RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for June 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
SPDR S&P; 500 ETF (SPY) 9.00 820143 +670.00% 209.48 205.25
iShares Russell 2000 Index (IWM) 5.12 850165 +167.00% 114.88 119.90
SPDR KBW Regional Banking (KRE) 2.91 1.44M +321.00% 38.40 40.18
Financial Select Sector SPDR (XLF) 2.53 2.11M +81.00% 22.85 23.97
JPMorgan Chase & Co. (JPM) 1.50 460453 +162.00% 61.99 60.16
Casella Waste Systems (CWST) 1.35 3.27M 7.85 4.67
Cooper Companies (COO) 1.27 141137 -16.00% 171.57 182.47
Japan Smaller Capitalizaion Fund (JOF) 1.22 2.38M -5.00% 9.78 9.60
Danaher Corporation (DHR) 1.20 228001 -3.00% 100.81 84.59
priceline.com Incorporated (PCLN) 1.12 17048 +19.00% 1248.42 1190.00
U.S. Ban (USB) 1.11 526008 +21.00% 40.33 43.76
United Rentals (URI) 1.07 303154 -4.00% 67.10 88.12
Align Technology (ALGN) 1.07 252949 -4.00% 80.55 57.05
Genesee & Wyoming (GWR) 1.05 338408 58.95 102.48
IHS (IHS) 1.01 166373 -4.00% 115.61 111.86
Yadkin Finl Corp Com stock 1.01 766521 -29.00% 25.09 0.00
NVR (NVR) 0.99 10606 -2.00% 1780.31 1330.70
Cognizant Technology Solutions (CTSH) 0.97 324448 57.24 60.57
Visa (V) 0.95 243491 -2.00% 74.17 266.74
Advance Auto Parts (AAP) 0.94 111709 161.07 147.03
Discovery Communications (DISCK) 0.92 732658 -3.00% 23.85 31.23
TJX Companies (TJX) 0.91 224489 77.23 67.66
Servicemaster Global 0.89 426101 NEW 39.80 0.00
EOG Resources (EOG) 0.86 196609 -2.00% 83.42 86.44
NeoGenomics (NGNM) 0.86 2.05M -25.00% 8.04 0.00
Core Laboratories N.V. (CLB) 0.85 130926 -2.00% 123.89 105.11
Nordson Corporation (NDSN) 0.85 194378 -23.00% 83.61 73.70
BNC Ban (BNCN) 0.85 715347 +58.00% 22.71 16.90
Alphabet Inc Class A cs 0.82 22331 +17.00% 702.27 0.00
Alphabet Inc Class C cs 0.81 22413 +18.00% 692.10 0.00
Bank of New York Mellon Corporation (BK) 0.80 532035 +288.00% 28.57 39.44
ANSYS (ANSS) 0.79 166451 -16.00% 90.75 85.06
American Express Company (AXP) 0.78 228092 +561.00% 65.22 79.39
Wells Fargo & Company (WFC) 0.78 315478 +110.00% 47.33 53.90
WisdomTree Japan Total Dividend Fd (DXJ) 0.78 384805 +2.00% 38.78 54.17
American Tower Reit 0.77 129695 -5.00% 113.61 0.00
Middleby Corporation (MIDD) 0.71 117346 -2.00% 115.25 106.86
BB&T; Corporation (BBT) 0.70 456068 +232.00% 29.41 37.76
Schlumberger (SLB) 0.67 160525 79.08 81.67
Lowe's Companies (LOW) 0.67 160835 -2.00% 79.17 73.15
West Pharmaceutical Services (WST) 0.67 169006 -36.00% 75.88 53.95
First Republic Bank/san F 0.67 183834 69.99 0.00
Apple (AAPL) 0.66 132525 +3.00% 95.41 123.28
CME (CME) 0.65 128096 -3.00% 97.40 95.64
Becton, Dickinson and (BDX) 0.65 73388 -3.00% 169.59 142.79
Union Pacific Corporation (UNP) 0.63 137563 -2.00% 87.55 114.86
UniFirst Corporation (UNF) 0.61 101160 115.72 114.67
Microchip Technology (MCHP) 0.60 226265 -4.00% 50.76 49.28
Zions Bancorporation (ZION) 0.59 304027 +121.00% 37.04 26.82
Marsh & McLennan Companies (MMC) 0.58 162578 -32.00% 68.46 55.76
SPDR KBW Bank (KBE) 0.57 380104 +84.00% 28.85 33.12
CVS Caremark Corporation (CVS) 0.56 112285 -4.00% 95.81 101.90
Watsco, Incorporated (WSO) 0.55 74271 -3.00% 140.69 117.82
Libbey (LBY) 0.55 659752 15.89 36.76
Atlantic Cap Bancshares 0.54 715849 +13.00% 14.46 0.00
Accenture 0.53 88727 -3.00% 113.38 0.00
GenMark Diagnostics (GNMK) 0.53 1.16M 8.70 11.94
Chevron Corporation (CVX) 0.52 94792 -6.00% 104.83 102.86
Park Sterling Bk Charlott 0.52 1.39M +5.00% 7.09 0.00
Hampton Roads Bankshares Inc C 0.52 5.52M +30.00% 1.79 0.00
L Brands 0.51 142889 NEW 67.64 0.00
Macy's (M) 0.50 284064 -2.00% 33.42 62.37
Bristol Myers Squibb (BMY) 0.49 127553 -3.00% 73.55 66.08
Morgan Stanley (MS) 0.45 333250 25.98 34.94
Illinois Tool Works (ITW) 0.44 81156 -24.00% 104.16 96.27
Alliance Data Systems Corporation (ADS) 0.44 42760 NEW 195.93 275.30
Diageo (DEO) 0.42 71202 113.54 110.91
Boeing Company (BA) 0.41 60551 -3.00% 129.87 152.38
Amgen (AMGN) 0.41 51593 -2.00% 152.15 153.92
Southern First Bancshares (SFST) 0.40 316182 +38.00% 24.10 16.93
Under Armour Inc Cl C 0.40 208258 NEW 36.40 0.00
Triumph (TGI) 0.38 449904 NEW 16.00 58.72
Knowles 0.38 533888 13.68 0.00
RPM International (RPM) 0.37 141277 -26.00% 49.95 47.86
Rio Tinto (RIO) 0.37 222959 +3.00% 31.66 42.40
Ameris Ban (ABCB) 0.36 233934 +20.00% 29.70 25.60
Orrstown Financial Services (ORRF) 0.36 376059 +30.00% 18.05 16.87
Asb Bancorp Inc Nc 0.36 276970 24.53 0.00
Berkshire Hathaway (BRK.A) 0.34 30 NEW 216966.67 0.00
Brown-Forman Corporation (BF.B) 0.33 62877 -20.00% 99.77 0.00
Farmer Brothers (FARM) 0.33 194813 -9.00% 32.06 23.95
Cowen (COWN) 0.33 2.11M +21.00% 2.96 5.23
Southern National Banc. of Virginia (SONA) 0.33 516697 +68.00% 12.15 12.19
Seaworld Entertainment 0.32 420487 +21.00% 14.33 0.00
KapStone Paper and Packaging (KS) 0.31 453237 13.01 31.46
Heritage Oaks Ban (HEOP) 0.31 744976 7.94 7.82
Evans Ban 0.31 239570 +77.00% 24.64 0.00
Masonite International 0.31 88591 66.14 0.00
Equity Bancshares Cl-a 0.31 267423 +167.00% 22.14 0.00
Charles Schwab Corporation (SCHW) 0.30 228238 NEW 25.31 30.86
AFLAC Incorporated (AFL) 0.30 79764 -34.00% 72.16 61.39
Fidelity Southern Corporation (LION) 0.30 362714 +31.00% 15.67 15.86
S&W; Seed Company (SANW) 0.30 1.31M 4.36 4.26
Mosaic 0.30 218000 +12.00% 26.18 0.00
Hometrust Bancshares 0.29 301904 +15.00% 18.50 0.00
Great Ajax Corp reit 0.29 402800 NEW 13.87 0.00
Centrue Financial 0.29 313654 17.40 0.00
Old Line Bancshares (OLBK) 0.28 299966 +618.00% 18.00 14.93
Northern Trust Corporation (NTRS) 0.27 78910 +195.00% 66.26 69.63
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.27 127759 -28.00% 39.89 39.78
Liberty Global Inc Com Ser A 0.27 179871 NEW 29.06 0.00
NASDAQ OMX (NDAQ) 0.26 76000 +10.00% 64.67 49.41
Allstate Corporation (ALL) 0.26 76046 -44.00% 65.22 68.72
Atlantic Coast Financial Cor 0.26 825547 +8.00% 5.98 0.00
Icad 0.26 935037 5.22 0.00
Columbus McKinnon (CMCO) 0.25 334519 14.15 24.39
Craft Brewers Alliance (HOOK) 0.25 416523 11.52 0.00
Stonegate Bk Ft Lauderdale 0.25 149804 32.27 0.00
Connectone Banc 0.25 309513 +10.00% 15.69 0.00
Continental Bldg Prods 0.24 205420 +26.00% 22.23 0.00
State Street Corporation (STT) 0.22 76669 -25.00% 53.81 72.30
Berkshire Hathaway (BRK.B) 0.21 27929 +256.00% 144.77 0.00
Adams Express Company (ADX) 0.21 310501 +293.00% 12.67 13.84
MaxLinear (MXL) 0.21 220925 -38.00% 17.98 8.16
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.21 79388 -32.00% 50.59 0.00
Royal Caribbean Cruises 0.20 58122 +23.00% 67.15 0.00
Invesco Ltd shs 0.20 152000 NEW 25.54 0.00
Air Methods Corporation (AIRM) 0.20 105824 +3.00% 35.83 50.09
Full House Resorts (FLL) 0.20 1.89M 2.02 1.53
Select Ban 0.20 477316 +32.00% 8.08 0.00
Expedia 0.19 34368 +9.00% 106.29 0.00
Horizon Global Corporation 0.19 317654 +10.00% 11.35 0.00
Bank Mutual Corporation (BKMU) 0.18 459457 7.68 7.15
PGT (PGTI) 0.18 342455 10.30 10.76
First Tr High Income L/s Fd 0.17 223322 +402.00% 14.83 0.00
Lands' End 0.17 202628 16.42 0.00
Bankwell Financial 0.17 145950 +11.00% 22.06 0.00
First Fndtn 0.17 153698 +39.00% 21.50 0.00
Akamai Technologies (AKAM) 0.16 55711 NEW 55.93 69.99
Emergent BioSolutions (EBS) 0.16 107577 -17.00% 28.12 28.38
OceanFirst Financial (OCFC) 0.16 166926 -25.00% 18.17 16.55
Kinder Morgan 0.16 163626 -2.00% 18.72 0.00
Citizens Financial 0.16 152000 NEW 19.98 0.00
Paypal Holdings 0.16 81779 NEW 36.51 0.00
Hudson Technologies (HDSN) 0.15 774146 3.60 4.49
First Community Corporation (FCCO) 0.15 202870 +6.00% 13.99 11.77
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.15 187495 NEW 15.00 13.82
First Bancshares (FBMS) 0.15 168950 +19.00% 17.27 16.67
Caesar Stone Sdot Yam 0.15 79843 NEW 34.76 0.00
Destination Xl 0.15 638111 +13.00% 4.57 0.00
Seacoast Bkg Corp Fla 0.15 178348 +26.00% 16.24 0.00
Alpine Total Dyn Fd New cefs 0.15 383928 +439.00% 7.26 0.00
Tpg Specialty Lnding Inc equity 0.15 175752 -29.00% 16.61 0.00
Dow Chemical Company (DOW) 0.14 53811 49.71 47.09
Financial Institutions (FISI) 0.14 99124 +55.00% 26.07 22.82
TFS Financial Corporation (TFSL) 0.14 151050 -31.00% 17.22 14.38
PIMCO Corporate Opportunity Fund (PTY) 0.14 191859 NEW 14.09 16.14
Constellium Holdco B V cl a 0.14 582088 4.69 0.00
Zillow Group Inc Cl A stock 0.14 71578 NEW 36.65 0.00
Comerica Incorporated (CMA) 0.13 76030 -26.00% 33.33 45.57
BlackRock Credit All Inc Trust IV (BTZ) 0.13 194474 +258.00% 13.02 13.18
Washingtonfirst Bankshares, In c 0.13 118015 -7.00% 21.61 0.00
Carolina Financial 0.13 135865 +15.00% 18.68 0.00
Union Bankshares Corporation 0.13 100820 -27.00% 24.71 0.00
Sun Bancorp Inc New Jers 0.13 116284 +23.00% 20.66 0.00
Chipotle Mexican Grill (CMG) 0.12 5631 NEW 402.77 665.38
Cohen & Steers REIT/Pfd Inc Fd (RNP) 0.12 107454 NEW 20.54 19.04
State Street Bank Financial 0.12 108091 +6.00% 20.35 0.00
Performance Sports 0.12 765000 3.00 0.00
Dentsply Sirona 0.12 35424 62.05 0.00
TD Ameritrade Holding (AMTD) 0.11 76000 NEW 28.47 37.51
ABB (ABB) 0.11 104761 -28.00% 19.75 20.21
Unilever (UL) 0.11 41999 -29.00% 47.92 42.20
Multi-Color Corporation (LABL) 0.11 31973 -81.00% 63.40 66.34
First Ban (FBNC) 0.11 119213 +4.00% 17.58 16.52
Wells Fargo Adv Inc Opport Fund (EAD) 0.11 254645 NEW 7.90 9.02
Silvercrest Asset Mgmt Groupcl 0.11 169504 12.24 0.00
Live Oak Bancshares 0.11 149324 -14.00% 14.11 0.00
GlaxoSmithKline (GSK) 0.10 45301 -29.00% 43.55 45.62
SAP AG (SAP) 0.10 24597 -29.00% 75.00 67.42
National Grid (NGG) 0.10 26376 -37.00% 74.31 63.76
Peapack-Gladstone Financial (PGC) 0.10 103868 -12.00% 18.51 20.75
iShares iBoxx $ High Yid Corp Bond (HYG) 0.10 23600 NEW 84.70 90.34
Rand Logistics (RLOG) 0.10 1.81M 1.03 3.13
Unity Ban (UNTY) 0.10 151705 NEW 12.71 9.00
National Holdings 0.10 623568 -22.00% 3.00 0.00
Paragon Commercial Corporation 0.10 55890 NEW 35.00 0.00
BP (BP) 0.09 48975 -28.00% 35.50 38.44
Taiwan Semiconductor Mfg (TSM) 0.09 62654 -29.00% 26.22 23.50
Novartis AG (NVS) 0.09 20434 -22.00% 82.54 96.03
Royal Dutch Shell (RDS.B) 0.09 31062 -29.00% 55.99 0.00
Sanofi-Aventis SA (SNY) 0.09 40202 -29.00% 41.60 47.19
American Vanguard (AVD) 0.09 120000 -3.00% 15.11 10.04
HEICO Corporation (HEI.A) 0.09 31527 -4.00% 53.64 0.00
Heritage Commerce (HTBK) 0.09 158448 +11.00% 10.53 8.38
Invesco Insured Municipal Income Trust (IIM) 0.09 98932 NEW 17.75 15.93
I.D. Systems (IDSY) 0.09 370196 -5.00% 4.81 5.90
Trupanion 0.09 123955 NEW 13.25 0.00
Liberty Global 0.09 52620 NEW 32.50 0.00
Affiliated Managers (AMG) 0.08 10856 140.75 209.73
HONDA MOTOR (HMC) 0.08 59265 -28.00% 25.68 33.26
iShares MSCI EAFE Index Fund (EFA) 0.08 27184 +11.00% 55.84 62.56
Astec Industries (ASTE) 0.08 26175 -7.00% 56.16 42.40
Peoples Ban (PEBO) 0.08 69909 +80.00% 21.79 23.94
Shore Bancshares (SHBI) 0.08 137975 -30.00% 11.75 9.00
Central Garden & Pet (CENTA) 0.08 71033 +40.00% 21.71 9.88
iShares S&P; 500 Growth Index (IVW) 0.08 12938 116.56 113.07
Vanguard Europe Pacific ETF (VEA) 0.08 44497 35.35 39.04
Liberty All-Star Equity Fund (USA) 0.08 300329 +160.00% 5.02 5.78
Malvern Ban 0.08 92571 15.60 0.00
Opus Bank 0.08 44430 -67.00% 33.81 0.00
Telefonica S.A. (TEF) 0.07 133040 -29.00% 9.78 14.04
Syngenta AG (SYT) 0.07 16334 -30.00% 77.12 66.54
Beacon Roofing Supply (BECN) 0.07 30450 -6.00% 45.48 27.51
Verisk Analytics (VRSK) 0.07 15528 81.08 69.61
Eni S.p.A. (E) 0.07 41757 -29.00% 33.15 34.59
Cognex Corporation (CGNX) 0.07 32390 43.10 46.41
Carnival (CUK) 0.07 28469 NEW 46.61 45.27
Lloyds TSB (LYG) 0.07 432478 2.97 4.70
John Hancock Tax-Advantage Dvd Incom Fd. (HTD) 0.07 53434 +40.00% 24.93 20.99
Porter Ban (PBIB) 0.07 886164 1.52 0.94
Pimco Income Strategy Fund II (PFN) 0.07 150568 NEW 9.20 10.20
Invesco Quality Municipal Inc Trust (IQI) 0.07 92259 NEW 13.82 12.46
Macquarie/First Trust Global Infrstrctre (MFD) 0.07 102061 NEW 12.42 16.16
Black Diamond 0.07 328892 -37.00% 4.14 0.00
Ralph Lauren 0.07 15000 NEW 89.60 0.00
Manning & Napier Inc cl a 0.07 146120 -41.00% 9.50 0.00
Grifols S A Sponsored Adr R 0.07 74994 NEW 17.18 0.00
Federal Signal Corporation (FSS) 0.06 94402 12.88 14.75
Canon (CAJ) 0.06 41160 -29.00% 28.60 32.87
ABIOMED (ABMD) 0.06 10200 109.31 58.77
Belden (BDC) 0.06 19875 60.38 85.06
NBT Ban (NBTB) 0.06 36780 28.63 23.73
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.06 114791 NEW 10.41 11.40
Atlantic Power Corporation (ATP) 0.06 500000 NEW 2.48 0.00
Clough Global Equity Fund closed-end fund 0.06 107039 NEW 10.71 0.00
Ashford Hospitality Tr Inc cv pfd ser e 0.06 44120 +5.00% 25.52 0.00
Fiesta Restaurant 0.06 50134 21.80 0.00
Performant Finl 0.06 656839 1.62 0.00
Community Healthcare Tr 0.06 49684 NEW 21.13 0.00
China Mobile (CHL) 0.05 15880 -29.00% 57.93 63.03
iShares MSCI Emerging Markets Indx (EEM) 0.05 26023 -21.00% 34.35 38.45
Via (VIA.B) 0.05 22604 -79.00% 41.33 0.00
India Fund (IFN) 0.05 39288 +59.00% 24.31 28.97
Cameco Corporation 0.05 81710 NEW 10.97 0.00
Rollins (ROL) 0.05 29650 29.27 22.17
Shire (SHPGY) 0.05 4867 NEW 180.00 0.00
USG Corporation (USG) 0.05 34171 -30.00% 26.95 27.52
Whiting Petroleum Corporation (WLL) 0.05 110500 -27.00% 9.26 37.80
NTT DoCoMo (DCM) 0.05 35653 -30.00% 26.94 18.09
RMR Asia Pacific Real Estate Fund (RAP) 0.05 44698 -31.00% 21.41 0.00
Peoples Bancorp of North Carolina (PEBK) 0.05 46800 +44.00% 19.62 18.53
Eaton Vance Limited Duration Income Fund (EVV) 0.05 67840 +12.00% 13.44 14.26
Wstrn Asst Emrgng Mrkts Incm Fnd (EMD) 0.05 91985 NEW 10.84 11.10
MFS Multimarket Income Trust (MMT) 0.05 169835 NEW 6.05 6.35
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.05 63052 NEW 15.92 13.87
BlackRock MuniYield New York Insured Fnd (MYN) 0.05 66256 NEW 14.35 13.28
Blackstone Gso Strategic 0.05 66297 NEW 14.39 0.00
Enlink Midstream 0.05 59000 NEW 16.63 0.00
Veritex Hldgs 0.05 56890 NEW 16.01 0.00
Bank of America Corporation (BAC) 0.04 54668 NEW 13.26 15.95
Johnson & Johnson (JNJ) 0.04 6018 +2.00% 121.61 98.55
Las Vegas Sands (LVS) 0.04 19077 -9.00% 43.48 52.42
Altria (MO) 0.04 12075 NEW 68.99 52.47
Telefonaktiebolaget LM Ericsson (ERIC) 0.04 96525 NEW 7.69 12.38
iShares S&P; 500 Index (IVV) 0.04 3192 210.53 205.96
iShares NASDAQ Biotechnology Index (IBB) 0.04 3077 NEW 257.39 341.41
Old Second Ban (OSBC) 0.04 122370 +10.00% 6.83 5.29
iShares Russell 3000 Index (IWV) 0.04 6910 -4.00% 124.02 122.37
AllianceBernstein Global Hgh Incm Fd (AWF) 0.04 67312 12.29 12.60
Vanguard REIT ETF (VNQ) 0.04 8309 NEW 88.70 80.84
Pimco Income Strategy Fund (PFL) 0.04 80471 NEW 10.26 11.62
PowerShares Dynamic Pharmaceuticals (PJP) 0.04 12911 NEW 63.36 75.83
Nuveen Enhanced Mun Value Fd 0.04 41317 +93.00% 16.39 0.00
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.04 32715 NEW 21.40 24.39
Endocyte 0.04 217885 3.21 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.04 63341 NEW 12.33 0.00
Doubleline Income Solutions 0.04 43036 NEW 18.36 0.00
Voya Emerging Markets High I etf 0.04 95323 +179.00% 7.34 0.00
Liberty Broadband Corporation 0.04 11460 NEW 59.42 0.00
Comcast Corporation (CMCSA) 0.03 7546 +9.00% 65.20 58.60
Microsoft Corporation (MSFT) 0.03 10058 +13.00% 51.12 42.00
Exxon Mobil Corporation (XOM) 0.03 6083 +11.00% 93.70 84.57
Pfizer (PFE) 0.03 14909 -9.00% 35.19 33.78
AT&T; (T) 0.03 11212 +9.00% 43.32 32.70
Acxiom Corporation (ACXM) 0.03 23556 21.99 18.94
DeVry (DV) 0.03 30950 -32.00% 17.84 35.10
Kroger (KR) 0.03 14976 36.79 74.09
Pepsi (PEP) 0.03 4753 105.94 93.96
TOTAL S.A. (TOT) 0.03 13470 -30.00% 48.06 48.03
Starbucks Corporation (SBUX) 0.03 9174 57.12 92.23
Oracle Corporation (ORCL) 0.03 12179 40.89 41.62
Qiagen N.v. 0.03 25666 NEW 21.79 0.00
Banco Santander, S.A. (STD) 0.03 162669 -25.00% 3.92 0.00
SPDR S&P; MidCap 400 ETF (MDY) 0.03 2079 NEW 272.25 268.26
Tri-Continental Corporation (TY) 0.03 28060 NEW 20.53 21.62
iShares Lehman MBS Bond Fund (MBB) 0.03 5700 NEW 110.00 109.62
Morgan Stanley Emerging Markets Fund (MSF) 0.03 47275 +131.00% 13.26 14.45
Korea Fd 0.03 15714 +13.00% 32.33 0.00
Pure Cycle Corporation (PCYO) 0.03 107000 4.71 4.24
Saratoga Investment (SAR) 0.03 30886 -26.00% 16.90 15.84
General American Investors (GAM) 0.03 19030 +195.00% 30.85 34.90
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.03 43098 NEW 15.08 13.62
Nuveen Muni Value Fund (NUV) 0.03 47988 NEW 10.82 9.92
Templeton Emerging Markets Income Fund (TEI) 0.03 50071 NEW 10.47 11.08
Western Asset Managed Municipals Fnd (MMU) 0.03 34297 NEW 15.16 14.14
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.03 52977 NEW 9.32 0.00
BlackRock MuniHoldings New York Insured (MHN) 0.03 43160 NEW 15.34 14.02
Nuveen NY Municipal Value (NNY) 0.03 50484 +121.00% 10.42 9.86
Western Asset Global Cp Defi 0.03 31616 -34.00% 17.05 0.00
First Trust Strategic * 0.03 40409 NEW 11.95 0.00
Homestreet 0.03 27797 NEW 19.93 0.00
Facebook Inc cl a 0.03 5112 +2.00% 114.39 0.00
Zweig Fund 0.03 49937 NEW 12.60 0.00
Ares Dynamic Cr Allocation 0.03 37126 NEW 13.74 0.00
Discover Financial Services (DFS) 0.02 7136 53.59 58.01
Home Depot (HD) 0.02 3123 -10.00% 127.76 113.11
Walt Disney Company (DIS) 0.02 4453 +3.00% 97.72 103.60
Norfolk Southern (NSC) 0.02 4477 -12.00% 85.10 108.18
Valspar Corporation (VAL) 0.02 3062 NEW 108.10 85.35
McKesson Corporation (MCK) 0.02 1915 186.42 221.98
Lockheed Martin Corporation (LMT) 0.02 1458 +59.00% 248.12 197.87
UnitedHealth (UNH) 0.02 2833 -2.00% 140.87 113.33
Gabelli Global Multimedia Trust (GGT) 0.02 53980 -26.00% 7.06 9.57
Amazon (AMZN) 0.02 408 715.69 372.62
SPDR Gold Trust (GLD) 0.02 2382 NEW 126.36 110.56
Celgene Corporation (CELG) 0.02 4502 98.48 118.26
Utilities SPDR (XLU) 0.02 5810 NEW 52.50 43.18
iShares Dow Jones Select Dividend (DVY) 0.02 5527 NEW 85.22 76.58
Vanguard Emerging Markets ETF (VWO) 0.02 9248 35.25 39.44
Vanguard Dividend Appreciation ETF (VIG) 0.02 4887 83.28 80.49
Thai Fund (TTF) 0.02 55684 NEW 7.90 8.86
PowerShares S&P; 500 BuyWrite Portfol ETF (PBP) 0.02 18466 -78.00% 20.74 20.56
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.02 19607 NEW 16.78 15.37
iShares Dow Jones US Financial (IYF) 0.02 4414 +41.00% 85.86 88.01
Western Asset Income Fund (PAI) 0.02 28897 +156.00% 14.19 13.70
SPDR Barclays Capital Convertible SecETF (CWB) 0.02 7283 NEW 43.80 46.99
BlackRock Floating Rate Income Strat. Fn (FRA) 0.02 23675 NEW 13.14 13.92
Neuberger Berman Real Estate Sec Inc Fd (NRO) 0.02 80500 NEW 5.68 5.23
Nuveen Premium Income Muni Fund 2 (NPM) 0.02 29827 NEW 15.49 13.88
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.02 23350 NEW 15.25 14.39
Pioneer Municipal High Income Advantage (MAV) 0.02 21009 NEW 14.09 15.36
SPDR Barclays Capital Inter Term (ITE) 0.02 5540 NEW 61.73 60.09
Western Asset Municipal Hgh Incm Fnd (MHF) 0.02 36039 NEW 8.24 7.66
Western Asset Intm Muni Fd I 0.02 30286 +184.00% 10.57 0.00
Bancroft Fund (BCV) 0.02 20645 NEW 18.70 20.18
Ellsworth Fund (ECF) 0.02 48848 NEW 7.88 8.64
Nuveen Ins Ny Tx Fr Adv Mun 0.02 20777 -66.00% 14.25 0.00
Clough Global Allocation Fun 0.02 25341 -50.00% 11.68 0.00
Eaton Vance Natl Mun Opport 0.02 14282 NEW 23.04 0.00
Morgan Stanley Emerging Markets Debt (MSD) 0.02 49691 +41.00% 9.26 9.30
Aberdeen Chile Fund (CH) 0.02 73991 NEW 6.24 7.30
Blackrock Municipal 2020 Term Trust (BKK) 0.02 28573 NEW 16.34 16.56
John Hancock Income Securities Trust (JHS) 0.02 28782 NEW 14.49 14.06
Carolina Trust Bank (CART) 0.02 60184 +490.00% 5.90 5.37
Delphi Automotive Plc shs 0.02 5457 62.57 0.00
Cutwater Select Income Fd 0.02 17311 NEW 19.81 0.00
Powershares Kbw Bank Etf 0.02 8800 33.41 0.00
LEGG MASON BW GLOBAL Income 0.02 34440 NEW 12.95 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.02 17984 NEW 24.19 0.00
Dividend & Income Fund 0.02 29249 NEW 10.87 0.00
Nuveen Int Dur Qual Mun Trm 0.02 20832 NEW 13.78 0.00
Nuveen Flexible Invt Income 0.02 25156 NEW 15.82 0.00
Vodafone Group New Adr F 0.02 14408 -54.00% 30.80 0.00
Nielsen Hldgs Plc Shs Eur stock 0.02 5612 -2.00% 52.22 0.00
General Electric Company (GE) 0.01 8683 -15.00% 31.44 25.35
United Parcel Service (UPS) 0.01 1917 106.67 99.32
Travelers Companies (TRV) 0.01 1797 119.09 105.54
Newell Rubbermaid (NWL) 0.01 5028 NEW 48.56 37.57
Honeywell International (HON) 0.01 2357 +6.00% 116.46 100.92
Merck & Co (MRK) 0.01 4206 +4.00% 57.54 56.20
Nextera Energy 0.01 1623 NEW 130.23 0.00
Philip Morris International (PM) 0.01 2292 NEW 102.19 77.69
Procter & Gamble Company (PG) 0.01 2462 NEW 84.48 81.31
iShares Russell 1000 Value Index (IWD) 0.01 1946 NEW 103.29 101.93
Gilead Sciences (GILD) 0.01 2870 NEW 83.28 99.53
EMC Corporation (EMC) 0.01 9389 -12.00% 27.20 26.24
Wynn Resorts (WYNN) 0.01 2221 -34.00% 93.46 128.14
Dollar General (DG) 0.01 2317 NEW 94.09 71.52
Calamos Conv. Opptys. & Income Fund (CHI) 0.01 27848 NEW 9.84 13.03
BlackRock Corporate High Yield Fund VI, (HYT) 0.01 17119 -12.00% 10.46 11.27
MFS Charter Income Trust (MCR) 0.01 11926 NEW 8.47 8.85
New America High Income Fund I 0.01 30245 +21.00% 8.56 0.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.01 23879 NEW 4.90 5.37
ISHARES TR MSCI Small Cap msci small cap 0.01 4210 48.22 0.00
Liberty All-Star Growth Fund (ASG) 0.01 24089 +95.00% 4.11 5.11
Nuveen California Municipal Value Fund (NCA) 0.01 18271 -9.00% 11.17 10.55
BlackRock Ltd. Duration Income Trust (BLW) 0.01 13068 NEW 15.23 15.88
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.01 49755 NEW 5.53 0.00
Invesco Van Kampen High Inc Trust II (VLT) 0.01 19014 NEW 13.78 15.04
Managed Duration Invtmt Grd Mun Fund (MZF) 0.01 11567 -48.00% 14.70 13.66
Neuberger Berman NY Int Mun Common (NBO) 0.01 11817 NEW 14.56 13.82
Lehman Brothers First Trust IOF (NHS) 0.01 12009 NEW 10.91 12.56
Nuveen Select Tax-Free Income Portfolio (NXP) 0.01 11818 NEW 15.48 14.46
Pimco CA Muni. Income Fund II (PCK) 0.01 20820 NEW 11.05 9.81
Wells Fargo Adv Global Dividend Opport (EOD) 0.01 41894 NEW 5.97 7.56
Western Asset Premier Bond Fund (WEA) 0.01 12014 -20.00% 13.32 14.39
Nuveen Performance Plus Municipal Fund (NPP) 0.01 14822 NEW 16.53 14.63
Eaton Vance California Mun. Income Trust (CEV) 0.01 19323 NEW 14.13 13.50
Cohen and Steers Global Income Builder (INB) 0.01 21096 -50.00% 8.72 11.97
Eaton Vance Mun Bd Fd Ii 0.01 17069 NEW 13.94 0.00
Eaton Vance Calif Mun Bd Fd 0.01 15336 NEW 13.56 0.00
Pimco CA Muni. Income Fund III (PZC) 0.01 21900 NEW 12.28 10.87
Turkish Investment Fund (TKF) 0.01 18692 -18.00% 8.56 9.22
Nuveen Mortgage opportunity trm fd2 0.01 9143 NEW 22.31 0.00
Nuveen Ga Div Adv Mun Fd 2 0.01 10733 NEW 14.63 0.00
Latin American Discovery Fund (LDF) 0.01 12541 9.25 9.70
Delaware Inv Co Mun Inc Fd I 0.01 12034 NEW 15.71 0.00
BlackRock Florida Municipal 2020 Term Tr (BFO) 0.01 18507 NEW 15.13 15.09
Lazard World Dividend & Income Fund (LOR) 0.01 23631 +19.00% 9.01 12.48
Nuveen Calif Municpal Valu F 0.01 10790 NEW 17.79 0.00
Nuveen Va Premium Income Municipal Fund (NPV) 0.01 16728 NEW 14.89 13.39
Wendy's/arby's 0.01 10792 -20.00% 9.63 0.00
Cohen & Steers Ltd Dur Pfd I 0.01 9000 -27.00% 24.33 0.00
Blackrock Multi-sector Incom other 0.01 12848 -59.00% 16.58 0.00
Eaton Vance Fltg Rate In 0.01 16637 NEW 14.97 0.00
Singapore Fund 0.01 16041 -46.00% 9.04 0.00
Voya Prime Rate Trust sh ben int 0.01 37540 +244.00% 5.11 0.00
United Financial Ban 0.01 14133 NEW 12.95 0.00
Japan Equity Fund ietf 0.01 14200 NEW 7.68 0.00
Dws Municipal Income Trust 0.01 11490 NEW 14.45 0.00
Deutsche Strategic Municipal Income Trust 0.01 17735 NEW 14.32 0.00
Anthem 0.01 2126 +30.00% 131.23 0.00
Wec Energy Group Inc Com stock 0.01 3756 -3.00% 65.48 0.00
Nokia Corporation (NOK) 0.00 13166 +16.00% 5.76 7.66
First Horizon National Corporation (FHN) 0.00 442506 NEW 0.00 14.38
Danaos Corp Com Stk 0.00 14400 NEW 2.71 0.00
Gulf Resources (GFRE) 0.00 32600 NEW 1.53 0.00
Navios Maritime Acquis Corp shs 0.00 28900 NEW 1.56 0.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.00 13493 -88.00% 5.78 0.00
Credit Suisse AM Inc Fund (CIK) 0.00 22179 +68.00% 2.93 3.25
American Intl 0.00 207685 NEW 0.00 0.00
Utstarcom Holdings 0.00 23800 NEW 1.93 0.00

Past 13F-HR SEC Filings for RMB Capital Management