Sheaff Brock Investment Advisors

Latest statistics and disclosures from Sheaff Brock Investment Advisors's latest quarterly 13F-HR filing:

Companies in the Sheaff Brock Investment Advisors portfolio as of June 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
SPDR S&P; 500 ETF (SPY) 23.25 738022 +165% 293.00
Apple (AAPL) 6.59 309672 -7% 197.92
Exxon Mobil Corporation (XOM) 2.84 345093 +13% 76.63
Cisco Systems (CSCO) 1.62 274527 -21% 54.73
Amazon (AMZN) 1.62 7962 -7% 1893.62
Boeing Company (BA) 1.47 37685 +19% 364.02
Home Depot (HD) 1.41 63207 -2% 207.97
JPMorgan Chase & Co. (JPM) 1.28 106209 -2% 111.80
Verizon Communications (VZ) 1.24 202696 57.13
Walt Disney Company (DIS) 1.22 81339 -8% 139.64
Texas Instruments Incorporated (TXN) 1.08 87346 -3% 114.76
Lockheed Martin Corporation (LMT) 1.04 26681 363.55
Intel Corporation (INTC) 1.02 197347 -19% 47.87
Walgreen Boots Alliance 0.97 164709 +6% 54.67
Chevron Corporation (CVX) 0.96 71495 +43% 124.44
Abbvie 0.84 107247 72.72
Discover Financial Services (DFS) 0.82 98512 +3% 77.59
ONEOK (OKE) 0.82 110403 68.81
SYSCO Corporation (SYY) 0.81 106663 70.72
Prudential Financial (PRU) 0.77 70465 101.00
Facebook Inc cl a 0.77 37005 -3% 193.00
Innovative Industria A 0.76 57346 NEW 123.57
Amgen (AMGN) 0.74 37158 184.29
AT&T; (T) 0.73 202430 +8% 33.51
Regions Financial Corporation (RF) 0.70 435128 14.94
United Technologies Corporation (UTX) 0.70 49794 130.20
KLA-Tencor Corporation (KLAC) 0.69 54487 -10% 118.19
MasterCard Incorporated (MA) 0.67 23533 +5% 264.50
Darden Restaurants (DRI) 0.67 50953 NEW 121.74
Microsoft Corporation (MSFT) 0.62 43301 -22% 133.97
International Business Machines (IBM) 0.62 41505 137.89
Bank of America Corporation (BAC) 0.60 192237 29.00
Wal-Mart Stores (WMT) 0.57 47683 +101% 110.48
Visa (V) 0.57 30716 173.50
Citizens Financial 0.57 149435 -14% 35.36
United Parcel Service (UPS) 0.55 49929 -49% 103.27
UnitedHealth (UNH) 0.55 20942 +94% 244.01
Torchmark Corporation (TMK) 0.55 57558 89.46
Hospitality Properties Trust (HPT) 0.55 203974 25.00
Philip Morris International (PM) 0.54 64359 +11% 78.53
Sirius Xm Holdings 0.54 892658 5.58
Netflix (NFLX) 0.52 13083 +7% 367.50
Caterpillar (CAT) 0.51 35138 136.29
SPDR Dow Jones Industrial Average ETF (DIA) 0.45 15776 +21% 266.00
Berkshire Hathaway (BRK.A) 0.44 13 318384.62
TriCo Bancshares (TCBK) 0.44 108079 37.80
CME (CME) 0.43 20785 -4% 194.13
Altria (MO) 0.43 83926 47.35
Ford Motor Company (F) 0.41 372961 -3% 10.23
Berkshire Hathaway (BRK.B) 0.40 17457 -10% 213.15
Pfizer (PFE) 0.39 84392 -2% 43.32
NVIDIA Corporation (NVDA) 0.39 21972 +10% 164.21
NIKE (NKE) 0.39 43595 -12% 83.95
Coca-Cola Company (KO) 0.37 67207 50.92
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.37 34000 -36% 101.76
Alphabet Inc Class A cs 0.34 2944 -14% 1082.88
Johnson & Johnson (JNJ) 0.33 22154 -3% 139.30
Oracle Corporation (ORCL) 0.33 53311 56.97
Celgene Corporation (CELG) 0.33 32779 92.44
Eli Lilly & Co. (LLY) 0.32 26649 -8% 110.77
AMETEK (AME) 0.30 30421 +55% 90.83
Alibaba Group Holding Ltd Spon 0.30 16400 -18% 169.45
Alphabet Inc Class C cs 0.30 2570 -4% 1080.93
Citigroup Inc 0.29 38167 -3% 70.03
Merck & Co (MRK) 0.28 30675 83.85
QUALCOMM (QCOM) 0.28 34020 -13% 76.07
American Express Company (AXP) 0.26 19721 -54% 123.42
Medtronic 0.26 24763 97.40
Invesco Qqq Trust Series 1 0.25 12633 186.73
McDonald's Corporation (MCD) 0.24 10940 -5% 207.68
Ishares Tr Msci Usa Momentum Factor 0.24 19072 118.60
Dupont De Nemours Inc Com 0.23 28210 NEW 75.08
Enterprise Products Partners 0.22 71162 +2% 28.86
BP (BP) 0.21 46370 -13% 41.71
Pepsi (PEP) 0.21 14795 -2% 131.13
Accenture 0.21 10769 184.79
Fifth Third Ban (FITB) 0.21 68565 27.90
Vanguard Total Stock Market ETF (VTI) 0.21 13008 +3% 150.06
Corning Incorporated (GLW) 0.20 57291 33.23
Southern Company (SO) 0.20 34482 55.28
Norfolk Southern (NSC) 0.19 9028 199.38
Gilead Sciences (GILD) 0.19 26384 +12% 67.50
Mondelez Int 0.19 32003 53.90
Procter & Gamble Company (PG) 0.18 15056 109.66
Comcast Corporation (CMCSA) 0.17 37802 +148% 42.27
Union Pacific Corporation (UNP) 0.17 9213 +91% 169.11
Sensient Technologies Corporation (SXT) 0.17 21041 73.48
Wells Fargo & Company (WFC) 0.16 31571 47.32
Allstate Corporation (ALL) 0.16 14829 101.69
Starbucks Corporation (SBUX) 0.16 18280 83.81
Energy Transfer Equity (ETE) 0.16 105703 14.08
Magellan Midstream Partners (MMP) 0.16 23975 63.98
Paypal Holdings 0.16 13028 114.45
General Electric Company (GE) 0.15 136860 -4% 10.50
Cummins (CMI) 0.15 8280 171.38
Laboratory Corp. of America Holdings (LH) 0.15 8169 172.85
Realty Income (O) 0.15 20554 68.99
Dow Inc 0.15 28825 NEW 49.30
CSX Corporation (CSX) 0.14 16696 -36% 77.38
Bristol Myers Squibb (BMY) 0.14 28908 -77% 45.35
Digital Realty Trust (DLR) 0.14 11171 +2% 117.81
TJX Companies (TJX) 0.14 25195 +137% 52.87
Applied Materials (AMAT) 0.14 28132 44.90
Duke Energy 0.14 15020 88.22
Globus Med Inc cl a 0.14 31042 42.30
S&p Global 0.14 5641 -4% 227.80
Total System Services (TSS) 0.13 9195 -18% 128.22
Arthur J. Gallagher & Co. (AJG) 0.13 14100 87.59
BB&T; Corporation (BBT) 0.13 24252 49.11
Advanced Micro Devices (AMD) 0.13 40455 +12% 30.40
Ares Capital Corporation (ARCC) 0.13 65046 17.94
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.13 3404 +404% 346.94
Dollar General (DG) 0.13 9055 -33% 135.17
Gabelli Equity Trust (GAB) 0.13 190252 +8% 6.18
Liberty All-Star Equity Fund (USA) 0.13 194597 +2% 6.42
Eversource Energy 0.13 15799 75.76
Progressive Corporation (PGR) 0.12 14071 -4% 79.95
IDEXX Laboratories (IDXX) 0.12 4137 -9% 275.32
Las Vegas Sands (LVS) 0.12 19031 +11% 59.11
Synopsys (SNPS) 0.12 8399 -21% 128.71
Cadence Design Systems (CDNS) 0.12 16102 -9% 70.80
Marriott International (MAR) 0.12 7868 -4% 140.32
Cintas Corporation (CTAS) 0.12 4597 -8% 237.33
Ventas (VTR) 0.12 16814 -3% 68.34
Badger Meter (BMI) 0.12 19000 59.68
Booz Allen Hamilton Holding Corporation (BAH) 0.12 16567 -6% 66.22
Main Street Capital Corporation (MAIN) 0.12 26988 +2% 41.13
Meritor Inc 0.12 44724 +2% 24.26
Twilio Inc cl a 0.12 8490 +7% 136.40
Broadridge Financial Solutions (BR) 0.11 8331 -4% 127.72
Dominion Resources (D) 0.11 13427 77.31
ConocoPhillips (COP) 0.11 16103 -19% 60.98
Enbridge Inc 0.11 29263 -3% 36.09
Lam Research Corporation (LRCX) 0.11 5618 187.79
Hexcel Corporation (HXL) 0.11 12749 NEW 80.87
Duke Realty Corporation (DRE) 0.11 33630 +2% 31.61
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.11 26536 -2% 36.86
Cbre Group Inc Cl A 0.11 20225 -4% 51.32
Cdw 0.11 9382 -15% 110.96
Transunion 0.11 13686 -4% 73.51
Canopy Gro 0.11 26481 40.29
Zebra Technologies (ZBRA) 0.10 4469 -16% 209.44
Timken Company (TKR) 0.10 18477 NEW 51.36
CVS Caremark Corporation (CVS) 0.10 16489 +11% 54.46
Target Corporation (TGT) 0.10 10398 86.65
Primerica (PRI) 0.10 7727 -6% 119.97
MetLife (MET) 0.10 18089 +222% 49.64
Old Dominion Freight Line (ODFL) 0.10 6478 -4% 149.27
Allison Transmission Hldngs I 0.10 19636 -3% 46.34
Popular 0.10 16680 NEW 54.26
Lpl Financial Holdings 0.10 11770 -4% 81.56
Square Inc cl a 0.10 12841 +28% 72.50
* America Movil Sab De Cv spon adr l shs 0.09 55253 14.55
Costco Wholesale Corporation (COST) 0.09 3145 264.23
Abbott Laboratories (ABT) 0.09 9455 -4% 84.08
Snap-on Incorporated (SNA) 0.09 5333 -15% 165.57
Automatic Data Processing (ADP) 0.09 4838 165.36
Masco Corporation (MAS) 0.09 20225 -3% 39.26
eBay (EBAY) 0.09 21302 +227% 39.48
Nextera Energy Inc C om 0.09 3935 -2% 204.83
Parker-Hannifin Corporation (PH) 0.09 4825 -11% 169.95
Royal Dutch Shell (RDS.A) 0.09 12374 65.06
Sempra Energy (SRE) 0.09 6417 137.45
Celanese Corporation (CE) 0.09 7880 NEW 107.74
Marvell Technology Group Ltd 0.09 36377 23.86
Prosperity Bancshares (PRSP) 0.09 13200 66.06
Intuit (INTU) 0.09 3036 261.53
Medical Properties Trust (MPW) 0.09 49146 +4% 17.44
EXACT Sciences Corporation (EXAS) 0.09 6775 118.08
Vanguard Mid-Cap ETF (VO) 0.09 4771 167.05
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.09 101254 8.29
Putnam Managed Municipal Income Trust (PMM) 0.09 105170 7.63
Berry Plastics 0.09 16371 NEW 52.59
Tekla World Healthcare Fd ben int shs 0.09 67301 +65% 12.78
Warrior Met Coal 0.09 32106 -4% 26.13
Corteva Inc Com 0.09 28128 NEW 29.58
Cognizant Technology Solutions (CTSH) 0.08 11450 -2% 63.41
Lincoln National Corporation (LNC) 0.08 11395 NEW 64.41
Waste Management (WM) 0.08 6355 115.34
NetApp (NTAP) 0.08 12000 61.67
Polaris Industries (PII) 0.08 7750 91.23
Honeywell International (HON) 0.08 4492 174.53
Prospect Capital Corporation (PSEC) 0.08 108967 -10% 6.53
ProShares Ultra S&P500; (SSO) 0.08 6037 126.06
Simon Property (SPG) 0.08 4564 +5% 159.73
iShares Dow Jones Select Dividend (DVY) 0.08 7481 99.59
Vanguard High Dividend Yield ETF (VYM) 0.08 8794 87.33
Kinder Morgan Inc. 0.08 36031 -7% 20.87
Proshares Tr pshs ult nasb 0.08 15000 51.87
Kraft Heinz 0.08 22790 -7% 31.02
Annaly Capital Management (NLY) 0.07 75387 +15% 9.13
M&T; Bank Corporation (MTB) 0.07 4000 170.00
3M Company (MMM) 0.07 3578 -5% 173.28
Carnival Corporation (CCL) 0.07 14394 -7% 46.55
Adobe Systems Incorporated (ADBE) 0.07 2365 -35% 294.71
Emerson Electric (EMR) 0.07 10023 -4% 66.75
Colgate-Palmolive Company (CL) 0.07 9194 -7% 71.68
Fiserv (FISV) 0.07 7525 91.16
Delta Air Lines (DAL) 0.07 11764 -4% 56.78
iShares NASDAQ Biotechnology Index (IBB) 0.07 6343 +88% 109.00
Humana (HUM) 0.07 2327 265.15
HCP (HCP) 0.07 21062 +4% 32.00
ProShares Ultra QQQ (QLD) 0.07 7005 96.07
American Tower Reit 0.07 2968 +3% 204.51
Pimco Total Return Etf totl 0.07 5650 107.43
Mplx 0.07 20057 +7% 32.21
Kite Rlty Group Tr 0.07 40743 +11% 15.12
Welltower Inc Com reit 0.07 8089 81.47
Cigna Corp New 0.07 3960 -16% 157.58
Goldman Sachs (GS) 0.06 2627 -3% 204.80
PNC Financial Services (PNC) 0.06 3884 137.23
FedEx Corporation (FDX) 0.06 3137 -5% 164.17
Consolidated Edison (ED) 0.06 5924 87.61
Kimberly-Clark Corporation (KMB) 0.06 4504 133.21
Foot Locker (FL) 0.06 13723 41.90
Tyson Foods (TSN) 0.06 7375 NEW 80.68
Deere & Company (DE) 0.06 3448 -13% 165.60
Stryker Corporation (SYK) 0.06 2850 205.61
Micron Technology (MU) 0.06 15620 -29% 38.60
Estee Lauder Companies (EL) 0.06 2880 182.99
salesforce (CRM) 0.06 3716 151.78
TowneBank (TOWN) 0.06 20000 -4% 27.30
Hormel Foods Corporation (HRL) 0.06 13625 +2% 40.51
Southwest Airlines (LUV) 0.06 11838 -8% 50.77
Textron (TXT) 0.06 10950 -7% 53.06
Tri-Continental Corporation (TY) 0.06 21312 -12% 26.98
Proshares Tr 0.06 12000 44.92
General Motors Company (GM) 0.06 15050 38.54
Nuveen Equity Premium and Growth Fund (JPG) 0.06 33434 -2% 15.79
Prologis Inc. 0.06 6926 +6% 80.13
Wp Carey 0.06 7065 -3% 81.25
Diamondback Energy 0.06 4700 108.94
Vodafone Group New Adr F 0.06 34600 -2% 16.33
New Residential Investment 0.06 35963 -4% 15.38
Agnc Invt Corp Com reit 0.06 31749 16.82
Invesco S&p 500 Equal Weight Etf 0.06 5264 -12% 107.71
U.S. Ban (USB) 0.05 8875 52.39
Archer Daniels Midland Company (ADM) 0.05 11834 40.81
Public Storage (PSA) 0.05 1966 +5% 238.05
RPM International (RPM) 0.05 6883 61.17
AFLAC Incorporated (AFL) 0.05 7965 -2% 54.87
Equity Residential (EQR) 0.05 5764 +6% 75.99
Valero Energy Corporation (VLO) 0.05 5541 -2% 85.54
Hess (HES) 0.05 7062 -5% 63.58
Royal Dutch Shell (RDS.B) 0.05 7428 +8% 65.70
American Electric Power Company (AEP) 0.05 5704 -25% 88.01
Lowe's Companies (LOW) 0.05 4936 100.89
AvalonBay Communities (AVB) 0.05 2171 +6% 203.13
ConAgra Foods (CAG) 0.05 15856 26.55
Energy Select Sector SPDR (XLE) 0.05 7034 -34% 63.69
Middleby Corporation (MIDD) 0.05 3140 135.67
Liberty Property Trust (LRY) 0.05 8995 +5% 50.03
SPDR S&P; MidCap 400 ETF (MDY) 0.05 1197 354.22
Vanguard Small-Cap Value ETF (VBR) 0.05 3460 -10% 130.64
iShares iBoxx $ High Yid Corp Bond (HYG) 0.05 4972 -38% 87.09
iShares S&P; SmallCap 600 Index (IJR) 0.05 6327 78.24
Vanguard Emerging Markets ETF (VWO) 0.05 9848 42.55
Vanguard Small-Cap Growth ETF (VBK) 0.05 2570 186.38
Vanguard Small-Cap ETF (VB) 0.05 2745 156.65
BlackRock Corporate High Yield Fund VI, (HYT) 0.05 44659 10.73
Vanguard Mid-Cap Growth ETF (VOT) 0.05 3063 149.20
iShares MSCI Australia Index Fund (EWA) 0.05 18763 22.54
Wells Fargo Adv Inc Opport Fund (EAD) 0.05 57028 8.24
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.05 54637 8.88
HCA HOLDINGS Inc 0.05 3335 -8% 135.23
Marathon Petroleum Corp 0.05 7616 55.93
Cubesmart 0.05 12798 +5% 33.44
Pdc Energy 0.05 11732 36.06
Vanguard S&p 500 Etf idx fd 0.05 1680 +31% 269.05
Store Capital Corp reit 0.05 13386 +5% 33.17
Vareit, Inc reits 0.05 53159 +9% 9.01
Triton International 0.05 13213 -3% 32.77
Nuveen High Income November 0.05 44500 9.91
First Us Bancshares Inc shs 0.05 53416 9.25
Booking Holdings 0.05 230 -18% 1873.91
Huntington Bancshares Incorporated (HBAN) 0.04 28916 13.83
Ameren Corporation (AEE) 0.04 5541 75.08
Host Hotels & Resorts (HST) 0.04 21920 +11% 18.20
Comerica Incorporated (CMA) 0.04 5028 +24% 72.59
Matthews International Corporation (MATW) 0.04 9500 -17% 34.84
Yum! Brands (YUM) 0.04 3373 -2% 110.58
General Mills (GIS) 0.04 7139 -8% 52.53
Intuitive Surgical (ISRG) 0.04 725 -12% 524.14
Exelon Corporation (EXC) 0.04 7778 47.96
TOTAL S.A. (TOT) 0.04 6444 -66% 55.87
Williams Companies (WMB) 0.04 12379 -13% 28.03
Xcel Energy (XEL) 0.04 5610 59.54
Constellation Brands (STZ) 0.04 1795 197.21
Baidu (BIDU) 0.04 3350 +36% 117.31
Seagate Technology Com Stk 0.04 7341 47.13
DTE Energy Company (DTE) 0.04 3271 127.79
Centene Corporation (CNC) 0.04 6508 -67% 52.40
Cheniere Energy (LNG) 0.04 5705 68.54
Rockwell Automation (ROK) 0.04 2051 -51% 163.82
Urstadt Biddle Properties (UBA) 0.04 19047 +6% 21.00
National Bankshares (NKSH) 0.04 9464 38.88
American International (AIG) 0.04 7317 53.30
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.04 3322 124.32
Financial Select Sector SPDR (XLF) 0.04 14720 27.58
Pebblebrook Hotel Trust (PEB) 0.04 13418 +9% 28.17
BlackRock Enhanced Capital and Income Fd (CII) 0.04 23307 15.79
Omeros Corporation (OMER) 0.04 24000 -3% 15.71
BlackRock Floating Rate Income Strat. Fn (FRA) 0.04 27200 +17% 12.83
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.04 24712 15.74
PIMCO High Income Fund (PHK) 0.04 44893 7.93
Pioneer Municipal High Income Trust (MHI) 0.04 29900 12.21
SPDR Dow Jones Global Real Estate (RWO) 0.04 7097 49.88
New York Mortgage Trust (NYMT) 0.04 53447 +4% 6.19
Schwab Strategic Tr cmn 0.04 7080 +5% 56.07
Schwab Strategic Tr us dividend eq 0.04 6976 53.04
Phillips 66 0.04 4020 -17% 93.53
Physicians Realty Trust 0.04 23205 +7% 17.45
American Airls 0.04 10971 32.63
Roku Inc 0.04 3700 -36% 90.54
Slack Technologies Inc 0.04 8700 NEW 37.47
Starwood Property Trust (STWD) 0.03 11917 22.74
FirstEnergy (FE) 0.03 5625 -3% 42.84
CarMax (KMX) 0.03 3195 +3% 86.70
Northrop Grumman Corporation (NOC) 0.03 809 -78% 322.62
Travelers Companies (TRV) 0.03 2020 -89% 149.50
International Paper Company (IP) 0.03 6514 43.29
Western Digital (WDC) 0.03 5320 47.56
Raytheon Company (RTN) 0.03 1377 -6% 173.57
Air Products & Chemicals (APD) 0.03 1431 226.42
Halliburton Company (HAL) 0.03 10707 +5% 22.70
Schlumberger (SLB) 0.03 7015 -10% 39.77
Biogen Idec (BIIB) 0.03 1389 -20% 233.98
Illinois Tool Works (ITW) 0.03 2070 150.72
Clorox Company (CLX) 0.03 1550 -8% 152.90
Cedar Fair (FUN) 0.03 5080 47.64
Take-Two Interactive Software (TTWO) 0.03 2325 113.55
Industrial SPDR (XLI) 0.03 3662 -17% 77.55
Activision Blizzard (ATVI) 0.03 5643 47.14
iShares Russell 2000 Index (IWM) 0.03 1963 155.37
Universal Display Corporation (PANL) 0.03 1500 188.00
NuStar Energy (NS) 0.03 9330 27.12
Omega Healthcare Investors (OHI) 0.03 7096 36.78
MFA Mortgage Investments (MFA) 0.03 43684 +21% 7.19
Skyworks Solutions (SWKS) 0.03 3098 -12% 77.15
Icahn Enterprises (IEP) 0.03 4018 72.42
PacWest Ban (PACW) 0.03 6233 38.83
Flowers Foods (FLO) 0.03 10000 23.30
Tor Dom Bk Cad Com 0.03 4451 58.41
Technology SPDR (XLK) 0.03 3474 -8% 78.01
American Water Works (AWK) 0.03 2150 NEW 115.81
iShares Lehman Aggregate Bond (AGG) 0.03 2698 +7% 111.19
Putnam Master Int. Income (PIM) 0.03 66272 4.59
Calamos Conv. Opptys. & Income Fund (CHI) 0.03 22426 +21% 10.52
iShares S&P; SmallCap 600 Growth (IJT) 0.03 1545 -3% 182.52
Vanguard Dividend Appreciation ETF (VIG) 0.03 2222 -37% 115.21
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.03 26201 +3% 10.53
Vanguard Extended Market ETF (VXF) 0.03 2040 +2% 118.63
Nuveen Equity Premium Income Fund (JPZ) 0.03 17653 -2% 13.31
Putnam Premier Income Trust (PPT) 0.03 51176 5.14
Western Asst High Incm Opprtnty Fnd (HIO) 0.03 57122 5.13
Nuveen Insd Dividend Advantage 0.03 17823 +12% 15.88
Invesco Van Kampen Municipal Trust (VKQ) 0.03 24350 12.32
Nuveen Div. Advantage Muni. Fund (NAD) 0.03 20143 14.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.03 19815 12.52
Vanguard Mega Cap 300 Index (MGC) 0.03 2359 NEW 101.31
Pembina Pipeline Corp 0.03 8003 37.24
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.03 2080 129.33
Schwab Intl Small Cap Equity ETF (SCHC) 0.03 9843 32.61
Pennantpark Floating Rate Capi 0.03 20357 11.54
Gamco Global Gold Natural Reso 0.03 62680 4.58
Sarepta Therapeutics 0.03 1650 NEW 152.12
Intrexon 0.03 37052 7.66
Intercontinentalexchange 0.03 3620 85.91
Arista Networks 0.03 940 259.57
Crown Castle Intl 0.03 2215 130.47
Doubleline Total Etf etf 0.03 5000 49.00
Wec Energy Group Inc Com stock 0.03 3678 -8% 83.47
Mortgage Reit Index real 0.03 5561 NEW 42.26
Lamb Weston Hldgs 0.03 4342 63.33
Axon Enterprise 0.03 4185 64.28
Cleveland-cliffs Inc 0.03 29405 +23% 10.68
Broadcom Ltd 0.03 899 -20% 288.10
Pgx etf 0.03 19050 +17% 14.65
Invesco Exchange Traded Fd Tr etf 0.03 14154 18.16
Invesco Exchange Traded Fd T gbl listed pvt 0.03 21682 +6% 11.95
iShares MSCI Emerging Markets Indx (EEM) 0.02 5161 -3% 42.82
Bank of New York Mellon Corporation (BK) 0.02 4526 44.19
Health Care SPDR (XLV) 0.02 2303 -4% 92.49
Kohl's Corporation (KSS) 0.02 4485 +8% 47.49
Campbell Soup Company (CPB) 0.02 5300 40.00
CenturyLink (CTL) 0.02 15136 -32% 11.76
Occidental Petroleum Corporation (OXY) 0.02 4430 +14% 50.34
Freeport-McMoRan Copper & Gold (FCX) 0.02 13077 11.62
Buckeye Partners (BPL) 0.02 5617 -37% 41.13
Gabelli Global Multimedia Trust (GGT) 0.02 19803 +11% 8.08
Cresud (CRESY) 0.02 20000 +100% 10.50
Gra (GGG) 0.02 4329 50.13
Steel Dynamics (STLD) 0.02 6621 30.21
CVR Energy (CVI) 0.02 4075 NEW 50.06
Digi International (DGII) 0.02 13500 12.67
Tompkins Financial Corporation (TMP) 0.02 2500 NEW 81.60
Unilever (UL) 0.02 3700 61.89
Brookdale Senior Living (BKD) 0.02 20500 7.22
Medallion Financial (TAXI) 0.02 25600 6.76
iShares S&P; MidCap 400 Index (IJH) 0.02 1194 -20% 194.30
SPDR S&P; Biotech (XBI) 0.02 2587 87.75
Alerian Mlp Etf(amlp) 0.02 19017 9.83
AllianceBernstein Global Hgh Incm Fd (AWF) 0.02 17099 11.76
BlackRock Global Opportunities Equity Tr (BOE) 0.02 14344 10.74
Cohen & Steers Quality Income Realty (RQI) 0.02 16833 13.66
DNP Select Income Fund (DNP) 0.02 14985 -10% 11.81
Eaton Vance Enhanced Equity Income Fund (EOI) 0.02 11639 14.95
Vanguard Total Bond Market ETF (BND) 0.02 2484 82.93
Gabelli Dividend & Income Trust (GDV) 0.02 9367 NEW 21.67
Penns Woods Ban (PWOD) 0.02 5005 45.15
New America High Income Fund I 0.02 18220 8.89
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.02 22098 -18% 9.77
Nuveen Quality Pref. Inc. Fund II (JPS) 0.02 17700 9.49
MFS Multimarket Income Trust (MMT) 0.02 37500 5.84
BlackRock Muni Income Investment Trust (BBF) 0.02 14492 14.08
BlackRock Municipal Income Trust II (BLE) 0.02 10167 14.66
Calamos Global Dynamic Income Fund (CHW) 0.02 22399 8.08
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.02 16186 13.84
Putnam Municipal Opportunities Trust (PMO) 0.02 14300 12.66
MFS High Income Municipal Trust (CXE) 0.02 40200 5.20
Schwab Emerging Markets Equity ETF (SCHE) 0.02 8664 +2% 26.20
Western Asset Hgh Yld Dfndfd 0.02 13100 14.96
Vanguard Admiral Fds Inc equity 0.02 1298 161.02
Spdr Short-term High Yield mf 0.02 8000 27.25
Mallinckrodt Pub 0.02 18027 +40% 9.15
Orange Sa 0.02 13000 15.69
* Proshares Tr S&p 500 Aristo Added 0.02 2901 NEW 69.29
Shopify Inc cl a 0.02 705 NEW 300.71
Collegium Pharmaceutical Inc Common Stock Usd 0.02 17650 -14% 13.14
Armour Residential Reit Inc Re 0.02 10223 18.68
Arconic Inc Com stock 0.02 8159 NEW 25.86
Blackrock Debt Strat Fd 0.02 13784 NEW 10.74
Citigroup Global Mkts Hldgs leveragd etn s p 0.02 10000 -83% 14.70
Aurora Cannabis Inc snc 0.02 18680 +56% 7.82
Src Energy 0.02 36192 4.97
Altaba 0.02 3317 69.34
Okta Inc cl a 0.02 1630 NEW 123.31
Legg Mason Bw Global Income 0.02 12000 11.75
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef 0.02 19486 8.36
I3 Verticals Inc 0.02 7692 NEW 29.51
Pgim Global Short Duration H 0.02 14500 14.48
Blackrock Tcp Cap Corp 0.02 10360 14.29
Teva Pharmaceutical Industries (TEVA) 0.01 12160 +5% 9.21
Transocean Ltd. 0.01 17482 +38% 6.41
Nokia Corporation (NOK) 0.01 21152 -35% 5.01
Cemex SAB de CV (CX) 0.01 25414 4.25
Chesapeake Energy Corporation (CHK) 0.01 33427 -10% 1.94
PennantPark Investment (PNNT) 0.01 16040 6.30
Carrizo Oil & Gas (CRZO) 0.01 10150 -6% 10.05
Banco Santander, S.A. (STD) 0.01 16897 4.56
Capstead Mortgage Corporation (CMO) 0.01 11302 8.32
Eaton Vance Risk Managed Diversified (ETJ) 0.01 12625 9.43
Neuberger Berman Real Estate Sec Inc Fd (NRO) 0.01 15000 5.13
Guggenheim Enhanced Equity Income Fund. (GPM) 0.01 13651 8.13
Wells Fargo Adv Global Dividend Opport (EOD) 0.01 12353 NEW 5.50
Coffee Holding (JVA) 0.01 11750 +15% 4.09
Fortuna Silver Mines Inc. 0.01 27340 2.85
Summit Midstream Partners 0.01 10500 NEW 7.43
Allianzgi Conv & Inc Fd taxable cef 0.01 12948 5.64
Tg Therapeutics 0.01 15000 8.67
Ring Energy 0.01 22000 3.27
Cornerstone Strategic Value 0.01 10716 11.66
* Washington Prime Group New Com stock 0.01 14899 -3% 3.83
E M X Royalty Corpor small blend 0.01 42732 1.22
Oaktree Specialty Lending Corp 0.01 23700 5.40
Oxford Square Ca 0.01 11600 6.38
Barings Bdc Inc 0.01 10105 9.80
Hexo Corp 0.01 11000 5.36
Rite Aid Corporation Com 0.01 12222 NEW 8.02
AK Steel Holding Corporation (AKS) 0.00 16400 2.38
Anworth Mortgage Asset Corporation (ANH) 0.00 11780 3.82
Denison Mines Corp 0.00 39825 0.53
CBL & Associates Properties (CBL) 0.00 23600 1.06
Credit Suisse High Yield Bond Fund (DHY) 0.00 10566 2.46
Kingold Jewelry Inc., (KGJI) 0.00 11650 0.60
B2gold Corp Com 0.00 12234 -44% 3.02
Sandridge Miss Trust 0.00 42000 0.64
Sandridge Permian Tr 0.00 20825 1.82
Sandridge Mississippian Tr I 0.00 15000 0.60
Dean Foods Company 0.00 20000 NEW 0.90
Transatlantic Petroleum Ltd Sh 0.00 11250 -41% 0.71
Contrafect 0.00 10124 0.49
Revolution Lighting Technolo 0.00 35236 0.26

Past 13F-HR SEC Filings by Sheaff Brock Investment Advisors

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