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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are PDX, FSCO, HFRO, NPFD, PCF, and represent 34.87% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: PCF (+$9.9M), FSCO, FFC, KYN, TYG, SSSS, PHT, EMO, TEAF, JAAA.
Started 15 new stock positions in PMM, CHN, SDS, TDF, MHI, FFC, MIO, CXE, KYN, PFO. LEO, PHT, IPXX, JAAA, MAV.
Reduced shares in these 10 stocks: JPC, CLM, PEO, TTP, DCF, HFRO, TPZ, CRF, OCCI, HNW.
Sold out of its positions in ABT, ABBV, ASLE, APD, AXP, AMT, ADI, APO, AAPL, AMAT.
Thomas J. Herzfeld Advisors was a net buyer of stock by $6.2M.
Thomas J. Herzfeld Advisors has $300M in assets under management (AUM), dropping by 5.31%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 155 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX)	12.0	$36M		1.5M	23.59	View chart
Fs Global Cr Opportunitie Fda (FSCO)	9.1	$27M	+18%	4.3M	6.35	View chart
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO)	6.2	$19M	-7%	3.0M	6.13	View chart
Nuveen Variable Rate Pref Incm Cf (NPFD)	4.0	$12M	+7%	635k	18.94	View chart
High Income Secs Shs Ben Int (PCF)	3.6	$11M	+1114%	1.6M	6.83	View chart
Sound Point Meridian Cap (SPMC)	2.8	$8.3M	-4%	422k	19.77	View chart
Cornerstone Strategic Value (CLM)	1.9	$5.8M	-32%	756k	7.68	View chart
Destra Multi-alternative (DMA)	1.9	$5.8M	-4%	669k	8.67	View chart
Herzfeld Caribbean Basin (CUBA)	1.9	$5.7M	+4%	2.5M	2.26	View chart
Nuveen Floating Rate Income Fund (JFR)	1.9	$5.7M	-14%	648k	8.82	View chart
PIMCO Access Income Fund Shs Benfin Int (PAXS)	1.7	$5.1M	+16%	306k	16.63	View chart
Norwegian Cruise Line Holdings SHS (NCLH)	1.7	$5.0M		243k	20.51	View chart
Saba Capital Income & Opportun (SABA)	1.6	$4.9M	+23%	570k	8.51	View chart
Neuberger Brman Next Genera Common Stock (NBXG)	1.5	$4.6M	-4%	360k	12.83	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	1.5	$4.6M	-46%	564k	8.07	View chart
Sutter Rock Cap Corp (SSSS)	1.5	$4.4M	+47%	1.1M	4.04	View chart
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ)	1.5	$4.4M	+3%	228k	19.20	View chart
Royal Caribbean Cruises (RCL)	1.4	$4.3M	-3%	24k	177.36	View chart
MasTec (MTZ)	1.4	$4.3M		35k	123.10	View chart
Brookfield Real Assets Incom Shs Ben Int (RA)	1.4	$4.2M	+8%	310k	13.70	View chart
Nuveen Dow 30 Dynamic Overwrite Fund SHS (DIAX)	1.3	$4.0M	+5%	268k	14.85	View chart
Tortoise Energy Infrastructure closed end funds (TYG)	1.3	$3.9M	+114%	99k	39.25	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	1.3	$3.8M	NEW	229k	16.41	View chart
Central Securities (CET)	1.2	$3.8M		82k	45.84	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	1.2	$3.7M	+2%	254k	14.50	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	1.2	$3.6M		167k	21.75	View chart
Blackrock Capital Allocation Trust (BCAT)	1.2	$3.5M	+5%	214k	16.45	View chart
ClearBridge Energy MLP Fund (EMO)	1.1	$3.4M	+66%	81k	42.20	View chart
Thornburg Income Builder (TBLD)	1.1	$3.4M		189k	17.82	View chart
MFS Municipal Income Trust Sh Ben Int (MFM)	1.0	$3.1M		548k	5.72	View chart
Pimco Income Strategy Fund II (PFN)	1.0	$3.0M	+3%	399k	7.62	View chart
Tortoise Pwr & Energy (TPZ)	1.0	$3.0M	-31%	168k	18.11	View chart
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX)	1.0	$2.9M	+3%	114k	25.12	View chart
Taiwan Fund (TWN)	0.9	$2.9M	-3%	65k	43.93	View chart
Franklin Templeton (FTF)	0.9	$2.7M	-12%	412k	6.67	View chart
Kayne Anderson MLP Investment (KYN)	0.9	$2.7M	NEW	246k	11.00	View chart
Eaton Vance Tax-Managed Global Dive Eq (EXG)	0.9	$2.7M		308k	8.72	View chart
Blackrock MuniHoldings CA Insrd Fnd (MUC)	0.9	$2.6M	-15%	224k	11.52	View chart
Tortoise Energy Independenc Fd Com cef (NDP)	0.8	$2.4M	-24%	64k	37.65	View chart
Ofg Ban (OFG)	0.8	$2.4M		54k	44.92	View chart
Nextera Energy (NEE)	0.8	$2.3M	-15%	27k	84.53	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.7	$2.2M	-16%	178k	12.38	View chart
Martin Marietta Materials (MLM)	0.7	$2.1M		3.8k	538.25	View chart
First BanCorp/Puerto Rico Com New (FBP)	0.6	$1.9M		89k	21.17	View chart
Blackstone Strategic Cred 20 Com Shs Ben In (BGB)	0.6	$1.9M	-11%	152k	12.32	View chart
Popular Com New (BPOP)	0.6	$1.9M		19k	100.27	View chart
Lennar Corp Cl A (LEN)	0.6	$1.8M		9.5k	187.48	View chart
Adams Express Company (ADX)	0.6	$1.7M	-27%	78k	21.56	View chart
Playa Hotels & Resorts Nv SHS (PLYA)	0.5	$1.6M		202k	7.75	View chart
Onespaworld Holdings Ltd onespaworld hold (OSW)	0.5	$1.6M		95k	16.51	View chart
Carnival Corp Unit 99/99/9999 (CCL)	0.5	$1.5M		83k	18.48	View chart
Nuveen Mtg opportunity term (JLS)	0.5	$1.5M		81k	18.43	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	0.5	$1.5M	+4%	124k	11.97	View chart
Ecofin Sustainable and Social Impact Term Fund Sh Ben Int (TEAF)	0.5	$1.5M	+802%	113k	13.05	View chart
Copa Holdings SA Cl A (CPA)	0.5	$1.4M	-6%	15k	93.84	View chart
Pioneer High Income Trust (PHT)	0.5	$1.4M	NEW	172k	8.00	View chart
Fomento Economico Mexicano SAB de CV Spon Adr Units (FMX)	0.5	$1.4M	+27%	14k	98.71	View chart
Vulcan Materials Company (VMC)	0.4	$1.3M		5.2k	250.43	View chart
Vesta Real Estate Corp Ads (VTMX)	0.4	$1.3M	+26%	48k	26.94	View chart
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW)	0.4	$1.2M	-44%	102k	12.30	View chart
Wells Fargo Adv Multi-Sector Inco Fund (ERC)	0.4	$1.2M	+5%	129k	9.58	View chart
Eagle Pt Cr (ECC)	0.4	$1.2M	-37%	124k	9.86	View chart
New Fortress Energy Cl A (NFE)	0.4	$1.2M	+59%	134k	9.09	View chart
Janus Detroit Str Tr Hendrson Aaa Cl (JAAA)	0.3	$955k	NEW	19k	50.88	View chart
Cemex SAB de CV Spon Adr New (CX)	0.3	$949k		156k	6.10	View chart
Empire State Realty Trust Cl A (ESRT)	0.3	$819k		74k	11.08	View chart
Nuveen Municipal Credit Com Sh Ben Int (NZF)	0.3	$817k	+43%	62k	13.10	View chart
Nuveen (NMCO)	0.3	$809k	+113%	69k	11.67	View chart
Grupo Aeroportuario del Sureste SAB de CV Spon Adr Ser B (ASR)	0.3	$785k		2.8k	282.76	View chart
Bny Mellon Mun Income (DMF)	0.2	$685k	-28%	94k	7.31	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.2	$621k		100k	6.23	View chart
Eaton Vance New York Municipal Bond Fund (ENX)	0.2	$617k	+3%	62k	9.96	View chart
MFS High Yield Municipal Trust Sh Ben Int (CMU)	0.2	$591k		161k	3.67	View chart
Pimco CA Muni. Income Fund II (PCK)	0.2	$586k	+3%	93k	6.28	View chart
MFS Investment Grade Municipal Trust Sh Ben Int (CXH)	0.2	$585k	+2%	71k	8.22	View chart
Evertec (EVTC)	0.2	$575k		17k	33.89	View chart
Blackrock Munivest Fund II (MVT)	0.2	$567k	+2%	50k	11.39	View chart
Blackrock Muni Intermediate Drtn Fnd (MUI)	0.2	$560k	+3%	45k	12.58	View chart
Invesco Van Kampen Trust for IGNYM Fund (VTN)	0.2	$479k	+3%	42k	11.53	View chart
Pioneer Mun High Income Oppo Common Stock (MIO)	0.2	$463k	NEW	37k	12.40	View chart
Seaboard Corporation (SEB)	0.1	$430k		137.00	3137.00	View chart
Exchange Listed FDS Tr Saba Int Rate (CEFS)	0.1	$403k		18k	22.25	View chart
Nuveen CA Dividend Advantage Muni. Fund (NAC)	0.1	$390k	+2%	33k	11.89	View chart
Invesco Van Kampen Trust For Inv Grd Mun (VGM)	0.1	$347k	+15%	33k	10.56	View chart
Invesco Van Kampen Cal Val Mun Inc Trust (VCV)	0.1	$347k	+2%	32k	10.89	View chart
SPDR Gold Tr Gold Shs (GLD)	0.1	$340k		1.4k	243.06	View chart
Federated Premier Municipal Income (FMN)	0.1	$283k	-34%	23k	12.42	View chart
Investco CurrencyShares Japan Japanese Yen (FXY)	0.1	$270k		4.2k	64.30	View chart
Pioneer Municipal High Income Trust Com Shs (MHI)	0.1	$268k	NEW	28k	9.60	View chart
Pioneer Municipal High Income Advantage (MAV)	0.1	$267k	NEW	30k	8.84	View chart
MFS High Income Mun Tr Sh Ben Int (CXE)	0.1	$237k	NEW	59k	4.00	View chart
Putnam Managed Municipal Income Trust (PMM)	0.1	$233k	NEW	36k	6.51	View chart
Bny Mellon Strategic Muns (LEO)	0.1	$233k	NEW	36k	6.51	View chart
iShares Tr TRS FLT RT BD (TFLO)	0.1	$226k		4.5k	50.60	View chart
SPDR S&P 500 ETF Tr Tr Unit (SPY)	0.1	$224k		390.00	573.76	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.1	$212k	NEW	23k	9.41	View chart
Sprott Physical Gold and Silver Trust Tr Unit (CEF)	0.1	$196k		8.0k	24.49	View chart
Boulder Growth & Income Fund (STEW)	0.1	$195k		12k	15.80	View chart
Western Asset/Claymore Inflation-Linked Securities & Income Fund Com Sh Ben Int (WIA)	0.1	$179k		21k	8.55	View chart
America Movil SAB de CV Spon Adr L Shs (AMX)	0.1	$175k		11k	16.36	View chart
Consolidated Water Ord (CWCO)	0.1	$154k		6.1k	25.21	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$135k	-94%	5.8k	23.22	View chart
Invesco QQQ Tr Unit Ser 1 (QQQ)	0.0	$132k		270.00	488.07	View chart
SPDR Ser Tr Spdr Bloomberg (BIL)	0.0	$126k		1.4k	91.81	View chart
Tortoise Pipeline & Energy F (TTP)	0.0	$117k	-95%	2.8k	42.20	View chart
Columbia Seligm Prem Tech Gr (STK)	0.0	$115k		3.4k	33.49	View chart
BlackRock Health Sciences Trust II Com Shs (BMEZ)	0.0	$111k	-11%	7.0k	15.84	View chart
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY)	0.0	$85k		150.00	569.66	View chart
United States Oil Fund Units (USO)	0.0	$79k		1.1k	69.92	View chart
ProShares UltraShort S&P50 Ultrashrt S&p500 (SDS)	0.0	$75k	NEW	3.6k	20.63	View chart
Netflix (NFLX)	0.0	$71k		100.00	709.27	View chart
Meta Platforms Cl A (META)	0.0	$57k		100.00	572.44	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	0.0	$55k		6.2k	8.84	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$38k		33k	1.16	View chart
BlackRock Enhanced International Dividend Trust Com Bene Inter (BGY)	0.0	$20k	+3%	3.5k	5.80	View chart
Oppfi Cl A (OPFI)	0.0	$18k	-33%	3.9k	4.73	View chart
Morgan Stanley India Investment Fund (IIF)	0.0	$17k		565.00	30.08	View chart
Purecycle Technologies W Exp 01/28/202 (PCTTW)	0.0	$16k	+122%	5.5k	3.00	View chart
Aberdeen Global Dynamic Divd F (AGD)	0.0	$16k	+7%	1.5k	10.62	View chart
New Germany Fund (GF)	0.0	$13k		1.5k	8.93	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$13k		1.6k	8.27	View chart
Pgim Global Short Duration H (GHY)	0.0	$12k		962.00	12.78	View chart
Aberdeen Global Premier Properties Fund Com Sh Ben Int (AWP)	0.0	$11k		2.4k	4.62	View chart
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY)	0.0	$11k		220.00	50.11	View chart
Mexico Equity and Income Fund (MXE)	0.0	$11k		1.2k	9.17	View chart
Mexico Fund (MXF)	0.0	$11k		694.00	15.09	View chart
TCW Strategic Income Fund (TSI)	0.0	$10k		2.0k	5.13	View chart
Aberdeen Total Dynamic Dividend Fund Com Sh Ben Int (AOD)	0.0	$9.6k	+11%	1.1k	9.10	View chart
Tmc The Metals Company (TMC)	0.0	$9.5k		9.0k	1.06	View chart
China Fund (CHN)	0.0	$9.4k	NEW	738.00	12.74	View chart
Japan Equity Fund ietf (JEQ)	0.0	$9.0k		1.4k	6.25	View chart
Aberdeen Std Global Infrastructure Shs Ben Int (ASGI)	0.0	$9.0k	+20%	444.00	20.21	View chart
Templeton Dragon Fund (TDF)	0.0	$8.9k	NEW	976.00	9.16	View chart
Stone Hbr Emerg Mrkts (EDF)	0.0	$8.2k		1.6k	5.24	View chart
BlackRock ESG Cap Allc Tr Shs Ben Int (ECAT)	0.0	$8.2k	-7%	463.00	17.74	View chart
Korea Fund Com New (KF)	0.0	$7.2k	-18%	315.00	22.75	View chart
Aberdeen Chile Fund (AEF)	0.0	$7.0k		1.2k	5.64	View chart
European Equity Fund (EEA)	0.0	$6.9k		740.00	9.38	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.0	$6.6k		1.3k	5.04	View chart
Montana Technologies Corp *W Exp 03/15/202 (AIRJW)	0.0	$6.4k	+24%	15k	0.42	View chart
Virtus Global Divid Income F (ZTR)	0.0	$5.6k	+43%	902.00	6.20	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$5.6k	+9%	991.00	5.61	View chart
Royce Value Trust (RVT)	0.0	$5.5k		350.00	15.72	View chart
General American Investors (GAM)	0.0	$5.5k		103.00	53.41	View chart
Gabelli Dividend & Income Trust (GDV)	0.0	$5.4k		222.00	24.46	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$5.3k	+2%	348.00	15.37	View chart
Tri-Continental Corporation (TY)	0.0	$5.3k		161.00	32.99	View chart
Liberty All Star Equity Fund Sh Ben Int (USA)	0.0	$5.3k	+2%	746.00	7.10	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$5.2k		606.00	8.64	View chart
Gabelli Equity Trust (GAB)	0.0	$5.2k	+2%	943.00	5.49	View chart
BlackRock Innovation and Grw Shs Ben Int (BIGZ)	0.0	$5.1k		680.00	7.55	View chart
Matterport Cl A (MTTR)	0.0	$3.3k		731.00	4.50	View chart
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX)	0.0	$1.9k	NEW	180.00	10.75	View chart
Nexpoint Credit Strategies Fund (NXDT)	0.0	$1.5k	-99%	246.00	6.25	View chart
NWTN W Exp 12/31/202 (NWTNW)	0.0	$1.3k		26k	0.05	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2024 Q3 filed Nov. 12, 2024
Thomas J. Herzfeld Advisors 2024 Q2 filed Aug. 13, 2024
Thomas J. Herzfeld Advisors 2024 Q1 filed May 13, 2024
Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023
Thomas J. Herzfeld Advisors 2023 Q1 filed May 15, 2023
Thomas J. Herzfeld Advisors 2022 Q4 filed Feb. 14, 2023
Thomas J. Herzfeld Advisors 2022 Q3 filed Nov. 14, 2022
Thomas J. Herzfeld Advisors 2022 Q2 filed Aug. 10, 2022
Thomas J. Herzfeld Advisors 2022 Q1 filed May 16, 2022
Thomas J. Herzfeld Advisors 2021 Q4 filed Feb. 14, 2022
Thomas J. Herzfeld Advisors 2021 Q3 filed Nov. 12, 2021

View all past filings

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