RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for March 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
iShares Russell 2000 Index (IWM) 2.29 317624 +202.00% 110.59 119.90
Financial Select Sector SPDR (XLF) 1.71 1.16M +3.00% 22.50 23.97
Cooper Companies (COO) 1.70 169134 153.97 182.47
Yadkin Finl Corp Com stock 1.67 1.08M +84.00% 23.67 0.00
Japan Smaller Capitalizaion Fund (JOF) 1.59 2.53M -3.00% 9.65 9.60
Danaher Corporation (DHR) 1.46 237352 -20.00% 94.47 84.59
SPDR S&P; 500 ETF (SPY) 1.42 106440 -19.00% 205.51 205.25
Genesee & Wyoming (GWR) 1.41 344449 +5.00% 62.70 102.48
Casella Waste Systems (CWST) 1.41 3.24M 6.70 4.67
IHS (IHS) 1.40 173715 +2.00% 124.16 111.86
Perrigo Company 1.39 167400 +81.00% 127.93 0.00
Cognizant Technology Solutions (CTSH) 1.35 330702 NEW 62.70 60.57
Discovery Communications (DISCK) 1.33 758205 +5.00% 27.00 31.23
United Rentals (URI) 1.29 318404 +27.00% 62.19 88.12
Nordson Corporation (NDSN) 1.26 255175 +3.00% 76.04 73.70
Align Technology (ALGN) 1.25 264048 +93.00% 72.69 57.05
Visa (V) 1.24 249349 76.48 266.74
NVR (NVR) 1.23 10861 +11.00% 1732.44 1330.70
West Pharmaceutical Services (WST) 1.21 267494 -22.00% 69.32 53.95
NeoGenomics (NGNM) 1.21 2.76M 6.74 0.00
priceline.com Incorporated (PCLN) 1.20 14272 +33.00% 1288.96 1190.00
Advance Auto Parts (AAP) 1.18 113013 160.34 147.03
TJX Companies (TJX) 1.17 228584 -21.00% 78.35 67.66
ANSYS (ANSS) 1.16 199962 -22.00% 89.46 85.06
U.S. Ban (USB) 1.15 433277 +43.00% 40.59 43.76
WisdomTree Japan Total Dividend Fd (DXJ) 1.07 376490 +17.00% 43.71 54.17
EOG Resources (EOG) 0.96 202342 NEW 72.58 86.44
Marsh & McLennan Companies (MMC) 0.95 239830 +33.00% 60.93 55.76
Alphabet Inc Class A cs 0.95 19011 -22.00% 763.75 0.00
Capital One Financial (COF) 0.93 205500 NEW 69.31 77.96
American Tower Reit 0.92 137425 -7.00% 102.37 0.00
Alphabet Inc Class C cs 0.92 18897 -6.00% 744.93 0.00
Apple (AAPL) 0.91 127487 +13.00% 109.24 123.28
Core Laboratories N.V. (CLB) 0.87 134329 NEW 100.00 105.11
Macy's (M) 0.84 291765 +17.00% 44.00 62.37
Middleby Corporation (MIDD) 0.84 120510 NEW 106.77 106.86
SPDR KBW Regional Banking (KRE) 0.84 342500 -35.00% 37.64 40.18
CME (CME) 0.83 132069 -5.00% 96.05 95.64
Lowe's Companies (LOW) 0.81 165106 -4.00% 75.55 73.15
First Republic Bank/san F 0.81 186330 -38.00% 66.64 0.00
Libbey (LBY) 0.80 659752 18.60 36.76
CVS Caremark Corporation (CVS) 0.79 116970 -4.00% 103.88 101.90
Schlumberger (SLB) 0.77 161175 -2.00% 73.75 81.67
Becton, Dickinson and (BDX) 0.76 76435 -3.00% 151.82 142.79
Microchip Technology (MCHP) 0.74 236137 +13.00% 48.20 49.28
Union Pacific Corporation (UNP) 0.73 141389 +6.00% 79.55 114.86
Illinois Tool Works (ITW) 0.72 108077 -5.00% 102.44 96.27
UniFirst Corporation (UNF) 0.72 101160 109.12 114.67
Accenture 0.70 92420 -3.00% 115.71 0.00
JPMorgan Chase & Co. (JPM) 0.68 175736 +151.00% 59.10 60.16
Watsco, Incorporated (WSO) 0.67 76913 -4.00% 134.74 117.82
Chevron Corporation (CVX) 0.63 101585 -4.00% 95.68 102.86
BNC Ban (BNCN) 0.62 450451 +24.00% 21.12 16.90
Allstate Corporation (ALL) 0.60 137000 NEW 67.37 68.72
RPM International (RPM) 0.59 191332 -2.00% 47.33 47.86
Multi-Color Corporation (LABL) 0.59 169955 +15.00% 53.35 66.34
Park Sterling Bk Charlott 0.57 1.32M +599.00% 6.67 0.00
Atlantic Cap Bancshares 0.57 629849 +59.00% 13.94 0.00
Bristol Myers Squibb (BMY) 0.55 132804 -4.00% 63.88 66.08
Morgan Stanley (MS) 0.55 336175 +12.00% 25.01 34.94
Boeing Company (BA) 0.52 62633 -2.00% 127.29 152.38
Amgen (AMGN) 0.52 52894 +1116.00% 149.92 153.92
Brown-Forman Corporation (BF.B) 0.51 79092 -14.00% 98.47 0.00
Diageo (DEO) 0.51 71904 -2.00% 109.09 110.91
AFLAC Incorporated (AFL) 0.50 121029 -4.00% 63.14 61.39
Hampton Roads Bankshares Inc C 0.49 4.22M +126.00% 1.77 0.00
Pimco Dynamic Credit Income other 0.49 432685 NEW 17.44 0.00
Wells Fargo & Company (WFC) 0.47 150092 +3.00% 48.36 53.90
Seaworld Entertainment 0.47 345487 +35.00% 21.06 0.00
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.46 179679 +144.00% 39.03 39.78
Southcoast Financial cmn 0.46 536474 +7.00% 13.05 0.00
Knowles 0.46 533888 13.18 0.00
MaxLinear (MXL) 0.44 361097 +2.00% 18.50 8.16
Asb Bancorp Inc Nc 0.44 276970 24.24 0.00
Cowen (COWN) 0.43 1.74M +224.00% 3.81 5.23
KapStone Paper and Packaging (KS) 0.41 453237 +12.00% 13.85 31.46
SPDR KBW Bank (KBE) 0.41 205500 +616.00% 30.37 33.12
Rio Tinto (RIO) 0.40 214738 NEW 28.27 42.40
GenMark Diagnostics (GNMK) 0.40 1.16M 5.27 11.94
State Street Corporation (STT) 0.39 103000 +4.00% 58.52 72.30
Farmer Brothers (FARM) 0.39 214813 27.87 23.95
Heritage Oaks Ban (HEOP) 0.38 744976 +302.00% 7.79 7.82
Masonite International 0.38 88441 65.50 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.38 117054 NEW 49.34 0.00
Ameris Ban (ABCB) 0.37 193621 +177.00% 29.58 25.60
Southern First Bancshares (SFST) 0.36 227687 +3.00% 24.41 16.93
S&W; Seed Company (SANW) 0.36 1.31M -14.00% 4.18 4.26
Centrue Financial 0.36 313654 17.40 0.00
Columbus McKinnon (CMCO) 0.34 334519 15.76 24.39
Mosaic 0.34 193000 NEW 27.00 0.00
Lands' End 0.34 202628 25.51 0.00
Liberty Global 0.34 151020 -11.00% 35.06 0.00
Bank of New York Mellon Corporation (BK) 0.33 137000 NEW 36.83 39.44
Orrstown Financial Services (ORRF) 0.33 288872 +4.00% 17.32 16.87
Beneficial Ban 0.33 372000 NEW 13.69 0.00
Emergent BioSolutions (EBS) 0.31 129672 +10.00% 36.35 28.38
Icad 0.31 935037 5.10 0.00
Hometrust Bancshares 0.31 260525 +5.00% 18.33 0.00
Opus Bank 0.31 138010 +4.00% 34.00 0.00
Triumph Ban 0.31 297590 15.83 0.00
Vale (VALE) 0.30 1.47M NEW 3.12 6.09
NASDAQ OMX (NDAQ) 0.30 69000 NEW 66.38 49.41
Via (VIA.B) 0.30 110298 +1256.00% 41.28 0.00
BB&T; Corporation (BBT) 0.30 137000 -30.00% 33.27 37.76
Atlantic Coast Financial Cor 0.30 760897 -6.00% 6.04 0.00
Connectone Banc 0.30 278913 NEW 16.35 0.00
Fidelity Southern Corporation (LION) 0.29 275564 +352.00% 16.04 15.86
Stonegate Bk Ft Lauderdale 0.29 148932 +49.00% 29.96 0.00
OceanFirst Financial (OCFC) 0.26 223821 NEW 17.68 16.55
Cavco Industries (CVCO) 0.26 41953 +67.00% 93.46 70.10
Tpg Specialty Lnding Inc equity 0.26 250000 NEW 16.13 0.00
Royal Caribbean Cruises 0.25 47147 +81.00% 82.15 0.00
Comerica Incorporated (CMA) 0.25 103000 NEW 37.87 45.57
TFS Financial Corporation (TFSL) 0.25 220000 NEW 17.37 14.38
Air Methods Corporation (AIRM) 0.24 102664 +13.00% 36.22 50.09
Southern National Banc. of Virginia (SONA) 0.24 306150 11.92 12.19
Horizon Global Corporation 0.24 287684 +13.00% 12.58 0.00
Bank Mutual Corporation (BKMU) 0.23 459457 7.57 7.15
National Bank Hldgsk 0.23 172087 NEW 20.39 0.00
Zions Bancorporation (ZION) 0.22 137500 +108.00% 24.20 26.82
PGT (PGTI) 0.22 344742 +12.00% 9.84 10.76
Craft Brewers Alliance (HOOK) 0.22 416523 +9.00% 8.23 0.00
Expedia 0.22 31432 +60.00% 107.82 0.00
Union Bankshares Corporation 0.22 138390 NEW 24.63 0.00
Evans Ban 0.21 135215 +60.00% 24.40 0.00
News 0.21 253363 -62.00% 12.77 0.00
Textura 0.21 176322 +48.00% 18.63 0.00
National Grid (NGG) 0.20 41964 71.42 63.76
Kinder Morgan 0.20 167850 +41.00% 17.98 0.00
Constellium Holdco B V cl a 0.20 588869 +13.00% 5.19 0.00
Continental Bldg Prods 0.20 162655 +2.00% 18.56 0.00
PNC Financial Services (PNC) 0.19 34500 -47.00% 84.58 93.21
SAP AG (SAP) 0.19 35006 81.33 67.42
Bank of the Ozarks (OZRK) 0.19 69228 -30.00% 41.96 36.25
ABB (ABB) 0.19 147212 +17.00% 19.43 20.21
Destination Xl 0.19 562654 +10.00% 5.17 0.00
Select Ban 0.19 360036 +9.00% 8.00 0.00
Dow Chemical Company (DOW) 0.18 54790 NEW 50.87 47.09
Full House Resorts (FLL) 0.18 1.89M 1.44 1.53
First Community Corporation (FCCO) 0.18 190130 14.42 11.77
Washingtonfirst Bankshares, In c 0.18 126915 21.85 0.00
GlaxoSmithKline (GSK) 0.17 64193 +17.00% 40.55 45.62
Unilever (UL) 0.17 59267 -35.00% 45.19 42.20
Hudson Technologies (HDSN) 0.17 785103 +14.00% 3.28 4.49
Bankwell Financial 0.17 131450 +5.00% 19.57 0.00
Live Oak Bancshares 0.17 174257 +82.00% 15.00 0.00
Sanofi-Aventis SA (SNY) 0.16 56732 +14.00% 43.17 47.19
Performance Sports 0.16 765000 +48.00% 3.18 0.00
First Fndtn 0.16 109845 +6.00% 22.43 0.00
Madison Square Garden Cl A 0.16 14725 +13.00% 166.47 0.00
Taiwan Semiconductor Mfg (TSM) 0.15 88722 26.10 23.50
HONDA MOTOR (HMC) 0.15 83278 +3.00% 27.34 33.26
Shore Bancshares (SHBI) 0.15 197391 11.98 9.00
Black Diamond 0.15 524638 -7.00% 4.52 0.00
BP (BP) 0.14 68196 +20.00% 30.47 38.44
American Express Company (AXP) 0.14 34500 NEW 61.39 79.39
Cincinnati Financial Corporation (CINF) 0.14 31980 65.35 52.08
Royal Dutch Shell (RDS.B) 0.14 44023 NEW 49.20 0.00
Telefonica S.A. (TEF) 0.14 189568 +51.00% 11.13 14.04
BlackRock Global Opportunities Equity Tr (BOE) 0.14 177150 NEW 11.88 13.61
First Ban (FBNC) 0.14 114413 +9.00% 18.85 16.52
First Bancshares (FBMS) 0.14 140910 15.63 16.67
Silvercrest Asset Mgmt Groupcl 0.14 169504 +14.00% 12.74 0.00
Seacoast Bkg Corp Fla 0.14 140633 15.79 0.00
Carolina Financial 0.14 117265 18.56 0.00
Equity Bancshares Cl-a 0.14 99999 +8.00% 21.00 0.00
Dentsply Sirona 0.14 35391 NEW 61.63 0.00
Syngenta AG (SYT) 0.13 23377 83.33 66.54
American Vanguard (AVD) 0.13 123776 -16.00% 15.78 10.04
Peapack-Gladstone Financial (PGC) 0.13 119310 +7.00% 16.90 20.75
Nuveen Mtg opportunity term fd 0.13 91315 +3.00% 22.48 0.00
State Street Bank Financial 0.13 101159 +29.00% 19.76 0.00
Manning & Napier Inc cl a 0.13 247960 8.07 0.00
Sun Bancorp Inc New Jers 0.13 94434 +37.00% 20.71 0.00
National Holdings 0.13 809125 +4.00% 2.39 0.00
Novartis AG (NVS) 0.12 26331 72.42 96.03
Financial Institutions (FISI) 0.12 63824 +7.00% 29.06 22.82
Eni S.p.A. (E) 0.12 59450 +18.00% 30.23 34.59
Eaton Vance Tax-advntg Glbl Di 0.12 126264 +491.00% 14.45 0.00
Northern Trust Corporation (NTRS) 0.11 26691 -71.00% 65.15 69.63
Affiliated Managers (AMG) 0.11 10856 162.40 209.73
Lloyds TSB (LYG) 0.11 433931 +156.00% 3.99 4.70
Rand Logistics (RLOG) 0.11 1.81M 0.95 3.13
Valeant Pharmaceuticals Int (VRX) 0.11 64332 NEW 25.64 205.82
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.11 15236 +50.00% 110.33 110.08
PowerShares S&P; 500 BuyWrite Portfol ETF (PBP) 0.11 87118 +13.00% 20.25 20.56
I.D. Systems (IDSY) 0.11 392858 4.34 5.90
Allegiance Bancshares 0.11 90695 +4.00% 18.37 0.00
Fiesta Restaurant 0.11 50134 +2.00% 32.77 0.00
Canon (CAJ) 0.10 58628 +11.00% 27.27 32.87
HEICO Corporation (HEI.A) 0.10 33027 -14.00% 47.60 0.00
iShares S&P; 500 Growth Index (IVW) 0.10 12938 -2.00% 115.86 113.07
Vanguard Europe Pacific ETF (VEA) 0.10 44497 35.89 39.04
Malvern Ban 0.10 92571 16.02 0.00
iShares MSCI EAFE Index Fund (EFA) 0.09 24272 -82.00% 57.14 62.56
Beacon Roofing Supply (BECN) 0.09 32610 -39.00% 41.00 27.51
Astec Industries (ASTE) 0.09 28195 -28.00% 46.67 42.40
Heritage Commerce (HTBK) 0.09 141848 10.01 8.38
China Mobile (CHL) 0.08 22567 55.44 63.03
Federal Signal Corporation (FSS) 0.08 92868 NEW 13.26 14.75
USG Corporation (USG) 0.08 48942 -11.00% 24.80 27.52
Verisk Analytics (VRSK) 0.08 15528 -31.00% 79.92 69.61
Whiting Petroleum Corporation (WLL) 0.08 152550 +354.00% 7.98 37.80
Cognex Corporation (CGNX) 0.08 32390 -16.00% 38.96 46.41
NTT DoCoMo (DCM) 0.08 51156 22.78 18.09
Belden (BDC) 0.08 19910 -13.00% 61.38 85.06
RMR Asia Pacific Real Estate Fund (RAP) 0.08 65134 NEW 19.30 0.00
Avenue Financial Hldngs 0.08 62979 -76.00% 19.37 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.07 32986 -66.00% 34.26 38.45
Berkshire Hathaway (BRK.B) 0.07 7835 +46.00% 141.82 0.00
Las Vegas Sands (LVS) 0.07 21137 +62.00% 52.04 52.42
Boston Private Financial Holdings (BPFH) 0.07 99605 +112.00% 11.45 12.24
Cardinal Financial Corporation (CFNL) 0.07 51310 NEW 20.35 19.05
Renasant (RNST) 0.07 34440 32.90 28.26
Adams Express Company (ADX) 0.07 78967 -9.00% 12.65 13.84
Porter Ban (PBIB) 0.07 886164 1.21 0.94
Boulder Growth & Income Fund (BIF) 0.07 127815 NEW 7.86 8.56
Ashford Hospitality Tr Inc cv pfd ser e 0.07 41881 NEW 23.90 0.00
Performant Finl 0.07 656839 +36.00% 1.70 0.00
Vodafone Group New Adr F 0.07 31477 +14.00% 32.04 0.00
TOTAL S.A. (TOT) 0.06 19302 +12.00% 45.42 48.03
ABIOMED (ABMD) 0.06 10150 NEW 94.78 58.77
Banco Santander, S.A. (STD) 0.06 219026 +18.00% 4.36 0.00
NBT Ban (NBTB) 0.06 36780 26.94 23.73
iShares Russell 3000 Index (IWV) 0.06 7256 -94.00% 120.87 122.37
Calamos Strategic Total Return Fund (CSQ) 0.06 103656 -50.00% 9.51 11.30
John Hancock Tax-Advantage Dvd Incom Fd. (HTD) 0.06 38064 NEW 22.80 20.99
Royce Value Trust (RVT) 0.06 83832 -55.00% 11.70 14.19
Powershares Senior Loan Portfo mf 0.06 39731 -85.00% 22.70 0.00
Rollins (ROL) 0.05 29650 NEW 27.12 22.17
DeVry (DV) 0.05 45950 +94.00% 17.28 35.10
Old Second Ban (OSBC) 0.05 110370 +4.00% 7.17 5.29
Peoples Ban (PEBO) 0.05 38775 NEW 19.55 23.94
Central Garden & Pet (CENTA) 0.05 50673 NEW 16.28 9.88
Alpine Global Premier Properties Fund (AWP) 0.05 138403 +38.00% 5.59 6.72
AllianceBernstein Global Hgh Incm Fd (AWF) 0.05 67363 -43.00% 11.65 12.60
Eaton Vance Limited Duration Income Fund (EVV) 0.05 60353 -52.00% 13.17 14.26
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.05 120298 +370.00% 5.92 0.00
PIMCO Income Opportunity Fund (PKO) 0.05 38077 -4.00% 20.75 25.61
Templeton Emerging Markets (EMF) 0.05 71492 NEW 10.81 15.02
Nuveen Ins Ny Tx Fr Adv Mun 0.05 62562 +379.00% 13.44 0.00
Western Asset Global Cp Defi 0.05 48168 -3.00% 16.48 0.00
Old Line Bancshares (OLBK) 0.05 41743 +10.00% 18.04 14.93
Johnson & Johnson (JNJ) 0.04 5881 +20.00% 108.28 98.55
India Fund (IFN) 0.04 24614 -69.00% 22.95 28.97
Kroger (KR) 0.04 14976 38.26 74.09
iShares S&P; 500 Index (IVV) 0.04 3149 206.73 205.96
Starbucks Corporation (SBUX) 0.04 9060 59.71 92.23
Lennar Corporation (LEN.B) 0.04 16910 NEW 38.73 0.00
Liberty All-Star Equity Fund (USA) 0.04 115153 -70.00% 4.97 5.78
Saratoga Investment (SAR) 0.04 42231 +32.00% 15.68 15.84
Peoples Bancorp of North Carolina (PEBK) 0.04 32400 18.61 18.53
BlackRock Credit All Inc Trust IV (BTZ) 0.04 54233 12.52 13.18
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.04 54001 +5.00% 12.22 13.51
Clough Global Allocation Fun 0.04 50874 NEW 11.62 0.00
First Tr High Income L/s Fd 0.04 44410 -38.00% 14.61 0.00
Endocyte 0.04 217885 3.10 0.00
Facebook Inc cl a 0.04 4968 113.99 0.00
Comcast Corporation (CMCSA) 0.03 6883 61.02 58.60
Microsoft Corporation (MSFT) 0.03 8854 +22.00% 55.20 42.00
Exxon Mobil Corporation (XOM) 0.03 5479 83.59 84.57
Home Depot (HD) 0.03 3508 133.41 113.11
Pfizer (PFE) 0.03 16563 +8.00% 29.64 33.78
Teva Pharmaceutical Industries (TEVA) 0.03 7255 -46.00% 53.50 57.77
Walt Disney Company (DIS) 0.03 4293 +18.00% 99.60 103.60
Norfolk Southern (NSC) 0.03 5122 83.17 108.18
Morgan Stanley India Investment Fund (IIF) 0.03 16915 -77.00% 25.01 28.81
AT&T; (T) 0.03 10239 +20.00% 39.08 32.70
Acxiom Corporation (ACXM) 0.03 23556 NEW 21.44 18.94
Greif (GEF) 0.03 12894 -15.00% 32.73 36.08
Pepsi (PEP) 0.03 4846 +35.00% 102.68 93.96
Gabelli Global Multimedia Trust (GGT) 0.03 73136 +37.00% 7.34 9.57
Oracle Corporation (ORCL) 0.03 11977 40.91 41.62
Celgene Corporation (CELG) 0.03 4509 -93.00% 100.00 118.26
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.03 18971 NEW 25.46 0.00
Vanguard Dividend Appreciation ETF (VIG) 0.03 4887 81.24 80.49
Korea Fd 0.03 13806 NEW 32.52 0.00
Pure Cycle Corporation (PCYO) 0.03 107000 4.51 4.24
iShares S&P; Global Utilities Sector (JXI) 0.03 10897 NEW 48.09 44.94
Putnam Municipal Opportunities Trust (PMO) 0.03 34969 NEW 12.70 12.16
First Trust Enhanced Equity Income Fund (FFA) 0.03 40432 -65.00% 12.74 14.54
Avenue Income Cr Strat 0.03 37534 -41.00% 10.95 0.00
Delphi Automotive Plc shs 0.03 5457 +18.00% 75.03 0.00
Blackrock Multi-sector Incom other 0.03 31839 NEW 15.80 0.00
Alpine Total Dyn Fd New cefs 0.03 71101 -84.00% 7.50 0.00
Time Warner Cable (TWC) 0.02 1659 204.34 154.39
Discover Financial Services (DFS) 0.02 7136 +17.00% 50.97 58.01
Caterpillar (CAT) 0.02 3690 +12.00% 76.42 79.57
General Electric Company (GE) 0.02 10289 +30.00% 31.78 25.35
Tyson Foods (TSN) 0.02 4337 -2.00% 66.64 37.76
McKesson Corporation (MCK) 0.02 1891 157.06 221.98
Honeywell International (HON) 0.02 2219 -3.00% 111.87 100.92
UnitedHealth (UNH) 0.02 2895 +35.00% 129.10 113.33
EMC Corporation (EMC) 0.02 10750 +3.00% 26.58 26.24
Amazon (AMZN) 0.02 408 593.14 372.62
Wynn Resorts (WYNN) 0.02 3386 NEW 93.34 128.14
America Movil SAB de CV (AMOV) 0.02 18589 NEW 15.49 19.62
Vanguard Emerging Markets ETF (VWO) 0.02 9248 NEW 34.60 39.44
Morgan Stanley Emerging Markets Fund (MSF) 0.02 20451 NEW 13.20 14.45
iShares Dow Jones US Financial (IYF) 0.02 3110 NEW 84.57 88.01
Nuveen Diversified Dividend & Income Fd. (JDD) 0.02 21997 -7.00% 10.96 12.05
Blackrock Muniyield Quality Fund II (MQT) 0.02 20134 NEW 14.01 13.36
Calamos Global Dynamic Income Fund (CHW) 0.02 42151 -66.00% 7.02 8.70
Invesco Van Kampen Municipal Trust (VKQ) 0.02 27744 NEW 13.34 12.65
Managed Duration Invtmt Grd Mun Fund (MZF) 0.02 22377 NEW 13.94 13.66
Nuveen Munpl Markt Opp Fund (NMO) 0.02 23748 NEW 14.23 13.47
Nuveen Select Tax Free Incom Portfolio 2 (NXQ) 0.02 17016 NEW 14.10 13.84
Nuveen Mun High Income Opp F 0.02 23841 NEW 13.97 0.00
Nuveen Select Tax-Free Incom Portfolio 3 (NXR) 0.02 23159 NEW 14.90 14.42
Cohen & Steers Slt Pfd Incm 0.02 14712 NEW 25.29 0.00
Nuveen Enhanced Mun Value Fd 0.02 21353 NEW 15.97 0.00
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.02 33157 -54.00% 9.14 11.30
Cohen and Steers Global Income Builder (INB) 0.02 42412 NEW 8.77 11.97
Morgan Stanley Emerging Markets Debt (MSD) 0.02 35238 NEW 8.77 9.30
Nuveen Mun Value Fd 2 0.02 16244 NEW 17.98 0.00
Powershares Kbw Bank Etf 0.02 8800 33.07 0.00
Market Vectors Semiconductor E 0.02 5700 NEW 55.09 0.00
Cohen & Steers Ltd Dur Pfd I 0.02 12436 -75.00% 23.00 0.00
Singapore Fund 0.02 30118 NEW 9.00 0.00
Voya Emerging Markets High I etf 0.02 34052 NEW 7.75 0.00
Ims Health Holdings 0.02 9805 NEW 26.61 0.00
Deutsche High Income Opport 0.02 25478 NEW 13.34 0.00
Wec Energy Group Inc Com stock 0.02 3895 NEW 60.05 0.00
Nielsen Hldgs Plc Shs Eur stock 0.02 5732 52.75 0.00
Canadian Natl Ry 0.01 3419 -5.00% 64.71 0.00
United Parcel Service (UPS) 0.01 1917 NEW 106.67 99.32
Autodesk (ADSK) 0.01 3908 +9.00% 58.34 60.20
Travelers Companies (TRV) 0.01 1775 116.62 105.54
Lockheed Martin Corporation (LMT) 0.01 916 NEW 221.62 197.87
Merck & Co (MRK) 0.01 4041 NEW 52.96 56.20
Biogen Idec (BIIB) 0.01 805 260.87 415.20
Omni (OMC) 0.01 2406 NEW 83.13 76.16
Radio One (ROIAK) 0.01 54000 NEW 1.43 2.50
Rush Enterprises (RUSHA) 0.01 10745 -79.00% 18.24 25.98
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.01 20736 -53.00% 7.91 9.03
Alerian Mlp Etf 0.01 14544 NEW 10.93 0.00
Gabelli Dividend & Income Trust (GDV) 0.01 10052 -61.00% 18.40 21.05
Howard Hughes (HHC) 0.01 1951 102.04 143.75
BlackRock Corporate High Yield Fund VI, (HYT) 0.01 19600 NEW 9.95 11.27
New America High Income Fund I 0.01 24893 NEW 8.07 0.00
General American Investors (GAM) 0.01 6434 NEW 31.24 34.90
ISHARES TR MSCI Small Cap msci small cap 0.01 4210 -7.00% 49.88 0.00
Western Asset Income Fund (PAI) 0.01 11261 NEW 13.59 13.70
Nuveen Quality Preferred Income Fund (JTP) 0.01 26265 NEW 8.34 8.59
BlackRock LT Municipal Advantage Trust (BTA) 0.01 14352 NEW 11.91 11.40
Lazard Global Total Return & Income Fund (LGI) 0.01 15256 -60.00% 12.45 15.81
Nuveen California Municipal Value Fund (NCA) 0.01 20276 NEW 11.00 10.55
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 26456 -91.00% 7.52 8.19
Dreyfus Municipal Income (DMF) 0.01 14437 NEW 9.70 9.69
Eaton Vance Municipal Bond Fund (EIM) 0.01 15754 -29.00% 13.33 12.71
Guggenheim Enhanced Equity Income Fund. (GPM) 0.01 18530 -30.00% 7.29 8.35
Pimco Municipal Income Fund III (PMX) 0.01 11494 NEW 12.09 11.24
Putnam Managed Municipal Income Trust (PMM) 0.01 23295 -30.00% 7.64 7.30
Western Asset Premier Bond Fund (WEA) 0.01 15118 NEW 12.57 14.39
Western Asset Worldwide Income Fund (SBW) 0.01 15676 NEW 10.40 11.16
Global High Income Fund (GHI) 0.01 10106 NEW 8.71 8.55
Western Asset Intm Muni Fd I 0.01 10630 NEW 10.35 0.00
Swiss Helvetia Fund (SWZ) 0.01 13644 +5.00% 10.19 11.23
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.01 11150 NEW 12.56 12.04
Turkish Investment Fund (TKF) 0.01 23040 NEW 9.16 9.22
Mexico Equity and Income Fund (MXE) 0.01 17347 NEW 11.24 11.84
Latin American Discovery Fund (LDF) 0.01 12522 NEW 8.78 9.70
Nuveen NY Municipal Value (NNY) 0.01 22772 NEW 10.10 9.86
Lazard World Dividend & Income Fund (LOR) 0.01 19816 NEW 9.03 12.48
Cbre Clarion Global Real Estat re 0.01 15756 -91.00% 7.81 0.00
Wendy's/arby's 0.01 13537 10.90 0.00
Blackrock Res & Commodities Strategy Tr Shs 0.01 25500 -93.00% 7.22 0.00
Brookfield Global Listed 0.01 17752 NEW 11.32 0.00
Abbvie 0.01 3662 -64.00% 57.08 0.00
Ladder Capital Corp Class A 0.01 11692 NEW 12.49 0.00
Voya Natural Res Eq Inc Fund 0.01 18100 NEW 5.64 0.00
Voya Infrastructure Industrial & Materia 0.01 15350 NEW 12.44 0.00
Anthem 0.01 1631 139.18 0.00
Fibrogen 0.01 10000 NEW 21.30 0.00
Nokia Corporation (NOK) 0.00 11319 -15.00% 6.02 7.66
Radio One (ROIA) 0.00 23508 NEW 1.45 2.60
Ceragon Networks 0.00 10880 NEW 1.29 0.00
Liberty All-Star Growth Fund (ASG) 0.00 12314 NEW 4.06 5.11
Invesco Van Kampen Senior Income Trust (VVR) 0.00 11200 -32.00% 4.02 4.77
Credit Suisse AM Inc Fund (CIK) 0.00 13192 +15.00% 2.88 3.25
Carolina Trust Bank (CART) 0.00 10184 5.89 5.37
Voya Prime Rate Trust sh ben int 0.00 10900 NEW 5.05 0.00
Navios Maritime Holdings stock 0.00 10430 NEW 3.93 0.00

Past 13F-HR SEC Filings for RMB Capital Management