Javascript is disabled or is not supported by your browser. Please upgrade your browser or enable Javascript to navigate the interface properly.

Vivaldi Asset Management

Latest statistics and disclosures from First Trust Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are AGR, MRO, SQSP, SRCL, SMAR, and represent 26.85% of First Trust Capital Management's stock portfolio.
Added to shares of these 10 stocks: AGR (+$78M), SQSP (+$74M), MRO (+$71M), SMAR (+$68M), SRCL (+$66M), K (+$49M), RCM (+$36M), ENV (+$36M), Aa Mission Acquisition Corp (+$30M), PETQ (+$29M).
Started 47 new stock positions in INST, SKGR, Voyager Acquisition Corp, M3brigade Acquisition V Corp, Vine Hill Cap Invt Corp., MGRC, Andretti Acquisition Corp Ii, TWKS, Eureka Acquisition Corp, GAQ.
Reduced shares in these 10 stocks: WIRE (-$142M), Powerschool Hldgs Inc Class A (-$46M), EDR (-$43M), ETRN (-$39M), AMK (-$30M), RRAC (-$28M), CVII (-$28M), , WRK (-$21M), HIBB (-$18M).
Sold out of its positions in AMK, BYNO, CERE, CVII, WIRE, ETRN, HIBB, NWLI, 99 Acquisition Group, OSG.
First Trust Capital Management was a net buyer of stock by $392M.
First Trust Capital Management has $1.5B in assets under management (AUM), dropping by 36.61%.
Central Index Key (CIK): 0001604488

Tip: Access up to 7 years of quarterly data

Positions held by Vivaldi Asset Management consolidated in one spreadsheet with up to 7 years of data

Download as csv

Download as Excel

Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 115 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Avangrid Equity (AGR)	6.7	$101M	+345%	2.8M	35.79	View chart
Marathon Oil Corp Equity (MRO)	5.8	$87M	+437%	3.3M	26.63	View chart
Squarespace Equity (SQSP)	4.9	$74M	NEW	1.6M	46.43	View chart
Stericycle Equity (SRCL)	4.9	$73M	+843%	1.2M	61.00	View chart
Smartsheet Equity (SMAR)	4.5	$68M	NEW	1.2M	55.36	View chart
Hashicorp Equity (HCP)	3.6	$54M	+20%	1.6M	33.86	View chart
Kellanova Equity (K)	3.3	$49M	NEW	608k	80.71	View chart
Ares Acquisition Corp Ii Equity (AACT)	3.2	$47M	+131%	4.4M	10.83	View chart
Nuvei Corporation Equity (NVEI)	2.5	$38M	+6%	1.1M	33.35	View chart
R1 RCM Equity (RCM)	2.4	$36M	NEW	2.5M	14.17	View chart
Envestnet Equity (ENV)	2.4	$36M	NEW	570k	62.62	View chart
Agriculture & Nat Sol Acq Equity (ANSC)	2.2	$32M	+946%	3.1M	10.35	View chart
Perficient Equity (PRFT)	2.1	$32M	+7%	418k	75.48	View chart
Aa Mission Acquisition Corp Equity	2.0	$30M	NEW	2.9M	10.02	View chart
Petiq Equity (PETQ)	2.0	$29M	NEW	951k	30.77	View chart
Nabors Energy Transition Cor Equity (NETD)	2.0	$29M	+66%	2.7M	10.66	View chart
Palmer Square Capital Bdc In Equity (PSBD)	1.8	$26M	+77%	1.6M	16.30	View chart
Gp-act Iii Acquisition Corp Equity	1.7	$26M	NEW	2.6M	10.08	View chart
Centurion Acquisition Corp Equity	1.7	$26M	NEW	2.6M	10.02	View chart
Spring Valley Acquistn Corp Equity (SVII)	1.5	$23M		2.0M	11.23	View chart
Cartesian Growth Corp Ii Equity (RENE)	1.5	$22M	+23%	2.0M	11.47	View chart
Haymaker Acquisition Corp Iv Equity (HYAC)	1.4	$22M	+95%	2.0M	10.66	View chart
Chuys Hldgs Equity (CHUY)	1.4	$22M	NEW	578k	37.40	View chart
Graf Global Corp Equity	1.4	$21M	NEW	2.1M	10.01	View chart
Hcm Ii Acquisition Corp Equity	1.4	$21M	NEW	2.1M	10.01	View chart
Lionheart Holdings Equity	1.4	$21M	NEW	2.1M	10.00	View chart
Launch One Acquisition Corp Equity	1.4	$21M	NEW	2.1M	9.98	View chart
Legato Merger Corp Iii Equity (LEGT)	1.2	$19M	+613%	1.8M	10.20	View chart
M3brigade Acquisition V Corp Equity	1.2	$18M	NEW	1.8M	10.00	View chart
Sim Acquisition Corp. I Equity	1.2	$18M	NEW	1.8M	9.99	View chart
Melar Acquisition Corp. I Equity	1.1	$16M	NEW	1.6M	9.99	View chart
Inflection Pt Acquisitn Crp Equity (IPXX)	1.0	$16M	+21%	1.5M	10.75	View chart
Keen Vision Acquisition Corp Equity (KVAC)	1.0	$16M		1.4M	10.76	View chart
Mountain & Co I Acquisitn Equity (MCAA)	1.0	$15M	+75%	1.2M	11.71	View chart
Voyager Acquisition Corp Equity	0.8	$11M	NEW	1.1M	9.97	View chart
Patria Latin Amrcn Opprnty A Equity (PLAO)	0.8	$11M		970k	11.61	View chart
Vine Hill Cap Invt Corp. Equity	0.7	$11M	NEW	1.1M	10.00	View chart
Israel Acquisitions Corp Equity (ISRL)	0.7	$11M		950k	11.20	View chart
Rf Acquisition Corp Ii Equity	0.7	$11M	NEW	1.0M	10.17	View chart
Alchemy Invts Acquisitn Corp Equity (ALCY)	0.6	$9.1M	+86%	841k	10.87	View chart
Burtech Acquisition Corp Equity (BRKH)	0.6	$8.6M	+44%	767k	11.28	View chart
Spark I Acquisition Corp Equity (SPKL)	0.5	$8.1M	+165%	773k	10.49	View chart
Chenghe Acquisition Ii Equity	0.5	$7.8M	NEW	775k	10.02	View chart
Cantor Equity Partners Equity	0.5	$7.6M	NEW	760k	10.03	View chart
Black Spade Acquisition Ii C Equity	0.5	$7.4M	NEW	743k	9.96	View chart
Zalatoris Ii Acquisition Cor Equity (ZLSSF)	0.5	$7.2M	NEW	648k	11.15	View chart
Aimei Health Technology Co L Equity (AFJK)	0.5	$7.1M		680k	10.48	View chart
Black Hawk Acquisition Corp Equity (BKHA)	0.5	$6.9M		670k	10.24	View chart
Bowen Acquisition Corp Equity (BOWN)	0.4	$6.7M		621k	10.75	View chart
Apx Acquisition Corp I Equity (APXI)	0.4	$6.5M		554k	11.67	View chart
Dt Cloud Acquisition Corp Equity (DYCQ)	0.4	$6.4M		621k	10.31	View chart
Oak Woods Acquisition Corp Equity (OAKU)	0.4	$6.3M		570k	11.10	View chart
Sk Growth Opportunities Corp Equity (SKGR)	0.4	$6.3M	NEW	557k	11.34	View chart
Alphavest Acquisition Corp Equity (ATMV)	0.4	$6.2M		557k	11.13	View chart
Flag Ship Acquisition Corp Equity	0.4	$6.1M	NEW	613k	10.02	View chart
Investcorp Europe Acquisitio Equity (IVCB)	0.4	$6.0M		506k	11.79	View chart
Horizon Space Acqustn I Corp Equity (HSPO)	0.4	$5.9M		527k	11.21	View chart
Bayview Acquisition Corp Equity (BAYA)	0.4	$5.9M		565k	10.45	View chart
Jvspac Acquisition Corp Equity (JVSA)	0.4	$5.9M	+9%	568k	10.34	View chart
Global Lights Acquisition Equity (GLAC)	0.4	$5.8M		550k	10.47	View chart
Iteris Equity (ITI)	0.4	$5.7M	NEW	799k	7.14	View chart
Colombier Acquisition Corp I Equity (CLBR)	0.4	$5.7M		555k	10.26	View chart
Ai Transn Acquisition Corp Equity (AITR)	0.4	$5.7M		540k	10.48	View chart
Learn Cw Investment Cor Equity (LCW)	0.4	$5.6M	-39%	506k	10.99	View chart
Integrated Wellness Acq Corp Equity (WEL)	0.3	$5.1M		430k	11.79	View chart
Evergreen Corporation Equity (EVGR)	0.3	$4.9M		420k	11.67	View chart
Alphatime Acquisition Corp Equity (ATMC)	0.3	$4.8M		427k	11.20	View chart
Coliseum Acquisition Corp Equity (MITA)	0.3	$4.8M		424k	11.23	View chart
Eureka Acquisition Corp Equity	0.3	$4.6M	NEW	458k	10.06	View chart
Gigcapital7 Corp Equity	0.3	$4.6M	NEW	463k	9.93	View chart
Chenghe Acquisition I Equity (LATG)	0.3	$4.3M		367k	11.59	View chart
Blue Ocean Acquisition Corp Equity (BOCN)	0.3	$3.9M		344k	11.43	View chart
Tlgy Acquisition Corporation Equity (TLGY)	0.3	$3.9M	+10%	335k	11.54	View chart
Southwestern Energy Equity	0.2	$3.7M	NEW	517k	7.11	View chart
Battery Future Acquisition C Equity (BFAC)	0.2	$3.7M		332k	11.07	View chart
Instructure Hldgs Equity (INST)	0.2	$3.4M	NEW	146k	23.55	View chart
Generation Asia I Acquisitio Equity (GAQ)	0.2	$3.0M	NEW	271k	11.20	View chart
Esh Acquisition Corp Equity (ESHA)	0.2	$3.0M	NEW	283k	10.61	View chart
Cartica Acquisition Corp Equity (CITE)	0.2	$2.8M		243k	11.53	View chart
Perception Capital Corp Iv Equity (RCFA)	0.2	$2.4M	NEW	206k	11.46	View chart
Embrace Change Acquisitn Cor Equity (EMCG)	0.2	$2.3M	-56%	200k	11.50	View chart
Andretti Acquisition Corp Ii Equity	0.1	$2.1M	NEW	209k	10.00	View chart
Amedisys Equity (AMED)	0.1	$2.1M	-10%	21k	96.51	View chart
Tmt Acquisition Corp Equity (TMTC)	0.1	$2.0M	+17%	178k	11.24	View chart
Heartland Finl Usa Equity (HTLF)	0.1	$1.9M	+26%	34k	56.70	View chart
Thoughtworks Holding Equity (TWKS)	0.1	$1.9M	NEW	423k	4.42	View chart
Swiftmerge Acquisition Corp Equity (IVCP)	0.1	$1.7M	+3%	150k	11.11	View chart
Endeavor Group Hldgs Equity (EDR)	0.1	$1.4M	-96%	50k	28.56	View chart
Albertsons Cos Equity (ACI)	0.1	$1.4M	-13%	77k	18.48	View chart
Axonics Equity (AXNX)	0.1	$1.3M	-13%	18k	69.60	View chart
Churchill Capital Corp Ix Equity (CCIX)	0.1	$1.2M	NEW	124k	10.02	View chart
Cslm Acquisition Corp Equity (CSLM)	0.1	$1.1M	NEW	100k	11.40	View chart
Juniper Networks Equity (JNPR)	0.1	$1.1M	-13%	29k	38.98	View chart
Discover Finl Svcs Equity (DFS)	0.1	$1.1M	+2896%	7.8k	140.29	View chart
Ansys Equity (ANSS)	0.1	$1.1M	+2901%	3.3k	318.63	View chart
Catalent Equity (CTLT)	0.1	$993k	-13%	16k	60.57	View chart
Vizio Hldg Corp Equity (VZIO)	0.1	$934k	-13%	84k	11.17	View chart
Hess Corp Equity (HES)	0.1	$877k	+2887%	6.5k	135.80	View chart
Championx Corporation Equity (CHX)	0.1	$759k	-14%	25k	30.15	View chart
Cayson Acquisition Corp Equity	0.1	$752k	NEW	75k	10.02	View chart
Metal Sky Star Acquisition C Equity (MSSA)	0.0	$727k		64k	11.45	View chart
Mcgrath Rentcorp Equity (MGRC)	0.0	$690k	NEW	6.6k	105.28	View chart
Surmodics Equity (SRDX)	0.0	$682k	NEW	18k	38.78	View chart
Quetta Acquisition Corp Equity (QETA)	0.0	$624k	NEW	60k	10.40	View chart
Powerschool Holdings Equity	0.0	$600k	-98%	26k	22.81	View chart
Independent Bank Group Equity (IBTX)	0.0	$562k	NEW	9.7k	57.66	View chart
Capri Holdings Equity (CPRI)	0.0	$549k	-13%	13k	42.44	View chart
First Tr Exch Traded Fd Iii Equity (FPE)	0.0	$402k		22k	18.10	View chart
Western Midstream Partners L Equity (WES)	0.0	$279k	NEW	7.3k	38.26	View chart
Cf Acquisition Corp Vii Equity (CFFS)	0.0	$274k	-92%	25k	11.10	View chart
MPLX Equity (MPLX)	0.0	$262k	NEW	5.9k	44.46	View chart
Energy Transfer Equity (ET)	0.0	$249k	-45%	16k	16.05	View chart
Plains All Amern Pipeline L Equity (PAA)	0.0	$247k	-44%	14k	17.37	View chart
Enterprise Prods Partners L Equity (EPD)	0.0	$219k	NEW	7.5k	29.11	View chart
Flag Ship Acquisition Corp Equity	0.0	$61k	NEW	507k	0.12	View chart

Past Filings by First Trust Capital Management

SEC 13F filings are viewable for First Trust Capital Management going back to 2016

First Trust Capital Management 2024 Q3 filed Nov. 14, 2024
First Trust Capital Management 2024 Q2 filed Aug. 14, 2024
First Trust Capital Management 2024 Q1 filed May 15, 2024
First Trust Capital Management 2023 Q4 filed Feb. 14, 2024
First Trust Capital Management 2023 Q3 filed Nov. 14, 2023
First Trust Capital Management 2023 Q2 filed Aug. 14, 2023
First Trust Capital Management 2023 Q1 filed May 12, 2023
First Trust Capital Management 2022 Q4 filed Feb. 14, 2023
First Trust Capital Management 2022 Q3 filed Nov. 14, 2022
First Trust Capital Management 2022 Q2 filed Aug. 15, 2022
First Trust Capital Management 2022 Q1 filed May 16, 2022
First Trust Capital Management 2021 Q4 filed Feb. 14, 2022
First Trust Capital Management 2021 Q3 filed Nov. 15, 2021
Vivaldi Asset Management 2021 Q2 filed Aug. 16, 2021
Vivaldi Asset Management 2021 Q1 filed May 17, 2021
Vivaldi Asset Management 2020 Q4 filed Feb. 16, 2021

View all past filings

Disclaimers: stockzoa.com is not operated by a broker, a dealer, or a registered investment adviser. Under no circumstances does any information posted on stockzoa.com represent a recommendation to purchase or sell a stock. The information on this site is not intended to be, nor does it constitute, investment advice or recommendations. The information on this site is in no way guaranteed for completeness, accuracy or in any other way. In no event shall stockzoa.com be liable to any member, guest or third party for any damages of any kind arising out of the use of any content available on stockzoa.com, or relating to the use of, or inability to use, stockzoa.com or any content, including, without limitation, any investment losses, lost profits, lost opportunity, special, incidental, indirect, consequential or punitive damages. Past performance is a poor indicator of future performance.

Fund Directory: 1-9 A B C D E F G H I J K L M N O P Q R S T U V W X-Z