Sheaff Brock Investment Advisors

Latest statistics and disclosures from Sheaff Brock Investment Advisors's latest quarterly 13F-HR filing:

Companies in the Sheaff Brock Investment Advisors portfolio as of September 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
SPDR S&P; 500 ETF (SPY) 21.92 682758 -7% 296.77
Apple (AAPL) 7.56 311884 224.00
Exxon Mobil Corporation (XOM) 2.34 305945 -11% 70.61
Cisco Systems (CSCO) 1.72 320887 +16% 49.41
JPMorgan Chase & Co. (JPM) 1.66 130682 +23% 117.69
Boeing Company (BA) 1.51 36619 -2% 380.67
Home Depot (HD) 1.50 59874 -5% 232.02
Amazon (AMZN) 1.46 7771 -2% 1735.94
Verizon Communications (VZ) 1.30 198390 -2% 60.36
Walt Disney Company (DIS) 1.15 81627 130.32
Texas Instruments Incorporated (TXN) 1.15 82495 -5% 129.24
Intel Corporation (INTC) 1.07 191782 -2% 51.53
Lockheed Martin Corporation (LMT) 1.06 25195 -5% 390.08
United Technologies Corporation (UTX) 1.00 67467 +35% 136.53
Walgreen Boots Alliance 1.00 166350 55.31
Discover Financial Services (DFS) 0.92 105384 +6% 81.09
Target Corporation (TGT) 0.91 78640 +656% 106.90
SYSCO Corporation (SYY) 0.89 103940 -2% 79.40
Abbvie 0.88 107685 75.72
KLA-Tencor Corporation (KLAC) 0.86 50139 -7% 159.46
ONEOK (OKE) 0.85 106912 -3% 73.69
AT&T; (T) 0.83 202611 37.84
Amgen (AMGN) 0.75 35610 -4% 193.51
Regions Financial Corporation (RF) 0.74 435228 15.82
Las Vegas Sands (LVS) 0.73 116675 +513% 57.76
Microsoft Corporation (MSFT) 0.67 44693 +3% 139.04
Prudential Financial (PRU) 0.67 68495 -2% 89.95
United Parcel Service (UPS) 0.65 50004 119.83
International Business Machines (IBM) 0.65 41607 145.43
MasterCard Incorporated (MA) 0.64 21808 -7% 271.55
Darden Restaurants (DRI) 0.63 49386 -3% 118.21
Chevron Corporation (CVX) 0.62 48452 -32% 118.59
Citizens Financial 0.62 162168 +8% 35.37
Sirius Xm Holdings 0.60 892693 6.26
Bank of America Corporation (BAC) 0.59 188343 -2% 29.17
Globe Life Inc 0.59 56598 NEW 95.76
Innovative Industria A 0.57 57257 92.37
Service Pptys Tr 0.57 203061 NEW 25.79
Ford Motor Company (F) 0.56 566899 +51% 9.16
Facebook Inc cl a 0.56 28994 -21% 178.07
Visa (V) 0.53 28600 -6% 172.03
Caterpillar (CAT) 0.50 36637 +4% 126.32
Philip Morris International (PM) 0.50 60781 -5% 75.93
UnitedHealth (UNH) 0.49 20962 217.30
CME (CME) 0.48 21142 211.33
Berkshire Hathaway (BRK.A) 0.44 13 311846.15
NIKE (NKE) 0.44 43699 93.92
TriCo Bancshares (TCBK) 0.42 108079 36.30
NVIDIA Corporation (NVDA) 0.41 21862 174.09
Coca-Cola Company (KO) 0.40 67335 54.44
SPDR Dow Jones Industrial Average ETF (DIA) 0.40 13713 -13% 269.16
Berkshire Hathaway (BRK.B) 0.39 17188 207.99
Alphabet Inc Class A cs 0.39 2974 1221.25
Netflix (NFLX) 0.35 11940 -8% 267.59
Celgene Corporation (CELG) 0.34 31267 -4% 99.31
Pfizer (PFE) 0.33 83649 35.94
Alphabet Inc Class C cs 0.33 2469 -3% 1219.12
Altria (MO) 0.32 71573 -14% 40.90
Oracle Corporation (ORCL) 0.32 53165 55.04
Eli Lilly & Co. (LLY) 0.31 25386 -4% 111.83
AMETEK (AME) 0.30 30336 91.81
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.30 27594 -18% 101.73
Johnson & Johnson (JNJ) 0.29 20612 -6% 129.39
Merck & Co (MRK) 0.28 30308 84.17
QUALCOMM (QCOM) 0.28 33532 76.29
Alibaba Group Holding Ltd Spon 0.28 15629 -4% 167.25
Citigroup Inc 0.27 36530 -4% 69.07
McDonald's Corporation (MCD) 0.26 11103 214.72
Wal-Mart Stores (WMT) 0.26 20270 -57% 118.70
Ishares Tr Msci Usa Momentum Factor 0.24 18818 119.25
Southern Company (SO) 0.23 34500 61.77
Invesco Qqq Trust Series 1 0.23 11293 -10% 188.79
Pepsi (PEP) 0.22 14923 137.10
Enterprise Products Partners 0.22 71362 28.59
Dupont De Nemours Inc Com 0.22 28328 71.31
Procter & Gamble Company (PG) 0.21 15257 124.40
Fifth Third Ban (FITB) 0.20 67177 -2% 27.38
Vanguard Total Stock Market ETF (VTI) 0.19 11585 -10% 150.97
Comcast Corporation (CMCSA) 0.18 37296 45.07
Corning Incorporated (GLW) 0.18 56795 28.52
American Express Company (AXP) 0.18 14321 -27% 118.29
Starbucks Corporation (SBUX) 0.18 18640 88.41
Digital Realty Trust (DLR) 0.17 12155 +8% 129.82
Wells Fargo & Company (WFC) 0.17 31587 50.43
Allstate Corporation (ALL) 0.17 14684 108.69
Accenture 0.17 8394 -22% 192.40
Realty Income (O) 0.17 20889 76.69
Magellan Midstream Partners (MMP) 0.17 24275 66.28
Cbre Group Inc Cl A 0.17 30029 +48% 53.02
Globus Med Inc cl a 0.17 31042 51.12
Mondelez Int 0.17 28263 -11% 55.34
Bristol Myers Squibb (BMY) 0.16 28604 50.73
Union Pacific Corporation (UNP) 0.16 9165 161.92
Sensient Technologies Corporation (SXT) 0.16 21041 68.63
Duke Energy 0.16 15153 95.89
Cummins (CMI) 0.15 8297 162.71
Laboratory Corp. of America Holdings (LH) 0.15 8069 168.05
TJX Companies (TJX) 0.15 25151 55.74
Ventas (VTR) 0.15 18501 +10% 73.02
Energy Transfer Equity (ETE) 0.15 106271 13.08
Eversource Energy 0.15 15799 85.45
Paypal Holdings 0.15 13028 103.62
Dow Inc 0.15 28973 47.67
Arthur J. Gallagher & Co. (AJG) 0.14 14100 89.57
BB&T; Corporation (BBT) 0.14 24836 +2% 53.35
Gilead Sciences (GILD) 0.14 19848 -24% 63.38
Dollar General (DG) 0.14 8379 -7% 158.97
Liberty All-Star Equity Fund (USA) 0.14 200236 +2% 6.40
S&p Global 0.14 5367 -4% 245.02
BP (BP) 0.13 32764 -29% 38.00
General Electric Company (GE) 0.13 130573 -4% 8.94
Synopsys (SNPS) 0.13 8538 137.27
Duke Realty Corporation (DRE) 0.13 36015 +7% 33.96
Cdw 0.13 9461 123.24
Twilio Inc cl a 0.13 10650 +25% 109.95
CSX Corporation (CSX) 0.12 16632 69.26
Dominion Resources (D) 0.12 13527 81.02
IDEXX Laboratories (IDXX) 0.12 4020 -2% 271.89
CVS Caremark Corporation (CVS) 0.12 16925 +2% 63.04
Cintas Corporation (CTAS) 0.12 4034 -12% 268.22
Enbridge Inc 0.12 30472 +4% 35.08
Ares Capital Corporation (ARCC) 0.12 60612 -6% 18.64
Jabil Circuit (JBL) 0.12 31825 NEW 35.76
Old Dominion Freight Line (ODFL) 0.12 6324 -2% 169.99
Gabelli Equity Trust (GAB) 0.12 190252 5.98
Main Street Capital Corporation (MAIN) 0.12 26405 -2% 43.21
Medtronic 0.12 10548 -57% 108.65
Transunion 0.12 13169 -3% 81.10
Broadridge Financial Solutions (BR) 0.11 8245 124.44
Progressive Corporation (PGR) 0.11 13739 -2% 77.23
Costco Wholesale Corporation (COST) 0.11 3561 +13% 288.12
Northrop Grumman Corporation (NOC) 0.11 2609 +222% 374.67
Cadence Design Systems (CDNS) 0.11 15875 66.08
Marvell Technology Group Ltd 0.11 39508 +8% 24.98
Tempur-Pedic International (TPX) 0.11 12946 NEW 77.17
Hexcel Corporation (HXL) 0.11 12852 82.17
Badger Meter (BMI) 0.11 19000 53.68
MasTec (MTZ) 0.11 15712 NEW 64.92
Booz Allen Hamilton Holding Corporation (BAH) 0.11 14113 -14% 71.00
Zebra Technologies (ZBRA) 0.10 4352 -2% 206.34
Adobe Systems Incorporated (ADBE) 0.10 3436 +45% 276.19
ConocoPhillips (COP) 0.10 16026 56.97
Nextera Energy Inc C om 0.10 4036 +2% 232.90
Marriott International (MAR) 0.10 7768 124.36
Sempra Energy (SRE) 0.10 6440 147.67
Primerica (PRI) 0.10 7626 127.20
Prosperity Bancshares (PRSP) 0.10 13200 70.61
Medical Properties Trust (MPW) 0.10 49335 19.56
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.10 24587 -7% 37.54
Allison Transmission Hldngs I 0.10 19519 47.03
Popular 0.10 16579 54.10
Lpl Financial Holdings 0.10 11690 81.86
Tekla World Healthcare Fd ben int shs 0.10 71605 +6% 13.43
* America Movil Sab De Cv spon adr l shs 0.09 55253 14.86
CarMax (KMX) 0.09 9195 +187% 87.98
Snap-on Incorporated (SNA) 0.09 5333 156.57
Timken Company (TKR) 0.09 18388 43.51
Masco Corporation (MAS) 0.09 19300 -4% 41.66
eBay (EBAY) 0.09 20302 -4% 38.96
Parker-Hannifin Corporation (PH) 0.09 4741 180.55
Fiserv (FISV) 0.09 7625 103.61
Intuit (INTU) 0.09 3101 +2% 266.04
MetLife (MET) 0.09 17393 -3% 47.15
HCP (HCP) 0.09 23367 +10% 35.65
Simon Property (SPG) 0.09 5075 +11% 155.67
Vanguard Mid-Cap ETF (VO) 0.09 4771 167.68
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.09 101707 8.22
Putnam Managed Municipal Income Trust (PMM) 0.09 105170 7.83
Square Inc cl a 0.09 13066 61.92
Corteva Inc Com 0.09 28261 27.99
Waste Management (WM) 0.08 6374 115.00
Abbott Laboratories (ABT) 0.08 8894 -5% 83.65
Stanley Black & Decker (SWK) 0.08 5144 NEW 144.44
Automatic Data Processing (ADP) 0.08 4841 161.33
Honeywell International (HON) 0.08 4268 -4% 169.17
Royal Dutch Shell (RDS.A) 0.08 12216 58.86
Lam Research Corporation (LRCX) 0.08 3386 -39% 230.95
Prospect Capital Corporation (PSEC) 0.08 109084 6.59
ProShares Ultra S&P500; (SSO) 0.08 6037 128.38
iShares Dow Jones Select Dividend (DVY) 0.08 7489 101.88
Meritor Inc 0.08 41113 -8% 18.51
Kinder Morgan Inc. 0.08 35409 20.62
Prologis Inc. 0.08 8175 +18% 85.26
American Tower Reit 0.08 3541 +19% 221.12
Kite Rlty Group Tr 0.08 45834 +12% 16.15
Welltower Inc Com reit 0.08 7960 90.70
Spdr Ser Tr 1 3 hgh yield 0.08 8500 NEW 91.65
Lincoln National Corporation (LNC) 0.07 11095 -2% 60.30
M&T; Bank Corporation (MTB) 0.07 4000 158.00
3M Company (MMM) 0.07 3956 +10% 164.31
Carnival Corporation (CCL) 0.07 13920 -3% 43.68
Kimberly-Clark Corporation (KMB) 0.07 4720 +4% 141.95
NetApp (NTAP) 0.07 12000 52.50
Polaris Industries (PII) 0.07 7750 88.00
Emerson Electric (EMR) 0.07 10024 66.84
Colgate-Palmolive Company (CL) 0.07 9199 73.49
Stryker Corporation (SYK) 0.07 2850 216.14
Delta Air Lines (DAL) 0.07 11116 -5% 57.57
Micron Technology (MU) 0.07 15720 42.88
salesforce (CRM) 0.07 4142 +11% 148.48
Southwest Airlines (LUV) 0.07 11689 53.98
ProShares Ultra QQQ (QLD) 0.07 7005 96.79
EXACT Sciences Corporation (EXAS) 0.07 6900 90.43
Proshares Tr pshs ult nasb 0.07 15000 42.53
Wp Carey 0.07 7139 89.51
Vodafone Group New Adr F 0.07 32391 -6% 19.91
Kraft Heinz 0.07 21715 -4% 27.95
Vareit, Inc reits 0.07 64790 +21% 9.79
Cigna Corp New 0.07 3960 151.77
Blackstone Group Inc Com Cl A stock 0.07 14124 NEW 48.85
Cognizant Technology Solutions (CTSH) 0.06 9700 -15% 60.31
PNC Financial Services (PNC) 0.06 3884 140.06
Norfolk Southern (NSC) 0.06 3161 -64% 179.69
Consolidated Edison (ED) 0.06 5924 94.53
Lennar Corporation (LEN) 0.06 10300 NEW 55.83
Public Storage (PSA) 0.06 2286 +16% 245.41
Foot Locker (FL) 0.06 13725 43.13
Equity Residential (EQR) 0.06 6715 +16% 86.22
Deere & Company (DE) 0.06 3252 -5% 168.82
American Electric Power Company (AEP) 0.06 5720 93.71
Lowe's Companies (LOW) 0.06 5049 +2% 109.92
AvalonBay Communities (AVB) 0.06 2548 +17% 215.46
Advanced Micro Devices (AMD) 0.06 19105 -52% 29.00
Humana (HUM) 0.06 2245 -3% 255.68
TowneBank (TOWN) 0.06 20000 27.80
Hormel Foods Corporation (HRL) 0.06 13425 43.72
Urstadt Biddle Properties (UBA) 0.06 22549 +18% 23.68
Liberty Property Trust (LRY) 0.06 10540 +17% 51.33
Tri-Continental Corporation (TY) 0.06 21287 27.25
Proshares Tr 0.06 12000 46.92
Vanguard High Dividend Yield ETF (VYM) 0.06 6042 -31% 88.71
Cubesmart 0.06 15054 +17% 34.87
Vanguard S&p 500 Etf idx fd 0.06 2066 +22% 272.51
New Residential Investment 0.06 36763 +2% 15.67
Store Capital Corp reit 0.06 15638 +16% 37.41
L3harris Technologies Inc Com stock 0.06 2707 NEW 208.72
Huntington Bancshares Incorporated (HBAN) 0.05 29421 14.28
U.S. Ban (USB) 0.05 8875 55.32
FedEx Corporation (FDX) 0.05 3139 145.59
Archer Daniels Midland Company (ADM) 0.05 11586 -2% 41.08
Ameren Corporation (AEE) 0.05 5542 80.12
Host Hotels & Resorts (HST) 0.05 26532 +21% 17.30
RPM International (RPM) 0.05 6886 68.84
AFLAC Incorporated (AFL) 0.05 7966 52.35
Valero Energy Corporation (VLO) 0.05 5541 85.18
Royal Dutch Shell (RDS.B) 0.05 7628 +2% 59.91
ConAgra Foods (CAG) 0.05 15532 -2% 30.71
Applied Materials (AMAT) 0.05 9234 -67% 49.92
DTE Energy Company (DTE) 0.05 3272 132.95
American International (AIG) 0.05 7521 +2% 55.71
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.05 3326 127.48
Pebblebrook Hotel Trust (PEB) 0.05 16289 +21% 27.81
Vanguard Small-Cap Growth ETF (VBK) 0.05 2570 182.10
General Motors Company (GM) 0.05 12858 -14% 37.49
Omeros Corporation (OMER) 0.05 25680 +7% 16.32
BlackRock Corporate High Yield Fund VI, (HYT) 0.05 44659 10.75
Vanguard Mid-Cap Growth ETF (VOT) 0.05 3063 148.22
BlackRock Floating Rate Income Strat. Fn (FRA) 0.05 36200 +33% 12.62
Wells Fargo Adv Inc Opport Fund (EAD) 0.05 57278 8.24
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.05 54637 9.19
Nuveen Equity Premium and Growth Fund (JPG) 0.05 32244 -3% 15.41
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.05 26112 +5% 16.24
Marathon Petroleum Corp 0.05 7618 60.78
Phillips 66 0.05 4160 +3% 102.40
Mplx 0.05 17901 -10% 27.99
Diamondback Energy 0.05 4700 90.00
Physicians Realty Trust 0.05 27732 +19% 17.74
Triton International 0.05 13213 33.83
Agnc Invt Corp Com reit 0.05 30149 -5% 16.09
Nuveen High Income November 0.05 44500 9.89
First Us Bancshares Inc shs 0.05 53416 8.95
Roku Inc 0.05 4661 +25% 101.69
Booking Holdings 0.05 212 -7% 1962.26
Invesco S&p 500 Equal Weight Etf 0.05 4265 -18% 108.09
Annaly Capital Management (NLY) 0.04 43486 -42% 8.81
Goldman Sachs (GS) 0.04 1778 -32% 206.97
Comerica Incorporated (CMA) 0.04 5328 +5% 66.07
Raytheon Company (RTN) 0.04 1678 +21% 196.07
Yum! Brands (YUM) 0.04 3373 113.55
General Mills (GIS) 0.04 6139 -14% 55.06
Halliburton Company (HAL) 0.04 20707 +93% 18.83
Hess (HES) 0.04 6837 -3% 60.41
Intuitive Surgical (ISRG) 0.04 725 539.31
Exelon Corporation (EXC) 0.04 7638 48.31
TOTAL S.A. (TOT) 0.04 7083 +9% 51.96
Illinois Tool Works (ITW) 0.04 2070 156.52
Xcel Energy (XEL) 0.04 5611 64.87
Cedar Fair (FUN) 0.04 5616 +10% 58.40
Energy Select Sector SPDR (XLE) 0.04 6862 -2% 59.17
Baidu (BIDU) 0.04 3376 102.78
Seagate Technology Com Stk 0.04 7345 53.78
Middleby Corporation (MIDD) 0.04 3140 116.88
MFA Mortgage Investments (MFA) 0.04 47184 +8% 7.35
National Bankshares (NKSH) 0.04 9464 40.05
Financial Select Sector SPDR (XLF) 0.04 14724 27.98
SPDR S&P; MidCap 400 ETF (MDY) 0.04 1112 -7% 352.52
Vanguard Small-Cap Value ETF (VBR) 0.04 2780 -19% 128.78
iShares iBoxx $ High Yid Corp Bond (HYG) 0.04 4000 -19% 87.25
iShares S&P; SmallCap 600 Index (IJR) 0.04 4879 -22% 77.88
Vanguard Emerging Markets ETF (VWO) 0.04 8748 -11% 40.24
Vanguard Small-Cap ETF (VB) 0.04 2552 -7% 154.00
Vanguard REIT ETF (VNQ) 0.04 3651 NEW 93.13
Invesco Van Kampen Municipal Trust (VKQ) 0.04 27350 +12% 12.61
PIMCO High Income Fund (PHK) 0.04 44893 7.73
Pioneer Municipal High Income Trust (MHI) 0.04 31900 +6% 12.45
New York Mortgage Trust (NYMT) 0.04 55947 +4% 6.10
Schwab Strategic Tr cmn 0.04 6430 -9% 56.77
HCA HOLDINGS Inc 0.04 3335 120.54
Proshares Tr Ii ultsh dj ubs cru 0.04 20000 NEW 16.25
Gamco Global Gold Natural Reso 0.04 77680 +23% 4.35
Schwab Strategic Tr us dividend eq 0.04 6077 -12% 54.80
Pdc Energy 0.04 11732 27.79
Intercontinentalexchange 0.04 3659 92.37
Wec Energy Group Inc Com stock 0.04 3697 95.21
Mortgage Reit Index real 0.04 9057 +62% 42.18
Canopy Gro 0.04 17591 -33% 22.91
Pgx etf 0.04 27550 +44% 15.03
Starwood Property Trust (STWD) 0.03 11942 24.20
FirstEnergy (FE) 0.03 5627 48.16
Travelers Companies (TRV) 0.03 2021 148.44
International Paper Company (IP) 0.03 5890 -9% 41.77
Western Digital (WDC) 0.03 5200 -2% 59.62
Campbell Soup Company (CPB) 0.03 5300 46.98
Air Products & Chemicals (APD) 0.03 1431 221.52
Occidental Petroleum Corporation (OXY) 0.03 6451 +45% 44.49
Schlumberger (SLB) 0.03 7096 34.10
Biogen Idec (BIIB) 0.03 1339 -3% 233.01
Williams Companies (WMB) 0.03 12417 24.08
Clorox Company (CLX) 0.03 1550 151.61
Constellation Brands (STZ) 0.03 1535 -14% 207.17
iShares NASDAQ Biotechnology Index (IBB) 0.03 3113 -50% 99.58
iShares Russell 2000 Index (IWM) 0.03 1690 -13% 151.48
Universal Display Corporation (PANL) 0.03 1600 +6% 168.12
NuStar Energy (NS) 0.03 8505 -8% 28.34
Omega Healthcare Investors (OHI) 0.03 7135 41.77
Centene Corporation (CNC) 0.03 6408 43.23
Cheniere Energy (LNG) 0.03 4705 -17% 63.12
Icahn Enterprises (IEP) 0.03 4518 +12% 64.19
PacWest Ban (PACW) 0.03 8233 +32% 36.32
Dex (DXCM) 0.03 1600 NEW 149.38
Tor Dom Bk Cad Com 0.03 4454 58.15
Technology SPDR (XLK) 0.03 3477 80.53
American Water Works (AWK) 0.03 2150 124.19
iShares Lehman Aggregate Bond (AGG) 0.03 2698 113.05
Putnam Master Int. Income (PIM) 0.03 66272 4.59
Calamos Conv. Opptys. & Income Fund (CHI) 0.03 23926 +6% 10.41
iShares S&P; SmallCap 600 Growth (IJT) 0.03 1370 -11% 178.10
Vanguard Dividend Appreciation ETF (VIG) 0.03 2222 119.71
BlackRock Enhanced Capital and Income Fd (CII) 0.03 18907 -18% 16.18
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.03 26201 10.42
Putnam Premier Income Trust (PPT) 0.03 51176 5.26
Western Asst High Incm Opprtnty Fnd (HIO) 0.03 57122 5.04
iShares MSCI Australia Index Fund (EWA) 0.03 11308 -39% 22.29
Nuveen Insd Dividend Advantage 0.03 17855 16.75
Nuveen Div. Advantage Muni. Fund (NAD) 0.03 20143 14.35
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.03 19815 12.36
Vanguard Mega Cap 300 Index (MGC) 0.03 2359 103.01
Pembina Pipeline Corp 0.03 8003 37.11
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.03 2080 132.69
Schwab Intl Small Cap Equity ETF (SCHC) 0.03 10143 +3% 31.84
Pennantpark Floating Rate Capi 0.03 20547 11.58
American Airls 0.03 10971 26.98
Crown Castle Intl 0.03 2251 139.05
Lamb Weston Hldgs 0.03 4342 72.78
Axon Enterprise 0.03 4221 56.86
Invesco S&p 500 Low Volatility Etf 0.03 5131 NEW 57.88
Invesco Exchange Traded Fd Tr etf 0.03 14154 18.30
Invesco Exchange Traded Fd T gbl listed pvt 0.03 21682 11.81
iShares MSCI Emerging Markets Indx (EEM) 0.02 5161 40.88
Bank of New York Mellon Corporation (BK) 0.02 4526 45.29
AutoNation (AN) 0.02 4268 NEW 50.61
Kohl's Corporation (KSS) 0.02 4403 49.74
Nokia Corporation (NOK) 0.02 40161 +89% 5.00
CenturyLink (CTL) 0.02 14768 -2% 12.46
Gabelli Global Multimedia Trust (GGT) 0.02 21903 +10% 8.13
Cresud (CRESY) 0.02 25000 +25% 5.92
Digi International (DGII) 0.02 13500 13.63
TC Pipelines (TCLP) 0.02 5000 NEW 40.60
Tompkins Financial Corporation (TMP) 0.02 2500 81.20
Unilever (UL) 0.02 3700 60.00
Brookdale Senior Living (BKD) 0.02 20500 7.56
Flowers Foods (FLO) 0.02 10000 23.10
Medallion Financial (TAXI) 0.02 25600 6.41
Alerian Mlp Etf(amlp) 0.02 19017 9.15
AllianceBernstein Global Hgh Incm Fd (AWF) 0.02 17140 12.02
BlackRock Global Opportunities Equity Tr (BOE) 0.02 14344 10.46
Cohen & Steers Quality Income Realty (RQI) 0.02 11336 -32% 15.88
DNP Select Income Fund (DNP) 0.02 15640 +4% 12.85
Eaton Vance Enhanced Equity Income Fund (EOI) 0.02 11639 15.12
Gabelli Dividend & Income Trust (GDV) 0.02 9367 21.46
Invesco Mortgage Capital (IVR) 0.02 10255 NEW 15.31
Penns Woods Ban (PWOD) 0.02 5005 46.15
Vanguard Extended Market ETF (VXF) 0.02 1800 -11% 116.11
New America High Income Fund I 0.02 18220 8.84
Nuveen Equity Premium Income Fund (JPZ) 0.02 17638 13.10
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.02 22298 9.64
Nuveen Quality Pref. Inc. Fund II (JPS) 0.02 17700 9.83
MFS Multimarket Income Trust (MMT) 0.02 37500 5.92
BlackRock Muni Income Investment Trust (BBF) 0.02 14492 14.01
BlackRock Municipal Income Trust II (BLE) 0.02 10167 14.95
Calamos Global Dynamic Income Fund (CHW) 0.02 22399 7.81
Putnam Municipal Opportunities Trust (PMO) 0.02 14300 13.08
MFS High Income Municipal Trust (CXE) 0.02 40200 5.50
Schwab Emerging Markets Equity ETF (SCHE) 0.02 9164 +5% 25.10
Western Asset Hgh Yld Dfndfd 0.02 13100 15.19
Vanguard Admiral Fds Inc equity 0.02 1298 161.79
Preferred Bank, Los Angeles 0.02 4000 NEW 52.50
Ishares Tr usa min vo 0.02 3464 NEW 64.09
Sarepta Therapeutics 0.02 3000 +81% 75.33
Epr Properties 0.02 2776 NEW 76.73
Pimco Dynamic Credit Income other 0.02 8213 NEW 24.47
Orange Sa 0.02 13000 15.54
Arista Networks 0.02 940 239.36
Shopify Inc cl a 0.02 654 -7% 311.93
Armour Residential Reit Inc Re 0.02 11624 +13% 16.78
Arconic Inc Com stock 0.02 7686 -5% 26.02
Blackrock Debt Strat Fd 0.02 16784 +21% 10.72
Src Energy 0.02 36192 4.67
Cleveland-cliffs Inc 0.02 26620 -9% 7.21
Legg Mason Bw Global Income 0.02 12000 12.08
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef 0.02 19486 8.36
Pgim Global Short Duration H 0.02 14500 14.34
Blackrock Tcp Cap Corp 0.02 10360 13.51
Teva Pharmaceutical Industries (TEVA) 0.01 11660 -4% 6.86
Lumber Liquidators Holdings (LL) 0.01 13000 NEW 9.85
Transocean Ltd. 0.01 20200 +15% 4.46
Cemex SAB de CV (CX) 0.01 25414 3.93
Freeport-McMoRan Copper & Gold (FCX) 0.01 11083 -15% 9.56
PennantPark Investment (PNNT) 0.01 16040 6.30
Banco Santander, S.A. (STD) 0.01 18897 +11% 4.02
Senior Housing Properties Trust (SNH) 0.01 11200 NEW 9.29
Eaton Vance Risk Managed Diversified (ETJ) 0.01 12625 9.27
Neuberger Berman Real Estate Sec Inc Fd (NRO) 0.01 15000 5.67
Guggenheim Enhanced Equity Income Fund. (GPM) 0.01 13651 7.76
Wells Fargo Adv Global Dividend Opport (EOD) 0.01 14268 +15% 5.40
Fortuna Silver Mines Inc. 0.01 27340 3.07
Summit Midstream Partners 0.01 17000 +61% 4.88
Tg Therapeutics 0.01 15000 5.60
Ring Energy 0.01 45400 +106% 1.63
Cornerstone Strategic Value 0.01 11346 +5% 11.37
* Washington Prime Group New Com stock 0.01 17299 +16% 4.16
Aurora Cannabis Inc snc 0.01 18821 4.41
E M X Royalty Corpor small blend 0.01 42732 1.36
Oaktree Specialty Lending Corp 0.01 10450 -55% 5.17
Oxford Square Ca 0.01 11600 6.21
Barings Bdc Inc 0.01 10105 10.19
Rite Aid Corporation Com 0.01 12222 6.95
Chesapeake Energy Corporation (CHK) 0.00 32927 1.40
Anworth Mortgage Asset Corporation (ANH) 0.00 11780 3.31
Denison Mines Corp 0.00 39825 0.45
CBL & Associates Properties (CBL) 0.00 23600 1.27
Credit Suisse High Yield Bond Fund (DHY) 0.00 10566 2.56
Kingold Jewelry Inc., (KGJI) 0.00 11650 0.60
B2gold Corp Com 0.00 12234 3.27
Coffee Holding (JVA) 0.00 11240 -4% 3.91
Sandridge Miss Trust 0.00 42000 0.52
Sandridge Permian Tr 0.00 20825 1.68
Sandridge Mississippian Tr I 0.00 15000 0.47
Mallinckrodt Pub 0.00 18027 2.39
Contrafect 0.00 10124 0.40
Revolution Lighting Technolo 0.00 35236 0.23

Past 13F-HR SEC Filings by Sheaff Brock Investment Advisors

View All Filings