Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2025

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 104 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX) 13.4 $39M 1.6M 24.93
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO) 6.1 $18M 2.8M 6.35
Saba Capital Income & Opportun (SABA) 5.6 $16M 1.8M 9.12
Herzfeld Caribbean Basin (HERZ) 5.0 $15M 6.1M 2.38
Pgim Etf Tr Aaa Clo Etf (PAAA) 3.6 $11M 206k 51.50
Nuveen Floating Rate Income Fund (JFR) 3.6 $11M 1.3M 8.18
Brookfield Real Assets Incom Shs Ben Int (RA) 3.3 $9.7M 725k 13.36
Simplify Exchange Traded Fun Simplify Interst (PFIX) 3.2 $9.2M 192k 48.17
Saba Capital Income & Opport Shs New (BRW) 3.1 $9.1M 1.2M 7.77
ASA Gold and Precious Metals SHS (ASA) 2.8 $8.3M 181k 45.80
PIMCO Access Income Fund Shs Benfin Int (PAXS) 2.7 $7.8M 481k 16.27
Boulder Growth & Income Fund (STEW) 2.3 $6.8M 376k 18.16
Fs Global Cr Opportunitie Fda (FSCO) 2.3 $6.7M 964k 6.91
Flaherty & Crumrine/Claymore Preferred S (FFC) 2.2 $6.5M 383k 16.89
Neuberger Brman Next Genera Common Stock (NBXG) 2.1 $6.1M 394k 15.38
iShares Tr TRS FLT RT BD (TFLO) 1.9 $5.4M 108k 50.59
Duff & Phelps Global (DPG) 1.9 $5.4M 421k 12.91
Pgim Short Dur Hig Yld Opp F (SDHY) 1.8 $5.4M 321k 16.72
Nuveen Variable Rate Pref Incm Cf (NPFD) 1.8 $5.2M 261k 19.96
Cohen & Steers Ltd Dur Pfd I (LDP) 1.6 $4.8M 221k 21.67
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ) 1.6 $4.6M 210k 22.16
Taiwan Fund (TWN) 1.6 $4.6M 85k 54.12
Thornburg Income Builder (TBLD) 1.6 $4.5M 228k 19.89
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO) 1.5 $4.5M 318k 14.12
Kayne Anderson MLP Investment (KYN) 1.4 $4.0M 321k 12.37
ProShares UltraShort S&P500 Ultrashrt S&p500 (SDS) 1.3 $3.9M 272k 14.45
Rivernorth Flexible Municipal Incm Fd II (RFMZ) 1.3 $3.9M 301k 13.05
Oxford Lane Cap Corp 1.3 $3.9M 228k 16.93
Nuveen Credit Strategies Income Fund Com Shs (JQC) 1.2 $3.6M 684k 5.27
Ecofin Sustainable and Social Impact Term Fund Sh Ben Int (TEAF) 0.9 $2.8M 235k 11.76
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS) 0.9 $2.7M 208k 13.11
Nuveen Dow 30 Dynamic Overwrite Fund SHS (DIAX) 0.9 $2.7M 181k 14.89
Central Securities (CET) 0.9 $2.7M 52k 51.37
Gabelli Dividend & Income Trust (GDV) 0.9 $2.6M 95k 27.13
Mainstay Cbre Global (MEGI) 0.9 $2.5M 171k 14.68
Pimco Income Strategy Fund II (PFN) 0.8 $2.4M 320k 7.59
Tortoise Energy Infrastructure closed end funds (TYG) 0.8 $2.3M 53k 43.09
Exchange Listed FDS Tr Saba Int Rate (CEFS) 0.8 $2.2M 99k 22.77
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM) 0.7 $2.0M 339k 5.92
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX) 0.7 $1.9M 159k 12.00
Pimco CA Municipal Income Fund (PCQ) 0.7 $1.9M 219k 8.72
MFS High Yield Municipal Trust Sh Ben Int (CMU) 0.7 $1.9M 546k 3.47
MFS Investment Grade Municipal Trust Sh Ben Int (CXH) 0.6 $1.9M 240k 7.86
Nuveen Mtg opportunity term (JLS) 0.6 $1.8M 97k 18.72
Aberdeen Life Sciences Investor Sh Ben Int (HQL) 0.6 $1.8M 117k 15.51
Aberdeen Healthcare Investors Sh Ben Int (HQH) 0.6 $1.7M 95k 18.46
GAMCO Nat Res Gold and Income Sh Ben Int (GNT) 0.6 $1.7M 235k 7.03
Western Asset Mrtg Defined Oppn Fund (DMO) 0.6 $1.6M 138k 11.72
Mainstay Definedterm Mn Opp (MMD) 0.5 $1.5M 97k 15.13
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT) 0.4 $1.1M 49k 22.46
MFS Municipal Income Trust Sh Ben Int (MFM) 0.3 $730k 135k 5.39
Bny Mellon Strategic Muns (LEO) 0.2 $585k 94k 6.25
SPDR Gold Tr Gold Shs (GLD) 0.2 $497k 1.4k 355.47
Blackrock Munivest Fund II (MVT) 0.2 $490k 46k 10.63
MFS High Income Mun Tr Sh Ben Int (CXE) 0.2 $454k 122k 3.72
Aberdeen National Municipal Income Fund Sh Ben Int (VFL) 0.1 $271k 26k 10.26
SPDR S&P 500 ETF Tr Tr Unit (SPY) 0.1 $260k 390.00 666.18
BNY Mellon Municipal Bond Infrastructure Fund Com Shs (DMB) 0.1 $250k 23k 10.70
Carlyle Credit Income Fund Shs Ben Int (CCIF) 0.1 $196k 34k 5.82
ProShares TR Ultrapro Sht QQQ (QID) 0.1 $184k 8.5k 21.53
Invesco QQQ Tr Unit Ser 1 (QQQ) 0.1 $162k 270.00 600.37
Netflix (NFLX) 0.0 $120k 100.00 1198.92
Columbia Seligm Prem Tech Gr (STK) 0.0 $118k 3.3k 35.32
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY) 0.0 $89k 150.00 596.03
Tmc The Metals Company (TMC) 0.0 $82k 13k 6.37
Cornerstone Strategic Value (CLM) 0.0 $79k 9.5k 8.28
Meta Platforms Cl A (META) 0.0 $73k 100.00 734.38
Destra Multi-alternative (DMA) 0.0 $70k 8.1k 8.64
Investco CurrencyShares Japan Japanese Yen (FXY) 0.0 $37k 600.00 62.21
First Tr Inter Duration Pfd & Income (FPF) 0.0 $36k 1.9k 19.15
Angel Studios Cl A Com 0.0 $33k 5.7k 5.81
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $31k 3.2k 9.75
Net Power W Exp 06/08/202 (NPWR.WS) 0.0 $25k 33k 0.75
Japan Smaller Capitalizaion Fund (JOF) 0.0 $20k 1.9k 10.54
Purecycle Technologies W Exp 01/28/202 (PCTTW) 0.0 $18k 5.5k 3.38
Korea Fund Com New (KF) 0.0 $18k 602.00 30.58
European Equity Fund (EEA) 0.0 $18k 1.7k 10.84
Templeton Dragon Fund (TDF) 0.0 $16k 1.4k 11.65
New Germany Fund (GF) 0.0 $14k 1.2k 11.56
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $14k 1.4k 10.32
Mexico Fund (MXF) 0.0 $14k 705.00 19.70
Mexico Equity and Income Fund (MXE) 0.0 $14k 1.1k 11.87
Aberdeen Chile Fund (AEF) 0.0 $13k 2.0k 6.48
Nuveen Multi Asset Income Fu (NMAI) 0.0 $13k 978.00 12.98
Montana Technologies Corp *W Exp 03/15/202 (AIRJW) 0.0 $12k 15k 0.75
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY) 0.0 $11k 220.00 50.94
Templeton Emerging Markets (EMF) 0.0 $11k 660.00 16.74
Aberdeen Total Dynamic Dividend Fund Com Sh Ben Int (AOD) 0.0 $11k 1.2k 9.46
Stone Hbr Emerg Mrkts (EDF) 0.0 $10k 2.1k 5.05
Morgan Stanley India Investment Fund (IIF) 0.0 $10k 391.00 26.35
TCW Strategic Income Fund (TSI) 0.0 $9.8k 2.0k 4.92
General American Investors (GAM) 0.0 $7.0k 112.00 62.21
BlackRock Enhanced International Dividend Trust Com Bene Inter (BGY) 0.0 $7.0k 1.2k 5.75
Adams Express Company (ADX) 0.0 $6.7k 301.00 22.33
Blackrock Capital Allocation Trust (BCAT) 0.0 $6.4k 435.00 14.79
Gabelli Equity Trust (GAB) 0.0 $6.4k 1.0k 6.09
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $6.2k 678.00 9.11
Royce Value Trust (RVT) 0.0 $6.2k 382.00 16.13
Tri-Continental Corporation (TY) 0.0 $6.1k 181.00 33.97
Liberty All-Star Growth Fund (ASG) 0.0 $6.0k 1.1k 5.55
Nuveen Core Equity Alpha Fund (JCE) 0.0 $5.9k 378.00 15.73
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX) 0.0 $5.9k 216.00 27.52
Liberty All Star Equity Fund Sh Ben Int (USA) 0.0 $5.2k 823.00 6.34
Virtus Global Divid Income F (ZTR) 0.0 $4.5k 692.00 6.45