9.01 |
|
| Chesapeake Enrgy Cvt Ppd 4.50 cv p | 0.2 | $317k | NEW | 3.9k | 81.53 |
|
| Starwood Hotels & Resorts Worldwide | 0.2 | $282k | 4.9k | 58.02 |
|
|
| Novagold Res Inc call | 0.2 | $283k | NEW | 51k | 5.60 |
|
| Plains All American Pipeline (PAA) | 0.2 | $258k | NEW | 2.9k | 88.33 |
|
| Peabody Energy Corporation | 0.2 | $243k | -88% | 11k | 22.24 |
|
| NuStar Energy | 0.2 | $237k | NEW | 4.7k | 50.88 |
|
| Starwood Property Trust (STWD) | 0.1 | $212k | -36% | 9.1k | 23.32 |
|
| Bridgepoint Education Inc cmn | 0.1 | $203k | NEW | 20k | 10.15 |
|
| Cytori Therapeutics | 0.1 | $169k | NEW | 38k | 4.40 |
|
| Proshs Ultrashrt S&p500 Prosha etf | 0.1 | $169k | NEW | 12k | 13.63 |
|
| MEMC Electronic Materials | 0.1 | $165k | -36% | 60k | 2.76 |
|
| Elan Corporation | 0.1 | $126k | NEW | 12k | 10.68 |
|
| Hugoton Royalty Trust (HGTXU) | 0.1 | $107k | -33% | 16k | 6.62 |
|
| Barclays Bk Plc ipth s^p vix | 0.1 | $96k | -15% | 11k | 8.97 |
|
| Credit Suisse Nassau Brh vix sht trm ft | 0.1 | $87k | +149% | 57k | 1.53 |
|
| CYTORI THERAPEUTICS INC COMMON Stock cmn | 0.1 | $88k | NEW | 20k | 4.40 |
|
| Hawaiian Holdings | 0.1 | $84k | NEW | 15k | 5.60 |
|
| Sirius XM Radio | 0.0 | $52k | 20k | 2.61 |
|
|
| Wendy's/arby's Group (WEN) | 0.0 | $55k | NEW | 12k | 4.56 |
|
| Hansen Medical | 0.0 | $41k | -15% | 21k | 1.92 |
|
| Valence Technology | 0.0 | $0 | 18k | 0.00 |
|
Past Filings by Aletheia Research and Management
SEC 13F filings are viewable for Aletheia Research and Management going back to 2010
- Aletheia Research and Management 2012 Q3 filed Nov. 14, 2012
- Aletheia Research and Management 2012 Q2 filed Aug. 14, 2012
- Name Aletheia Research and Management 2012 Q1 filed May 15, 2012
- Name Aletheia Research and Management 2011 Q4 filed Feb. 14, 2012
- Name Aletheia Research and Management 2011 Q3 filed Nov. 14, 2011
- Name Aletheia Research and Management 2011 Q2 filed Aug. 15, 2011
- Name Aletheia Research and Management 2011 Q1 filed May 16, 2011
- Name Aletheia Research and Management 2010 Q4 filed Feb. 14, 2011