UMA Financial Services
Latest statistics and disclosures from UMA Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are IVV, IEFA, ITOT, ESGU, SPLG, and represent 39.08% of UMA Financial Services's stock portfolio.
- Added to shares of these 10 stocks: SPLG (+$12M), XSOE (+$5.5M), EFV (+$5.1M), ESGU, SCHA, SCHJ, FTEC, MTUM, EFG, DGRO.
- Started 24 new stock positions in BA, PNFP, VFMO, EA, SPLG, SPTI, SCHJ, CTRE, KMI, SCHD. COP, FTEC, JPST, VMBS, STIP, XSOE, XLK, DAL, ALC, EFV, XLNX, HD, TCP, IWD.
- Reduced shares in these 10 stocks: IVV (-$13M), LQD (-$5.9M), ESGE (-$5.2M), , IJR, USMV, IGSB, IXN, MBB, SHYG.
- Sold out of its positions in LQD, TLT, IEF, HYG, MBB, GOVT, SHYG, NOK, TFI, SHM.
- UMA Financial Services was a net seller of stock by $-1.8M.
- UMA Financial Services has $294M in assets under management (AUM), dropping by 17.94%.
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Portfolio Holdings for UMA Financial Services
Companies in the UMA Financial Services portfolio as of the December 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Ishares Tr Core S&p500 Etf (IVV) | 17.3 | $51M | -19% | 130k | 392.25 | |
| Ishares Tr Core Msci Eafe (IEFA) | 6.3 | $19M | -4% | 258k | 72.16 | |
| Ishares Tr Core S&p Ttl Stk (ITOT) | 6.0 | $18M | +4% | 193k | 91.15 | |
| Ishares Tr Esg Awr Msci Usa (ESGU) | 5.2 | $15M | +27% | 169k | 90.39 | |
| Spdr Ser Tr Portfolio S&p500 (SPLG) | 4.2 | $12M | NEW | 269k | 45.95 | |
| Apple (AAPL) | 3.0 | $8.9M | 69k | 129.70 | ||
| Ishares Tr Core Div Grwth (DGRO) | 2.7 | $8.0M | +13% | 173k | 46.17 | |
| Ishares Msci Emerg Mrkt (EEMV) | 2.5 | $7.4M | -3% | 116k | 64.49 | |
| Ishares Tr Eafe Grwth Etf (EFG) | 2.5 | $7.3M | +15% | 70k | 104.05 | |
| Ishares Tr Msci Eafe Min Vl (EFAV) | 2.3 | $6.7M | -6% | 91k | 73.91 | |
| Ishares Tr Core S&p Scp Etf (IJR) | 2.2 | $6.5M | -36% | 62k | 104.21 | |
| Wisdomtree Tr Em Ex St-owned (XSOE) | 1.9 | $5.5M | NEW | 123k | 44.33 | |
| Ishares Core Msci Emkt (IEMG) | 1.8 | $5.3M | +5% | 78k | 68.60 | |
| Healthequity (HQY) | 1.7 | $5.1M | 65k | 77.97 | ||
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| Ishares Tr Eafe Value Etf (EFV) | 1.7 | $5.1M | NEW | 102k | 49.65 | |
| Ishares Tr Core Msci Total (IXUS) | 1.5 | $4.4M | 62k | 71.45 | ||
| Ishares Tr Core S&p Mcp Etf (IJH) | 1.5 | $4.4M | +5% | 18k | 249.31 | |
| Ishares Tr Msci Usa Value (VLUE) | 1.5 | $4.3M | +21% | 45k | 96.18 | |
| Fidelity Covington Trust Msci Rl Est Etf (FREL) | 1.4 | $4.2M | -3% | 161k | 26.45 | |
| Ishares Tr Msci Usa Mmentm (MTUM) | 1.3 | $4.0M | +183% | 23k | 174.84 | |
| Schwab Strategic Tr Us Sml Cap Etf (SCHA) | 1.3 | $3.8M | +445% | 38k | 99.19 | |
| Microsoft Corporation (MSFT) | 1.1 | $3.3M | +3% | 14k | 243.83 | |
| Ishares Tr Sp Smcp600vl Etf (IJS) | 1.1 | $3.1M | -11% | 34k | 92.34 | |
| Schwab Strategic Tr 1 5yr Corp Bd (SCHJ) | 1.0 | $3.0M | NEW | 58k | 51.34 | |
| Ishares Tr Blackrock Ultra (ICSH) | 1.0 | $2.9M | +6% | 57k | 50.51 | |
| Fidelity Covington Trust Msci Info Tech I (FTEC) | 1.0 | $2.8M | NEW | 26k | 110.34 | |
| Ishares Tr Eafe Sml Cp Etf (SCZ) | 0.9 | $2.7M | -9% | 37k | 71.37 | |
| Ishares Tr Micro-cap Etf (IWC) | 0.8 | $2.4M | -23% | 17k | 146.81 | |
| Ishares Tr Msci Usa Min Vol (USMV) | 0.8 | $2.3M | -59% | 34k | 67.81 | |
| Vanguard World Fds Inf Tech Etf (VGT) | 0.8 | $2.3M | -23% | 6.0k | 373.45 | |
| Vanguard World Mega Cap Index (MGC) | 0.7 | $1.9M | +23% | 14k | 139.25 | |
| Ishares Tr U.s. Med Dvc Etf (IHI) | 0.6 | $1.8M | -19% | 5.3k | 341.64 | |
| Vanguard Index Fds Real Estate Etf (VNQ) | 0.6 | $1.8M | -5% | 20k | 88.42 | |
| Amazon (AMZN) | 0.6 | $1.8M | +11% | 526.00 | 3328.90 | |
| Ishares Tr National Mun Etf (MUB) | 0.6 | $1.7M | +112% | 15k | 116.93 | |
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.5 | $1.6M | -10% | 4.4k | 359.28 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.5 | $1.6M | -2% | 17k | 95.59 | |
| Extra Space Storage (EXR) | 0.5 | $1.4M | +16% | 12k | 118.34 | |
| Union Pacific Corporation (UNP) | 0.4 | $1.3M | 6.4k | 207.10 | ||
| Ishares Tr Msci Eafe Etf (EFA) | 0.4 | $1.3M | -7% | 17k | 76.03 | |
| 3M Company (MMM) | 0.4 | $1.2M | 6.8k | 179.34 | ||
| Ishares Tr Core Us Aggbd Et (AGG) | 0.4 | $1.1M | +31% | 9.8k | 116.18 | |
| Ishares Tr Ishs 1-5yr Invs (IGSB) | 0.4 | $1.1M | -70% | 21k | 55.04 | |
| Ishares Tr Shrt Nat Mun Etf (SUB) | 0.4 | $1.1M | +40% | 10k | 107.91 | |
| Ishares Tr Core Msci Intl (IDEV) | 0.3 | $976k | -2% | 15k | 64.42 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $962k | -11% | 4.0k | 243.48 | |
| Pepsi (PEP) | 0.3 | $940k | 6.9k | 135.43 | ||
| Tesla Motors (TSLA) | 0.3 | $902k | +15% | 1.1k | 787.09 | |
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.3 | $886k | 2.7k | 332.58 | ||
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.3 | $852k | NEW | 13k | 67.24 | |
| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.3 | $847k | -14% | 5.5k | 155.38 | |
| Vanguard Index Fds Large Cap Etf (VV) | 0.3 | $818k | +3% | 4.4k | 184.36 | |
| Facebook Cl A (FB) | 0.3 | $765k | +22% | 2.8k | 269.46 | |
| Alphabet Cap Stk Cl A (GOOGL) | 0.3 | $760k | +4% | 361.00 | 2105.26 | |
| Paypal Holdings (PYPL) | 0.3 | $745k | +6% | 2.6k | 290.68 | |
| Vanguard Wellington Us Multifactor (VFMF) | 0.3 | $742k | 8.1k | 91.67 | ||
| Pimco Etf Tr Active Bd Etf (BOND) | 0.3 | $739k | +8% | 6.6k | 111.78 | |
| Applied Materials (AMAT) | 0.3 | $737k | 6.5k | 113.38 | ||
| Intel Corporation (INTC) | 0.2 | $705k | +3% | 11k | 61.58 | |
| Mastercard Incorporated Cl A (MA) | 0.2 | $703k | +3% | 2.1k | 338.31 | |
| Teledyne Technologies Incorporated (TDY) | 0.2 | $695k | 1.7k | 408.34 | ||
| Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) | 0.2 | $691k | -7% | 14k | 49.30 | |
| Ishares Esg Awr Msci Em (ESGE) | 0.2 | $688k | -88% | 15k | 46.46 | |
| Ishares Tr Usd Inv Grde Etf (USIG) | 0.2 | $670k | 11k | 60.69 | ||
| Cohen & Steers Slt Pfd Incm (PSF) | 0.2 | $669k | 25k | 27.31 | ||
| Ishares Tr Msci Emg Mkt Etf (EEM) | 0.2 | $665k | -7% | 12k | 57.16 | |
| Servicenow (NOW) | 0.2 | $654k | -3% | 1.1k | 576.21 | |
| Johnson & Johnson (JNJ) | 0.2 | $605k | 3.6k | 165.84 | ||
| Nuveen Preferred And equity (JPI) | 0.2 | $594k | 25k | 24.24 | ||
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.2 | $567k | +13% | 1.5k | 391.03 | |
| Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 0.2 | $560k | +5% | 6.5k | 86.63 | |
| Visa Com Cl A (V) | 0.2 | $534k | 2.6k | 209.33 | ||
| Huntsman Corporation (HUN) | 0.2 | $533k | 19k | 28.21 | ||
| Costco Wholesale Corporation (COST) | 0.2 | $530k | 1.5k | 356.90 | ||
| Ishares Tr S&p 500 Val Etf (IVE) | 0.2 | $527k | 3.9k | 133.99 | ||
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.2 | $514k | -15% | 5.3k | 96.11 | |
| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $506k | +20% | 239.00 | 2117.15 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.2 | $500k | +4% | 15k | 34.14 | |
| Zions Bancorporation (ZION) | 0.2 | $492k | +8% | 9.8k | 50.06 | |
| Expeditors International of Washington (EXPD) | 0.2 | $479k | 5.1k | 94.27 | ||
| Walt Disney Company (DIS) | 0.2 | $477k | 2.6k | 182.90 | ||
| Wal-Mart Stores (WMT) | 0.2 | $455k | 3.3k | 137.67 | ||
| Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) | 0.2 | $450k | 9.9k | 45.62 | ||
| Trimble Navigation (TRMB) | 0.2 | $445k | +2% | 6.1k | 72.50 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.2 | $444k | 27k | 16.55 | ||
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.1 | $410k | -3% | 7.3k | 55.82 | |
| J P Morgan Exchange-traded F Div Rtn Int Eq (JPIN) | 0.1 | $405k | 6.7k | 60.80 | ||
| PCM Fund (PCM) | 0.1 | $387k | 35k | 11.22 | ||
| At&t (T) | 0.1 | $377k | +47% | 13k | 29.24 | |
| Spdr Ser Tr S&p 600 Smcp Val (SLYV) | 0.1 | $372k | +13% | 4.9k | 75.18 | |
| Dominion Resources (D) | 0.1 | $368k | 5.1k | 72.76 | ||
| Pfizer (PFE) | 0.1 | $355k | +3% | 10k | 34.51 | |
| Procter & Gamble Company (PG) | 0.1 | $354k | -4% | 2.7k | 129.39 | |
| Novartis Sponsored Adr (NVS) | 0.1 | $353k | -5% | 3.9k | 89.39 | |
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 0.1 | $347k | -2% | 5.6k | 62.43 | |
| NVIDIA Corporation (NVDA) | 0.1 | $344k | +32% | 580.00 | 593.10 | |
| McDonald's Corporation (MCD) | 0.1 | $330k | -4% | 1.5k | 215.40 | |
| ConocoPhillips (COP) | 0.1 | $322k | NEW | 6.8k | 47.67 | |
| Merck & Co (MRK) | 0.1 | $322k | 4.3k | 75.37 | ||
| Wp Carey (WPC) | 0.1 | $321k | 4.7k | 67.85 | ||
| Northwestern Corp Com New (NWE) | 0.1 | $320k | 5.5k | 58.18 | ||
| Stryker Corporation (SYK) | 0.1 | $319k | 1.3k | 245.38 | ||
| Booking Holdings (BKNG) | 0.1 | $316k | 140.00 | 2257.14 | ||
| Medtronic SHS (MDT) | 0.1 | $313k | -4% | 2.7k | 115.46 | |
| Vanguard Index Fds Mid Cap Etf (VO) | 0.1 | $309k | 1.4k | 220.87 | ||
| Starbucks Corporation (SBUX) | 0.1 | $297k | 2.8k | 104.87 | ||
| Ishares Tr Rus 1000 Val Etf (IWD) | 0.1 | $296k | NEW | 2.1k | 144.18 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $294k | 602.00 | 488.37 | ||
| Danaher Corporation (DHR) | 0.1 | $289k | 1.2k | 237.66 | ||
| Global X Fds Global X Silver (SIL) | 0.1 | $284k | 6.7k | 42.39 | ||
| Ishares U S Etf Tr Blackrock St Mat (NEAR) | 0.1 | $281k | -56% | 5.6k | 50.19 | |
| Unilever Spon Adr New (UL) | 0.1 | $274k | 4.9k | 55.65 | ||
| Boeing Company (BA) | 0.1 | $268k | NEW | 1.3k | 208.89 | |
| Lululemon Athletica (LULU) | 0.1 | $265k | -3% | 786.00 | 337.15 | |
| Ishares Tr Tips Bd Etf (TIP) | 0.1 | $264k | +27% | 2.1k | 126.38 | |
| Home Depot (HD) | 0.1 | $258k | NEW | 912.00 | 282.89 | |
| J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) | 0.1 | $254k | NEW | 5.0k | 50.88 | |
| Chevron Corporation (CVX) | 0.1 | $253k | -11% | 2.7k | 94.83 | |
| Vanguard Index Fds Small Cp Etf (VB) | 0.1 | $249k | -20% | 1.2k | 212.28 | |
| Ameren Corporation (AEE) | 0.1 | $248k | 3.4k | 74.03 | ||
| Qualcomm (QCOM) | 0.1 | $248k | +2% | 1.7k | 143.68 | |
| Vanguard Wellington Us Momentum (VFMO) | 0.1 | $247k | NEW | 1.9k | 129.52 | |
| Ishares Tr U.s. Real Es Etf (IYR) | 0.1 | $244k | -6% | 2.8k | 88.41 | |
| Ishares Tr Global Tech Etf (IXN) | 0.1 | $243k | -90% | 764.00 | 318.06 | |
| Ishares Tr 0-5 Yr Tips Etf (STIP) | 0.1 | $239k | NEW | 2.3k | 105.15 | |
| Delta Air Lines Inc Del Com New (DAL) | 0.1 | $236k | NEW | 5.3k | 44.31 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.1 | $233k | 16k | 14.93 | ||
| Enterprise Products Partners (EPD) | 0.1 | $224k | 10k | 21.54 | ||
| Pinnacle Financial Partners (PNFP) | 0.1 | $222k | NEW | 2.8k | 78.56 | |
| Verizon Communications (VZ) | 0.1 | $221k | 3.9k | 57.03 | ||
| Caretrust Reit (CTRE) | 0.1 | $218k | NEW | 9.8k | 22.34 | |
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.1 | $216k | -10% | 818.00 | 264.06 | |
| Vanguard Scottsdale Fds Mortg-back Sec (VMBS) | 0.1 | $216k | NEW | 4.0k | 54.00 | |
| Xilinx (XLNX) | 0.1 | $212k | NEW | 1.5k | 137.48 | |
| Electronic Arts (EA) | 0.1 | $209k | NEW | 1.4k | 147.60 | |
| Alcon Ord Shs (ALC) | 0.1 | $204k | NEW | 2.8k | 71.81 | |
| Tc Pipelines Ut Com Ltd Prt (TCP) | 0.1 | $203k | NEW | 6.5k | 31.23 | |
| Select Sector Spdr Tr Technology (XLK) | 0.1 | $203k | NEW | 1.5k | 136.42 | |
| Spdr Ser Tr Portfli Intrmdit (SPTI) | 0.1 | $202k | NEW | 6.2k | 32.72 | |
| Goldman Sachs Bdc SHS (GSBD) | 0.1 | $189k | 11k | 18.02 | ||
| Kinder Morgan (KMI) | 0.1 | $181k | NEW | 12k | 14.74 | |
Past Filings by UMA Financial Services
SEC 13F filings are viewable for UMA Financial Services going back to 2019
- UMA Financial Services 2020 Q4 filed Feb. 19, 2021
- UMA Financial Services 2020 Q3 filed Nov. 4, 2020
- UMA Financial Services 2020 Q2 filed Aug. 11, 2020
- UMA Financial Services 2020 Q1 filed April 23, 2020
- UMA Financial Services 2019 Q4 filed Jan. 14, 2020
- UMA Financial Services 2019 Q3 filed Nov. 26, 2019