RMB Capital Management, LLC

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
SPDR S&P; 500 ETF (SPY) 3.38 280785 -58.00% 223.53 236.49
iShares Russell 2000 Index (IWM) 2.41 332001 +2.00% 134.86 140.20
Apple (AAPL) 1.85 296844 +81.00% 115.82 136.70
priceline.com Incorporated (PCLN) 1.31 16552 1466.05 1647.00
Cognizant Technology Solutions (CTSH) 1.28 423805 +17.00% 56.03 58.62
Cooper Companies (COO) 1.24 131880 -3.00% 174.93 195.46
JPMorgan Chase & Co. (JPM) 1.21 260847 +29.00% 86.29 91.01
Casella Waste Systems (CWST) 1.18 1.77M -22.00% 12.41 11.98
Alphabet Inc Class C cs 1.18 28488 +7.00% 771.83 0.00
Alliance Data Systems Corporation (ADS) 1.15 93600 +8.00% 228.50 239.46
Align Technology (ALGN) 1.15 221764 -6.00% 96.13 101.86
Capital One Financial (COF) 1.14 243000 +201.00% 87.23 92.85
Visa (V) 1.14 271869 -5.00% 78.02 87.92
Ihs Markit Ltd Shs stock 1.14 597632 +4.00% 35.41 0.00
Genesee & Wyoming (GWR) 1.12 299032 -11.00% 69.41 75.63
NVR (NVR) 1.11 12336 +18.00% 1669.02 1922.20
First Republic Bank/san F 1.08 217490 +21.00% 92.14 0.00
Alphabet Inc Class A cs 1.06 24735 -6.00% 793.23 0.00
Japan Smaller Capitalizaion Fund (JOF) 1.02 1.94M -14.00% 9.72 10.58
Discovery Communications (DISCK) 1.01 701694 -10.00% 26.78 28.87
Financial Select Sector SPDR (XLF) 1.01 810000 -35.00% 23.25 24.59
SPDR KBW Regional Banking (KRE) 0.97 324000 +105.00% 55.57 57.95
iShares Russell 3000 Index (IWV) 0.94 130895 +3868.00% 132.98 140.70
Xenith Bankshares 0.93 609808 NEW 28.20 0.00
EOG Resources (EOG) 0.90 165396 -11.00% 101.10 99.47
Atlantic Cap Bancshares 0.90 879184 +4.00% 19.00 0.00
Morgan Stanley (MS) 0.89 389071 -5.00% 42.25 46.56
Danaher Corporation (DHR) 0.88 209073 -7.00% 77.84 84.75
WisdomTree Japan Total Dividend Fd (DXJ) 0.87 327326 -16.00% 49.54 51.88
Servicemaster Global 0.87 430827 -9.00% 37.67 0.00
NeoGenomics (NGNM) 0.85 1.83M -3.00% 8.57 0.00
U.S. Ban (USB) 0.84 303606 -33.00% 51.37 55.20
Middleby Corporation (MIDD) 0.83 119988 +6.00% 128.81 139.74
Nordson Corporation (NDSN) 0.83 137499 -10.00% 112.05 120.04
Steris 0.80 221528 NEW 67.39 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.79 418589 +2077.00% 35.03 38.81
Microchip Technology (MCHP) 0.78 225425 +3.00% 64.15 72.48
BNC Ban (BNCN) 0.78 454933 -23.00% 31.90 36.45
Core Laboratories N.V. (CLB) 0.77 118915 -7.00% 120.04 114.64
Schlumberger (SLB) 0.77 169713 -7.00% 83.95 80.68
TJX Companies (TJX) 0.75 185777 -15.00% 75.13 76.24
American Tower Reit 0.75 132184 +6.00% 105.68 0.00
Advance Auto Parts (AAP) 0.74 81180 -25.00% 169.12 161.15
Chevron Corporation (CVX) 0.72 114046 +2.00% 117.70 111.72
CVS Caremark Corporation (CVS) 0.72 170503 -7.00% 78.91 79.76
Becton, Dickinson and (BDX) 0.72 80477 -7.00% 165.55 182.02
Macquarie Infrastructure Company (MIC) 0.72 162849 NEW 81.70 78.17
Park Sterling Bk Charlott 0.72 1.24M -7.00% 10.79 0.00
Equity Bancshares Cl-a 0.72 395267 +43.00% 33.64 0.00
CME (CME) 0.69 111333 -10.00% 115.35 121.05
United Rentals (URI) 0.68 119779 -54.00% 105.58 128.93
Libbey (LBY) 0.68 644264 -2.00% 19.46 17.56
Union Pacific Corporation (UNP) 0.67 119531 -11.00% 103.68 109.67
American Express Company (AXP) 0.65 162000 +2.00% 74.07 79.97
Amgen (AMGN) 0.65 82571 +17.00% 146.21 173.14
Lowe's Companies (LOW) 0.64 166559 +5.00% 71.12 77.25
UniFirst Corporation (UNF) 0.64 83160 -8.00% 143.65 131.60
Sun Bancorp Inc New Jers 0.63 451970 +167.00% 26.00 0.00
AFLAC Incorporated (AFL) 0.62 165329 +4484.00% 69.69 71.42
Guaranty Bancorp Del 0.62 475153 NEW 24.20 0.00
Accenture 0.60 95477 -8.00% 117.13 0.00
Bristol Myers Squibb (BMY) 0.59 187648 +7.00% 58.44 54.78
Ritchie Bros. Auctioneers Inco 0.58 319194 +52.00% 34.00 0.00
American International (AIG) 0.57 162000 +102.00% 65.31 63.41
Triumph Ban 0.57 406204 -23.00% 26.15 0.00
KapStone Paper and Packaging (KS) 0.54 453237 22.05 23.46
Aspen Technology (AZPN) 0.53 180040 -10.00% 54.68 57.73
GenMark Diagnostics (GNMK) 0.53 801865 12.24 10.55
Watsco, Incorporated (WSO) 0.52 65347 -10.00% 148.12 153.94
Wells Fargo & Company (WFC) 0.51 172771 +22.00% 55.15 58.25
Marsh & McLennan Companies (MMC) 0.51 138746 -12.00% 67.59 72.93
Columbus McKinnon (CMCO) 0.49 334519 27.04 26.95
Seaworld Entertainment 0.49 482987 18.93 0.00
SPDR KBW Bank (KBE) 0.47 201261 +11.00% 43.48 45.48
Berkshire Hathaway (BRK.B) 0.45 51196 162.98 0.00
Cardinal Health (CAH) 0.44 113811 +24.00% 71.97 81.34
Opus Bank 0.44 273401 +85.00% 30.05 0.00
Southern First Bancshares (SFST) 0.42 218429 -27.00% 36.00 34.00
BB&T; Corporation (BBT) 0.41 162000 -17.00% 47.02 47.99
Fidelity Southern Corporation (LION) 0.41 325062 -37.00% 23.67 23.98
TD Ameritrade Holding (AMTD) 0.38 162000 -31.00% 43.60 43.28
RPM International (RPM) 0.38 129532 -7.00% 53.83 53.97
Diageo (DEO) 0.37 65652 -7.00% 103.94 115.42
Illinois Tool Works (ITW) 0.37 56484 -28.00% 122.46 130.41
Carnival (CUK) 0.37 132654 +199.00% 51.19 54.74
Central Garden & Pet (CENTA) 0.37 219402 +623.00% 30.90 33.69
Evans Bancorp Inc 0.37 219400 31.55 0.00
Fifth Third Ban (FITB) 0.36 250629 NEW 27.00 27.57
Heritage Oaks Ban (HEOP) 0.36 548432 -16.00% 12.33 13.93
Asb Bancorp Inc Nc 0.36 224470 -6.00% 29.75 0.00
Fox News 0.36 247529 NEW 27.25 0.00
Veritex Hldgs 0.36 248290 +336.00% 26.71 0.00
Centrue Financial 0.36 313654 21.30 0.00
Cowen Group Inc New Cl A New stock 0.36 428655 NEW 15.50 0.00
Exxon Mobil Corporation (XOM) 0.34 69758 +675.00% 90.25 81.89
Craft Brewers Alliance (HOOK) 0.34 376523 16.90 0.00
S&W; Seed Company (SANW) 0.34 1.38M 4.60 4.45
Mosaic Co New 0.34 218000 29.33 0.00
Liberty Global 0.34 294943 NEW 21.17 0.00
Ford Motor Company (F) 0.32 491210 NEW 12.13 12.69
First Bancshares (FBMS) 0.32 216730 +28.00% 27.50 30.60
First Community Corporation (FCCO) 0.31 317545 +69.00% 18.05 21.50
Atlantic Coast Financial Cor 0.31 835547 6.80 0.00
Masonite International 0.31 88166 65.80 0.00
Bank Of America Corporation preferred 0.30 4765 NEW 1166.84 0.00
iShares NASDAQ Biotechnology Index (IBB) 0.29 20540 NEW 265.38 292.80
Full House Resorts (FLL) 0.29 2.27M +20.00% 2.40 2.29
First Fndtn 0.28 181085 -3.00% 28.50 0.00
General Electric Company (GE) 0.27 157094 +280.00% 31.60 30.52
United Financial Ban 0.27 277135 +38.00% 18.16 0.00
Select Ban 0.27 502230 9.85 0.00
PNC Financial Services (PNC) 0.26 40500 -74.00% 116.96 127.55
Chipotle Mexican Grill (CMG) 0.26 12569 +134.00% 377.36 432.36
Bankwell Financial 0.26 145950 32.50 0.00
Principal Financial (PFG) 0.25 81000 NEW 57.86 62.42
Royal Caribbean Cruises Ltd. 0.25 55697 -4.00% 82.03 0.00
Kinder Morgan Inc. 0.25 223834 +46.00% 20.71 0.00
Home Depot (HD) 0.24 33545 +19.00% 134.09 145.02
Emergent BioSolutions (EBS) 0.24 136093 32.84 29.98
iShares MSCI South Korea Index Fund (EWY) 0.24 85074 NEW 53.22 59.07
Southern National Banc. of Virginia (SONA) 0.24 276373 -41.00% 16.34 16.93
Costco Wholesale Corporation (COST) 0.23 26849 +13.00% 160.12 176.94
Seacoast Bkg Corp Fla 0.23 195848 +9.00% 22.06 0.00
Old Line Bancshares (OLBK) 0.22 166440 -42.00% 23.98 28.38
Hartford Financial Services (HIG) 0.21 81000 +2.00% 47.65 48.93
Bank of New York Mellon Corporation (BK) 0.21 81000 -65.00% 47.38 47.50
Walt Disney Company (DIS) 0.21 36792 +661.00% 104.21 110.01
Cogent Communications (CCOI) 0.21 95447 -6.00% 41.35 42.77
Ralph Lauren Corp 0.21 42500 +41.00% 90.33 0.00
Liberty Broadband Corporation 0.21 54552 -42.00% 72.46 0.00
McDonald's Corporation (MCD) 0.20 30737 NEW 121.71 128.04
Farmer Brothers (FARM) 0.20 103622 -9.00% 36.70 32.85
Paragon Commercial Corporation 0.20 84416 43.72 0.00
Fb Finl 0.20 141130 -65.00% 25.95 0.00
Royal Dutch Shell (RDS.A) 0.19 63980 -55.00% 54.38 0.00
Starbucks Corporation (SBUX) 0.19 64274 +31.00% 55.51 57.54
Amazon (AMZN) 0.19 4618 -55.00% 749.89 856.44
MaxLinear (MXL) 0.19 165442 -6.00% 21.80 27.03
Expedia 0.19 31728 -4.00% 113.28 0.00
Silvercrest Asset Mgmt Groupcl 0.19 274272 +61.00% 13.15 0.00
Connectone Banc 0.19 133783 -56.00% 25.95 0.00
Horizon Global Corporation 0.19 149300 -37.00% 24.00 0.00
Air Methods Corporation (AIRM) 0.18 105482 -8.00% 31.85 38.70
Trupanion 0.18 218682 +5.00% 15.52 0.00
Microsoft Corporation (MSFT) 0.17 51777 +162.00% 62.13 64.49
Charles Schwab Corporation (SCHW) 0.17 81000 -48.00% 39.47 41.78
Centene Corporation (CNC) 0.17 54431 NEW 56.51 70.28
Cavco Industries (CVCO) 0.17 31252 +98.00% 99.87 115.15
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.17 573592 +54.00% 5.51 0.00
Icad 0.17 1.00M +7.00% 3.24 0.00
Continental Bldg Prods 0.17 136503 -30.00% 23.10 0.00
Dow Chemical Company (DOW) 0.16 53190 +2.00% 57.23 61.22
Rio Tinto (RIO) 0.16 78959 -61.00% 38.46 46.15
Stonegate Bk Ft Lauderdale 0.16 70921 -52.00% 41.74 0.00
Powershares Senior Loan Portfo mf 0.16 130472 NEW 23.36 0.00
Paypal Holdings 0.16 76683 -3.00% 39.47 0.00
Dentsply Sirona 0.16 50802 +47.00% 57.73 0.00
Progressive Corporation (PGR) 0.15 81000 NEW 35.49 38.93
Dominion Resources (D) 0.15 37444 NEW 76.59 74.76
Hudson Technologies (HDSN) 0.15 340577 -30.00% 8.01 7.78
Hometrust Bancshares 0.15 108284 -64.00% 25.90 0.00
UnitedHealth (UNH) 0.14 16613 -6.00% 160.06 160.57
AMER (UHAL) 0.14 6871 NEW 369.52 381.24
BlackRock Global Opportunities Equity Tr (BOE) 0.14 226946 +154.00% 11.57 12.25
Eaton Vance Tax-advntg Glbl Di 0.14 189045 NEW 14.07 0.00
Brown-Forman Corporation (BF.B) 0.13 55044 -27.00% 44.93 0.00
TFS Financial Corporation (TFSL) 0.13 126050 19.04 17.38
Knowles 0.13 139443 -64.00% 16.71 0.00
National Holdings 0.13 883877 +78.00% 2.68 0.00
Northern Trust Corporation (NTRS) 0.12 25891 +775.00% 89.07 88.06
Regeneron Pharmaceuticals (REGN) 0.12 5818 +5.00% 367.14 371.61
Verizon Communications (VZ) 0.12 41528 -21.00% 53.39 49.43
Pepsi (PEP) 0.12 20642 +35.00% 104.64 109.36
American Vanguard (AVD) 0.12 115400 -3.00% 19.15 16.85
Multi-Color Corporation (LABL) 0.12 28610 -9.00% 77.60 72.25
Vanguard Total Bond Market ETF (BND) 0.12 26951 +652.00% 80.78 81.00
Porter Ban 0.12 177233 NEW 12.32 0.00
Bank of America Corporation (BAC) 0.11 89746 +70.00% 22.10 24.78
EnerNOC (ENOC) 0.11 348800 NEW 6.00 5.85
Western Asst High Incm Opprtnty Fnd (HIO) 0.11 420527 +99.00% 4.99 5.11
Liberty Media Corp Del Com Ser 0.11 63712 NEW 31.34 0.00
Corning Incorporated (GLW) 0.10 73000 NEW 24.27 27.73
Johnson & Johnson (JNJ) 0.10 15536 +113.00% 115.22 119.66
Eaton Vance Enhanced Equity Income Fund (EOI) 0.10 149316 +14.00% 12.40 13.01
Atlantic Power Corporation (ATP) 0.10 750000 +36.00% 2.50 0.00
Source Capital (SOR) 0.10 53123 +106.00% 35.95 37.72
Performant Finl 0.10 821100 +15.00% 2.35 0.00
Cognex Corporation (CGNX) 0.09 26590 -16.00% 63.63 76.78
Greenhill & Co (GHL) 0.09 62950 NEW 27.70 30.15
NuVasive (NUVA) 0.09 25800 NEW 67.36 73.99
Astec Industries (ASTE) 0.09 24300 -6.00% 67.45 69.57
HEICO Corporation (HEI.A) 0.09 25359 -18.00% 67.90 0.00
Vanguard Europe Pacific ETF (VEA) 0.09 44497 36.54 38.64
Western Asset Emerging Mrkts Dbt Fnd (ESD) 0.09 108519 NEW 14.71 14.97
Comcast Corporation (CMCSA) 0.08 22547 -17.00% 69.06 37.89
Affiliated Managers (AMG) 0.08 10765 145.29 170.91
AT&T; (T) 0.08 36135 +210.00% 42.53 41.73
Everest Re Group Ltd. 0.08 6625 NEW 216.45 0.00
Federal Signal Corporation (FSS) 0.08 90895 -4.00% 15.61 15.47
Merck & Co (MRK) 0.08 23865 +434.00% 58.87 65.48
Whiting Petroleum Corporation (WLL) 0.08 129250 -5.00% 12.02 11.57
MetLife (MET) 0.08 27450 NEW 53.88 53.35
Unilever (UL) 0.08 38565 +136.00% 40.71 44.87
iShares S&P; 500 Growth Index (IVW) 0.08 12938 121.81 130.31
Tri-Continental Corporation (TY) 0.08 63998 -9.00% 22.05 23.31
Advent Claymore Convertible Sec & Inc Fd (AVK) 0.08 96402 NEW 14.68 15.89
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.08 162685 -55.00% 8.95 0.00
Randolph Ban 0.08 87425 16.12 0.00
Northrop Grumman Corporation (NOC) 0.07 5702 -41.00% 232.55 244.12
DeVry (DV) 0.07 38750 +21.00% 31.20 32.85
International Business Machines (IBM) 0.07 7866 NEW 166.03 180.26
Gilead Sciences (GILD) 0.07 18695 +571.00% 71.62 69.29
Belden (BDC) 0.07 17174 -8.00% 74.76 74.55
Rand Logistics (RLOG) 0.07 1.61M -10.00% 0.83 0.87
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.07 122265 NEW 10.35 10.86
Eaton Vance Limited Duration Income Fund (EVV) 0.07 93634 +57.00% 13.72 14.13
Blackrock Muniassets Fund (MUA) 0.07 92217 NEW 13.47 14.20
I.D. Systems (IDSY) 0.07 228449 -17.00% 5.42 5.96
Citigroup Inc 0.07 22793 NEW 59.45 0.00
Ares Dynamic Cr Allocation 0.07 90876 +81.00% 15.08 0.00
Blackrock Multi-sector Incom other 0.07 83405 +291.00% 16.49 0.00
Caterpillar (CAT) 0.06 12945 +407.00% 92.78 98.10
Rollins (ROL) 0.06 32200 -5.00% 33.79 36.86
Allstate Corporation (ALL) 0.06 16066 -89.00% 74.13 80.62
United Technologies Corporation (UTX) 0.06 10489 NEW 109.64 112.50
Beacon Roofing Supply (BECN) 0.06 25860 -6.00% 46.06 45.74
Verisk Analytics (VRSK) 0.06 14358 -7.00% 81.14 85.19
ABIOMED (ABMD) 0.06 9250 -9.00% 112.65 117.81
Hexcel Corporation (HXL) 0.06 22500 NEW 51.42 53.86
PDF Solutions (PDFS) 0.06 53150 NEW 22.56 22.05
Asa Limited shs 0.06 107693 NEW 11.04 0.00
PowerShares S&P; 500 BuyWrite Portfol ETF (PBP) 0.06 52966 +32.00% 21.28 22.00
Peoples Bancorp of North Carolina (PEBK) 0.06 47044 25.06 28.99
Macquarie/First Trust Global Infrstrctre (MFD) 0.06 97141 +19.00% 11.41 12.70
State Street Bank Financial 0.06 42726 -61.00% 26.87 0.00
Facebook Inc cl a 0.06 10107 -59.00% 115.17 0.00
Independent Bank 0.06 17886 NEW 62.40 0.00
Avinger 0.06 303452 NEW 3.70 0.00
Liberty Media Corp Delaware Com A Braves Grp 0.06 50284 NEW 20.48 0.00
Brookfield Real Assets Incom shs ben int 0.06 54057 NEW 22.31 0.00
Pfizer (PFE) 0.05 25769 +92.00% 32.48 33.62
Edwards Lifesciences (EW) 0.05 10700 -55.00% 93.74 92.67
Kimberly-Clark Corporation (KMB) 0.05 8214 NEW 114.07 134.64
Las Vegas Sands (LVS) 0.05 16722 -7.00% 53.40 52.04
Williams Companies (WMB) 0.05 32000 -73.00% 31.12 28.87
Ferrellgas Partners (FGP) 0.05 130000 NEW 6.77 6.31
Vanguard Emerging Markets ETF (VWO) 0.05 26436 +185.00% 35.78 39.49
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.05 82812 +342.00% 12.14 12.29
Templeton Emerging Markets (EMF) 0.05 80979 -54.00% 12.09 13.53
Aberdeen Chile Fund (CH) 0.05 162864 -12.00% 5.96 6.52
Cbre Clarion Global Real Estat re 0.05 130078 NEW 7.30 0.00
Constellium Holdco B V cl a 0.05 166946 -70.00% 5.90 0.00
Voya Global Eq Div & Pr Opp Fd 0.05 128233 NEW 6.78 0.00
Ing Global Advantage And Premium Opportunity Fund 0.05 102411 +285.00% 9.83 0.00
Discover Financial Services (DFS) 0.04 10868 +52.00% 72.05 71.29
Devon Energy Corporation (DVN) 0.04 16400 NEW 45.67 45.06
Abbott Laboratories (ABT) 0.04 21736 NEW 38.42 45.01
Altria (MO) 0.04 11866 +4.00% 67.59 73.65
iShares S&P; 500 Index (IVV) 0.04 3668 +14.00% 224.92 237.92
Renasant (RNST) 0.04 18280 NEW 42.23 41.39
SPDR S&P; Biotech (XBI) 0.04 13000 NEW 59.15 69.01
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.04 87157 +42.00% 8.85 8.85
New Germany Fund (GF) 0.04 60290 +3.00% 13.07 13.92
Nuveen Equity Premium Income Fund (JPZ) 0.04 62338 NEW 12.72 13.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.04 84162 +455.00% 8.02 8.65
BlackRock Credit All Inc Trust IV (BTZ) 0.04 54236 12.96 13.05
Blackrock Muniyield Ariz Fd Com 0.04 56208 NEW 14.46 0.00
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.04 47201 NEW 14.09 14.14
Cohen and Steers Global Income Builder (INB) 0.04 84670 -4.00% 8.53 9.09
Nuveen Conn Prem Income Mun sh ben int 0.04 63984 NEW 12.28 0.00
Abbvie 0.04 10408 NEW 62.64 0.00
Alpine Total Dyn Fd New cefs 0.04 109099 +19.00% 7.58 0.00
Norfolk Southern (NSC) 0.03 4629 +3.00% 108.01 123.53
Acxiom Corporation (ACXM) 0.03 23556 26.79 29.61
Kroger (KR) 0.03 14976 34.52 34.22
Colgate-Palmolive Company (CL) 0.03 7337 NEW 65.42 73.18
Procter & Gamble Company (PG) 0.03 6670 +136.00% 84.11 91.67
Weyerhaeuser Company (WY) 0.03 17996 NEW 30.12 33.98
iShares MSCI EAFE Index Fund (EFA) 0.03 10290 -73.00% 57.73 60.70
Marriott International (MAR) 0.03 7009 NEW 82.61 87.99
Oracle Corporation (ORCL) 0.03 14061 +17.00% 38.48 42.27
Entergy Corporation (ETR) 0.03 8000 NEW 73.50 73.91
Humana (HUM) 0.03 2280 NEW 203.95 205.34
Hain Celestial (HAIN) 0.03 13000 NEW 39.00 35.25
America Movil SAB de CV (AMOV) 0.03 48971 +147.00% 12.29 12.70
SPDR S&P; MidCap 400 ETF (MDY) 0.03 1972 -2.00% 301.72 318.14
Utilities SPDR (XLU) 0.03 9767 NEW 48.53 50.09
Vanguard Dividend Appreciation ETF (VIG) 0.03 5657 85.20 90.26
AllianceBernstein Global Hgh Incm Fd (AWF) 0.03 44114 -34.00% 12.58 12.81
BlackRock Enhanced Capital and Income Fd (CII) 0.03 34127 +56.00% 13.71 14.22
Calamos Strategic Total Return Fund (CSQ) 0.03 48594 +322.00% 10.27 11.00
John Hancock Tax-Advantage Dvd Incom Fd. (HTD) 0.03 27773 NEW 23.08 24.01
Liberty All-Star Equity Fund (USA) 0.03 115317 +6.00% 5.16 5.45
Pure Cycle Corporation (PCYO) 0.03 107000 5.50 5.35
BlackRock Corporate High Yield Fund VI, (HYT) 0.03 54692 -2.00% 10.82 11.07
Nuveen Muni Value Fund (NUV) 0.03 61844 +478.00% 9.56 9.72
Morgan Stanley Emerging Markets Domestic (EDD) 0.03 65408 NEW 7.17 7.71
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.03 36218 NEW 13.28 13.32
Nuveen Enhanced Mun Value Fd 0.03 43049 NEW 14.01 0.00
Eaton Vance California Mun. Income Trust (CEV) 0.03 38007 NEW 12.29 12.35
Alliance California Municipal Income Fun (AKP) 0.03 48461 NEW 13.25 13.37
Blackrock California Mun. Income Trust (BFZ) 0.03 37349 NEW 14.48 14.71
BlackRock New York Insured Municipal (BSE) 0.03 39754 NEW 13.11 13.06
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.03 35768 +217.00% 13.56 13.50
Eaton Vance New York Muni. Incm. Trst Fd (EVY) 0.03 44755 NEW 13.05 12.84
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.03 36875 NEW 13.23 13.22
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.03 42037 NEW 13.58 13.53
Eaton Vance Ma Muni Income T sh ben int 0.03 48144 NEW 13.13 0.00
Endocyte Inc 0.03 243385 +11.00% 2.55 0.00
Solar Senior Capital Ltd 0.03 37043 NEW 16.44 0.00
Arcos Dorados Holdings, Inc. 0.03 95200 NEW 5.40 0.00
Intercontinentalexchange 0.03 11340 +1376.00% 56.44 0.00
Cpi Card 0.03 129775 NEW 4.15 0.00
China Mobile (CHL) 0.02 5325 -17.00% 52.39 56.46
Waste Management (WM) 0.02 5820 NEW 70.96 72.82
Lennar Corporation (LEN) 0.02 8080 NEW 42.95 47.02
Pulte (PHM) 0.02 19000 NEW 18.37 21.61
Valspar Corporation (VAL) 0.02 3062 103.53 111.56
Boeing Company (BA) 0.02 1874 +17.00% 155.82 175.56
Deere & Company (DE) 0.02 3310 NEW 103.02 109.61
Fluor Corporation (FLR) 0.02 5667 NEW 52.59 57.65
Royal Dutch Shell (RDS.B) 0.02 7429 -37.00% 57.92 0.00
Stericycle (SRCL) 0.02 4024 NEW 77.04 85.76
ViaSat (VSAT) 0.02 6800 NEW 66.18 68.06
Celgene Corporation (CELG) 0.02 3432 -20.00% 115.68 119.44
Digimarc Corporation (DMRC) 0.02 10300 NEW 30.00 25.65
Weingarten Realty Investors (WRI) 0.02 10000 NEW 35.80 36.20
Templeton Global Income Fund (GIM) 0.02 62325 -28.00% 6.48 6.64
iShares MSCI Chile Inv. Mt. Idx. Fd (ECH) 0.02 7738 NEW 37.48 41.13
Adams Express Company (ADX) 0.02 24998 -90.00% 12.72 13.61
Gabelli Equity Trust (GAB) 0.02 52112 NEW 5.53 6.00
General Motors Company (GM) 0.02 11417 NEW 34.86 37.81
Vanguard REIT ETF (VNQ) 0.02 3578 NEW 82.45 84.84
Royce Value Trust (RVT) 0.02 26510 NEW 13.39 14.44
iShares Dow Jones US Financial (IYF) 0.02 3719 -19.00% 101.37 106.97
Cohen & Steers Total Return Real. Fd (RFI) 0.02 37499 NEW 12.11 12.49
Nuveen Floating Rate Income Fund (JFR) 0.02 26049 NEW 11.67 12.00
TCW Strategic Income Fund (TSI) 0.02 54282 NEW 5.32 5.46
Wells Fargo Adv Inc Opport Fund (EAD) 0.02 48437 NEW 8.49 8.52
Franklin Universal Trust (FT) 0.02 60788 NEW 6.68 6.97
Dreyfus Municipal Income (DMF) 0.02 32480 +62.00% 8.62 8.81
Invesco Van Kampen High Inc Trust II (VLT) 0.02 20962 NEW 14.26 14.52
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.02 23918 +106.00% 12.17 12.19
Neuberger Berman NY Int Mun Common (NBO) 0.02 28637 NEW 12.54 12.43
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.02 24699 NEW 16.03 0.00
SPDR Barclays Capital Inter Term (ITE) 0.02 5540 59.75 59.77
Nuveen PA Investnt Quality Municipal Fd (NQP) 0.02 32677 NEW 13.07 13.19
Nuveen Maryland Premium Income Municipal (NMY) 0.02 27486 NEW 12.44 12.44
BlackRock Insured Municipal Income Trust (BYM) 0.02 31896 NEW 13.89 13.91
Nuveen Ohio Quality Income M 0.02 26567 NEW 14.53 0.00
Western Asset Intm Muni Fd I 0.02 36615 NEW 9.50 0.00
Calamos Global Total Return Fund (CGO) 0.02 34201 +127.00% 10.53 11.48
Blackrock New York Municipal Income Trst (BNY) 0.02 29403 NEW 13.91 14.42
Eaton Vance Nj Muni Income T sh ben int 0.02 26908 +72.00% 12.00 0.00
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.02 38638 NEW 11.39 11.46
Neuberger Ber. CA Intermediate Muni Fund (NBW) 0.02 24467 NEW 14.39 14.38
Nuveen Municipal Income Fund (NMI) 0.02 36540 NEW 11.22 11.49
Nuveen North Carol Premium Incom Mun Fd (NNC) 0.02 22434 NEW 12.93 12.84
Nuveen CA Select Tax-Free Incom Port (NXC) 0.02 31117 NEW 14.69 15.23
Western Asset Hgh Yld Dfndfd 0.02 30295 NEW 15.05 0.00
Powershares Kbw Bank Etf 0.02 6800 -22.00% 47.21 0.00
Nuveen Preferred And equity 0.02 17376 NEW 22.91 0.00
Mondelez Int 0.02 8299 NEW 44.34 0.00
Palo Alto Networks 0.02 3000 NEW 125.00 0.00
Allianzgi Equity & Conv In 0.02 23643 +40.00% 18.44 0.00
Anthem 0.02 2933 +39.00% 143.88 0.00
Petroleum & Res Corp Com cef 0.02 13950 NEW 20.14 0.00
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.02 7500 NEW 48.67 0.00
Western Asset Corporate Loan F 0.02 26446 NEW 11.27 0.00
Carolina Tr Bancshares Inc Com stock 0.02 60184 6.40 0.00
BP (BP) 0.01 5581 -70.00% 37.45 33.83
Ameriprise Financial (AMP) 0.01 1900 NEW 111.05 130.77
Blackstone (BX) 0.01 7495 NEW 27.08 30.55
Autodesk (ADSK) 0.01 2790 -7.00% 73.84 87.15
Hologic (HOLX) 0.01 5004 -8.00% 40.17 40.09
Travelers Companies (TRV) 0.01 2138 +20.00% 122.54 121.55
McKesson Corporation (MCK) 0.01 1891 140.67 150.89
Lockheed Martin Corporation (LMT) 0.01 933 -34.00% 249.73 265.66
AEGON N.V. (AEG) 0.01 19262 NEW 5.55 5.48
Macy's (M) 0.01 6378 -97.00% 35.75 32.29
Philip Morris International (PM) 0.01 2397 +3.00% 91.36 104.56
Stryker Corporation (SYK) 0.01 1771 119.71 127.16
Telefonica S.A. (TEF) 0.01 13538 -73.00% 9.23 9.90
Biogen Idec (BIIB) 0.01 805 283.23 286.90
TOTAL S.A. (TOT) 0.01 4063 -24.00% 50.95 51.91
SAP AG (SAP) 0.01 2484 -73.00% 86.55 93.15
Toll Brothers (TOL) 0.01 7000 NEW 31.00 31.99
Omni (OMC) 0.01 2406 85.20 85.33
Applied Materials (AMAT) 0.01 6220 NEW 32.32 36.58
Illumina (ILMN) 0.01 1713 NEW 127.85 162.15
Cypress Semiconductor Corporation (CY) 0.01 15000 NEW 11.47 13.12
Xinyuan Real Estate (XIN) 0.01 36000 NEW 4.97 5.15
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.01 15829 NEW 6.76 6.62
ABB (ABB) 0.01 9962 -73.00% 21.08 22.97
Lloyds TSB (LYG) 0.01 62632 -72.00% 3.10 3.39
Alpine Global Premier Properties Fund (AWP) 0.01 28000 NEW 5.14 5.53
Calamos Convertible & Hi Income Fund (CHY) 0.01 15090 NEW 10.54 11.29
Morgan Stanley Asia Pacific Fund (APF) 0.01 16013 -78.00% 13.49 14.87
Thai Fund (TTF) 0.01 24349 NEW 7.60 7.84
Nuveen Select Maturities Mun Fund (NIM) 0.01 11025 NEW 9.71 9.88
ISHARES TR MSCI Small Cap msci small cap 0.01 4210 49.88 0.00
Royce Micro Capital Trust (RMT) 0.01 13100 NEW 8.17 8.60
SPDR Barclays Capital Convertible SecETF (CWB) 0.01 4432 -88.00% 45.58 48.15
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.01 19798 NEW 10.05 10.81
IQ Hedge Multi-Strategy Tracker (QAI) 0.01 8518 NEW 28.65 29.07
Western Asset High Incm Fd I 0.01 31185 NEW 7.09 0.00
Blackrock Ny Mun Income Tr I Com 0.01 15140 NEW 14.46 0.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 31458 NEW 8.14 8.40
Eaton Vance Pa Mun Bd Fd Com 0.01 12328 NEW 12.57 0.00
Mfs Calif Mun Fd Com 0.01 17769 NEW 11.26 0.00
Lehman Brothers First Trust IOF (NHS) 0.01 19089 NEW 11.68 11.94
Nuveen Select Tax-Free Income Portfolio (NXP) 0.01 16698 -8.00% 13.89 13.93
Nuveen Senior Income Fund (NSL) 0.01 17633 NEW 6.81 6.99
Western Asset Global High Income Fnd (EHI) 0.01 16701 NEW 9.82 10.06
Western Asset Municipal Hgh Incm Fnd (MHF) 0.01 38325 -8.00% 7.18 7.19
BlackRock Core Bond Trust (BHK) 0.01 12055 NEW 13.02 13.23
Nuveen Massachusetts Pre Income Mun Fd (NMT) 0.01 12355 NEW 13.11 13.69
Nuveen Ins Ca Tx Fr Adv Mun 0.01 15176 NEW 14.30 0.00
Van Kampen Advantage Muni Incm Tr II (VKI) 0.01 21092 -78.00% 11.19 11.17
Blackrock Nj Municipal Bond 0.01 18783 NEW 14.43 0.00
Blackrock New York Municipal Bond Trust (BQH) 0.01 13509 NEW 13.99 14.04
Blackrock Muniyield California Ins Fund (MCA) 0.01 15838 NEW 14.52 14.60
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.01 18613 +67.00% 13.92 14.21
Eaton Vance N J Mun Bd Fd 0.01 14883 NEW 12.83 0.00
Eaton Vance N Y Mun Bd Fd Ii 0.01 12381 NEW 11.63 0.00
Invesco Insured Municipal Income Trust (IIM) 0.01 11107 -95.00% 14.59 14.59
Morgan Stanley Emerging Markets Debt (MSD) 0.01 17009 NEW 9.11 9.44
Nuveen Ny Divid Advntg Mun F 0.01 12615 NEW 13.40 0.00
Nuveen Nj Div Advantage Mun 0.01 20364 +49.00% 13.16 0.00
Western Asset Municipal Partners Fnd (MNP) 0.01 11233 NEW 14.87 15.18
Mexico Fund (MXF) 0.01 12515 -49.00% 15.02 15.06
Nuveen Texas Quality Income Municipal Fd (NTX) 0.01 14761 NEW 13.75 14.06
Blackrock Md Municipal Bond 0.01 15945 NEW 14.11 0.00
Eaton Vance Mass Mun Bd Fd 0.01 14937 NEW 13.46 0.00
First Trust Strategic * 0.01 15445 -16.00% 12.30 0.00
Manning & Napier Inc cl a 0.01 19522 7.53 0.00
LEGG MASON BW GLOBAL Income 0.01 13723 NEW 11.80 0.00
Ingredion Incorporated 0.01 2175 NEW 125.06 0.00
Nuveen Real 0.01 14060 NEW 15.72 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.01 21361 NEW 12.22 0.00
Ambev Sa- 0.01 21911 NEW 4.93 0.00
Voya Emerging Markets High I etf 0.01 14604 NEW 7.46 0.00
Voya Prime Rate Trust sh ben int 0.01 17979 -78.00% 5.56 0.00
Voya Asia Pacific High Div Equity Income Fund 0.01 16474 NEW 8.68 0.00
Kraft Heinz 0.01 2607 NEW 87.46 0.00
Charter Communications Inc New Cl A cl a 0.01 807 287.48 0.00
Vaneck Vectors Etf Tr bdc income etf 0.01 14872 NEW 18.02 0.00
Fsb Ban 0.01 13200 14.17 0.00
Frontier Communications (FTR) 0.00 12304 NEW 3.41 3.32
W&T; Offshore (WTI) 0.00 12210 NEW 2.78 2.79
Banco Santander, S.A. (STD) 0.00 17671 -73.00% 5.21 0.00
Liberty All-Star Growth Fund (ASG) 0.00 21089 -83.00% 4.17 4.53
Gabelli Convertible & Income Securities (GCV) 0.00 12619 NEW 4.68 4.99
Turkish Investment Fund (TKF) 0.00 12936 -89.00% 6.80 7.45

Past 13F-HR SEC Filings for RMB Capital Management