RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
SPDR S&P; 500 ETF (SPY) 8.04 683930 -70.00% 216.30 205.25
iShares Russell 2000 Index (IWM) 2.18 323163 -87.00% 124.25 119.90
Cooper Companies (COO) 1.33 135996 179.26 182.47
Financial Select Sector SPDR (XLF) 1.33 1.26M -85.00% 19.30 23.97
priceline.com Incorporated (PCLN) 1.32 16555 1471.52 1190.00
Japan Smaller Capitalizaion Fund (JOF) 1.30 2.27M 10.55 9.60
Visa (V) 1.29 287352 82.78 266.74
Casella Waste Systems (CWST) 1.28 2.28M +8.00% 10.30 4.67
Genesee & Wyoming (GWR) 1.27 338711 68.95 102.48
Align Technology (ALGN) 1.21 237992 93.75 57.05
Ihs Markit Ltd Shs stock 1.17 572176 37.55 0.00
Alphabet Inc Class A cs 1.15 26402 803.45 0.00
United Rentals (URI) 1.12 263025 78.49 88.12
Discovery Communications (DISCK) 1.12 782855 26.31 31.23
Alphabet Inc Class C cs 1.12 26536 777.28 0.00
U.S. Ban (USB) 1.06 456070 -72.00% 42.89 43.76
Apple (AAPL) 1.01 163297 113.21 123.28
Alliance Data Systems Corporation (ADS) 1.00 86110 214.53 275.30
EOG Resources (EOG) 0.99 187836 96.71 86.44
Danaher Corporation (DHR) 0.96 224951 78.39 84.59
Cognizant Technology Solutions (CTSH) 0.93 360041 47.71 60.57
NVR (NVR) 0.93 10379 1639.85 1330.70
WisdomTree Japan Total Dividend Fd (DXJ) 0.92 392749 42.91 54.17
CVS Caremark Corporation (CVS) 0.89 184468 89.06 101.90
TJX Companies (TJX) 0.89 219123 74.78 67.66
Advance Auto Parts (AAP) 0.88 109244 148.55 147.03
Servicemaster Global 0.87 473766 33.68 0.00
Becton, Dickinson and (BDX) 0.85 87413 179.73 142.79
NeoGenomics (NGNM) 0.85 1.90M 8.22 0.00
Nordson Corporation (NDSN) 0.84 154343 99.63 73.70
Schlumberger (SLB) 0.79 183540 78.75 81.67
BNC Ban (BNCN) 0.79 597913 -78.00% 24.32 16.90
Core Laboratories N.V. (CLB) 0.78 128428 112.33 105.11
American Tower Reit 0.77 124296 113.33 0.00
Middleby Corporation (MIDD) 0.76 113131 123.62 106.86
First Republic Bank/san F 0.75 178610 -17.00% 77.11 0.00
Microchip Technology (MCHP) 0.74 217858 62.14 49.28
JPMorgan Chase & Co. (JPM) 0.73 202016 -79.00% 66.59 60.16
Hampton Roads Bankshares Inc cs 0.73 5.78M -22.00% 2.31 0.00
Union Pacific Corporation (UNP) 0.72 135216 97.42 114.86
CME (CME) 0.71 124677 104.52 95.64
Morgan Stanley (MS) 0.71 409799 -49.00% 32.06 34.94
Accenture 0.69 104637 122.10 0.00
Atlantic Cap Bancshares 0.69 842084 -68.00% 14.98 0.00
West Pharmaceutical Services (WST) 0.67 164858 74.50 53.95
PNC Financial Services (PNC) 0.66 158013 -76.00% 76.92 93.21
UniFirst Corporation (UNF) 0.65 91160 131.86 114.67
Amgen (AMGN) 0.64 70499 166.81 153.92
Libbey (LBY) 0.64 660052 17.85 36.76
Chevron Corporation (CVX) 0.62 111504 102.86 102.86
Lowe's Companies (LOW) 0.62 157436 72.21 73.15
Comerica Incorporated (CMA) 0.61 237000 -74.00% 47.32 45.57
Allstate Corporation (ALL) 0.59 158000 -76.00% 69.18 68.72
Park Sterling Bk Charlott 0.59 1.34M -40.00% 8.12 0.00
Marsh & McLennan Companies (MMC) 0.58 158034 67.25 55.76
Triumph Ban 0.57 530572 -69.00% 19.84 0.00
American Express Company (AXP) 0.56 158092 -81.00% 65.22 79.39
Watsco, Incorporated (WSO) 0.56 72608 140.89 117.82
Illinois Tool Works (ITW) 0.52 79292 119.84 96.27
Fidelity Southern Corporation (LION) 0.52 516655 -57.00% 18.39 15.86
Bank of New York Mellon Corporation (BK) 0.51 237000 -84.00% 39.89 39.44
Bristol Myers Squibb (BMY) 0.51 174848 53.92 66.08
Aspen Technology (AZPN) 0.51 202191 46.79 36.69
GenMark Diagnostics (GNMK) 0.51 801865 11.80 11.94
Amazon (AMZN) 0.47 10418 837.30 372.62
KapStone Paper and Packaging (KS) 0.47 453237 18.92 31.46
Macy's (M) 0.46 230587 37.05 62.37
TD Ameritrade Holding (AMTD) 0.45 237000 -79.00% 35.24 37.51
Diageo (DEO) 0.45 71159 117.37 110.91
Southern First Bancshares (SFST) 0.45 302675 -45.00% 27.58 16.93
Fb Finl 0.45 409460 -47.00% 20.18 0.00
OceanFirst Financial (OCFC) 0.42 396344 -53.00% 19.26 16.55
Ameris Ban (ABCB) 0.42 222434 -73.00% 34.95 25.60
RPM International (RPM) 0.41 140383 53.72 47.86
BB&T; Corporation (BBT) 0.41 197500 -79.00% 37.72 37.76
Cowen (COWN) 0.41 2.09M -75.00% 3.63 5.23
Berkshire Hathaway (BRK.B) 0.40 51308 144.47 0.00
Ritchie Bros. Auctioneers In 0.40 209858 35.07 0.00
Zions Bancorporation (ZION) 0.40 237000 -81.00% 31.03 26.82
Royal Dutch Shell (RDS.A) 0.39 143180 50.07 0.00
Craft Brewers Alliance (HOOK) 0.39 376523 18.83 0.00
Equity Bancshares Cl-a 0.39 275503 -51.00% 25.94 0.00
Cardinal Health (CAH) 0.38 91095 77.70 87.33
S&W; Seed Company (SANW) 0.38 1.38M 5.10 4.26
Rio Tinto (RIO) 0.37 202814 33.60 42.40
Orrstown Financial Services (ORRF) 0.37 340704 19.75 16.87
SPDR KBW Regional Banking (KRE) 0.36 158000 -95.00% 42.27 40.18
Liberty Broadband Corporation 0.36 95396 70.16 0.00
Seaworld Entertainment 0.35 482987 13.48 0.00
Wells Fargo & Company (WFC) 0.34 141197 -87.00% 44.28 53.90
Southern National Banc. of Virginia (SONA) 0.34 476365 -45.00% 13.05 12.19
Asb Bancorp Inc Nc 0.34 238970 -30.00% 26.25 0.00
SPDR KBW Bank (KBE) 0.33 180999 -78.00% 33.39 33.12
Evans Ban 0.33 219400 -16.00% 27.35 0.00
Capital One Financial (COF) 0.32 80567 -91.00% 72.11 77.96
Columbus McKinnon (CMCO) 0.32 334519 17.84 24.39
Centrue Financial 0.32 313654 18.80 0.00
Old Line Bancshares (OLBK) 0.31 286976 -44.00% 19.73 14.93
Hometrust Bancshares 0.30 301904 -72.00% 18.50 0.00
Masonite International 0.30 88891 62.17 0.00
Knowles 0.30 388193 14.05 0.00
Connectone Banc 0.30 309513 -65.00% 18.06 0.00
Charles Schwab Corporation (SCHW) 0.29 158238 -82.00% 33.61 30.86
Heritage Oaks Ban (HEOP) 0.29 659027 8.20 7.82
Mosaic 0.29 218000 24.46 0.00
Yadkin Finl Corp Com stock 0.29 204680 -90.00% 26.29 0.00
Xl 0.29 158000 -48.00% 33.63 0.00
India Fund (IFN) 0.28 204508 24.86 28.97
Atlantic Coast Financial Cor 0.28 825547 -39.00% 6.33 0.00
Opus Bank 0.28 147010 -86.00% 35.37 0.00
Stonegate Bk Ft Lauderdale 0.27 149804 33.75 0.00
American International (AIG) 0.26 80005 -78.00% 59.70 54.59
Icad 0.26 935037 5.20 0.00
Horizon Global Corporation 0.26 240668 +122.00% 19.93 0.00
First Fndtn 0.25 186915 -84.00% 24.67 0.00
Royal Caribbean Cruises 0.24 58400 +108.00% 74.95 0.00
Emergent BioSolutions (EBS) 0.23 134506 +116.00% 31.53 28.38
Farmer Brothers (FARM) 0.22 114513 35.55 23.95
Invesco Insured Municipal Income Trust (IIM) 0.22 250255 16.37 15.93
Constellium Holdco B V cl a 0.22 571340 +57.00% 7.20 0.00
Continental Bldg Prods 0.22 195493 +118.00% 20.99 0.00
Select Ban 0.22 502230 -30.00% 8.00 0.00
Under Armour Inc Cl C 0.22 118439 33.86 0.00
Expedia 0.21 33208 +116.00% 116.72 0.00
Sun Bancorp Inc New Jers 0.21 168684 -20.00% 23.06 0.00
Zillow Group Inc Cl A stock 0.21 110892 34.45 0.00
Costco Wholesale Corporation (COST) 0.20 23748 152.52 148.30
Home Depot (HD) 0.20 28123 128.68 113.11
H&R; Block (HRB) 0.20 158000 -65.00% 23.15 31.63
T. Rowe Price (TROW) 0.20 39511 -79.00% 90.91 81.65
Brown-Forman Corporation (BF.B) 0.20 76167 47.44 0.00
Williams Companies (WMB) 0.20 120000 30.73 46.41
Cogent Communications (CCOI) 0.20 102392 +117.00% 36.81 34.60
Air Methods Corporation (AIRM) 0.20 115628 +116.00% 31.49 50.09
Home BancShares (HOMB) 0.20 172500 -82.00% 20.81 32.11
MaxLinear (MXL) 0.20 177643 +115.00% 20.27 8.16
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.19 367696 9.67 0.00
Kinder Morgan 0.19 152860 +75.00% 23.13 0.00
Bankwell Financial 0.19 145950 23.69 0.00
Trupanion 0.19 207279 +105.00% 16.90 0.00
Hartford Financial Services (HIG) 0.18 79000 -65.00% 42.82 41.14
Full House Resorts (FLL) 0.18 1.89M 1.79 1.53
Adams Express Company (ADX) 0.18 252963 13.15 13.84
Hudson Technologies (HDSN) 0.18 489690 +116.00% 6.65 4.49
First Bancshares (FBMS) 0.18 168950 -66.00% 19.10 16.67
Paypal Holdings 0.18 79838 +112.00% 40.97 0.00
Facebook Inc cl a 0.17 25095 128.25 0.00
Carolina Financial 0.17 135865 -39.00% 22.34 0.00
Paragon Commercial Corporation 0.17 84416 -55.00% 36.28 0.00
Edwards Lifesciences (EW) 0.16 24000 120.54 135.16
Franklin Resources (BEN) 0.16 79300 -65.00% 36.67 51.68
First Community Corporation (FCCO) 0.16 187164 -47.00% 15.75 11.77
Reaves Utility Income Fund (UTG) 0.16 97940 30.56 29.22
Ralph Lauren 0.16 30000 101.13 0.00
Washingtonfirst Bankshares, In c 0.16 122703 -43.00% 24.61 0.00
Coty Inc Cl A 0.16 126919 +118.00% 23.50 0.00
Seacoast Bkg Corp Fla 0.16 178348 -77.00% 16.09 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.16 60231 50.07 0.00
State Street Corporation (STT) 0.15 40152 -88.00% 69.02 72.30
NASDAQ OMX (NDAQ) 0.15 39500 -85.00% 67.54 49.41
Dow Chemical Company (DOW) 0.15 51855 +115.00% 51.84 47.09
Verizon Communications (VZ) 0.15 52642 51.97 48.01
Financial Institutions (FISI) 0.15 99124 27.11 22.82
PGT (PGTI) 0.15 255289 +117.00% 10.67 10.76
United Financial Ban 0.15 199673 -89.00% 13.84 0.00
Honeywell International (HON) 0.14 22290 116.51 100.92
Starbucks Corporation (SBUX) 0.14 48974 54.13 92.23
General American Investors (GAM) 0.14 81648 32.65 34.90
State Street Bank Financial 0.14 109571 -86.00% 22.82 0.00
Caesar Stone Sdot Yam 0.14 68574 +116.00% 37.71 0.00
Destination Xl 0.14 613192 +116.00% 4.33 0.00
Lands' End 0.14 177528 14.50 0.00
Federated Investors (FII) 0.13 79596 -70.00% 30.30 33.52
UnitedHealth (UNH) 0.13 17754 139.84 113.33
First Ban (FBNC) 0.13 119213 -57.00% 19.79 16.52
Regeneron Pharmaceuticals (REGN) 0.12 5518 401.96 427.05
iShares MSCI EAFE Index Fund (EFA) 0.12 38692 59.13 62.56
Chipotle Mexican Grill (CMG) 0.12 5359 +112.00% 423.59 665.38
TFS Financial Corporation (TFSL) 0.12 126050 17.81 14.38
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.12 371343 5.93 0.00
Templeton Emerging Markets (EMF) 0.12 176104 12.63 15.02
Unity Ban (UNTY) 0.12 166875 12.82 9.00
Via (VIA.B) 0.11 53277 37.67 0.00
Northrop Grumman Corporation (NOC) 0.11 9702 213.98 158.85
Carnival (CUK) 0.11 44285 46.73 45.27
Multi-Color Corporation (LABL) 0.11 31740 -75.00% 66.01 66.34
Performant Finl 0.11 713639 -44.00% 2.95 0.00
Silvercrest Asset Mgmt Groupcl 0.11 169504 -85.00% 11.87 0.00
Performance Sports 0.11 515000 4.06 0.00
Dentsply Sirona 0.11 34485 +110.00% 59.42 0.00
Comcast Corporation (CMCSA) 0.10 27344 66.34 58.60
American Vanguard (AVD) 0.10 120000 16.06 10.04
HEICO Corporation (HEI.A) 0.10 31077 60.49 0.00
PIMCO Corporate Opportunity Fund (PTY) 0.10 127165 14.61 16.14
SPDR Barclays Capital Convertible SecETF (CWB) 0.10 37728 46.36 46.99
Affiliated Managers (AMG) 0.09 10856 144.71 209.73
Pepsi (PEP) 0.09 15259 108.60 93.96
Cognex Corporation (CGNX) 0.09 31840 52.86 46.41
iShares S&P; 500 Growth Index (IVW) 0.09 12938 121.66 113.07
Vanguard Europe Pacific ETF (VEA) 0.09 44497 37.42 39.04
Eaton Vance Enhanced Equity Income Fund (EOI) 0.09 129923 12.65 13.85
Nuveen Div. Advantage Muni. Fund (NAD) 0.09 104762 15.07 14.12
Heritage Commerce (HTBK) 0.09 158448 10.94 8.38
National Holdings 0.09 495087 3.24 0.00
Astec Industries (ASTE) 0.08 25925 59.86 42.40
Cavco Industries (CVCO) 0.08 15721 +117.00% 99.04 70.10
Tri-Continental Corporation (TY) 0.08 70909 21.38 21.62
Morgan Stanley Emerging Markets Fund (MSF) 0.08 101425 14.55 14.45
Korea Fd 0.08 39869 35.99 0.00
Porter Ban (PBIB) 0.08 886164 1.62 0.94
General Electric Company (GE) 0.07 41309 29.63 25.35
Aetna (AET) 0.07 10857 115.41 100.76
Federal Signal Corporation (FSS) 0.07 95279 +114.00% 13.26 14.75
Verisk Analytics (VRSK) 0.07 15478 81.28 69.61
Whiting Petroleum Corporation (WLL) 0.07 136950 -6.00% 8.74 37.80
ABIOMED (ABMD) 0.07 10240 128.61 58.77
Belden (BDC) 0.07 18674 68.97 85.06
Shore Bancshares (SHBI) 0.07 116750 -75.00% 11.78 9.00
Rand Logistics (RLOG) 0.07 1.81M 0.76 3.13
Atlantic Power Corporation (ATP) 0.07 550000 2.47 0.00
I.D. Systems (IDSY) 0.07 278449 4.94 5.90
Farmers Natl Banc 0.07 115640 -48.00% 10.78 0.00
Microsoft Corporation (MSFT) 0.06 19700 57.46 42.00
Las Vegas Sands (LVS) 0.06 18123 56.48 52.42
Beacon Roofing Supply (BECN) 0.06 27725 42.06 27.51
Bank Mutual Corporation (BKMU) 0.06 134169 7.68 7.15
BlackRock Global Opportunities Equity Tr (BOE) 0.06 89135 12.25 13.61
Morgan Stanley Asia Pacific Fund (APF) 0.06 75140 15.09 15.51
Western Asst High Incm Opprtnty Fnd (HIO) 0.06 210540 5.05 5.37
BlackRock Debt Strategies Fund (DSU) 0.06 285973 3.65 3.73
MFS Multimarket Income Trust (MMT) 0.06 183511 6.09 6.35
Wells Fargo Adv Global Dividend Opport (EOD) 0.06 196584 5.81 7.56
Macquarie/First Trust Global Infrstrctre (MFD) 0.06 81523 12.61 16.16
Van Kampen Advantage Muni Incm Tr II (VKI) 0.06 97032 12.29 11.63
Aberdeen Chile Fund (CH) 0.06 185208 6.27 7.30
Randolph Ban 0.06 87425 13.63 0.00
Johnson & Johnson (JNJ) 0.05 7263 118.27 98.55
Morgan Stanley India Investment Fund (IIF) 0.05 30662 28.44 28.81
Rollins (ROL) 0.05 34000 29.29 22.17
ABB (ABB) 0.05 37849 -18.00% 22.48 20.21
AllianceBernstein Global Hgh Incm Fd (AWF) 0.05 67578 12.61 12.60
Eaton Vance Municipal Income Trust (EVN) 0.05 66673 14.23 13.51
European Equity Fund (EEA) 0.05 120309 7.90 8.57
New Germany Fund (GF) 0.05 58507 14.36 15.11
PowerShares S&P; 500 BuyWrite Portfol ETF (PBP) 0.05 39830 21.04 20.56
Peoples Bancorp of North Carolina (PEBK) 0.05 47044 21.00 18.53
Source Capital (SOR) 0.05 25674 36.73 69.42
Wstrn Asst Emrgng Mrkts Incm Fnd (EMD) 0.05 75515 11.51 11.10
Turkish Investment Fund (TKF) 0.05 119039 8.05 9.22
Prudential Gl Sh Dur Hi Yld 0.05 54942 15.11 0.00
Veritex Hldgs 0.05 56890 -74.00% 17.38 0.00
BP (BP) 0.04 18937 -19.00% 34.58 38.44
iShares MSCI Emerging Markets Indx (EEM) 0.04 19219 37.46 38.45
Taiwan Semiconductor Mfg (TSM) 0.04 24136 -19.00% 30.61 23.50
Bank of America Corporation (BAC) 0.04 52646 -97.00% 15.65 15.95
Exxon Mobil Corporation (XOM) 0.04 8996 87.26 84.57
DeVry (DV) 0.04 32000 23.06 35.10
Novartis AG (NVS) 0.04 8455 -17.00% 78.99 96.03
Altria (MO) 0.04 11375 63.21 52.47
GlaxoSmithKline (GSK) 0.04 17378 -19.00% 43.14 45.62
HONDA MOTOR (HMC) 0.04 22581 -19.00% 28.91 33.26
Sanofi-Aventis SA (SNY) 0.04 18222 -19.00% 39.86 47.19
iShares S&P; 500 Index (IVV) 0.04 3192 217.42 205.96
SAP AG (SAP) 0.04 9312 -20.00% 88.76 67.42
National Grid (NGG) 0.04 10526 -18.00% 71.10 63.76
Unilever (UL) 0.04 16281 -19.00% 47.42 42.20
Lloyds TSB (LYG) 0.04 227131 -20.00% 2.87 4.70
Central Garden & Pet (CENTA) 0.04 30338 24.79 9.88
Riverview Ban (RVSB) 0.04 140000 5.38 4.60
Eaton Vance Limited Duration Income Fund (EVV) 0.04 59361 13.71 14.26
BlackRock Credit All Inc Trust IV (BTZ) 0.04 54736 13.36 13.18
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.04 55149 12.96 13.51
Clough Global Allocation Fun 0.04 63153 12.13 0.00
Cohen and Steers Global Income Builder (INB) 0.04 88280 8.89 11.97
Endocyte 0.04 217885 3.09 0.00
Ares Dynamic Cr Allocation 0.04 50171 14.85 0.00
Alpine Total Dyn Fd New cefs 0.04 91326 7.63 0.00
Liberty Media Corp Series C Li 0.04 26833 28.14 0.00
AT&T; (T) 0.03 11644 40.48 32.70
Acxiom Corporation (ACXM) 0.03 23556 26.66 18.94
Royal Dutch Shell (RDS.B) 0.03 11841 -19.00% 51.16 0.00
Telefonica S.A. (TEF) 0.03 50430 -20.00% 10.37 14.04
Canon (CAJ) 0.03 16129 -19.00% 28.85 32.87
Syngenta AG (SYT) 0.03 6269 -19.00% 88.14 66.54
Oracle Corporation (ORCL) 0.03 11977 39.24 41.62
SPDR S&P; MidCap 400 ETF (MDY) 0.03 2016 282.24 268.26
iShares iBoxx $ High Yid Corp Bond (HYG) 0.03 6676 87.33 90.34
Templeton Global Income Fund (GIM) 0.03 86602 6.24 7.23
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.03 61014 8.47 9.03
Vanguard Dividend Appreciation ETF (VIG) 0.03 5557 83.86 80.49
Gabelli Dividend & Income Trust (GDV) 0.03 30274 19.22 21.05
Liberty All-Star Equity Fund (USA) 0.03 108361 5.18 5.78
Pure Cycle Corporation (PCYO) 0.03 107000 5.74 4.24
BlackRock Corporate High Yield Fund VI, (HYT) 0.03 56218 10.82 11.27
Liberty All-Star Growth Fund (ASG) 0.03 127206 4.31 5.11
Eaton Vance Municipal Bond Fund (EIM) 0.03 36299 13.61 12.71
Aberdeen Latin Amer Eqty Fd 0.03 24344 21.24 0.00
Dividend & Income Fund 0.03 48547 11.21 0.00
Live Oak Bancshares 0.03 33234 -91.00% 14.41 0.00
China Mobile (CHL) 0.02 6456 -17.00% 61.56 63.03
Discover Financial Services (DFS) 0.02 7143 -96.00% 56.53 58.01
Pfizer (PFE) 0.02 13387 33.91 33.78
Walt Disney Company (DIS) 0.02 4831 93.09 103.60
Norfolk Southern (NSC) 0.02 4477 97.16 108.18
Valspar Corporation (VAL) 0.02 3062 106.14 85.35
Kroger (KR) 0.02 14976 29.65 74.09
McKesson Corporation (MCK) 0.02 1891 166.58 221.98
Lockheed Martin Corporation (LMT) 0.02 1422 239.13 197.87
Merck & Co (MRK) 0.02 4465 62.49 56.20
Eni S.p.A. (E) 0.02 15723 -20.00% 29.05 34.59
NTT DoCoMo (DCM) 0.02 13787 -19.00% 23.73 18.09
Banco Santander, S.A. (STD) 0.02 65779 -18.00% 4.41 0.00
Celgene Corporation (CELG) 0.02 4308 104.46 118.26
iShares Russell 3000 Index (IWV) 0.02 3298 -2.00% 128.26 122.37
Vanguard Emerging Markets ETF (VWO) 0.02 9248 37.63 39.44
BlackRock Enhanced Capital and Income Fd (CII) 0.02 21759 13.79 14.89
Cohen & Steers Quality Income Realty (RQI) 0.02 29579 13.32 12.02
Vanguard Total Bond Market ETF (BND) 0.02 3580 84.08 82.52
MFS Charter Income Trust (MCR) 0.02 33431 8.64 8.85
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.02 10374 39.52 39.78
iShares Dow Jones US Financial (IYF) 0.02 4606 90.10 88.01
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.02 30560 14.10 13.21
Nuveen Insd Dividend Advantage 0.02 21268 16.08 0.00
Blackrock New Jersey Municipal Income Tr (BNJ) 0.02 18912 16.13 16.11
Nuveen Select Tax-Free Income Portfolio (NXP) 0.02 18172 15.30 14.46
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.02 28320 14.58 13.82
SPDR Barclays Capital Inter Term (ITE) 0.02 5540 61.37 60.09
Western Asset Municipal Hgh Incm Fnd (MHF) 0.02 41947 7.94 7.66
BlackRock MuniHoldings New York Insured (MHN) 0.02 22270 14.86 14.02
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.02 14401 21.80 24.39
Mexico Fund (MXF) 0.02 25028 15.94 21.06
Taiwan Fund (TWN) 0.02 18185 17.32 16.76
Black Diamond 0.02 58569 5.14 0.00
Delphi Automotive Plc shs 0.02 5345 71.28 0.00
Powershares Kbw Bank Etf 0.02 8800 36.48 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.02 12176 24.23 0.00
Nuveen Intermediate 0.02 22452 13.85 0.00
Blackrock Multi-sector Incom other 0.02 21305 17.09 0.00
Allianzgi Equity & Conv In 0.02 16842 18.70 0.00
Doubleline Income Solutions 0.02 15777 19.14 0.00
Brookfield High Income Fd In 0.02 44959 7.32 0.00
Voya Prime Rate Trust sh ben int 0.02 83198 5.28 0.00
Nuveen Nasdaq 100 Dynamic Over 0.02 19065 18.94 0.00
Nielsen Hldgs Plc Shs Eur stock 0.02 5384 53.67 0.00
Carolina Tr Bancshares Inc Com stock 0.02 60184 6.10 0.00
Northern Trust Corporation (NTRS) 0.01 2958 -97.00% 68.17 69.63
Caterpillar (CAT) 0.01 2550 88.63 79.57
Monsanto Company (MON) 0.01 2189 102.74 117.22
United Parcel Service (UPS) 0.01 2049 109.48 99.32
Autodesk (ADSK) 0.01 3029 72.30 60.20
Hologic (HOLX) 0.01 5449 38.91 31.98
Travelers Companies (TRV) 0.01 1775 -97.00% 114.37 105.54
AFLAC Incorporated (AFL) 0.01 3606 -95.00% 72.20 61.39
Boeing Company (BA) 0.01 1592 131.91 152.38
Newell Rubbermaid (NWL) 0.01 3973 52.73 37.57
Philip Morris International (PM) 0.01 2326 97.90 77.69
Procter & Gamble Company (PG) 0.01 2820 89.72 81.31
Stryker Corporation (SYK) 0.01 1768 116.52 90.61
Biogen Idec (BIIB) 0.01 805 313.04 415.20
TOTAL S.A. (TOT) 0.01 5375 -18.00% 47.24 48.03
Gilead Sciences (GILD) 0.01 2783 79.05 99.53
Omni (OMC) 0.01 2406 85.20 76.16
America Movil SAB de CV (AMOV) 0.01 19808 11.41 19.62
PowerShares QQQ Trust, Series 1 (QQQQ) 0.01 1987 118.77 0.00
Calamos Strategic Total Return Fund (CSQ) 0.01 11515 10.25 11.30
ISHARES TR MSCI Small Cap msci small cap 0.01 4210 52.49 0.00
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.01 11162 14.69 13.62
John Hancock Preferred Income Fund III (HPS) 0.01 10901 19.36 18.36
Nuveen Muni Value Fund (NUV) 0.01 10687 10.57 9.92
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.01 15143 8.65 9.62
Pimco Income Strategy Fund II (PFN) 0.01 20311 9.55 10.20
Putnam High Income Securities Fund (PCF) 0.01 24060 8.02 8.12
Advent/Claymore Enhanced Growth & Income (LCM) 0.01 17187 -63.00% 8.38 9.28
Blackrock Muniyield Quality Fund II (MQT) 0.01 17287 14.17 13.36
Dreyfus Municipal Income (DMF) 0.01 19954 9.62 9.69
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.01 18714 13.79 13.15
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.01 11590 13.55 13.26
MFS Municipal Income Trust (MFM) 0.01 30743 7.48 6.74
Pioneer Municipal High Income Advantage (MAV) 0.01 17022 13.10 15.36
Pioneer Municipal High Income Trust (MHI) 0.01 16833 13.19 14.55
Putnam Managed Municipal Income Trust (PMM) 0.01 33372 7.97 7.30
Cohen & Steers Slt Pfd Incm 0.01 8990 26.81 0.00
Aberdeen Israel Fund (ISL) 0.01 10690 16.46 16.74
Calamos Global Total Return Fund (CGO) 0.01 15010 11.46 13.29
Ellsworth Fund (ECF) 0.01 27819 8.20 8.64
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.01 11097 15.68 14.81
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.01 11254 15.37 14.01
Eaton Vance Nj Muni Income T sh ben int 0.01 15614 13.90 0.00
Eaton Vance Calif Mun Bd Fd 0.01 12127 13.03 0.00
MFS Investment Grade Municipal Trust (CXH) 0.01 15495 10.39 9.38
Nuveen Nj Div Advantage Mun 0.01 13636 14.81 0.00
Pimco NY Municipal Income Fund (PNF) 0.01 15703 13.31 11.56
BlackRock Insured Municipal Income Inves (BAF) 0.01 11115 15.74 14.59
Delaware Inv Co Mun Inc Fd I 0.01 14003 15.28 0.00
Delaware Invt Nat Muni Inc F sh ben int 0.01 14138 14.08 0.00
First Trust Strategic * 0.01 18466 12.35 0.00
Manning & Napier Inc cl a 0.01 19522 -95.00% 7.07 0.00
Phillips 66 0.01 2597 80.21 0.00
Nuveen Int Dur Qual Mun Trm 0.01 13589 13.83 0.00
First Tr Inter Duration Pfd & Income Fd 0.01 9451 23.38 0.00
Intercontinentalexchange 0.01 768 269.53 0.00
Aberdeen Gtr China Fd 0.01 11202 9.11 0.00
Alpine Global Dynamic Fd 0.01 29710 NEW 8.68 0.00
Ing Global Advantage And Premium Opportunity Fund 0.01 26588 10.12 0.00
Ims Health Holdings 0.01 7023 31.33 0.00
Anthem 0.01 2100 125.24 0.00
Charter Communications Inc New Cl A cl a 0.01 807 270.14 0.00
Fsb Ban 0.01 13200 12.50 0.00
Vale (VALE) 0.00 11783 5.50 6.09
Nokia Corporation (NOK) 0.00 12171 5.75 7.66
Gulf Resources (GFRE) 0.00 17088 2.17 0.00
Bridgepoint Education (BPI) 0.00 10100 6.83 9.04
Seadrill 0.00 21700 2.35 0.00
Utstarcom Holdings 0.00 17000 2.06 0.00

Past 13F-HR SEC Filings for RMB Capital Management