RMB Capital Management, LLC

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are SPY, IWM, AAPL, PCLN, CTSH, and represent 10.21% of RMB Capital Management's stock portfolio.
  • Added to shares of these 1 stocks: Porter Ban.
  • RMB Capital Management was a net buyer of stock by $3.45M.
  • RMB Capital Management has $1.86B in assets under management (AUM), growing by 0.19%.

RMB Capital Management portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
SPDR S&P; 500 ETF (SPY) 3.38 280785 223.53 234.28
iShares Russell 2000 Index (IWM) 2.41 332001 134.86 134.00
Apple (AAPL) 1.85 296844 115.82 141.42
priceline.com Incorporated (PCLN) 1.31 16552 1466.05 1751.99
Cognizant Technology Solutions (CTSH) 1.28 423805 56.03 59.46
Cooper Companies (COO) 1.24 131880 174.93 199.79
JPMorgan Chase & Co. (JPM) 1.21 260847 86.29 87.53
Casella Waste Systems (CWST) 1.18 1.77M 12.41 12.83
Alphabet Inc Class C cs 1.18 28488 771.83 0.00
Alliance Data Systems Corporation (ADS) 1.15 93600 228.50 240.87
Align Technology (ALGN) 1.15 221764 96.13 111.99
Capital One Financial (COF) 1.14 243000 87.23 83.68
Visa (V) 1.14 271869 78.02 88.52
Ihs Markit Ltd Shs stock 1.14 597632 35.41 0.00
Genesee & Wyoming (GWR) 1.12 299032 69.41 65.59
NVR (NVR) 1.11 12336 1669.02 2038.12
First Republic Bank/san F 1.08 217490 92.14 0.00
Alphabet Inc Class A cs 1.06 24735 793.23 0.00
Japan Smaller Capitalizaion Fund (JOF) 1.02 1.94M 9.72 10.58
Discovery Communications (DISCK) 1.01 701694 26.78 27.00
Financial Select Sector SPDR (XLF) 1.01 810000 23.25 23.52
SPDR KBW Regional Banking (KRE) 0.97 324000 55.57 52.59
iShares Russell 3000 Index (IWV) 0.94 130895 132.98 139.23
Xenith Bankshares 0.92 609808 28.20 0.00
EOG Resources (EOG) 0.90 165396 101.10 94.65
Atlantic Cap Bancshares 0.90 879184 19.00 0.00
Morgan Stanley (MS) 0.88 389071 42.25 42.21
Danaher Corporation (DHR) 0.88 209073 77.84 86.32
WisdomTree Japan Total Dividend Fd (DXJ) 0.87 327326 49.54 50.43
Servicemaster Global 0.87 430827 37.67 0.00
U.S. Ban (USB) 0.84 303606 51.37 52.60
NeoGenomics (NGNM) 0.84 1.83M 8.57 0.00
Middleby Corporation (MIDD) 0.83 119988 128.81 135.62
Nordson Corporation (NDSN) 0.83 137499 112.05 122.32
Steris 0.80 221528 67.39 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.79 418589 35.03 39.70
Microchip Technology (MCHP) 0.78 225425 64.15 73.50
BNC Ban (BNCN) 0.78 454933 31.90 33.05
Core Laboratories N.V. (CLB) 0.77 118915 120.04 109.65
Schlumberger (SLB) 0.77 169713 83.95 78.38
TJX Companies (TJX) 0.75 185777 75.13 78.64
American Tower Reit 0.75 132184 105.68 0.00
Advance Auto Parts (AAP) 0.74 81180 169.12 151.27
Chevron Corporation (CVX) 0.72 114046 117.70 108.39
CVS Caremark Corporation (CVS) 0.72 170503 78.91 78.46
Becton, Dickinson and (BDX) 0.72 80477 165.55 182.64
Macquarie Infrastructure Company (MIC) 0.72 162849 81.70 79.25
Park Sterling Bk Charlott 0.72 1.24M 10.79 0.00
Equity Bancshares Cl-a 0.72 395267 33.64 0.00
CME (CME) 0.69 111333 115.35 119.33
United Rentals (URI) 0.68 119779 105.58 120.38
Union Pacific Corporation (UNP) 0.67 119531 103.68 104.06
Libbey (LBY) 0.67 644264 19.46 13.71
American Express Company (AXP) 0.65 162000 74.07 77.67
Amgen (AMGN) 0.65 82571 146.21 167.45
Lowe's Companies (LOW) 0.64 166559 71.12 82.35
UniFirst Corporation (UNF) 0.64 83160 143.65 134.75
Sun Bancorp Inc New Jers 0.63 451970 26.00 0.00
AFLAC Incorporated (AFL) 0.62 165329 69.69 71.64
Guaranty Bancorp Del 0.62 475153 24.20 0.00
Accenture 0.60 95477 117.13 0.00
Bristol Myers Squibb (BMY) 0.59 187648 58.44 56.36
Ritchie Bros. Auctioneers Inco 0.58 319194 34.00 0.00
American International (AIG) 0.57 162000 65.31 61.24
Triumph Ban 0.57 406204 26.15 0.00
KapStone Paper and Packaging (KS) 0.54 453237 22.05 23.55
Aspen Technology (AZPN) 0.53 180040 54.68 57.56
GenMark Diagnostics (GNMK) 0.53 801865 12.24 13.02
Watsco, Incorporated (WSO) 0.52 65347 148.12 145.26
Wells Fargo & Company (WFC) 0.51 172771 55.15 55.33
Marsh & McLennan Companies (MMC) 0.50 138746 67.59 74.44
Columbus McKinnon (CMCO) 0.49 334519 27.04 24.05
Seaworld Entertainment 0.49 482987 18.93 0.00
SPDR KBW Bank (KBE) 0.47 201261 43.48 41.67
Berkshire Hathaway (BRK.B) 0.45 51196 162.98 0.00
Cardinal Health (CAH) 0.44 113811 71.97 81.64
Opus Bank 0.44 273401 30.05 0.00
Southern First Bancshares (SFST) 0.42 218429 36.00 32.45
BB&T; Corporation (BBT) 0.41 162000 47.02 44.09
Fidelity Southern Corporation (LION) 0.41 325062 23.67 20.65
TD Ameritrade Holding (AMTD) 0.38 162000 43.60 37.98
RPM International (RPM) 0.37 129532 53.83 54.34
Diageo (DEO) 0.37 65652 103.94 116.37
Illinois Tool Works (ITW) 0.37 56484 122.46 133.85
Carnival (CUK) 0.37 132654 51.19 57.00
Evans Bancorp Inc 0.37 219400 31.55 0.00
Fifth Third Ban (FITB) 0.36 250629 27.00 24.84
Central Garden & Pet (CENTA) 0.36 219402 30.90 33.57
Heritage Oaks Ban (HEOP) 0.36 548432 12.33 12.11
Asb Bancorp Inc Nc 0.36 224470 29.75 0.00
Fox News 0.36 247529 27.25 0.00
Veritex Hldgs 0.36 248290 26.71 0.00
Centrue Financial 0.36 313654 21.30 0.00
Cowen Group Inc New Cl A New stock 0.36 428655 15.50 0.00
Exxon Mobil Corporation (XOM) 0.34 69758 90.25 81.76
Craft Brewers Alliance (HOOK) 0.34 376523 16.90 0.00
S&W; Seed Company (SANW) 0.34 1.38M 4.60 4.35
Mosaic Co New 0.34 218000 29.33 0.00
Liberty Global 0.34 294943 21.17 0.00
Ford Motor Company (F) 0.32 491210 12.13 11.77
First Bancshares (FBMS) 0.32 216730 27.50 28.00
First Community Corporation (FCCO) 0.31 317545 18.05 22.31
Atlantic Coast Financial Cor 0.31 835547 6.80 0.00
Masonite International 0.31 88166 65.80 0.00
Bank Of America Corporation preferred 0.30 4765 1166.84 0.00
Porter Ban 0.30 457233 +157.00% 12.32 0.00
iShares NASDAQ Biotechnology Index (IBB) 0.29 20540 265.38 289.92
Full House Resorts (FLL) 0.29 2.27M 2.40 2.34
First Fndtn 0.28 181085 28.50 0.00
General Electric Company (GE) 0.27 157094 31.60 29.53
United Financial Ban 0.27 277135 18.16 0.00
Select Ban 0.27 502230 9.85 0.00
Chipotle Mexican Grill (CMG) 0.26 12569 377.36 416.31
Bankwell Financial 0.26 145950 32.50 0.00
PNC Financial Services (PNC) 0.25 40500 116.96 118.65
Principal Financial (PFG) 0.25 81000 57.86 61.90
Royal Caribbean Cruises Ltd. 0.25 55697 82.03 0.00
Kinder Morgan Inc. 0.25 223834 20.71 0.00
Home Depot (HD) 0.24 33545 134.09 147.36
Emergent BioSolutions (EBS) 0.24 136093 32.84 29.37
iShares MSCI South Korea Index Fund (EWY) 0.24 85074 53.22 62.35
Southern National Banc. of Virginia (SONA) 0.24 276373 16.34 15.86
Costco Wholesale Corporation (COST) 0.23 26849 160.12 167.68
Seacoast Bkg Corp Fla 0.23 195848 22.06 0.00
Hartford Financial Services (HIG) 0.21 81000 47.65 47.80
Bank of New York Mellon Corporation (BK) 0.21 81000 47.38 46.16
Walt Disney Company (DIS) 0.21 36792 104.21 112.08
Cogent Communications (CCOI) 0.21 95447 41.35 42.35
Old Line Bancshares (OLBK) 0.21 166440 23.98 27.04
Ralph Lauren Corp 0.21 42500 90.33 0.00
Liberty Broadband Corporation 0.21 54552 72.46 0.00
McDonald's Corporation (MCD) 0.20 30737 121.71 129.10
Farmer Brothers (FARM) 0.20 103622 36.70 33.55
Paragon Commercial Corporation 0.20 84416 43.72 0.00
Fb Finl 0.20 141130 25.95 0.00
Royal Dutch Shell (RDS.A) 0.19 63980 54.38 0.00
Starbucks Corporation (SBUX) 0.19 64274 55.51 55.89
Amazon (AMZN) 0.19 4618 749.89 848.06
MaxLinear (MXL) 0.19 165442 21.80 25.94
Expedia 0.19 31728 113.28 0.00
Silvercrest Asset Mgmt Groupcl 0.19 274272 13.15 0.00
Connectone Banc 0.19 133783 25.95 0.00
Horizon Global Corporation 0.19 149300 24.00 0.00
Air Methods Corporation (AIRM) 0.18 105482 31.85 42.90
Trupanion 0.18 218682 15.52 0.00
Microsoft Corporation (MSFT) 0.17 51777 62.13 65.03
Charles Schwab Corporation (SCHW) 0.17 81000 39.47 40.16
Centene Corporation (CNC) 0.17 54431 56.51 68.01
Cavco Industries (CVCO) 0.17 31252 99.87 115.90
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.17 573592 5.51 0.00
Icad 0.17 1.00M 3.24 0.00
Continental Bldg Prods 0.17 136503 23.10 0.00
Dow Chemical Company (DOW) 0.16 53190 57.23 62.79
Rio Tinto (RIO) 0.16 78959 38.46 41.56
Stonegate Bk Ft Lauderdale 0.16 70921 41.74 0.00
Powershares Senior Loan Portfo mf 0.16 130472 23.36 0.00
Paypal Holdings 0.16 76683 39.47 0.00
Dentsply Sirona 0.16 50802 57.73 0.00
Progressive Corporation (PGR) 0.15 81000 35.49 39.80
Dominion Resources (D) 0.15 37444 76.59 78.65
Hudson Technologies (HDSN) 0.15 340577 8.01 6.25
Hometrust Bancshares 0.15 108284 25.90 0.00
UnitedHealth (UNH) 0.14 16613 160.06 167.03
AMER (UHAL) 0.14 6871 369.52 370.21
BlackRock Global Opportunities Equity Tr (BOE) 0.14 226946 11.57 12.34
Eaton Vance Tax-advntg Glbl Di 0.14 189045 14.07 0.00
Brown-Forman Corporation (BF.B) 0.13 55044 44.93 0.00
TFS Financial Corporation (TFSL) 0.13 126050 19.04 16.41
Knowles 0.13 139443 16.71 0.00
National Holdings 0.13 883877 2.68 0.00
Northern Trust Corporation (NTRS) 0.12 25891 89.07 86.57
Verizon Communications (VZ) 0.12 41528 53.39 49.71
Pepsi (PEP) 0.12 20642 104.64 112.02
American Vanguard (AVD) 0.12 115400 19.15 15.80
Multi-Color Corporation (LABL) 0.12 28610 77.60 69.70
Vanguard Total Bond Market ETF (BND) 0.12 26951 80.78 81.04
Bank of America Corporation (BAC) 0.11 89746 22.10 22.94
Regeneron Pharmaceuticals (REGN) 0.11 5818 367.14 369.14
EnerNOC (ENOC) 0.11 348800 6.00 5.30
Western Asst High Incm Opprtnty Fnd (HIO) 0.11 420527 4.99 5.05
Liberty Media Corp Del Com Ser 0.11 63712 31.34 0.00
Corning Incorporated (GLW) 0.10 73000 24.27 27.35
Johnson & Johnson (JNJ) 0.10 15536 115.22 126.26
Eaton Vance Enhanced Equity Income Fund (EOI) 0.10 149316 12.40 12.95
Atlantic Power Corporation (ATP) 0.10 750000 2.50 0.00
Source Capital (SOR) 0.10 53123 35.95 37.54
Performant Finl 0.10 821100 2.35 0.00
Cognex Corporation (CGNX) 0.09 26590 63.63 79.48
Greenhill & Co (GHL) 0.09 62950 27.70 28.65
NuVasive (NUVA) 0.09 25800 67.36 74.55
Astec Industries (ASTE) 0.09 24300 67.45 60.54
HEICO Corporation (HEI.A) 0.09 25359 67.90 0.00
Vanguard Europe Pacific ETF (VEA) 0.09 44497 36.54 39.14
Western Asset Emerging Mrkts Dbt Fnd (ESD) 0.09 108519 14.71 14.97
Comcast Corporation (CMCSA) 0.08 22547 69.06 37.04
Affiliated Managers (AMG) 0.08 10765 145.29 159.22
AT&T; (T) 0.08 36135 42.53 41.65
Everest Re Group Ltd. 0.08 6625 216.45 0.00
Federal Signal Corporation (FSS) 0.08 90895 15.61 13.62
Merck & Co (MRK) 0.08 23865 58.87 63.50
Whiting Petroleum Corporation (WLL) 0.08 129250 12.02 8.42
MetLife (MET) 0.08 27450 53.88 51.77
Unilever (UL) 0.08 38565 40.71 50.15
iShares S&P; 500 Growth Index (IVW) 0.08 12938 121.81 131.23
Tri-Continental Corporation (TY) 0.08 63998 22.05 22.89
Advent Claymore Convertible Sec & Inc Fd (AVK) 0.08 96402 14.68 15.34
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.08 162685 8.95 0.00
Randolph Ban 0.08 87425 16.12 0.00
Northrop Grumman Corporation (NOC) 0.07 5702 232.55 241.14
DeVry (DV) 0.07 38750 31.20 32.95
International Business Machines (IBM) 0.07 7866 166.03 174.78
Gilead Sciences (GILD) 0.07 18695 71.62 67.83
Belden (BDC) 0.07 17174 74.76 67.87
Rand Logistics (RLOG) 0.07 1.61M 0.83 0.58
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.07 122265 10.35 11.07
Eaton Vance Limited Duration Income Fund (EVV) 0.07 93634 13.72 13.90
Blackrock Muniassets Fund (MUA) 0.07 92217 13.47 13.88
I.D. Systems (IDSY) 0.07 228449 5.42 6.85
Citigroup Inc 0.07 22793 59.45 0.00
Ares Dynamic Cr Allocation 0.07 90876 15.08 0.00
Blackrock Multi-sector Incom other 0.07 83405 16.49 0.00
Caterpillar (CAT) 0.06 12945 92.78 92.43
Rollins (ROL) 0.06 32200 33.79 36.03
Allstate Corporation (ALL) 0.06 16066 74.13 81.38
United Technologies Corporation (UTX) 0.06 10489 109.64 111.93
Beacon Roofing Supply (BECN) 0.06 25860 46.06 49.33
Verisk Analytics (VRSK) 0.06 14358 81.14 80.03
ABIOMED (ABMD) 0.06 9250 112.65 123.47
Hexcel Corporation (HXL) 0.06 22500 51.42 52.96
PDF Solutions (PDFS) 0.06 53150 22.56 21.70
Asa Limited shs 0.06 107693 11.04 0.00
PowerShares S&P; 500 BuyWrite Portfol ETF (PBP) 0.06 52966 21.28 21.89
Peoples Bancorp of North Carolina (PEBK) 0.06 47044 25.06 28.50
Macquarie/First Trust Global Infrstrctre (MFD) 0.06 97141 11.41 12.18
State Street Bank Financial 0.06 42726 26.87 0.00
Facebook Inc cl a 0.06 10107 115.17 0.00
Independent Bank 0.06 17886 62.40 0.00
Avinger 0.06 303452 3.70 0.00
Liberty Media Corp Delaware Com A Braves Grp 0.06 50284 20.48 0.00
Brookfield Real Assets Incom shs ben int 0.06 54057 22.31 0.00
Pfizer (PFE) 0.05 25769 32.48 34.47
Edwards Lifesciences (EW) 0.05 10700 93.74 93.47
Kimberly-Clark Corporation (KMB) 0.05 8214 114.07 132.84
Las Vegas Sands (LVS) 0.05 16722 53.40 55.86
Williams Companies (WMB) 0.05 32000 31.12 28.44
Ferrellgas Partners (FGP) 0.05 130000 6.77 5.76
Vanguard Emerging Markets ETF (VWO) 0.05 26436 35.78 40.08
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.05 82812 12.14 12.25
Templeton Emerging Markets (EMF) 0.05 80979 12.09 14.00
Aberdeen Chile Fund (CH) 0.05 162864 5.96 6.74
Cbre Clarion Global Real Estat re 0.05 130078 7.30 0.00
Constellium Holdco B V cl a 0.05 166946 5.90 0.00
Voya Global Eq Div & Pr Opp Fd 0.05 128233 6.78 0.00
Ing Global Advantage And Premium Opportunity Fund 0.05 102411 9.83 0.00
Discover Financial Services (DFS) 0.04 10868 72.05 67.66
Devon Energy Corporation (DVN) 0.04 16400 45.67 39.34
Abbott Laboratories (ABT) 0.04 21736 38.42 44.81
Altria (MO) 0.04 11866 67.59 75.07
iShares S&P; 500 Index (IVV) 0.04 3668 224.92 236.78
Renasant (RNST) 0.04 18280 42.23 38.33
SPDR S&P; Biotech (XBI) 0.04 13000 59.15 68.42
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.04 87157 8.85 8.75
New Germany Fund (GF) 0.04 60290 13.07 14.27
Nuveen Equity Premium Income Fund (JPZ) 0.04 62338 12.72 13.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.04 84162 8.02 8.44
BlackRock Credit All Inc Trust IV (BTZ) 0.04 54236 12.96 12.88
Blackrock Muniyield Ariz Fd Com 0.04 56208 14.46 0.00
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.04 47201 14.09 14.02
Cohen and Steers Global Income Builder (INB) 0.04 84670 8.53 8.99
Nuveen Conn Prem Income Mun sh ben int 0.04 63984 12.28 0.00
Abbvie 0.04 10408 62.64 0.00
Alpine Total Dyn Fd New cefs 0.04 109099 7.58 0.00
Norfolk Southern (NSC) 0.03 4629 108.01 111.77
Acxiom Corporation (ACXM) 0.03 23556 26.79 27.66
Kroger (KR) 0.03 14976 34.52 28.96
Colgate-Palmolive Company (CL) 0.03 7337 65.42 73.68
Procter & Gamble Company (PG) 0.03 6670 84.11 90.99
Weyerhaeuser Company (WY) 0.03 17996 30.12 33.16
iShares MSCI EAFE Index Fund (EFA) 0.03 10290 57.73 61.83
Marriott International (MAR) 0.03 7009 82.61 92.14
Oracle Corporation (ORCL) 0.03 14061 38.48 44.79
Entergy Corporation (ETR) 0.03 8000 73.50 76.52
Humana (HUM) 0.03 2280 203.95 213.33
Hain Celestial (HAIN) 0.03 13000 39.00 36.87
America Movil SAB de CV (AMOV) 0.03 48971 12.29 13.93
SPDR S&P; MidCap 400 ETF (MDY) 0.03 1972 301.72 307.36
Utilities SPDR (XLU) 0.03 9767 48.53 51.86
Vanguard Dividend Appreciation ETF (VIG) 0.03 5657 85.20 90.39
AllianceBernstein Global Hgh Incm Fd (AWF) 0.03 44114 12.58 12.49
BlackRock Enhanced Capital and Income Fd (CII) 0.03 34127 13.71 14.23
Calamos Strategic Total Return Fund (CSQ) 0.03 48594 10.27 10.94
John Hancock Tax-Advantage Dvd Incom Fd. (HTD) 0.03 27773 23.08 24.40
Liberty All-Star Equity Fund (USA) 0.03 115317 5.16 5.40
Pure Cycle Corporation (PCYO) 0.03 107000 5.50 5.45
BlackRock Corporate High Yield Fund VI, (HYT) 0.03 54692 10.82 10.80
Nuveen Muni Value Fund (NUV) 0.03 61844 9.56 9.65
Morgan Stanley Emerging Markets Domestic (EDD) 0.03 65408 7.17 7.69
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.03 36218 13.28 13.36
Nuveen Enhanced Mun Value Fd 0.03 43049 14.01 0.00
Eaton Vance California Mun. Income Trust (CEV) 0.03 38007 12.29 12.31
Alliance California Municipal Income Fun (AKP) 0.03 48461 13.25 13.26
Blackrock California Mun. Income Trust (BFZ) 0.03 37349 14.48 14.23
BlackRock New York Insured Municipal (BSE) 0.03 39754 13.11 12.97
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.03 35768 13.56 13.46
Eaton Vance New York Muni. Incm. Trst Fd (EVY) 0.03 44755 13.05 12.76
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.03 36875 13.23 13.47
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.03 42037 13.58 13.44
Eaton Vance Ma Muni Income T sh ben int 0.03 48144 13.13 0.00
Endocyte Inc 0.03 243385 2.55 0.00
Solar Senior Capital Ltd 0.03 37043 16.44 0.00
Arcos Dorados Holdings, Inc. 0.03 95200 5.40 0.00
Intercontinentalexchange 0.03 11340 56.44 0.00
Cpi Card 0.03 129775 4.15 0.00
China Mobile (CHL) 0.02 5325 52.39 58.24
Waste Management (WM) 0.02 5820 70.96 72.65
Lennar Corporation (LEN) 0.02 8080 42.95 50.71
Pulte (PHM) 0.02 19000 18.37 23.37
Valspar Corporation (VAL) 0.02 3062 103.53 111.10
Boeing Company (BA) 0.02 1874 155.82 176.98
Deere & Company (DE) 0.02 3310 103.02 109.77
Fluor Corporation (FLR) 0.02 5667 52.59 52.57
Royal Dutch Shell (RDS.B) 0.02 7429 57.92 0.00
Stericycle (SRCL) 0.02 4024 77.04 82.09
ViaSat (VSAT) 0.02 6800 66.18 64.03
Celgene Corporation (CELG) 0.02 3432 115.68 123.37
Digimarc Corporation (DMRC) 0.02 10300 30.00 25.60
Weingarten Realty Investors (WRI) 0.02 10000 35.80 33.17
Templeton Global Income Fund (GIM) 0.02 62325 6.48 6.59
iShares MSCI Chile Inv. Mt. Idx. Fd (ECH) 0.02 7738 37.48 42.64
Adams Express Company (ADX) 0.02 24998 12.72 13.61
Gabelli Equity Trust (GAB) 0.02 52112 5.53 5.86
General Motors Company (GM) 0.02 11417 34.86 34.39
Vanguard REIT ETF (VNQ) 0.02 3578 82.45 81.37
Royce Value Trust (RVT) 0.02 26510 13.39 13.65
iShares Dow Jones US Financial (IYF) 0.02 3719 101.37 103.15
Cohen & Steers Total Return Real. Fd (RFI) 0.02 37499 12.11 12.17
Nuveen Floating Rate Income Fund (JFR) 0.02 26049 11.67 11.31
TCW Strategic Income Fund (TSI) 0.02 54282 5.32 5.41
Wells Fargo Adv Inc Opport Fund (EAD) 0.02 48437 8.49 8.32
Franklin Universal Trust (FT) 0.02 60788 6.68 6.98
Dreyfus Municipal Income (DMF) 0.02 32480 8.62 8.82
Invesco Van Kampen High Inc Trust II (VLT) 0.02 20962 14.26 14.21
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.02 23918 12.17 12.10
Neuberger Berman NY Int Mun Common (NBO) 0.02 28637 12.54 12.35
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.02 24699 16.03 0.00
SPDR Barclays Capital Inter Term (ITE) 0.02 5540 59.75 59.81
Nuveen PA Investnt Quality Municipal Fd (NQP) 0.02 32677 13.07 12.95
Nuveen Maryland Premium Income Municipal (NMY) 0.02 27486 12.44 12.50
BlackRock Insured Municipal Income Trust (BYM) 0.02 31896 13.89 13.81
Nuveen Ohio Quality Income M 0.02 26567 14.53 0.00
Western Asset Intm Muni Fd I 0.02 36615 9.50 0.00
Calamos Global Total Return Fund (CGO) 0.02 34201 10.53 12.14
Blackrock New York Municipal Income Trst (BNY) 0.02 29403 13.91 14.12
Eaton Vance Nj Muni Income T sh ben int 0.02 26908 12.00 0.00
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.02 38638 11.39 11.28
Neuberger Ber. CA Intermediate Muni Fund (NBW) 0.02 24467 14.39 13.96
Nuveen Municipal Income Fund (NMI) 0.02 36540 11.22 11.48
Nuveen North Carol Premium Incom Mun Fd (NNC) 0.02 22434 12.93 12.86
Nuveen CA Select Tax-Free Incom Port (NXC) 0.02 31117 14.69 15.04
Western Asset Hgh Yld Dfndfd 0.02 30295 15.05 0.00
Powershares Kbw Bank Etf 0.02 6800 47.21 0.00
Nuveen Preferred And equity 0.02 17376 22.91 0.00
Mondelez Int 0.02 8299 44.34 0.00
Palo Alto Networks 0.02 3000 125.00 0.00
Allianzgi Equity & Conv In 0.02 23643 18.44 0.00
Anthem 0.02 2933 143.88 0.00
Petroleum & Res Corp Com cef 0.02 13950 20.14 0.00
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.02 7500 48.67 0.00
Western Asset Corporate Loan F 0.02 26446 11.27 0.00
Carolina Tr Bancshares Inc Com stock 0.02 60184 6.40 0.00
BP (BP) 0.01 5581 37.45 33.99
Ameriprise Financial (AMP) 0.01 1900 111.05 125.21
Blackstone (BX) 0.01 7495 27.08 29.98
Autodesk (ADSK) 0.01 2790 73.84 84.60
Hologic (HOLX) 0.01 5004 40.17 42.09
Travelers Companies (TRV) 0.01 2138 122.54 122.03
McKesson Corporation (MCK) 0.01 1891 140.67 146.31
Lockheed Martin Corporation (LMT) 0.01 933 249.73 269.42
AEGON N.V. (AEG) 0.01 19262 5.55 5.55
Macy's (M) 0.01 6378 35.75 28.37
Philip Morris International (PM) 0.01 2397 91.36 113.00
Stryker Corporation (SYK) 0.01 1771 119.71 132.45
Telefonica S.A. (TEF) 0.01 13538 9.23 11.24
Biogen Idec (BIIB) 0.01 805 283.23 277.87
TOTAL S.A. (TOT) 0.01 4063 50.95 49.84
SAP AG (SAP) 0.01 2484 86.55 97.65
Toll Brothers (TOL) 0.01 7000 31.00 35.76
Omni (OMC) 0.01 2406 85.20 84.66
Applied Materials (AMAT) 0.01 6220 32.32 38.82
Illumina (ILMN) 0.01 1713 127.85 167.79
Cypress Semiconductor Corporation (CY) 0.01 15000 11.47 13.84
Xinyuan Real Estate (XIN) 0.01 36000 4.97 4.50
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.01 15829 6.76 7.68
ABB (ABB) 0.01 9962 21.08 23.17
Lloyds TSB (LYG) 0.01 62632 3.10 3.44
Alpine Global Premier Properties Fund (AWP) 0.01 28000 5.14 5.49
Calamos Convertible & Hi Income Fund (CHY) 0.01 15090 10.54 11.12
Morgan Stanley Asia Pacific Fund (APF) 0.01 16013 13.49 15.14
Thai Fund (TTF) 0.01 24349 7.60 7.98
Nuveen Select Maturities Mun Fund (NIM) 0.01 11025 9.71 9.90
ISHARES TR MSCI Small Cap msci small cap 0.01 4210 49.88 0.00
Royce Micro Capital Trust (RMT) 0.01 13100 8.17 8.04
SPDR Barclays Capital Convertible SecETF (CWB) 0.01 4432 45.58 47.35
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.01 19798 10.05 10.80
IQ Hedge Multi-Strategy Tracker (QAI) 0.01 8518 28.65 28.98
Western Asset High Incm Fd I 0.01 31185 7.09 0.00
Blackrock Ny Mun Income Tr I Com 0.01 15140 14.46 0.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 31458 8.14 8.38
Eaton Vance Pa Mun Bd Fd Com 0.01 12328 12.57 0.00
Mfs Calif Mun Fd Com 0.01 17769 11.26 0.00
Lehman Brothers First Trust IOF (NHS) 0.01 19089 11.68 11.65
Nuveen Select Tax-Free Income Portfolio (NXP) 0.01 16698 13.89 14.07
Nuveen Senior Income Fund (NSL) 0.01 17633 6.81 6.95
Western Asset Global High Income Fnd (EHI) 0.01 16701 9.82 10.00
Western Asset Municipal Hgh Incm Fnd (MHF) 0.01 38325 7.18 7.17
BlackRock Core Bond Trust (BHK) 0.01 12055 13.02 13.32
Nuveen Massachusetts Pre Income Mun Fd (NMT) 0.01 12355 13.11 13.61
Nuveen Ins Ca Tx Fr Adv Mun 0.01 15176 14.30 0.00
Van Kampen Advantage Muni Incm Tr II (VKI) 0.01 21092 11.19 11.05
Blackrock Nj Municipal Bond 0.01 18783 14.43 0.00
Blackrock New York Municipal Bond Trust (BQH) 0.01 13509 13.99 13.98
Blackrock Muniyield California Ins Fund (MCA) 0.01 15838 14.52 14.61
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.01 18613 13.92 14.16
Eaton Vance N J Mun Bd Fd 0.01 14883 12.83 0.00
Eaton Vance N Y Mun Bd Fd Ii 0.01 12381 11.63 0.00
Invesco Insured Municipal Income Trust (IIM) 0.01 11107 14.59 14.49
Morgan Stanley Emerging Markets Debt (MSD) 0.01 17009 9.11 9.44
Nuveen Ny Divid Advntg Mun F 0.01 12615 13.40 0.00
Nuveen Nj Div Advantage Mun 0.01 20364 13.16 0.00
Western Asset Municipal Partners Fnd (MNP) 0.01 11233 14.87 15.03
Mexico Fund (MXF) 0.01 12515 15.02 16.03
Nuveen Texas Quality Income Municipal Fd (NTX) 0.01 14761 13.75 14.28
Blackrock Md Municipal Bond 0.01 15945 14.11 0.00
Eaton Vance Mass Mun Bd Fd 0.01 14937 13.46 0.00
First Trust Strategic * 0.01 15445 12.30 0.00
Manning & Napier Inc cl a 0.01 19522 7.53 0.00
LEGG MASON BW GLOBAL Income 0.01 13723 11.80 0.00
Ingredion Incorporated 0.01 2175 125.06 0.00
Nuveen Real 0.01 14060 15.72 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.01 21361 12.22 0.00
Ambev Sa- 0.01 21911 4.93 0.00
Voya Emerging Markets High I etf 0.01 14604 7.46 0.00
Voya Prime Rate Trust sh ben int 0.01 17979 5.56 0.00
Voya Asia Pacific High Div Equity Income Fund 0.01 16474 8.68 0.00
Kraft Heinz 0.01 2607 87.46 0.00
Charter Communications Inc New Cl A cl a 0.01 807 287.48 0.00
Vaneck Vectors Etf Tr bdc income etf 0.01 14872 18.02 0.00
Fsb Ban 0.01 13200 14.17 0.00
Frontier Communications (FTR) 0.00 12304 3.41 2.11
W&T; Offshore (WTI) 0.00 12210 2.78 2.76
Banco Santander, S.A. (STD) 0.00 17671 5.21 0.00
Liberty All-Star Growth Fund (ASG) 0.00 21089 4.17 4.46
Gabelli Convertible & Income Securities (GCV) 0.00 12619 4.68 4.87
Turkish Investment Fund (TKF) 0.00 12936 6.80 8.40

Past 13F-HR SEC Filings for RMB Capital Management