Rivernorth Capital Management

Latest statistics and disclosures from Rivernorth Capital Management's latest quarterly 13F-HR filing:

Companies in the Rivernorth Capital Management portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Western Asset Emerging Mrkts Dbt Fnd (ESD) 5.44 4.24M 15.71
Clough Gbl Opps Fund Sh Ben Int closed-end fund 4.25 4.63M +6% 11.24
Liberty All-Star Equity Fund (USA) 3.97 8.05M +54% 6.05
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 3.80 3.36M -10% 13.84
Western Asst High Incm Opprtnty Fnd (HIO) 3.40 8.13M +2% 5.12
Eaton Vance Limited Duration Income Fund (EVV) 3.29 2.87M -10% 14.06
BlackRock Credit All Inc Trust IV (BTZ) 3.21 2.89M 13.64
BlackRock Corporate High Yield Fund VI, (HYT) 2.90 3.15M 11.28
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.64 3.83M 8.47
Ares Capital Corporation (ARCC) 2.24 1.68M -12% 16.41
Nuveen Div. Advantage Muni. Fund (NAD) 2.24 1.94M -5% 14.16
Clough Global Equity Fund closed-end fund 2.15 1.98M +4% 13.33
LEGG MASON BW GLOBAL Income 2.08 1.89M 13.44
Prudential Gl Sh Dur Hi Yld 2.04 1.67M +2% 14.93
Templeton Global Income Fund (GIM) 1.98 3.60M -2% 6.75
Invesco Van Kampen Senior Income Trust (VVR) 1.96 5.34M +28% 4.49
Brookfield Real Assets Incom shs ben int 1.95 1.00M -53% 23.84
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 1.91 1.96M -4% 11.95
Western Asset Global High Income Fnd (EHI) 1.91 2.27M +4% 10.30
Cornerstone Strategic Value 1.77 1.46M NEW 14.85
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 1.75 1.90M 11.28
Blackrock Debt Strat Fd 1.66 1.74M -5% 11.68
Voya Prime Rate Trust sh ben int 1.53 3.60M +41% 5.20
Templeton Emerging Markets Income Fund (TEI) 1.50 1.59M +13% 11.55
Alpine Total Dyn Fd New cefs 1.44 1.95M +61% 9.06
Adams Express Company (ADX) 1.21 965586 -4% 15.30
Royce Value Trust (RVT) 1.11 855296 -33% 15.83
Vanguard Emerging Markets ETF (VWO) 1.04 291859 43.61
Morgan Stanley Emerging Markets Domestic (EDD) 1.04 1.59M -4% 8.00
Western Asset Hgh Yld Dfndfd 1.03 814688 15.54
Ares Dynamic Cr Allocation 0.95 711948 -10% 16.42
Blackstone Gso Strategic 0.94 718841 -7% 16.06
Nexpoint Credit Strategies Fund 0.90 476440 -7% 23.11
Blackrock Multi-sector Incom other 0.89 582363 -25% 18.68
PowerShares FTSE RAFI US 1000 (PRF) 0.88 100632 107.68
Nuveen Mtg opportunity term fd 0.88 424124 -11% 25.44
Managed Duration Invtmt Grd Mun Fund (MZF) 0.86 768818 +16% 13.72
Sprott Focus Tr 0.82 1.29M 7.75
Central Fd Cda Ltd cl a 0.76 713165 13.07
Tri-Continental Corporation (TY) 0.75 359663 -15% 25.66
Allianzgi Nfj Divid Int Prem S cefs 0.70 644996 -11% 13.38
General American Investors (GAM) 0.69 232746 -11% 36.10
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.68 707871 +21% 11.84
Western Ast Clymr Infl Lkd Sc & Incm Fd (WIA) 0.66 701628 +37% 11.50
Advent Claymore Convertible Sec & Inc Fd (AVK) 0.65 490383 -52% 16.23
Nuveen Global High Inc Fd 0.65 456712 -21% 17.43
Garrison Capital 0.63 910217 +4% 8.42
Nuveen Mortgage opportunity trm fd2 0.62 310077 -3% 24.66
Royce Micro Capital Trust (RMT) 0.58 749385 -2% 9.42
MFS Charter Income Trust (MCR) 0.56 785348 -3% 8.69
Deutsche High Income Opport 0.56 453240 -20% 15.06
Eaton Vance Senior Income Trust (EVF) 0.55 1.02M +3% 6.62
PowerShares FTSE RAFI Emerging MarketETF (PXH) 0.53 307565 21.31
Morgan Stanley Emerging Markets Debt (MSD) 0.53 644750 10.09
Lehman Brothers First Trust IOF (NHS) 0.52 521317 12.17
Virtus Total Return Fund cf 0.52 493104 NEW 12.98
MFS Multimarket Income Trust (MMT) 0.50 981244 -5% 6.25
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.50 431622 -28% 14.15
Allianzgi Equity & Conv In 0.50 296535 -12% 20.70
Andina Acquisition Corp Ii shs 0.50 597882 NEW 10.16
Invesco Van Kampen High Inc Trust II (VLT) 0.47 378024 +6% 15.14
Vanguard Europe Pacific ETF (VEA) 0.45 126277 43.36
Wells Fargo Adv Inc Opport Fund (EAD) 0.44 615405 8.67
Deutsche Multi-mkt Income Tr Shs cef 0.44 606777 8.93
Special Opp 3.5% Pfd Conv 0.40 191280 25.59
Boulder Growth & Income Fund (BIF) 0.39 470330 -46% 10.27
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.39 340090 -29% 13.93
BlackRock Global Opportunities Equity Tr (BOE) 0.38 343090 -73% 13.52
Prudential Sht Duration Hg Y 0.36 286738 +165% 15.25
Nuveen Int Dur Qual Mun Trm 0.36 336925 -17% 13.25
Morgan Stanley income sec inc 0.34 230385 18.30
BlackRock Ltd. Duration Income Trust (BLW) 0.30 227204 -52% 16.15
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.29 564285 -54% 6.24
Great Elm Cap 0.29 141656 -15% 25.08
Pensare Acquisition Corp unit 07/27/2022 0.29 350000 NEW 10.25
Vaneck Vectors Gold Miners mutual 0.26 135594 23.05
Advent/Claymore Enhanced Growth & Income (LCM) 0.24 343920 -73% 8.64
Oha Investment 0.23 2.21M -3% 1.25
Fifth Str Asset Mgmt 0.23 726266 3.90
Modern Media Acquisition unit 99/99/9999 0.20 230000 10.47
Kbl Merger Corp Iv unit 01/15/2024 0.19 230000 10.13
Hennessy Cap Acquston Corp I unit 06/15/2024 0.19 225000 10.35
Lazard Global Total Return & Income Fund (LGI) 0.18 129941 -31% 16.83
Lazard World Dividend & Income Fund (LOR) 0.18 197489 -11% 11.34
National Energy Services Reu shs 0.18 230000 9.61
Stellar Acquisition Iii 0.17 200000 10.15
Clough Global Allocation Fun 0.16 137135 +70% 13.91
Forum Merger Corp - A 0.16 200000 9.71
Madison Covered Call Eq Strat 0.15 240492 +6% 7.81
LMP Capital and Income Fund (SCD) 0.14 122016 -54% 14.45
Osprey Energy Acquisition Co unit 07/21/2022 0.14 175000 NEW 9.95
Madison Strategic Sector Premium Fund (MSP) 0.13 138335 +130% 11.89
I Am Cap Acquisition Co unit 08/15/2022 0.13 150000 NEW 10.25
Atlantic Acquisition Corp unit 02/08/2019 0.13 150000 NEW 10.30
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.12 110653 -42% 13.40
Special Opportunities Fund (SPE) 0.12 93949 -48% 15.79
Hunter Maritime Acquisition cl a 0.12 150002 NEW 9.76
Tcg Bdc 0.12 75196 -76% 18.75
Matlin & Partners Acquisitio cl a 0.12 150000 9.71
Industrea Acquisition Corp unit 07/21/2024 0.12 150000 NEW 10.11
Blackrock Res & Commodities Strategy Tr Shs 0.11 148302 -73% 8.97
Capitala Fin Corp 5.75% nt cv 2 0.11 52440 -46% 24.98
Fintech Acquisition Corp Ii 0.10 125002 9.80
Constellation Alpha Capital unit 99/99/9999 0.10 120000 10.20
Bison Cap Acquisition Corp unit 99/99/9999t 0.10 125000 10.26
Draper Oakwood Technology unit 09/30/2024 0.10 120000 NEW 10.20
Aberdn Emring Mkts Telecomtions Fd (ETF) 0.09 75076 +156% 13.97
Blackstone Gso Lng Shrt Cr I 0.09 71849 -46% 16.14
Aberdeen Gtr China Fd 0.09 98208 NEW 11.73
Cornerstone Total Rtrn Fd In 0.09 75436 NEW 14.71
MVC Capital (MVC) 0.08 97270 +80% 10.01
Eaton Vance Short Duration Diversified I (EVG) 0.08 65567 -75% 14.24
First Trust/Aberdeen Global Opportunity (FAM) 0.08 78435 -80% 11.75
Aberdeen Latin Amer Eqty Fd 0.07 30392 27.38
First Trust Strategic * 0.07 59045 -31% 13.50
Gty Technology Holdings Inc cl a 0.07 80001 9.97
MFS Investment Grade Municipal Trust (CXH) 0.06 72618 -37% 9.98
Aberdeen Indonesia Fund (IF) 0.06 97156 +11% 7.76
Western Asset Global Cp Defi 0.03 20249 -87% 18.32
American Cap Sr Floating 0.02 16617 NEW 11.37
Stellar Acquisition Iii Inc w exp 03/22/202 0.01 200000 0.37
Fintech Acquisition Corp Ii *w exp 01/19/202 0.01 62501 1.25
Rosehill Resources Inc - A warrant 0.01 119700 0.99
National Energy Services Reu *w exp 05/05/202 0.01 230000 0.45
Gty Technology Holdings Inc w exp 99/99/999 0.00 26667 1.16
Hunter Maritime Acquisition *w exp 99/99/999 0.00 75001 0.59
Forum Merger Corp *w exp 06/01/202 0.00 100000 0.31
Forum Merger Corp right 06/01/2019 0.00 200000 0.27
Matlin & Partners Acquisitio *w exp 03/15/202 0.00 150000 0.35

Past 13F-HR SEC Filings by Rivernorth Capital Management

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