Sheaff Brock Investment Advisors

Latest statistics and disclosures from Sheaff Brock Investment Advisors's latest quarterly 13F-HR filing:

Companies in the Sheaff Brock Investment Advisors portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Apple (AAPL) 7.87 388733 -2% 154.12
Exxon Mobil Corporation (XOM) 2.87 266094 -7% 81.98
AT&T; (T) 1.84 357470 +86% 39.17
Facebook Inc cl a 1.80 80070 -29% 170.88
United Parcel Service (UPS) 1.57 99286 120.09
Boeing Company (BA) 1.45 43497 -18% 254.20
Home BancShares (HOMB) 1.41 426011 25.22
JPMorgan Chase & Co. (JPM) 1.40 111402 -2% 95.51
Abbvie 1.40 119609 +10% 88.86
Dowdupont Inc 1.34 147250 NEW 69.23
Walt Disney Company (DIS) 1.29 99685 +7% 98.57
Bristol Myers Squibb (BMY) 1.29 153852 +151% 63.74
Home Depot (HD) 1.26 58451 163.56
Pfizer (PFE) 1.21 257756 35.70
Intel Corporation (INTC) 1.18 236387 -10% 38.08
Texas Instruments Incorporated (TXN) 1.11 94279 +6% 89.64
McDonald's Corporation (MCD) 1.08 52237 -2% 156.69
Wal-Mart Stores (WMT) 1.04 101335 78.14
Philip Morris International (PM) 1.04 71441 -3% 111.01
Amazon (AMZN) 1.04 8225 +11% 961.34
Bank of America Corporation (BAC) 0.95 284312 25.34
Amgen (AMGN) 0.89 36346 -12% 186.46
ONEOK (OKE) 0.88 120443 +15% 55.41
Altria (MO) 0.87 104118 -5% 63.42
CVS Caremark Corporation (CVS) 0.86 80318 81.31
United Technologies Corporation (UTX) 0.85 55822 116.08
International Paper Company (IP) 0.82 109460 -14% 56.82
Fnf 0.82 131788 -2% 47.46
Chevron Corporation (CVX) 0.80 51661 117.50
Exelon Corporation (EXC) 0.78 156705 37.67
Whirlpool Corporation (WHR) 0.77 31679 NEW 184.44
Microsoft Corporation (MSFT) 0.76 77595 +21% 74.49
Cisco Systems (CSCO) 0.75 169163 -13% 33.63
SYSCO Corporation (SYY) 0.75 106336 53.95
Verizon Communications (VZ) 0.73 112972 49.49
Citigroup Inc 0.70 72888 -23% 72.74
Hospitality Properties Trust (HPT) 0.69 184551 28.49
Regions Financial Corporation (RF) 0.68 337352 +34% 15.23
Dr Pepper Snapple (DPS) 0.66 56595 88.47
Torchmark Corporation (TMK) 0.64 61032 -8% 80.09
Ford Motor Company (F) 0.64 407322 +5% 11.97
General Electric Company (GE) 0.63 199148 -7% 24.18
Celgene Corporation (CELG) 0.63 32697 -17% 145.82
International Business Machines (IBM) 0.62 32283 +15% 145.09
Sirius Xm Holdings 0.60 823910 5.52
TriCo Bancshares (TCBK) 0.58 108079 40.75
Berkshire Hathaway (BRK.A) 0.51 14 274714.29
Caterpillar (CAT) 0.48 29442 +72% 124.72
Berkshire Hathaway (BRK.B) 0.47 19539 183.33
Coca-Cola Company (KO) 0.47 79930 45.01
Johnson & Johnson (JNJ) 0.47 27354 130.00
SPDR S&P; 500 ETF (SPY) 0.47 14344 -4% 251.25
Alibaba Group Holding Ltd Spon 0.47 20779 +27% 172.72
Alphabet Inc Class A cs 0.47 3661 973.78
NVIDIA Corporation (NVDA) 0.46 19684 +37% 178.77
UnitedHealth (UNH) 0.46 17788 195.86
Rydex S&P; Equal Weight ETF (RSP) 0.44 35093 95.55
Walgreen Boots Alliance 0.43 42193 77.22
Visa (V) 0.42 30297 +35% 105.22
Alphabet Inc Class C cs 0.41 3267 -3% 958.98
Eli Lilly & Co. (LLY) 0.39 34477 +4% 85.54
CME (CME) 0.38 21462 135.68
Oracle Corporation (ORCL) 0.38 59846 48.36
MasterCard Incorporated (MA) 0.37 20042 141.20
Morgan Stanley (MS) 0.36 56120 +125% 48.16
Corning Incorporated (GLW) 0.34 85924 +49% 29.92
American Express Company (AXP) 0.33 27850 90.45
Rollins (ROL) 0.33 55078 -3% 46.13
Merck & Co (MRK) 0.33 39370 64.03
Gilead Sciences (GILD) 0.32 29816 +13% 81.03
Applied Materials (AMAT) 0.31 44913 -7% 52.08
Netflix (NFLX) 0.31 13110 -9% 181.31
Cummins (CMI) 0.30 13660 +82% 168.01
Duke Energy 0.30 27023 +2% 83.93
Valero Energy Corporation (VLO) 0.29 28418 -70% 76.92
Lockheed Martin Corporation (LMT) 0.29 7000 310.29
TOTAL S.A. (TOT) 0.29 41060 +112% 53.53
Medtronic 0.29 28316 77.77
CSX Corporation (CSX) 0.28 38784 -13% 54.25
Pepsi (PEP) 0.28 19030 -3% 111.40
Energy Transfer Partners 0.28 117902 18.29
QUALCOMM (QCOM) 0.27 39604 51.84
Enterprise Products Partners 0.27 78059 +2% 26.07
Magellan Midstream Partners (MMP) 0.27 28968 -6% 71.04
PowerShares QQQ Trust, Series 1 (QQQQ) 0.27 14191 +5% 145.44
Accenture 0.26 14718 135.07
Wells Fargo & Company (WFC) 0.25 35117 -7% 55.16
ConocoPhillips (COP) 0.25 38600 -31% 50.05
Southern Company (SO) 0.25 39006 49.15
Lam Research Corporation (LRCX) 0.25 10126 +4% 185.07
ACADIA Pharmaceuticals (ACAD) 0.25 50000 37.68
Kraft Heinz 0.25 24361 -2% 77.54
Armour Residential Reit Inc Re 0.25 72063 26.89
Matthews International Corporation (MATW) 0.23 27650 62.24
Procter & Gamble Company (PG) 0.23 19152 90.96
Fifth Third Ban (FITB) 0.22 58648 27.98
Hasbro (HAS) 0.21 16200 -3% 97.65
Sensient Technologies Corporation (SXT) 0.21 21041 76.90
Starbucks Corporation (SBUX) 0.21 29132 +8% 53.72
American Airls 0.21 33247 47.49
Las Vegas Sands (LVS) 0.20 24202 +12% 64.17
Archer Daniels Midland Company (ADM) 0.19 33710 -4% 42.51
Allstate Corporation (ALL) 0.19 15794 -11% 91.93
Lowe's Companies (LOW) 0.19 17929 -6% 79.93
Ares Capital Corporation (ARCC) 0.19 89856 16.39
Vanguard Total Stock Market ETF (VTI) 0.19 11005 -2% 129.49
Mondelez Int 0.19 35100 -4% 40.66
Discover Financial Services (DFS) 0.18 21306 -10% 64.49
Stanley Black & Decker (SWK) 0.18 8894 -2% 151.00
Centene Corporation (CNC) 0.18 14245 -2% 96.74
SPDR Dow Jones Industrial Average ETF (DIA) 0.18 6196 223.85
TJX Companies (TJX) 0.17 17425 +2% 73.74
AMETEK (AME) 0.17 19612 66.03
General Motors Company (GM) 0.17 32750 -9% 40.37
PIMCO High Income Fund (PHK) 0.17 159893 +7% 8.32
Northrop Grumman Corporation (NOC) 0.16 4300 -14% 287.67
Travelers Companies (TRV) 0.16 10108 +4% 122.48
Union Pacific Corporation (UNP) 0.16 10241 116.00
Huntsman Corporation (HUN) 0.16 45456 27.41
Skyworks Solutions (SWKS) 0.16 12228 +164% 101.90
Prospect Capital Corporation (PSEC) 0.16 181113 -4% 6.72
Liberty All-Star Equity Fund (USA) 0.16 203149 6.03
Costco Wholesale Corporation (COST) 0.15 6885 +15% 164.27
Norfolk Southern (NSC) 0.15 8390 132.18
Dominion Resources (D) 0.15 14928 76.90
BB&T; Corporation (BBT) 0.15 23956 46.96
Gabelli Equity Trust (GAB) 0.15 178225 +7% 6.50
Kinder Morgan Inc. 0.15 58387 19.18
Vodafone Group New Adr F 0.15 39837 28.47
Eversource Energy 0.15 19317 60.46
PNC Financial Services (PNC) 0.14 7682 134.73
Snap-on Incorporated (SNA) 0.14 7072 -2% 149.04
United Rentals (URI) 0.14 7789 138.79
Cadence Design Systems (CDNS) 0.14 27136 -6% 39.47
NIKE (NKE) 0.14 20548 -6% 51.83
Marvell Technology Group Ltd 0.14 58788 17.89
ProShares Ultra S&P500; (SSO) 0.14 11338 -28% 96.75
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.14 117645 9.35
Cbre Group Inc Cl A 0.14 29018 +373% 37.87
Twenty-first Century Fox 0.14 41553 +3% 26.38
* America Movil Sab De Cv spon adr l shs 0.13 54948 17.74
Annaly Capital Management (NLY) 0.13 83994 12.19
CBS Corporation (CBS) 0.13 16623 +162% 57.99
Foot Locker (FL) 0.13 27286 35.22
Synopsys (SNPS) 0.13 12094 -5% 80.54
East West Ban (EWBC) 0.13 16061 -3% 59.77
Thor Industries (THO) 0.13 8072 -9% 125.87
Advanced Energy Industries (AEIS) 0.13 12427 -4% 80.79
Transunion 0.13 20408 -4% 47.24
Chemours 0.13 19731 -10% 50.63
Houlihan Lokey Inc cl a 0.13 24949 -3% 39.12
Total System Services (TSS) 0.12 14073 NEW 65.52
Arthur J. Gallagher & Co. (AJG) 0.12 15100 61.52
3M Company (MMM) 0.12 4368 209.94
IDEXX Laboratories (IDXX) 0.12 5678 -6% 155.51
Biogen Idec (BIIB) 0.12 2806 -2% 313.26
Cintas Corporation (CTAS) 0.12 6416 -6% 144.33
Primerica (PRI) 0.12 11231 -3% 81.56
Amphenol Corporation (APH) 0.12 11089 -3% 84.68
Evercore Partners (EVR) 0.12 11739 -6% 80.25
A. O. Smith Corporation (AOS) 0.12 15693 -11% 59.45
Badger Meter (BMI) 0.12 19000 49.00
Duke Realty Corporation (DRE) 0.12 31026 28.81
Main Street Capital Corporation (MAIN) 0.12 22957 +2% 39.77
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.12 22926 -17% 38.82
Globus Med Inc cl a 0.12 31042 29.73
Synchrony Financial 0.12 28850 31.06
Pra Health Sciences 0.12 11946 -11% 76.18
Allergan 0.12 4446 +5% 204.90
Neos Therapeutics 0.12 100000 NEW 9.15
Abbott Laboratories (ABT) 0.11 16218 53.34
Consolidated Edison (ED) 0.11 10560 80.68
Digital Realty Trust (DLR) 0.11 7138 +57% 118.38
Polaris Industries (PII) 0.11 8080 104.58
Zebra Technologies (ZBRA) 0.11 7893 -6% 108.58
Laboratory Corp. of America Holdings (LH) 0.11 5634 -59% 151.05
Yum! Brands (YUM) 0.11 11599 -2% 73.63
Royal Dutch Shell (RDS.A) 0.11 13736 -2% 60.57
Sempra Energy (SRE) 0.11 7449 114.11
Energy Select Sector SPDR (XLE) 0.11 11688 +52% 68.45
Estee Lauder Companies (EL) 0.11 7938 -7% 107.84
Prosperity Bancshares (PRSP) 0.11 13200 65.76
Old Dominion Freight Line (ODFL) 0.11 7901 NEW 110.11
Realty Income (O) 0.11 14517 +2% 57.17
M.D.C. Holdings (MDC) 0.11 24764 NEW 33.19
National Bankshares (NKSH) 0.11 18928 44.96
iShares Dow Jones Select Dividend (DVY) 0.11 9216 93.64
Express Scripts Holding 0.11 12864 -6% 63.36
Phillips 66 0.11 8861 91.64
Metropcs Communications 0.11 12989 -4% 61.67
Citizens Financial 0.11 22702 -3% 37.88
BP (BP) 0.10 20353 -2% 38.42
Eastman Chemical Company (EMN) 0.10 8259 -35% 90.45
Colgate-Palmolive Company (CL) 0.10 10164 72.81
GATX Corporation (GMT) 0.10 12912 -6% 61.57
TowneBank (TOWN) 0.10 23500 -6% 33.49
Technology SPDR (XLK) 0.10 13321 -5% 59.08
iShares iBoxx $ High Yid Corp Bond (HYG) 0.10 8432 -9% 88.71
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.10 61077 11.84
Intrexon 0.10 40452 +18% 19.01
Paypal Holdings 0.10 11975 -3% 64.05
Agnc Invt Corp Com reit 0.10 35551 21.69
Comcast Corporation (CMCSA) 0.09 18076 -5% 38.50
American Electric Power Company (AEP) 0.09 9780 +3% 70.25
Industrial SPDR (XLI) 0.09 9232 -22% 70.95
Gulfport Energy Corporation (GPOR) 0.09 50000 NEW 14.34
MetLife (MET) 0.09 13197 +7% 51.98
Financial Select Sector SPDR (XLF) 0.09 25674 +67% 25.86
Vanguard Mid-Cap ETF (VO) 0.09 4865 146.97
Putnam Managed Municipal Income Trust (PMM) 0.09 86050 +10% 7.57
Marathon Petroleum Corp 0.09 11625 +89% 56.09
Vanguard S&p 500 Etf idx fd 0.09 2848 +54% 230.69
Triton International 0.09 21260 -10% 33.30
Time Warner (TWX) 0.08 5675 -10% 102.38
M&T; Bank Corporation (MTB) 0.08 4000 161.00
Carnival Corporation (CCL) 0.08 9654 NEW 64.53
CIGNA Corporation (CI) 0.08 3079 +3% 187.07
Hess (HES) 0.08 12380 -15% 46.93
Honeywell International (HON) 0.08 4483 141.65
Wynn Resorts (WYNN) 0.08 3891 -49% 148.80
Micron Technology (MU) 0.08 15892 +17% 39.33
Southwest Airlines (LUV) 0.08 11223 +2% 55.96
Rockwell Automation (ROK) 0.08 3423 178.21
SPDR S&P; MidCap 400 ETF (MDY) 0.08 1790 326.26
Vanguard Small-Cap Growth ETF (VBK) 0.08 4170 152.76
BlackRock Corporate High Yield Fund VI, (HYT) 0.08 52707 +2% 11.31
Vanguard Mid-Cap Growth ETF (VOT) 0.08 5072 121.85
BlackRock MuniYield Pennsylvania Insured (MPA) 0.08 40000 14.40
Nuveen Equity Premium and Growth Fund (JPG) 0.08 39399 -2% 15.63
Proshares Tr pshs ult nasb 0.08 10125 61.23
Delphi Automotive Plc shs 0.08 6508 -72% 98.34
Pimco Total Return Etf totl 0.08 5650 106.73
Mplx 0.08 18090 -14% 34.99
First Us Bancshares Inc shs 0.08 53416 11.49
Andeavor 0.08 5891 NEW 103.21
Blackstone (BX) 0.07 15712 -29% 33.35
Waste Management (WM) 0.07 7122 78.21
Kimberly-Clark Corporation (KMB) 0.07 4399 117.75
NetApp (NTAP) 0.07 12137 43.75
Automatic Data Processing (ADP) 0.07 5156 -3% 109.39
Western Digital (WDC) 0.07 6338 -36% 86.46
Tyson Foods (TSN) 0.07 8079 -19% 70.43
Deere & Company (DE) 0.07 4211 -24% 125.62
Schlumberger (SLB) 0.07 7272 +5% 69.72
priceline.com Incorporated (PCLN) 0.07 304 1832.24
Activision Blizzard (ATVI) 0.07 8141 +63% 64.49
Enbridge Inc 0.07 12382 -2% 41.83
Humana (HUM) 0.07 2330 243.78
Carrizo Oil & Gas (CRZO) 0.07 32021 -5% 17.14
DTE Energy Company (DTE) 0.07 4766 107.43
ProShares Ultra QQQ (QLD) 0.07 7793 +289% 64.16
Dollar General (DG) 0.07 6739 -8% 81.02
Tri-Continental Corporation (TY) 0.07 20751 +5% 25.54
Omeros Corporation (OMER) 0.07 24750 +3% 21.62
Vanguard High Dividend Yield ETF (VYM) 0.07 6785 81.06
Wells Fargo Adv Inc Opport Fund (EAD) 0.07 56768 8.75
Pdc Energy 0.07 11522 49.04
Mallinckrodt Pub 0.07 13585 37.39
Welltower Inc Com reit 0.07 7864 +2% 70.32
Broad 0.07 2267 +136% 242.61
Huntington Bancshares Incorporated (HBAN) 0.06 30805 13.96
U.S. Ban (USB) 0.06 9014 53.58
FedEx Corporation (FDX) 0.06 1970 -26% 225.38
Health Care SPDR (XLV) 0.06 5431 -21% 81.75
Raytheon Company (RTN) 0.06 2292 +2% 186.74
Rockwell Collins (COL) 0.06 3660 -2% 130.60
Royal Dutch Shell (RDS.B) 0.06 7453 -72% 62.53
Stryker Corporation (SYK) 0.06 3350 -19% 142.09
Target Corporation (TGT) 0.06 7346 -18% 58.94
Illinois Tool Works (ITW) 0.06 3280 +18% 147.87
Prudential Financial (PRU) 0.06 3996 -6% 106.36
ConAgra Foods (CAG) 0.06 14368 33.76
Fiserv (FISV) 0.06 3700 128.92
Take-Two Interactive Software (TTWO) 0.06 4398 NEW 102.32
Baidu (BIDU) 0.06 1756 -2% 247.72
Hormel Foods Corporation (HRL) 0.06 14900 -49% 32.15
Intuit (INTU) 0.06 3027 142.05
Middleby Corporation (MIDD) 0.06 3509 128.24
Medical Properties Trust (MPW) 0.06 36962 +19% 13.12
athenahealth (ATHN) 0.06 3457 -4% 124.39
PacWest Ban (PACW) 0.06 8387 +29% 50.55
Proshares Tr 0.06 4000 112.75
Fonar Corporation (FONR) 0.06 15880 +13% 30.48
iShares MSCI Australia Index Fund (EWA) 0.06 18663 22.45
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.06 49847 +2% 9.07
Epr Properties 0.06 6534 69.79
Aratana Therapeutics 0.06 71000 -12% 6.13
New Residential Investment 0.06 29250 +3% 16.72
TD Ameritrade Holding (AMTD) 0.05 7929 48.81
AFLAC Incorporated (AFL) 0.05 4678 -4% 81.45
CenturyLink (CTL) 0.05 20436 18.89
General Mills (GIS) 0.05 7850 +4% 51.72
Halliburton Company (HAL) 0.05 7760 46.01
Occidental Petroleum Corporation (OXY) 0.05 5951 64.19
Buckeye Partners (BPL) 0.05 7097 -6% 57.07
Marriott International (MAR) 0.05 3186 110.17
New York Community Ban (NYB) 0.05 30253 +45% 12.89
Pioneer Natural Resources (PXD) 0.05 2787 147.47
Vanguard Short-Term Bond ETF (BSV) 0.05 4367 NEW 79.92
Cedar Fair (FUN) 0.05 5784 -2% 64.14
Ventas (VTR) 0.05 5980 65.22
Advanced Micro Devices (AMD) 0.05 31975 +42% 12.76
iShares NASDAQ Biotechnology Index (IBB) 0.05 1197 -3% 333.33
Saia (SAIA) 0.05 6048 -58% 62.67
Seagate Technology Com Stk 0.05 10870 -5% 33.21
AmeriGas Partners (APU) 0.05 7957 NEW 44.99
Plains All American Pipeline (PAA) 0.05 16680 21.16
TransMontaigne Partners (TLP) 0.05 8300 +2% 42.65
Materials SPDR (XLB) 0.05 6076 +34% 56.78
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.05 3294 121.13
Vanguard Small-Cap Value ETF (VBR) 0.05 3139 -6% 127.75
Advantage Oil & Gas Ltd 0.05 55400 6.30
EXACT Sciences Corporation (EXAS) 0.05 8700 -19% 47.13
Vanguard Emerging Markets ETF (VWO) 0.05 8351 +3% 43.59
Vanguard Small-Cap ETF (VB) 0.05 2631 141.39
Blackrock Municipal Income Trust (BFK) 0.05 29156 14.27
Vanguard Total Bond Market ETF (BND) 0.05 5088 NEW 81.96
Nuveen Div. Advantage Muni. Fund (NAD) 0.05 28497 14.18
HCA HOLDINGS Inc 0.05 4700 -6% 79.57
Clovis Oncology 0.05 4900 +15% 82.45
Wp Carey 0.05 6109 67.44
Diamondback Energy 0.05 4200 +2% 97.86
Hd Supply 0.05 10400 -42% 36.06
Williams Partners L P 0.05 9629 38.94
Wec Energy Group Inc Com stock 0.05 5530 62.75
Arconic Inc Com stock 0.05 14939 -5% 24.90
Src Energy 0.05 36192 9.67
Goldman Sachs (GS) 0.04 1430 237.06
MB Financial (MBFI) 0.04 6558 44.98
Ameren Corporation (AEE) 0.04 5650 57.88
Pulte (PHM) 0.04 10725 +8% 27.32
FirstEnergy (FE) 0.04 9831 +3% 30.82
Apache Corporation (APA) 0.04 6265 -2% 45.81
Adobe Systems Incorporated (ADBE) 0.04 2265 149.23
Comerica Incorporated (CMA) 0.04 3969 76.34
Mohawk Industries (MHK) 0.04 1275 NEW 247.84
McKesson Corporation (MCK) 0.04 2111 +4% 153.48
Nextera Energy Inc C om 0.04 2279 -11% 146.56
Parker-Hannifin Corporation (PH) 0.04 1525 175.08
Praxair (PX) 0.04 1985 +4% 139.55
Freeport-McMoRan Copper & Gold (FCX) 0.04 19207 -15% 14.06
Xcel Energy (XEL) 0.04 5827 47.37
Gra (GGG) 0.04 2699 123.75
Vanguard Intermediate-Term Bond ETF (BIV) 0.04 3253 84.54
Constellation Brands (STZ) 0.04 1610 199.38
Domino's Pizza (DPZ) 0.04 1651 -17% 198.67
Rite Aid Corporation (RAD) 0.04 161800 +20% 1.96
Hecla Mining Company (HL) 0.04 56201 5.02
World Wrestling Entertainment (WWE) 0.04 12100 -69% 23.55
Chipotle Mexican Grill (CMG) 0.04 1005 -7% 307.46
Energy Transfer Equity (ETE) 0.04 15959 17.36
GameStop (GME) 0.04 14872 +5% 20.64
NuStar Energy (NS) 0.04 8379 40.58
Tempur-Pedic International (TPX) 0.04 5061 -33% 64.61
British American Tobac (BTI) 0.04 5399 NEW 62.42
Glacier Ban (GBCI) 0.04 8500 -22% 37.76
McCormick & Company, Incorporated (MKC) 0.04 3005 102.50
HCP (HCP) 0.04 9895 +15% 27.79
iShares Lehman Aggregate Bond (AGG) 0.04 2625 109.71
Utilities SPDR (XLU) 0.04 6356 -32% 53.02
iShares Silver Trust (SLV) 0.04 19600 -16% 15.77
Putnam Master Int. Income (PIM) 0.04 71772 4.72
Tesla Motors (TSLA) 0.04 901 -9% 340.73
SPDR S&P; Biotech (XBI) 0.04 3346 NEW 86.67
iShares S&P; SmallCap 600 Index (IJR) 0.04 3789 +8% 74.16
Alerian Mlp Etf(amlp) 0.04 24792 +115% 11.21
AllianceBernstein Global Hgh Incm Fd (AWF) 0.04 23015 -10% 13.03
BlackRock Enhanced Capital and Income Fd (CII) 0.04 18690 +2% 15.62
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.04 21318 15.34
PowerShares Fin. Preferred Port. (PGF) 0.04 16380 18.99
Vanguard REIT ETF (VNQ) 0.04 3428 +5% 83.14
Vanguard European ETF (VGK) 0.04 5188 +4% 58.40
Nuveen Equity Premium Income Fund (JPZ) 0.04 24282 13.96
Putnam Premier Income Trust (PPT) 0.04 51176 5.31
Eaton Vance Risk Managed Diversified (ETJ) 0.04 34625 9.44
Invesco Van Kampen Municipal Trust (VKQ) 0.04 22650 12.76
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.04 23564 13.83
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.04 18654 +3% 15.22
Vanguard Short Term Corporate Bond ETF (VCSH) 0.04 3569 80.13
SPDR Dow Jones Global Real Estate (RWO) 0.04 7056 47.76
Pembina Pipeline Corp 0.04 9693 -5% 35.08
Columbia Seligm Prem Tech Gr 0.04 12271 22.33
Hollyfrontier Corp 0.04 7807 35.99
Pennantpark Floating Rate Capi 0.04 19290 -4% 14.46
Direxion Daily Fin Bull 3x dly 0.04 5000 56.00
Schwab Strategic Tr us dividend eq 0.04 5728 46.79
Washington Prime 0.04 2999 NEW 99.03
Kite Rlty Group Tr 0.04 14606 NEW 20.27
Chimera Investment Corp etf 0.04 15004 -24% 18.93
Real Estate Select Sect Spdr 0.04 9571 -18% 32.29
Covanta Holding Corporation (CVA) 0.03 13102 14.88
Cognizant Technology Solutions (CTSH) 0.03 3468 NEW 72.66
Melco Crown Entertainment (MPEL) 0.03 9000 NEW 24.11
iShares MSCI Emerging Markets Indx (EEM) 0.03 4715 NEW 44.75
Two Harbors Investment (TWO) 0.03 19596 +4% 10.10
Bank of New York Mellon Corporation (BK) 0.03 4564 53.02
AutoNation (AN) 0.03 4468 NEW 47.45
Regeneron Pharmaceuticals (REGN) 0.03 490 -23% 446.94
CarMax (KMX) 0.03 3095 NEW 75.93
Hawaiian Electric Industries (HE) 0.03 6425 -43% 33.31
Leggett & Platt (LEG) 0.03 4923 47.74
Nucor Corporation (NUE) 0.03 4128 55.96
RPM International (RPM) 0.03 4911 51.31
Royal Caribbean Cruises Ltd. 0.03 1718 NEW 118.74
Emerson Electric (EMR) 0.03 3466 +3% 62.90
Campbell Soup Company (CPB) 0.03 5636 46.84
Kroger (KR) 0.03 11723 20.05
Air Products & Chemicals (APD) 0.03 1431 150.94
Novartis AG (NVS) 0.03 2381 -12% 85.68
Anadarko Petroleum Corporation (APC) 0.03 5356 -5% 48.92
Cemex SAB de CV (CX) 0.03 25456 9.07
eBay (EBAY) 0.03 6502 38.45
GlaxoSmithKline (GSK) 0.03 5743 40.57
Weyerhaeuser Company (WY) 0.03 6940 -3% 34.01
iShares S&P; 500 Index (IVV) 0.03 978 252.56
Williams Companies (WMB) 0.03 8562 30.02
Brookfield Infrastructure Part 0.03 4831 -2% 43.06
USG Corporation (USG) 0.03 6450 NEW 32.71
Advance Auto Parts (AAP) 0.03 2300 -41% 99.13
Gabelli Global Multimedia Trust (GGT) 0.03 22274 +3% 9.70
Public Service Enterprise (PEG) 0.03 4524 -19% 46.20
Chesapeake Energy Corporation (CHK) 0.03 54055 +63% 4.29
Fifth Street Finance (FSC) 0.03 38464 -10% 5.46
Sina Corporation 0.03 1865 NEW 114.75
Delta Air Lines (DAL) 0.03 4606 NEW 48.20
salesforce (CRM) 0.03 2286 NEW 93.61
iShares Russell 2000 Index (IWM) 0.03 1593 148.15
Steel Dynamics (STLD) 0.03 6426 34.55
Enbridge Energy Partners (EEP) 0.03 16024 15.98
Omega Healthcare Investors (OHI) 0.03 8193 -29% 31.86
TC Pipelines (TCLP) 0.03 4600 52.39
Alliance Resource Partners (ARLP) 0.03 11295 NEW 19.39
Capstead Mortgage Corporation (CMO) 0.03 24002 9.67
Cheniere Energy (LNG) 0.03 5405 44.96
PAN AMERICAN SILVER CORP CAN Com 0.03 11516 17.02
Tompkins Financial Corporation (TMP) 0.03 2500 NEW 86.00
Unilever (UL) 0.03 3693 -24% 57.95
Vector (VGR) 0.03 10440 +5% 20.50
Brookdale Senior Living (BKD) 0.03 20500 10.59
National Fuel Gas (NFG) 0.03 3700 56.49
Southern Copper Corporation (SCCO) 0.03 5031 -30% 39.75
Tor Dom Bk Cad Com 0.03 4350 +2% 56.32
iShares Gold Trust (IAU) 0.03 18540 +14% 12.30
iShares S&P; MidCap 400 Index (IJH) 0.03 1239 NEW 179.18
Simon Property (SPG) 0.03 1620 161.11
KKR & Co (KKR) 0.03 10123 20.35
Calamos Conv. Opptys. & Income Fund (CHI) 0.03 17732 +2% 11.50
Vanguard Growth ETF (VUG) 0.03 1854 +3% 132.69
Vanguard Dividend Appreciation ETF (VIG) 0.03 2342 94.79
Cohen & Steers REIT/Pfd Inc Fd (RNP) 0.03 11000 -13% 21.18
DNP Select Income Fund (DNP) 0.03 17620 +2% 11.46
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.03 12174 21.44
ProShares Ultra 20+Year Tsury ETF (UBT) 0.03 2505 -51% 80.24
Gabelli Dividend & Income Trust (GDV) 0.03 10382 -8% 22.35
Penns Woods Ban (PWOD) 0.03 5005 46.55
Triangle Capital Corporation (TCAP) 0.03 13374 +2% 14.28
Western Asst High Incm Opprtnty Fnd (HIO) 0.03 48012 +4% 5.12
PowerShares High Yld. Dividend Achv (PEY) 0.03 14198 -2% 17.12
Credit Suisse High Yield Bond Fund (DHY) 0.03 88483 -5% 2.88
PowerShares Listed Private Eq. (PSP) 0.03 19099 -2% 12.67
MFS Multimarket Income Trust (MMT) 0.03 37500 6.24
BlackRock Muni Income Investment Trust (BBF) 0.03 14492 14.63
Blackrock Muniassets Fund (MUA) 0.03 13000 +8% 15.08
Calamos Global Dynamic Income Fund (CHW) 0.03 22399 9.02
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.03 9813 22.11
PowerShares Hgh Yield Corporate Bnd (PHB) 0.03 10000 -31% 19.10
MFS High Income Municipal Trust (CXE) 0.03 41742 5.25
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.03 2366 NEW 104.82
Schwab Intl Small Cap Equity ETF (SCHC) 0.03 7143 +7% 35.84
Ocean Bio-Chem (OBCI) 0.03 44600 +7% 5.04
Western Asset Hgh Yld Dfndfd 0.03 13100 15.57
Schwab Strategic Tr cmn 0.03 4300 51.86
Credit Suisse Nassau Brh invrs vix sterm 0.03 2682 NEW 97.69
Credit Suisse Nassau Brh invrs vix mdterm 0.03 3543 -42% 75.08
Preferred Bank, Los Angeles 0.03 4115 60.27
Ishares Tr fltg rate nt 0.03 4000 51.00
Fortune Brands 0.03 3330 67.27
Spdr Short-term High Yield mf 0.03 8407 27.95
Palo Alto Networks 0.03 1595 NEW 144.20
Icon 0.03 2130 114.08
Prudential Gl Sh Dur Hi Yld 0.03 14500 14.90
Allianzgi Conv & Income Fd I 0.03 37338 +46% 6.24
Pimco Dynamic Credit Income other 0.03 11460 -4% 23.04
Suncoke Energy Partners 0.03 11400 +2% 17.19
Orange Sa 0.03 13736 16.45
Twitter 0.03 13975 -41% 16.89
Alpine Total Dyn Fd New cefs 0.03 22730 9.02
Mylan Nv 0.03 6405 +18% 31.38
Doubleline Total Etf etf 0.03 5000 49.20
Revolution Lighting Technolo 0.03 33123 -58% 6.49
Mortgage Reit Index real 0.03 5158 +4% 46.92
Lamb Weston Hldgs 0.03 5511 46.82
Uniti Group Inc Com reit 0.03 17218 NEW 14.64
National Grid Plc Spon 0.03 3399 -5% 62.67
Altaba 0.03 3712 -13% 66.27
Transocean Ltd. 0.02 14298 -21% 10.77
Nokia Corporation (NOK) 0.02 21203 -80% 5.99
Whiting Petroleum Corporation (WLL) 0.02 28119 -32% 5.48
Allscripts Healthcare Solutions (MDRX) 0.02 12207 NEW 14.25
TICC Capital (TICC) 0.02 19410 -8% 6.85
Digi International (DGII) 0.02 13500 10.59
Banco Santander, S.A. (STD) 0.02 25922 -2% 6.94
Greenhill & Co (GHL) 0.02 11000 NEW 16.64
San Juan Basin Royalty Trust (SJT) 0.02 16300 7.85
Apollo Investment (AINV) 0.02 25683 -3% 6.11
Nordic American Tanker Shippin 0.02 22107 5.34
BlackRock Global Opportunities Equity Tr (BOE) 0.02 11930 13.58
Cohen & Steers Quality Income Realty (RQI) 0.02 11226 -15% 12.56
Eaton Vance Enhanced Equity Income Fund (EOI) 0.02 13174 -55% 14.04
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.02 12541 10.13
Hudson Technologies (HDSN) 0.02 19750 +36% 7.80
Nuveen Quality Pref. Inc. Fund II (JPS) 0.02 12460 -67% 10.43
Pimco Municipal Income Fund II (PML) 0.02 13384 13.15
Pimco Income Strategy Fund II (PFN) 0.02 13501 10.67
Nuveen Insd Dividend Advantage 0.02 11264 +6% 15.36
Guggenheim Enhanced Equity Income Fund. (GPM) 0.02 15301 8.56
Pioneer High Income Trust (PHT) 0.02 18326 10.04
Pioneer Municipal High Income Trust (MHI) 0.02 13200 NEW 12.05
Putnam Municipal Opportunities Trust (PMO) 0.02 14300 12.66
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.02 11715 +4% 13.40
New York Mortgage Trust (NYMT) 0.02 28928 6.15
Pengrowth Energy Corp 0.02 134333 1.03
Gamco Global Gold Natural Reso 0.02 28820 NEW 5.62
Synthetic Biologics 0.02 140012 0.94
LEGG MASON BW GLOBAL Income 0.02 12000 13.42
Allianzgi Conv & Inc Fd taxable cef 0.02 16925 NEW 7.09
Allianzgi Nfj Divid Int Prem S cefs 0.02 10441 13.41
Orchid Is Cap 0.02 13416 +17% 10.21
Spirit Realty reit 0.02 15100 -6% 8.54
Fireeye 0.02 10648 NEW 16.81
Ring Energy 0.02 13000 14.46
Farmland Partners 0.02 16000 9.06
Vareit, Inc reits 0.02 18885 +34% 8.31
Ultra Petroleum 0.02 14922 8.64
Keryx Biopharmaceuticals (KERX) 0.01 11500 7.13
PDL BioPharma (PDLI) 0.01 16018 +23% 3.37
PennantPark Investment (PNNT) 0.01 13550 -11% 7.53
Capital Product 0.01 22225 3.51
AK Steel Holding Corporation (AKS) 0.01 13800 5.58
Anworth Mortgage Asset Corporation (ANH) 0.01 10200 5.98
Novagold Resources Inc Cad Com 0.01 26300 4.11
Ferrellgas Partners (FGP) 0.01 12741 5.10
Medallion Financial (TAXI) 0.01 25600 2.19
Achillion Pharmaceuticals (ACHN) 0.01 12300 +23% 4.47
ZIOPHARM Oncology (ZIOP) 0.01 11982 6.18
Aberdeen Asia-Pacific Income Fund (FAX) 0.01 21166 +11% 5.15
TravelCenters of America (TA) 0.01 10148 NEW 4.24
Invesco Municipal Income Opp Trust (OIA) 0.01 12333 +19% 7.87
Coffee Holding (JVA) 0.01 18700 4.44
Fortuna Silver Mines Inc. 0.01 26040 +123% 4.38
Sandridge Miss Trust 0.01 42000 1.31
Enduro Royalty Trust 0.01 18000 4.33
Turquoisehillres 0.01 28078 3.10
Southcross Energy Partners L 0.01 17436 NEW 2.35
Cvr Refng 0.01 11500 9.83
Weatherford Intl Plc ord shs 0.01 11555 4.59
Ensync 0.01 78724 0.52
Hugoton Royalty Trust (HGT) 0.00 13333 1.88
Navios Maritime Partners Lp 0.00 11751 2.04
Idera Pharmaceuticals (IDRA) 0.00 10025 2.19
Denison Mines Corp 0.00 36700 0.46
Yamana Gold Inc 0.00 13290 +23% 2.63
Teekay Tankers Ltd cl a 0.00 14183 1.62
Kingold Jewelry Inc., (KGJI) 0.00 16950 2.06
Platinum Group Metals Ltd Com stock 0.00 10000 0.40
Obsidian Energy 0.00 26200 -9% 1.07
Bellatrix Exploration 0.00 10642 NEW 2.82

Past 13F-HR SEC Filings by Sheaff Brock Investment Advisors

View All Filings