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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are FSSL, PDX, HFRO, SABA, HERZ, and represent 31.90% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: FSSL (+$29M), BPRE (+$13M), GOF (+$12M), FSCO (+$5.9M), BRW, PAXS, BTX, EIC, XFLT, PDI.
Started 18 new stock positions in PGZ, EDD, NBH, BPRE, FSSL, EIC, PTY, EMO, XFLT, ECC. FMN, NXDT, MSD, GOF, BTX, SPMC, PDI, NCV.
Reduced shares in these 10 stocks: PAAA (-$11M), PFIX (-$9.2M), FFC (-$6.5M), NPFD (-$5.2M), TFLO (-$5.2M), PDX, KYN, Proshares UltraShort S&P500 ET, JFR, ASA.
Sold out of its positions in BGY, BCAT, DMA, TEAF, FFC, KYN, NPFD, PAAA, PFN, Proshares UltraShort S&P500 ET. QID, PFIX, HQH, HQL, TYG.
Thomas J. Herzfeld Advisors was a net buyer of stock by $19M.
Thomas J. Herzfeld Advisors has $296M in assets under management (AUM), dropping by 1.33%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 107 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Fs Specialty Lending Com Sh Ben Int (FSSL)	9.8	$29M	NEW	2.1M	14.14	View chart
Pimco Dynamic Income Strateg Com Shs Ben Int (PDX)	8.3	$25M	-16%	1.3M	18.78	View chart
Highland Opps & Income Highland Income (HFRO)	5.0	$15M	-12%	2.5M	5.98	View chart
Saba Capital Income & Opport Com New (SABA)	4.4	$13M	-11%	1.6M	8.25	View chart
Herzfeld Caribbean Basin (HERZ)	4.4	$13M	-4%	5.8M	2.22	View chart
Saba Capital Income & Oprnt Shs New (BRW)	4.4	$13M	+56%	1.8M	7.01	View chart
Bluerock Pvt Real Estate (BPRE)	4.3	$13M	NEW	855k	15.00	View chart
Fs Credit Opportunities Corp Common Stock (FSCO)	4.0	$12M	+97%	1.9M	6.30	View chart
Guggenheim Strategic Opportu Com Sbi (GOF)	4.0	$12M	NEW	927k	12.88	View chart
Pimco Access Income Fund Shs Benfin Int (PAXS)	3.9	$11M	+55%	748k	15.30	View chart
Brookfield Real Assets Incom Shs Ben Int (RA)	3.4	$10M	+6%	772k	12.96	View chart
Asa Gold And Precious Mtls L SHS (ASA)	2.7	$8.0M	-25%	134k	59.67	View chart
Boulder Growth & Income Fund (STEW)	2.4	$7.1M		382k	18.54	View chart
Nuveen Floating Rate Income Fund (JFR)	2.3	$6.9M	-31%	877k	7.83	View chart
Duff & Phelps Global (DPG)	2.0	$6.0M	+11%	470k	12.71	View chart
Neuberger Next Generation Common Stock (NBXG)	2.0	$6.0M	+4%	412k	14.44	View chart
Oxford Lane Cap Corp (OXLC)	2.0	$5.8M	+75%	400k	14.64	View chart
Pgim Short Dur Hig Yld Opp F (SDHY)	1.8	$5.4M	+2%	330k	16.45	View chart
Blackrock Science & Technolo Shs Ben Int (BSTZ)	1.6	$4.9M	+2%	215k	22.61	View chart
Pimco Dynamic Income Oprnts Com Ben Shs (PDO)	1.6	$4.8M	+8%	345k	13.84	View chart
Thornburg Income Builder (TBLD)	1.6	$4.7M		232k	20.10	View chart
Taiwan Fund (TWN)	1.5	$4.4M	-2%	83k	53.38	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	1.4	$4.0M	+6%	320k	12.66	View chart
Blackrock Tech And Private E Shs Ben Int (BTX)	1.2	$3.6M	NEW	543k	6.59	View chart
Eagle Point Income Company I (EIC)	1.2	$3.5M	NEW	311k	11.41	View chart
Xai Octagon Floatng Rate Alt (XFLT)	1.0	$3.1M	NEW	638k	4.80	View chart
Angel Oak Finl Strategies In Com Ben Int (FINS)	1.0	$2.9M	+4%	217k	13.21	View chart
Nuveen Dow 30 Dynmc Overwrt SHS (DIAX)	0.9	$2.8M		183k	15.26	View chart
Central Securities (CET)	0.9	$2.8M	+4%	55k	50.71	View chart
Blackstone Long Short Cr Com Shs Bn Int (BGX)	0.9	$2.7M	+46%	233k	11.66	View chart
Pimco Dynamic Income SHS (PDI)	0.9	$2.7M	NEW	153k	17.71	View chart
Nuveen Cr Strategies Income Com Shs (JQC)	0.9	$2.7M	-22%	531k	5.02	View chart
Virtus Convertible & Income Com New (NCV)	0.9	$2.6M	NEW	174k	15.15	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.9	$2.6M	-43%	124k	21.17	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.8	$2.4M	NEW	323k	7.39	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.7	$2.1M		341k	6.17	View chart
Mfs High Yield Mun Tr Sh Ben Int (CMU)	0.7	$2.0M	+2%	559k	3.51	View chart
Exchange Listed Fds Tr Saba Int Rate (CEFS)	0.7	$1.9M	-14%	84k	23.04	View chart
Pimco CA Municipal Income Fund (PCQ)	0.7	$1.9M		221k	8.73	View chart
Mfs Invt Grade Mun Tr Sh Ben Int (CXH)	0.7	$1.9M		242k	7.95	View chart
Gabelli Dividend & Income Trust (GDV)	0.6	$1.9M	-28%	68k	27.77	View chart
Mainstay Cbre Global (MEGI)	0.5	$1.6M	-33%	114k	13.76	View chart
Nuveen Mtg opportunity term (JLS)	0.5	$1.5M	-17%	81k	18.19	View chart
Mainstay Definedterm Mn Opp (MMD)	0.5	$1.4M		97k	14.87	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	0.5	$1.3M	-11%	122k	11.06	View chart
Blackrock Mun Target Term Tr Com Shs Ben In (BTT)	0.4	$1.1M		50k	22.82	View chart
Carlyle Credit Income Fund Shs Ben Int (CCIF)	0.3	$943k	+497%	201k	4.69	View chart
Mfs Mun Income Tr Sh Ben Int (MFM)	0.3	$747k		138k	5.43	View chart
PIMCO Corporate Opportunity Fund (PTY)	0.2	$720k	NEW	56k	12.90	View chart
Eagle Pt Cr (ECC)	0.2	$719k	NEW	125k	5.76	View chart
Gamco Nat Res Gold & Income Sh Ben Int (GNT)	0.2	$674k	-61%	91k	7.45	View chart
Mfs High Income Mun Tr Sh Ben Int (CXE)	0.2	$617k	+36%	167k	3.70	View chart
Bny Mellon Strategic Muns (LEO)	0.2	$600k		94k	6.36	View chart
Spdr Gold Tr Gold Shs (GLD)	0.2	$554k		1.4k	396.31	View chart
Blackrock Munivest Fund II (MVT)	0.2	$501k		46k	10.81	View chart
Abrdn Natl Mun Income Sh Ben Int (VFL)	0.1	$369k	+36%	36k	10.27	View chart
Federated Premier Municipal Income (FMN)	0.1	$330k	NEW	30k	11.11	View chart
Neuberger Ber. Intermediate Muni. Fund (NBH)	0.1	$327k	NEW	32k	10.12	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	0.1	$266k		390.00	681.92	View chart
Bny Mellon Mun Bd Infrastruc Com Shs (DMB)	0.1	$258k		24k	10.99	View chart
Ishares Tr TRS FLT RT BD (TFLO)	0.1	$226k	-95%	4.5k	50.46	View chart
Columbia Seligm Prem Tech Gr (STK)	0.1	$215k	+74%	5.8k	36.79	View chart
Sound Point Meridian Cap Common Stock (SPMC)	0.1	$189k	NEW	14k	13.75	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.1	$166k		270.00	614.31	View chart
Netflix (NFLX)	0.0	$94k	+900%	1.0k	93.76	View chart
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY)	0.0	$91k		150.00	603.28	View chart
Tmc The Metals Company (TMC)	0.0	$80k		13k	6.17	View chart
Meta Platforms Cl A (META)	0.0	$66k		100.00	660.09	View chart
ClearBridge Energy MLP Fund (EMO)	0.0	$45k	NEW	1.0k	44.65	View chart
Invesco Currencyshares Japan Japanese Yen (FXY)	0.0	$35k		600.00	58.67	View chart
First Tr Inter Duration Pfd & Income (FPF)	0.0	$33k	-3%	1.8k	18.64	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.0	$32k	+4%	3.3k	9.45	View chart
Angel Studios Cl A Com (ANGX)	0.0	$27k		5.7k	4.67	View chart
Korea Com New (KF)	0.0	$22k		602.00	36.32	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$21k		1.9k	11.08	View chart
European Equity Fund (EEA)	0.0	$17k		1.7k	10.30	View chart
Mexico Equity and Income Fund (MXE)	0.0	$17k	+20%	1.4k	12.38	View chart
Western Asset Emerging Mrkts Dbt Fnd (EMD)	0.0	$17k	+11%	1.6k	10.63	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.0	$16k		33k	0.50	View chart
Templeton Dragon Fund (TDF)	0.0	$16k		1.4k	11.26	View chart
Mexico Fund (MXF)	0.0	$16k	+9%	770.00	20.14	View chart
Aberdeen Chile Fund (AEF)	0.0	$15k	+6%	2.1k	7.00	View chart
Nuveen Multi Asset Income Fu (NMAI)	0.0	$14k	+12%	1.1k	13.04	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$13k		15k	0.85	View chart
Proshares Tr Ii Sht Vix St Trm (SVXY)	0.0	$12k		220.00	55.38	View chart
Templeton Emerging Markets (EMF)	0.0	$11k		660.00	17.03	View chart
Stone Hbr Emerg Mrkts (EDF)	0.0	$10k		2.1k	4.97	View chart
Principal Real Estate Income Shs Ben Int (PGZ)	0.0	$9.9k	NEW	992.00	10.01	View chart
TCW Strategic Income Fund (TSI)	0.0	$9.9k		2.0k	4.94	View chart
Morgan Stanley India Investment Fund (IIF)	0.0	$9.8k		391.00	24.98	View chart
Cornerstone Strategic Value (CLM)	0.0	$8.9k	-88%	1.1k	8.36	View chart
New Germany Fund (GF)	0.0	$7.9k	-44%	689.00	11.43	View chart
General American Investors (GAM)	0.0	$7.3k	+10%	124.00	58.82	View chart
Adams Express Company (ADX)	0.0	$7.2k	+2%	308.00	23.28	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$6.6k	+3%	700.00	9.47	View chart
Gabelli Equity Trust (GAB)	0.0	$6.6k	+2%	1.1k	6.17	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.0	$6.4k	NEW	1.2k	5.43	View chart
Royce Value Trust (RVT)	0.0	$6.4k	+3%	395.00	16.10	View chart
Tri-Continental Corporation (TY)	0.0	$6.3k	+7%	194.00	32.62	View chart
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX)	0.0	$6.3k	+2%	221.00	28.51	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$6.3k	+3%	393.00	15.95	View chart
Abrdn Total Dynamic Dividend Com Sh Ben Int (AOD)	0.0	$5.8k	-49%	590.00	9.75	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$5.7k		1.1k	5.30	View chart
Liberty All Star Equity Sh Ben Int (USA)	0.0	$5.2k		823.00	6.28	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.0	$4.2k		5.5k	0.77	View chart
Virtus Global Divid Income F (ZTR)	0.0	$2.8k	-35%	447.00	6.31	View chart
Nexpoint Diversified Rel Et Com New (NXDT)	0.0	$1.1k	NEW	276.00	3.83	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2025 Q4 filed Feb. 13, 2026
Thomas J. Herzfeld Advisors 2025 Q3 filed Nov. 12, 2025
Thomas J. Herzfeld Advisors 2025 Q2 filed Aug. 13, 2025
Thomas J. Herzfeld Advisors 2025 Q1 filed May 14, 2025
Thomas J. Herzfeld Advisors 2024 Q4 filed Feb. 12, 2025
Thomas J. Herzfeld Advisors 2024 Q3 filed Nov. 12, 2024
Thomas J. Herzfeld Advisors 2024 Q2 filed Aug. 13, 2024
Thomas J. Herzfeld Advisors 2024 Q1 filed May 13, 2024
Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023
Thomas J. Herzfeld Advisors 2023 Q1 filed May 15, 2023
Thomas J. Herzfeld Advisors 2022 Q4 filed Feb. 14, 2023

View all past filings

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