Rivernorth Capital Management

Latest statistics and disclosures from Rivernorth Capital Management's latest quarterly 13F-HR filing:

Portfolio Holdings for Rivernorth Capital Management

Companies in the Rivernorth Capital Management portfolio as of the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Nuveen Div. Advantage Muni. Fund (NAD) 5.04 5.50M +5% 13.74
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 3.78 4.18M -25% 13.54
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 3.13 4.90M +55% 9.56
Eaton Vance Limited Duration Income Fund (EVV) 2.63 3.73M -24% 10.57
Western Asst High Incm Opprtnty Fnd (HIO) 2.27 8.08M -16% 4.21
Eaton Vance Municipal Bond Fund (EIM) 2.25 2.70M +113% 12.48
Western Asset Global High Income Fnd (EHI) 2.12 4.25M +30% 7.48
Legg Mason Bw Global Income 2.10 2.99M -6% 10.54
Barings Bdc Inc 1.97 3.95M +40% 7.48
Pgim Global Short Duration H 1.83 2.48M -6% 11.06
Nuveen Insd Dividend Advantage 1.83 1.87M +19% 14.68
Voya Prime Rate Trust sh ben int 1.77 7.17M +14% 3.71
Blackrock Debt Strat Fd 1.75 3.10M +6% 8.45
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int 1.67 2.93M +7% 8.53
Blackrock Muniyield Insured Fund (MYI) 1.62 1.90M -4% 12.78
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.58 4.17M -16% 5.67
Nuveen CA Dividend Advantage Muni. Fund (NAC) 1.46 1.60M +155% 13.69
Templeton Global Income Fund (GIM) 1.43 4.00M -26% 5.35
BlackRock MuniYield New York Insured Fnd (MYN) 1.19 1.46M +242% 12.23
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 1.18 2.22M +8% 7.98
New Mtn Fin Corp note 5.750% 8/1 1.15 21.00M +320% 0.82
Duff & Phelps Utility & Corp Bond Trust (DUC) 1.13 2.03M +573% 8.37
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 1.13 1.40M +20% 12.09
Golub Capital BDC (GBDC) 1.12 1.33M +2098% 12.56
Western Asset Emerging Mrkts Dbt Fnd (ESD) 1.09 1.56M -43% 10.53
BlackRock Credit All Inc Trust IV (BTZ) 1.01 1.30M -59% 11.66
Invesco Van Kampen Senior Income Trust (VVR) 0.97 4.49M +20% 3.22
Pgim Short Duration High Yie 0.96 1.25M +4% 11.58
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef 0.95 2.15M -4% 6.58
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.90 1.01M -17% 13.33
Tcp Capital Corp convertible security 0.88 15.00M NEW 0.88
Ares Capital Corporation (ARCC) 0.87 1.21M NEW 10.78
Allianzgi Nfj Divid Int Prem S cefs 0.87 1.36M 9.61
Cohen & Steers Quality Income Realty (RQI) 0.82 1.35M NEW 9.04
AllianceBernstein Global Hgh Incm Fd (AWF) 0.81 1.31M +93% 9.26
Eaton Vance Fltg Rate In 0.81 1.05M +76% 11.63
Nuveen Ins Ny Tx Fr Adv Mun 0.81 964774 -25% 12.50
Pimco Energy & Tactical 0.78 2.17M +12% 5.37
Blackrock Capital Investment Note 5.000 6/1 Added 0.71 12.60M +447% 0.84
Nexpoint Credit Strategies Fund 0.69 1.26M +32% 8.26
BlackRock MuniHoldings New York Insured (MHN) 0.67 800996 12.60
Pioneer Floating Rate Trust (PHD) 0.67 1.31M +44% 7.65
Putnam Municipal Opportunities Trust (PMO) 0.64 797557 -39% 11.93
Nuveen PA Investnt Quality Municipal Fd (NQP) 0.59 668401 -29% 13.31
BlackRock Insured Municipal Income Trust (BYM) 0.59 665219 -3% 13.25
Invesco Van Kampen Muni Opp Trust (VMO) 0.57 745484 -5% 11.45
First Tr High Income L/s Fd 0.56 687031 -13% 12.17
Eaton Vance Senior Income Trust (EVF) 0.54 1.77M -6% 4.61
BlackRock New York Insured Municipal (BSE) 0.54 651102 +15% 12.50
Source Capital (SOR) 0.54 263148 +28% 30.69
Invesco Van Kampen Municipal Trust (VKQ) 0.53 679913 -5% 11.70
Nuveen Ga Div Adv Mun Fd 2 0.53 667231 +3% 11.88
Invesco Insured Municipal Income Trust (IIM) 0.53 560225 NEW 14.14
Wells Fargo Adv Inc Opport Fund (EAD) 0.52 1.21M NEW 6.38
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.51 600719 -18% 12.75
Blackrock Res & Commodities Strategy Tr Shs 0.49 1.44M +326% 5.04
Voya Global Eq Div & Pr Opp Fd 0.47 1.56M +191% 4.56
Nuveen Global High Inc Fd 0.46 610577 +3% 11.18
Nuveen Ins Ca Tx Fr Adv Mun 0.44 470730 +250% 14.16
First Trust/Four Corners SFRI Fund II (FCT) 0.43 682997 +2% 9.51
Petroleum & Res Corp Com cef 0.43 775232 +197% 8.29
Allianzgi Artificial 0.42 394363 NEW 16.00
Oaktree Specialty Lending Corp 0.42 1.94M NEW 3.24
Morgan Stanley Emerging Markets Domestic (EDD) 0.41 1.19M NEW 5.21
Blackrock California Mun. Income Trust (BFZ) 0.41 482428 -24% 12.69
Aberdeen Chile Fund (CH) 0.41 1.18M +27% 5.18
Nuveen Maryland Premium Income Municipal (NMY) 0.40 478094 -3% 12.63
Western Asset High Incm Fd I 0.39 1.18M +269% 5.01
Ares Dynamic Cr Allocation 0.39 544939 -5% 10.79
Neuberger Berman NY Int Mun Common (NBO) 0.39 503408 11.57
Interprivate Acquisition Cor unit 10/29/2024 0.37 300000 NEW 18.65
Swiss Helvetia Fund (SWZ) 0.37 789381 -10% 6.95
DTF Tax Free Income (DTF) 0.36 387640 +353% 13.95
Greenrose Acquisition Corp unit 02/28/2024 0.35 300000 NEW 17.65
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.33 474508 -33% 10.55
Andina Acquisition Corp Iii unit 09/24/2020 0.33 300000 16.65
Dmy Technology Group Inc unit 99/99/9999 0.33 250000 NEW 19.65
Clough Global Equity Fund closed-end fund 0.32 545289 +26% 8.85
Nuveen Michigan Qlity Incom Municipal Fd (NUM) 0.32 351817 -27% 13.42
Eaton Vance Floating-Rate Income Trust (EFT) 0.31 457859 -39% 10.25
Templeton Emerging Markets Income Fund (TEI) 0.31 626072 +327% 7.48
Wealthbridge Acquisition Ltd shs 0.31 225000 20.65
Special Opp 3.5% Pfd Conv 0.31 191280 24.18
Yunhong Intl unit 99/99/9999 0.30 200000 NEW 22.65
Nuveen Ohio Quality Income M 0.30 305068 -37% 14.73
Invesco Van Kampen High Inc Trust II (VLT) 0.30 415251 -2% 10.71
Royce Micro Capital Trust (RMT) 0.29 784042 +18% 5.56
Atlas Technical Consultants *w exp 11/26/202 0.29 200000 NEW 21.65
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.29 303735 NEW 14.07
Nuveen Ny Divid Advntg Mun F 0.28 313748 +39% 13.13
Blackrock Muniyield Quality Fund II (MQT) 0.27 331970 +4% 12.35
Highland Global mf closed and mf open 0.27 924265 +12% 4.35
Tuscan Hldgs Corp Ii unit 04/01/2026 0.27 400000 10.00
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.26 524184 -45% 7.45
East Stone Acquisition Corp unit 12/31/2026 0.26 165000 NEW 23.65
Merida Merger Corp I 0.26 400000 9.69
BlackRock Floating Rate Income Strat. Fn (FRA) 0.26 382671 +75% 10.01
Advent Claymore Convertible Sec & Inc Fd (AVK) 0.26 359764 -25% 10.64
Blackrock New York Municipal Bond Trust (BQH) 0.25 268183 +155% 14.03
Newborn Acquisition Corp unit 99/99/9999 0.25 150000 NEW 24.65
Kayne Anderson MLP Investment (KYN) 0.24 978470 -42% 3.63
Eaton Vance Municipal Income Trust (EVN) 0.23 292220 NEW 11.98
Nuveen Fltng Rte Incm Opp Fd 0.23 468233 +35% 7.43
Proficient Alpha Acqustn Cor unit 04/30/2026 0.23 325000 10.44
Intl Gnrl Insurance Hldngs L *w exp 03/17/202 0.21 125000 NEW 25.65
Flying Eagle Acquisition Cor unit 99/99/9999 0.21 120000 NEW 26.65
Nuveen Enhanced Mun Value Fd 0.21 244245 NEW 13.04
Sprott Focus Tr 0.21 630724 +7% 5.04
Churchill Cap Corp Ii unit 99/99/9999 0.21 300000 10.45
Schultze Special Purpose Acquisi Unt 0.21 300000 10.31
Invesco Quality Municipal Inc Trust (IQI) 0.20 260293 +3% 11.71
Nuveen Muni Value Fund (NUV) 0.20 310373 NEW 9.76
PIMCO High Income Fund (PHK) 0.20 612765 +8% 4.90
Graf Industrial Red Unt 0.20 284380 -5% 10.45
Alussa Energy Acquisition Co unit 10/31/2026 0.20 300000 9.90
Royce Global Value Tr 0.20 363724 NEW 8.04
Special Opportunities Fund (SPE) 0.19 305583 9.50
Liv Cap Acquisition Corp unit 99/99/9999 0.19 294940 9.80
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.19 271769 +59% 10.49
Trine Acquisition Corp unit 03/31/2021 0.19 275000 10.12
Lifesci Acquisition Corp unit 03/31/2025 0.18 100000 NEW 27.65
Invesco Ftse Rafi Emerging Markets Etf etf 0.18 178753 15.43
Lehman Brothers First Trust IOF (NHS) 0.18 315208 +102% 8.68
Greenvision Acquisition Corp unit 10/28/2024 0.18 275000 9.95
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.18 184610 +60% 14.65
Nuveen Floating Rate Income Fund (JFR) 0.18 354427 NEW 7.55
Blackrock Municipal 2020 Term Trust (BKK) 0.18 179567 NEW 14.67
Agba Acquistion Ltd 0.17 250000 10.22
Western Asset Hgh Yld Dfndfd 0.17 205306 NEW 12.33
Tuscan Holdings Corp unit 99/99/9999 0.17 250000 10.11
Kayne Anderson Mdstm Energy 0.17 747082 NEW 3.33
Voya Natural Res Eq Inc Fund 0.16 1.12M +359% 2.16
Aberdeen Asia-Pacific Income Fund (FAX) 0.16 715694 NEW 3.38
BlackRock Global Opportunities Equity Tr (BOE) 0.16 288832 +24% 8.29
Vanguard Emerging Markets ETF (VWO) 0.16 70000 +15% 33.56
Pure Acquisition Corp cl a 0.16 224996 10.39
Fellazo Inc 0.15 225000 10.15
Leisure Acquisition Corp 0.15 207923 -32% 10.91
Galileo Acquisition Corp unit 99/99/9999 0.15 235000 9.60
Blackrock Muniholdings Insured Fund II (MUE) 0.15 186603 12.00
8i Enterprises Acquisitin Co shs 0.14 216128 -9% 10.00
Alta Equipment Group Inc *w exp 02/14/202 0.14 74998 NEW 28.65
South Mountain Merger Unt 0.14 214000 9.95
Gigcapital2 Inc unit 02/28/2026 0.14 200000 10.42
Leo Holdings Corp 0.14 200000 10.30
Amci Acquisition Corp unit 01/07/2019 0.14 200000 10.30
Hennessy Cap Acqustion Corp unit 99/99/9999 0.14 200000 10.29
Crescent Acquisition Corp unit 99/99/9999 0.14 200000 10.25
Gx Acquisiton Unt 0.13 200000 10.10
Netfin Acquisition Corp unit 08/01/2024 0.13 200000 10.07
Big Rock Partners Acquisi Co 0.13 67700 -71% 29.65
Alberton Acquisition Corp unit 04/22/2020 0.13 200000 10.01
Pivotal Invt Corp Ii unit 06/01/2025 0.13 200000 9.96
Silver Spike Acquisition Unt 0.13 200000 9.95
Osprey Technlgy Aquistion Co unit 10/30/2024 0.13 202400 9.76
Landcadia Holdings Ii Unt 0.13 200000 9.80
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.13 200000 9.50
Blackrock Multi-sector Incom other 0.12 144743 -54% 12.07
Cf Fin Acquisition Corp unit 04/30/2025 0.11 150000 10.94
Orisun Acquisition Corp unit 99/99/9999 0.11 160000 10.20
Eagle Grwth & Income Oppty F 0.11 152537 +463% 10.60
Vectoiq Acquisition Corp 0.11 149999 10.64
Megalith Finl Acquisition Co unit 09/30/2025 0.11 150000 10.60
Royce Value Trust (RVT) 0.10 161805 -4% 9.67
Fintech Acquisition Corp Iii unit 12/01/2023 0.10 150000 10.23
Grid Dynamics Hldgs Inc *w exp 03/05/202 0.10 49998 NEW 30.64
Nuveen New York Mun Value Fd 0.10 110384 +42% 13.58
BlackRock Corporate High Yield Fund VI, (HYT) 0.10 167281 NEW 8.80
Replay Acquisition Unt 0.10 150000 9.81
Union Acquisition Corp Ii unit 99/99/9999 0.10 150000 9.76
Pimco Income Strategy Fund II (PFN) 0.10 189919 NEW 7.58
Edtechx Hldgs Acquisition Co 0.10 83894 -16% 17.00
Blackrock MuniHoldings Insured Fd (MUS) 0.10 119163 11.95
New Providence Acquisitin Co unit 09/01/2024 0.09 135000 10.27
Western Asset Managed Municipals Fnd (MMU) 0.09 114155 NEW 11.96
Ares Capital Corp convertible security 0.09 1.50M NEW 0.91
Tpg Specialty Lending Inc note 4.500% 8/0 0.09 1.50M NEW 0.90
High Income Secs Fd Shs Ben Int cef 0.09 198409 -17% 6.53
BlackRock Floating Rate Income Trust (BGT) 0.09 132010 -52% 9.81
Tenzing Acquisition Corp unit 08/24/2024 0.09 125000 10.25
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.09 284551 +36% 4.50
Calamos Lng/shrt Eq & Dyn 0.08 86980 NEW 14.44
First Tr Sr Floating Rate 20 0.08 169112 NEW 7.33
Tottenham Acquisition I Ltd shs 0.08 118000 10.50
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.08 54332 +202% 22.68
Herzfeld Caribbean Basin 0.08 352854 +45% 3.47
Van Kampen Advantage Muni Incm Tr II (VKI) 0.08 118037 +119% 10.27
John Hancock Tax Adva Glbl Share. Yld Fd (HTY) 0.08 237404 +7% 5.01
First Trust/Aberdeen Global Opportunity (FAM) 0.08 130671 NEW 8.80
Tpg Specialty Lnding Inc equity 0.07 79844 NEW 13.91
BlackRock Ltd. Duration Income Trust (BLW) 0.07 85914 NEW 12.62
Longevity Acquisition Corp unit 08/29/2024 0.07 100000 10.70
Blackrock Tcp Cap Corp 0.07 167515 NEW 6.25
Nuveen Int Dur Qual Mun Trm 0.07 78213 -48% 13.34
Exd - Eaton Vance Tax-advantag 0.07 135717 -67% 7.65
Insurance Acquisition Corp unit 03/31/2024 0.07 100000 10.38
Lf Cap Acquisition Corp cl a 0.07 100000 10.35
Haymaker Acquisition Unt 0.07 100000 10.10
Gordon Pointe Acquisition Co 0.07 99163 -43% 10.15
India Fund (IFN) 0.07 73606 -8% 13.63
Proptech Acquisition Corpora unit 10/01/2026 0.07 100000 9.94
Eaton Vance New York Muni. Incm. Trst Fd (EVY) 0.07 80051 +9% 12.40
Act Ii Global Acquisition Co Cl A shs 0.07 99996 +2% 9.87
Ciig Merger Corp unit 12/31/2026 0.07 100000 9.80
Neuberger Ber. CA Intermediate Muni Fund (NBW) 0.06 72214 -64% 13.16
Nuveen Pfd & Income 2022 Ter 0.06 45446 NEW 19.10
Allegro Merger Corp 0.06 75351 -24% 11.28
BlackRock MuniHolding Insured Investm (MFL) 0.05 60721 -68% 13.08
Pimco Dynamic Credit Income other 0.05 46928 NEW 16.81
Dws Municipal Income Cf non-tax cef 0.05 72691 -72% 10.79
PIMCO Income Opportunity Fund (PKO) 0.05 38196 NEW 20.21
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.05 75000 10.19
Monocle Acquisition Corp 0.05 75000 10.05
Eaton Vance High Income 2021 0.05 83907 NEW 8.81
Stable Rd Acquisition Corp unit 05/15/2026 0.05 67500 10.04
Cornerstone Strategic Value 0.04 80057 -53% 8.12
Cornerstone Total Rtrn Fd In 0.04 81449 +358% 7.96
Voya Emerging Markets High I etf 0.04 107003 -48% 5.83
Healthcare Merger Corp unit 12/17/2021 0.03 50000 10.30
Apex Technology Acquisitn Co unit 06/11/2026 0.03 50000 10.16
Far Pt Acquisition Corp cl a founders sh 0.03 49995 10.12
Blackrock Science & Tech Tr shs ben int 0.03 24107 -78% 16.68
Nuveen High Income 2020 Targ 0.03 44284 NEW 8.83
Nuveen Mun 2021 Target Term 0.03 40999 NEW 9.44
BlackRock Florida Municipal 2020 Term Tr (BFO) 0.02 23538 NEW 14.44
Templeton Emerging Markets (EMF) 0.02 26457 NEW 11.15
Vectoiq Acquisition Corp *w exp 05/16/202 0.02 149999 1.95
PCM Fund (PCM) 0.02 34461 NEW 7.95
Pimco Income Strategy Fund (PFL) 0.02 31655 NEW 8.43
Aberdeen Global Dynamic Divd F 0.02 36137 NEW 7.33
Sc Health Corp unit 99/99/9999 0.02 25000 10.20
Immunovant Inc *w exp 12/18/202 0.02 100000 2.40
Nuveen Calif Municpal Valu F 0.02 16133 NEW 14.69
Collier Creek Holdings unit 99/99/9999 0.01 20000 10.20
BlackRock MuniVest Fund (MVF) 0.01 21699 NEW 8.11
Brooge Hldgs Ltd *w exp 12/20/202 0.01 212900 0.80
Nuveen Mun Value Fd 2 0.01 10500 NEW 15.62
Eaton Vance New York Municipal Bond Fund (ENX) 0.01 12526 NEW 11.58
Barings Corporate Investors 0.01 10750 NEW 11.63
Chardan Healthcare Acq warrants 0.01 200000 0.60
Tortoise Energy equity 0.01 101251 -11% 1.15
Wealthbridge Acquisition Ltd right 11/02/2023 0.01 225000 0.46
8i Enterprises Acquisi -cw25 warrants 0.01 240000 0.42
Merida Merger Corp I *w exp 11/07/202 0.01 199997 0.50
8i Enterprises Acquisiti-rts rights 0.01 240000 0.39
Pure Acquisition Corp *w exp 04/17/202 0.00 75112 -33% 0.99
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.00 200000 0.35
THL Credit (TCRD) 0.00 25805 NEW 2.64
Pensare Acquisition Corp right 0.00 349994 0.14
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.00 80510 -19% 0.58
Clearbridge Energy M 0.00 33070 NEW 1.39
Legacy Acquisition Corp wt 0.00 177900 0.25
Act Ii Global Acquisiti-cw24 warrants 0.00 49998 +2% 0.70
Gordon Pointe Acquisition Co w exp 07/30/202 0.00 175000 0.18
Big Rock Partners Acquisi Co right 12/01/2022 0.00 239998 0.13
Kbl Merger Corp Iv right 03/22/2019 0.00 208800 0.15
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.00 225000 0.13
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.00 100000 0.26
Leisure Acquisition Corp *w exp 12/05/201 0.00 153297 0.17
Monocle Acquisition Corp monocle acquisition cor-cw24 0.00 75000 0.31
Trident Acquisitions Corp *w exp 05/09/202 0.00 150000 0.09
Tottenham Acquisition I Ltd right 06/05/2020 0.00 118000 0.11
Opes Acquisition Corp w exp 01/15/202 0.00 250000 0.05
Hl Acquisitions Corp right 07/17/2023 0.00 125000 0.08
Pensare Acquisition Corp *w exp 07/27/202 0.00 174897 0.05
Kbl Merger Corp Iv *w exp 01/15/202 0.00 124200 0.07
Far Pt Acquisition Corp w exp 06/01/202 0.00 16665 0.54
Allegro Merger Corp right 12/31/2023 0.00 100000 0.09
Big Rock Partners Acquisi Co *w exp 12/01/202 0.00 119999 0.07
Hl Acquisitions Corp *w exp 06/21/202 0.00 125000 0.05
Tottenham Acquisition I Ltd *w exp 05/06/202 0.00 118000 0.04
Allegro Merger Corp *w exp 01/06/202 0.00 100000 0.05
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Past Filings by Rivernorth Capital Management

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