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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are PDX, HFRO, SABA, HERZ, PAAA, and represent 33.70% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: PAAA (+$11M), PFIX (+$9.2M), ASA (+$7.7M), BRW (+$5.7M), PDO, Oxford Lane Cap Corp, GDV, SDHY, MEGI, PCQ.
Started 13 new stock positions in HQL, CCIF, GNT, EMD, HQH, PCQ, PFIX, PAAA, EMF, PDO. Oxford Lane Cap Corp, NMAI, Angel Studios.
Reduced shares in these 10 stocks: FSCO (-$16M), , CLM (-$8.8M), EMO, DMA, SSSS, SDS, TYG, , MFM.
Sold out of its positions in ACP, ASGI, MUC, Chargepoint Holdings Inc Com Cl A, EMO, EIC, EDD, NXDT, NUW, PCK. PNF, PNI, PYN, SJB, SPMC, SSSS, NCLH.
Thomas J. Herzfeld Advisors was a net buyer of stock by $7.9M.
Thomas J. Herzfeld Advisors has $292M in assets under management (AUM), dropping by 4.03%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 104 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX)	13.4	$39M		1.6M	24.93	View chart
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO)	6.1	$18M	+7%	2.8M	6.35	View chart
Saba Capital Income & Opportun (SABA)	5.6	$16M	+2%	1.8M	9.12	View chart
Herzfeld Caribbean Basin (HERZ)	5.0	$15M	-6%	6.1M	2.38	View chart
Pgim Etf Tr Aaa Clo Etf (PAAA)	3.6	$11M	NEW	206k	51.50	View chart
Nuveen Floating Rate Income Fund (JFR)	3.6	$11M	-3%	1.3M	8.18	View chart
Brookfield Real Assets Incom Shs Ben Int (RA)	3.3	$9.7M		725k	13.36	View chart
Simplify Exchange Traded Fun Simplify Interst (PFIX)	3.2	$9.2M	NEW	192k	48.17	View chart
Saba Capital Income & Opport Shs New (BRW)	3.1	$9.1M	+163%	1.2M	7.77	View chart
ASA Gold and Precious Metals SHS (ASA)	2.8	$8.3M	+1455%	181k	45.80	View chart
PIMCO Access Income Fund Shs Benfin Int (PAXS)	2.7	$7.8M	+10%	481k	16.27	View chart
Boulder Growth & Income Fund (STEW)	2.3	$6.8M	+15%	376k	18.16	View chart
Fs Global Cr Opportunitie Fda (FSCO)	2.3	$6.7M	-70%	964k	6.91	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	2.2	$6.5M		383k	16.89	View chart
Neuberger Brman Next Genera Common Stock (NBXG)	2.1	$6.1M	+25%	394k	15.38	View chart
iShares Tr TRS FLT RT BD (TFLO)	1.9	$5.4M		108k	50.59	View chart
Duff & Phelps Global (DPG)	1.9	$5.4M	+32%	421k	12.91	View chart
Pgim Short Dur Hig Yld Opp F (SDHY)	1.8	$5.4M	+85%	321k	16.72	View chart
Nuveen Variable Rate Pref Incm Cf (NPFD)	1.8	$5.2M	-15%	261k	19.96	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	1.6	$4.8M	+10%	221k	21.67	View chart
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ)	1.6	$4.6M	+15%	210k	22.16	View chart
Taiwan Fund (TWN)	1.6	$4.6M	+34%	85k	54.12	View chart
Thornburg Income Builder (TBLD)	1.6	$4.5M	+6%	228k	19.89	View chart
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO)	1.5	$4.5M	NEW	318k	14.12	View chart
Kayne Anderson MLP Investment (KYN)	1.4	$4.0M	+9%	321k	12.37	View chart
ProShares UltraShort S&P500 Ultrashrt S&p500 (SDS)	1.3	$3.9M	-34%	272k	14.45	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	1.3	$3.9M		301k	13.05	View chart
Oxford Lane Cap Corp	1.3	$3.9M	NEW	228k	16.93	View chart
Nuveen Credit Strategies Income Fund Com Shs (JQC)	1.2	$3.6M		684k	5.27	View chart
Ecofin Sustainable and Social Impact Term Fund Sh Ben Int (TEAF)	0.9	$2.8M	+20%	235k	11.76	View chart
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS)	0.9	$2.7M		208k	13.11	View chart
Nuveen Dow 30 Dynamic Overwrite Fund SHS (DIAX)	0.9	$2.7M	-25%	181k	14.89	View chart
Central Securities (CET)	0.9	$2.7M		52k	51.37	View chart
Gabelli Dividend & Income Trust (GDV)	0.9	$2.6M	+40732%	95k	27.13	View chart
Mainstay Cbre Global (MEGI)	0.9	$2.5M	+1097%	171k	14.68	View chart
Pimco Income Strategy Fund II (PFN)	0.8	$2.4M	+3%	320k	7.59	View chart
Tortoise Energy Infrastructure closed end funds (TYG)	0.8	$2.3M	-47%	53k	43.09	View chart
Exchange Listed FDS Tr Saba Int Rate (CEFS)	0.8	$2.2M	+12%	99k	22.77	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.7	$2.0M	-7%	339k	5.92	View chart
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX)	0.7	$1.9M	+5781%	159k	12.00	View chart
Pimco CA Municipal Income Fund (PCQ)	0.7	$1.9M	NEW	219k	8.72	View chart
MFS High Yield Municipal Trust Sh Ben Int (CMU)	0.7	$1.9M		546k	3.47	View chart
MFS Investment Grade Municipal Trust Sh Ben Int (CXH)	0.6	$1.9M		240k	7.86	View chart
Nuveen Mtg opportunity term (JLS)	0.6	$1.8M		97k	18.72	View chart
Aberdeen Life Sciences Investor Sh Ben Int (HQL)	0.6	$1.8M	NEW	117k	15.51	View chart
Aberdeen Healthcare Investors Sh Ben Int (HQH)	0.6	$1.7M	NEW	95k	18.46	View chart
GAMCO Nat Res Gold and Income Sh Ben Int (GNT)	0.6	$1.7M	NEW	235k	7.03	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	0.6	$1.6M		138k	11.72	View chart
Mainstay Definedterm Mn Opp (MMD)	0.5	$1.5M		97k	15.13	View chart
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT)	0.4	$1.1M	+36%	49k	22.46	View chart
MFS Municipal Income Trust Sh Ben Int (MFM)	0.3	$730k	-68%	135k	5.39	View chart
Bny Mellon Strategic Muns (LEO)	0.2	$585k	+6%	94k	6.25	View chart
SPDR Gold Tr Gold Shs (GLD)	0.2	$497k		1.4k	355.47	View chart
Blackrock Munivest Fund II (MVT)	0.2	$490k	-50%	46k	10.63	View chart
MFS High Income Mun Tr Sh Ben Int (CXE)	0.2	$454k		122k	3.72	View chart
Aberdeen National Municipal Income Fund Sh Ben Int (VFL)	0.1	$271k	-34%	26k	10.26	View chart
SPDR S&P 500 ETF Tr Tr Unit (SPY)	0.1	$260k		390.00	666.18	View chart
BNY Mellon Municipal Bond Infrastructure Fund Com Shs (DMB)	0.1	$250k		23k	10.70	View chart
Carlyle Credit Income Fund Shs Ben Int (CCIF)	0.1	$196k	NEW	34k	5.82	View chart
ProShares TR Ultrapro Sht QQQ (QID)	0.1	$184k	+13%	8.5k	21.53	View chart
Invesco QQQ Tr Unit Ser 1 (QQQ)	0.1	$162k		270.00	600.37	View chart
Netflix (NFLX)	0.0	$120k		100.00	1198.92	View chart
Columbia Seligm Prem Tech Gr (STK)	0.0	$118k	-2%	3.3k	35.32	View chart
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY)	0.0	$89k		150.00	596.03	View chart
Tmc The Metals Company (TMC)	0.0	$82k		13k	6.37	View chart
Cornerstone Strategic Value (CLM)	0.0	$79k	-99%	9.5k	8.28	View chart
Meta Platforms Cl A (META)	0.0	$73k		100.00	734.38	View chart
Destra Multi-alternative (DMA)	0.0	$70k	-97%	8.1k	8.64	View chart
Investco CurrencyShares Japan Japanese Yen (FXY)	0.0	$37k		600.00	62.21	View chart
First Tr Inter Duration Pfd & Income (FPF)	0.0	$36k	+104%	1.9k	19.15	View chart
Angel Studios Cl A Com	0.0	$33k	NEW	5.7k	5.81	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.0	$31k	+12%	3.2k	9.75	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$25k		33k	0.75	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$20k	+9%	1.9k	10.54	View chart
Purecycle Technologies W Exp 01/28/202 (PCTTW)	0.0	$18k		5.5k	3.38	View chart
Korea Fund Com New (KF)	0.0	$18k	+60%	602.00	30.58	View chart
European Equity Fund (EEA)	0.0	$18k	+21%	1.7k	10.84	View chart
Templeton Dragon Fund (TDF)	0.0	$16k	+20%	1.4k	11.65	View chart
New Germany Fund (GF)	0.0	$14k	-28%	1.2k	11.56	View chart
Western Asset Emerging Mrkts Dbt Fnd (EMD)	0.0	$14k	NEW	1.4k	10.32	View chart
Mexico Fund (MXF)	0.0	$14k	+5%	705.00	19.70	View chart
Mexico Equity and Income Fund (MXE)	0.0	$14k		1.1k	11.87	View chart
Aberdeen Chile Fund (AEF)	0.0	$13k	+53%	2.0k	6.48	View chart
Nuveen Multi Asset Income Fu (NMAI)	0.0	$13k	NEW	978.00	12.98	View chart
Montana Technologies Corp *W Exp 03/15/202 (AIRJW)	0.0	$12k		15k	0.75	View chart
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY)	0.0	$11k		220.00	50.94	View chart
Templeton Emerging Markets (EMF)	0.0	$11k	NEW	660.00	16.74	View chart
Aberdeen Total Dynamic Dividend Fund Com Sh Ben Int (AOD)	0.0	$11k	+5%	1.2k	9.46	View chart
Stone Hbr Emerg Mrkts (EDF)	0.0	$10k	+12%	2.1k	5.05	View chart
Morgan Stanley India Investment Fund (IIF)	0.0	$10k	-44%	391.00	26.35	View chart
TCW Strategic Income Fund (TSI)	0.0	$9.8k		2.0k	4.92	View chart
General American Investors (GAM)	0.0	$7.0k		112.00	62.21	View chart
BlackRock Enhanced International Dividend Trust Com Bene Inter (BGY)	0.0	$7.0k	-50%	1.2k	5.75	View chart
Adams Express Company (ADX)	0.0	$6.7k	+2%	301.00	22.33	View chart
Blackrock Capital Allocation Trust (BCAT)	0.0	$6.4k	+2%	435.00	14.79	View chart
Gabelli Equity Trust (GAB)	0.0	$6.4k	+2%	1.0k	6.09	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$6.2k	+2%	678.00	9.11	View chart
Royce Value Trust (RVT)	0.0	$6.2k		382.00	16.13	View chart
Tri-Continental Corporation (TY)	0.0	$6.1k		181.00	33.97	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$6.0k	+2%	1.1k	5.55	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$5.9k	+2%	378.00	15.73	View chart
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX)	0.0	$5.9k		216.00	27.52	View chart
Liberty All Star Equity Fund Sh Ben Int (USA)	0.0	$5.2k	+2%	823.00	6.34	View chart
Virtus Global Divid Income F (ZTR)	0.0	$4.5k	+2%	692.00	6.45	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2025 Q3 filed Nov. 12, 2025
Thomas J. Herzfeld Advisors 2025 Q2 filed Aug. 13, 2025
Thomas J. Herzfeld Advisors 2025 Q1 filed May 14, 2025
Thomas J. Herzfeld Advisors 2024 Q4 filed Feb. 12, 2025
Thomas J. Herzfeld Advisors 2024 Q3 filed Nov. 12, 2024
Thomas J. Herzfeld Advisors 2024 Q2 filed Aug. 13, 2024
Thomas J. Herzfeld Advisors 2024 Q1 filed May 13, 2024
Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023
Thomas J. Herzfeld Advisors 2023 Q1 filed May 15, 2023
Thomas J. Herzfeld Advisors 2022 Q4 filed Feb. 14, 2023
Thomas J. Herzfeld Advisors 2022 Q3 filed Nov. 14, 2022

View all past filings

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