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Vivaldi Asset Management

Latest statistics and disclosures from First Trust Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are WNS, VRNA, VBTX, Mr Cooper Group, CYBR, and represent 26.94% of First Trust Capital Management's stock portfolio.
Added to shares of these 10 stocks: WNS (+$104M), VRNA (+$97M), VBTX (+$86M), Mr Cooper Group (+$73M), CYBR (+$58M), EA (+$50M), ARIS (+$46M), TRML (+$33M), MRUS (+$23M), IAS (+$21M).
Started 46 new stock positions in Futurecrest Acquisition Corp, Cslm Digita Asset Acq Corp I, CYBR, Blue Wtr Acquisition Corp. I, Axiom Intelligence Ac Corp 1, Drugs Made In Amer Acq Ii, PHLT, Jena Acquisition Corp Ii, VRNT, VBTX.
Reduced shares in these 10 stocks: Dun & Bradstreet Hldgs (-$97M), SWTX (-$91M), Skechers USA (-$90M), , BPMC (-$59M), AZEK (-$56M), K (-$36M), Ares Acquisition Corp Ii (-$30M), CHX (-$15M), NETD (-$15M).
Sold out of its positions in AMED, ANSS, AZEK, BPMC, CHX, Dun & Bradstreet Hldgs, EBTC, EVRI, FARO, Foot Locker.
First Trust Capital Management was a net buyer of stock by $78M.
First Trust Capital Management has $1.6B in assets under management (AUM), dropping by 4.86%.
Central Index Key (CIK): 0001604488

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Positions held by Vivaldi Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 121 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
WNS HLDGS Equity (WNS)	6.7	$104M	NEW	1.4M	76.27	View chart
Verona Pharma Equity (VRNA)	6.3	$97M	NEW	909k	106.71	View chart
Veritex Hldgs Equity (VBTX)	5.6	$86M	NEW	2.6M	33.53	View chart
Mr Cooper Group Equity	4.7	$73M	NEW	346k	210.79	View chart
Cyberark Software Equity (CYBR)	3.7	$58M	NEW	120k	483.15	View chart
Electronic Arts Equity (EA)	3.3	$50M	NEW	250k	201.70	View chart
Aris Water Solutions Equity (ARIS)	2.9	$46M	NEW	1.8M	24.66	View chart
Kellanova Equity (K)	2.5	$39M	-47%	475k	82.02	View chart
Agriculture & Nat Sol Acq Equity (ANSC)	2.2	$34M		3.1M	10.91	View chart
Tourmaline Bio Equity (TRML)	2.1	$33M	NEW	696k	47.83	View chart
Avidxchange Holdings Equity (AVDX)	2.1	$33M	-8%	3.3M	9.95	View chart
Aa Mission Acquisition Corp Equity (AAM)	2.0	$31M		3.0M	10.52	View chart
Centurion Acquisition Corp Equity (ALF)	1.9	$29M		2.7M	10.55	View chart
Merus N V Equity (MRUS)	1.5	$23M	NEW	245k	94.15	View chart
Drugs Made In Amer Acqutn Equity (DMAA)	1.5	$23M		2.2M	10.27	View chart
Graf Global Corp Equity (GRAF)	1.5	$23M		2.1M	10.54	View chart
Lionheart Holdings Equity (CUB)	1.5	$23M		2.1M	10.51	View chart
Gp-act Iii Acquisition Corp Equity (GPAT)	1.4	$22M		2.1M	10.60	View chart
Launch One Acquisition Corp Equity (LPAA)	1.4	$22M		2.1M	10.50	View chart
Bleichroeder Acquisition Cor Equity (BACQ)	1.4	$22M	-7%	2.1M	10.40	View chart
Integral Ad Science Hldng Equity (IAS)	1.4	$21M	NEW	2.1M	10.17	View chart
Pros Holdings Equity (PRO)	1.3	$20M	NEW	892k	22.91	View chart
Legato Merger Corp Iii Equity (LEGT)	1.2	$19M		1.8M	10.74	View chart
Sim Acquisition Corp. I Equity (SIMA)	1.2	$19M		1.8M	10.54	View chart
Drugs Made In Amer Acq Ii Equity	1.2	$19M	NEW	1.9M	9.95	View chart
Vendome Acquisition Corp I Equity	1.2	$18M	NEW	1.9M	9.93	View chart
Sapiens Intl Corp N V Equity (SPNS)	1.1	$18M	NEW	406k	43.00	View chart
Performant Healthcare Equity (PHLT)	1.1	$18M	NEW	2.3M	7.73	View chart
Siddhi Acquisition Corp Equity (SDHI)	1.1	$17M		1.7M	10.15	View chart
Vine Hill Cap Invt Corp. Equity (VCIC)	1.1	$17M	-13%	1.6M	10.71	View chart
Haymaker Acquisition Corp Iv Equity (HYAC)	1.1	$17M	-29%	1.5M	11.34	View chart
Voyager Acquisition Corp Equity (VACH)	1.1	$16M		1.6M	10.50	View chart
Palmer Square Capital Bdc In Equity (PSBD)	1.0	$16M	-35%	1.3M	12.27	View chart
Texas Ventures Acquisition I Equity (TVA)	1.0	$15M	-17%	1.4M	10.71	View chart
Melar Acquisition Corp. I Equity (MACI)	0.9	$15M		1.4M	10.50	View chart
Potbelly Corp Equity (PBPB)	0.9	$15M	NEW	858k	17.04	View chart
Nabors Energy Transition Cor Equity (NETD)	0.9	$15M	-50%	1.3M	11.21	View chart
Chime Finl Equity (CHYM)	0.9	$13M		657k	20.17	View chart
Rithm Acquisition Corp Equity (RAC)	0.8	$12M	-19%	1.2M	10.25	View chart
Zimvie Equity (ZIMV)	0.8	$12M	NEW	636k	18.94	View chart
Andretti Acquisition Corp Ii Equity (POLE)	0.8	$12M		1.1M	10.46	View chart
Rf Acquisition Corp Ii Equity (RFAI)	0.7	$11M		1.0M	10.74	View chart
Berto Acquisition Corp Equity (TACO)	0.7	$10M		1000k	10.40	View chart
Mountain Lake Acquisition Equity (MLAC)	0.7	$10M		1.0M	10.30	View chart
Cantor Equity Partners Iv In Equity	0.7	$10M	NEW	1.0M	10.19	View chart
Gsr Iv Acquisition Corp Equity	0.6	$9.6M	NEW	946k	10.13	View chart
Newhold Invt Corp Iii Equity (NHIC)	0.6	$9.5M		930k	10.18	View chart
Real Asset Acquisition Corp Equity (RAAQ)	0.6	$9.2M		909k	10.13	View chart
Digital Asset Acquisition Equity (DAAQ)	0.6	$9.0M		884k	10.19	View chart
Charlton Aria Acquisition Equity (CHAR)	0.6	$8.6M		829k	10.36	View chart
Soulpower Acquisition Corp Equity (SOUL)	0.5	$8.0M		790k	10.09	View chart
Range Cap Acquisition Corp Equity (RANG)	0.5	$7.7M		750k	10.29	View chart
Aimei Health Technology Co L Equity (AFJK)	0.5	$7.7M		680k	11.32	View chart
Titan Acquisition Corp Equity (TACH)	0.5	$7.6M		750k	10.12	View chart
Btc Dev Corp Equity	0.5	$7.6M	NEW	750k	10.10	View chart
Dune Acquisition Corp Ii Equity (IPOD)	0.5	$7.1M		700k	10.11	View chart
Translational Dev Acquisitio Equity (TDAC)	0.4	$6.7M		650k	10.35	View chart
Plum Acquisition Corp Iv Equity (PLMK)	0.4	$6.7M		650k	10.32	View chart
Columbus Circle Cap Corp. I Equity (BRR)	0.4	$6.6M		656k	10.12	View chart
Axiom Intelligence Ac Corp 1 Equity	0.4	$6.5M	NEW	650k	9.96	View chart
Oak Woods Acquisition Corp Equity (OAKU)	0.4	$6.4M		526k	12.07	View chart
Eqv Ventures Ac Corp. Ii Equity	0.4	$6.2M	NEW	627k	9.95	View chart
Jackson Acquisition Co Ii Equity (JACS)	0.4	$5.9M		568k	10.38	View chart
M3brigade Acquisition V Corp Equity (MBAV)	0.4	$5.8M	-52%	554k	10.55	View chart
Gores Hldgs X Equity (GTEN)	0.4	$5.6M		544k	10.21	View chart
Gigcapital7 Corp Equity (GIG)	0.3	$5.4M	-16%	508k	10.55	View chart
Armada Acquisition Corp Ii Equity (AACI)	0.3	$5.2M		500k	10.43	View chart
Tavia Acquisition Corp Equity (TAVI)	0.3	$5.2M		500k	10.34	View chart
Championsgate Acquisition Equity (CHPG)	0.3	$5.0M		497k	10.07	View chart
Pioneer Acquisition I Corp Equity	0.3	$5.0M	NEW	500k	9.96	View chart
Gesher Acquisition Corp. Ii Equity (GSHR)	0.3	$4.9M		482k	10.15	View chart
Roman Dbdr Acquisition Corp Equity (DRDB)	0.3	$4.8M		465k	10.32	View chart
Globa Terra Acquisition Cor Equity	0.3	$4.7M	NEW	474k	9.98	View chart
Silverbox Corp Iv Equity (SBXD)	0.3	$4.7M		445k	10.47	View chart
Procap Acquisition Corp Equity	0.3	$4.6M	NEW	452k	10.27	View chart
Fifth Era Acquisition Corp I Equity (FERA)	0.3	$4.6M		450k	10.17	View chart
Crane Hbr Acquisition Corp Equity (CHAC)	0.3	$4.6M		450k	10.14	View chart
Futurecrest Acquisition Corp Equity	0.3	$4.2M	NEW	400k	10.60	View chart
Sizzle Acquisition Corp. Ii Equity (SZZL)	0.3	$4.1M		406k	10.08	View chart
M3-brigade Acquisition Vi Equity	0.3	$4.0M	NEW	400k	10.12	View chart
Cal Redwood Acquisition Corp Equity (CRAQ)	0.3	$4.0M		400k	10.00	View chart
Cslm Digita Asset Acq Corp I Equity	0.3	$4.0M	NEW	400k	9.93	View chart
Artius Ii Acquisition Equity (AACB)	0.2	$3.9M		380k	10.18	View chart
Renatus Tactical Acquis Equity (RTAC)	0.2	$3.8M	-24%	347k	10.91	View chart
Horizon Space Acqustn I Corp Equity (HSPO)	0.2	$3.7M		300k	12.32	View chart
Republic Digital Acquisition Equity (RDAG)	0.2	$3.7M		360k	10.21	View chart
Spring Vy Acquisition Corp I Equity	0.2	$3.5M	NEW	343k	10.10	View chart
1rt Acquisition Corp. Equity	0.2	$3.1M	NEW	300k	10.45	View chart
Yorkville Acquisition Corp. Equity	0.2	$2.8M	NEW	262k	10.66	View chart
Wen Acquisition Corp Equity	0.2	$2.6M	NEW	260k	10.12	View chart
Highview Merger Corp Equity	0.2	$2.5M	NEW	250k	10.12	View chart
Figx Cap Acquisition Corp. Equity	0.2	$2.5M	NEW	250k	9.99	View chart
Blue Wtr Acquisition Corp. I Equity	0.2	$2.5M	NEW	250k	9.97	View chart
Pyrophyte Acquisition Corp. Equity	0.2	$2.5M	NEW	250k	9.96	View chart
Embrace Change Acquisitn Cor Equity (EMCGF)	0.2	$2.4M		200k	12.08	View chart
Churchill Cap Corp X Equity	0.1	$2.3M	NEW	179k	12.86	View chart
Jena Acquisition Corp Ii Equity	0.1	$2.2M	NEW	222k	10.15	View chart
Blue Acquisition Corp. Equity	0.1	$2.1M	NEW	212k	9.99	View chart
Cantor Equity Partners Ii In Equity (CEPT)	0.1	$2.1M		200k	10.51	View chart
Trailblazer Acquisition Corp Equity	0.1	$2.0M	NEW	200k	10.22	View chart
Cohen Circle Acquisit Corp I Equity	0.1	$2.0M	NEW	200k	10.15	View chart
Dynamix Corp Equity (ETHM)	0.1	$1.9M	-75%	186k	10.41	View chart
Oyster Enterprises Ii Acquis Equity	0.1	$1.5M	NEW	150k	10.02	View chart
Bayview Acquisition Corp Equity (BAYA)	0.1	$1.5M		128k	11.48	View chart
Keen Vision Acquisition Corp Equity (KVAC)	0.1	$1.2M		106k	11.51	View chart
Informatica Equity (INFA)	0.1	$1.2M	-82%	49k	24.84	View chart
Guess Equity (GES)	0.1	$1.1M	NEW	69k	16.71	View chart
K&f Growth Acquisition Corp Equity (KFII)	0.1	$1.0M		102k	10.21	View chart
Cantor Equity Partners Iii I Equity (CAEP)	0.1	$1.0M		100k	10.32	View chart
Solarius Capital Acqu Corp Equity	0.1	$996k	NEW	100k	9.96	View chart
Frontier Communications Pare Equity (FYBR)	0.1	$901k		24k	37.35	View chart
Cayson Acquisition Corp Equity (CAPN)	0.1	$785k		75k	10.47	View chart
Newbury Str Ii Acquisition C Equity (NTWO)	0.0	$700k		68k	10.36	View chart
Surmodics Equity (SRDX)	0.0	$578k		19k	29.89	View chart
American Exceptionalism Acqu Equity	0.0	$547k	NEW	50k	10.93	View chart
Proassurance Corp Equity (PRA)	0.0	$511k		21k	23.99	View chart
Verint Sys Equity (VRNT)	0.0	$261k	NEW	13k	20.25	View chart
Western Midstream Partners L Equity (WES)	0.0	$224k		5.7k	39.29	View chart
Enterprise Prods Partners L Equity (EPD)	0.0	$210k		6.7k	31.27	View chart
Energy Transfer Equity (ET)	0.0	$206k		12k	17.16	View chart
Plains All Amern Pipeline L Equity (PAA)	0.0	$205k		12k	17.06	View chart

Past Filings by First Trust Capital Management

SEC 13F filings are viewable for First Trust Capital Management going back to 2016

First Trust Capital Management 2025 Q3 filed Nov. 17, 2025
First Trust Capital Management 2025 Q2 filed Aug. 14, 2025
First Trust Capital Management 2024 Q4 restated filed July 25, 2025
First Trust Capital Management 2025 Q1 restated filed July 25, 2025
First Trust Capital Management 2025 Q1 filed May 15, 2025
First Trust Capital Management 2024 Q4 filed Feb. 14, 2025
First Trust Capital Management 2024 Q3 filed Nov. 14, 2024
First Trust Capital Management 2024 Q2 filed Aug. 14, 2024
First Trust Capital Management 2024 Q1 filed May 15, 2024
First Trust Capital Management 2023 Q4 filed Feb. 14, 2024
First Trust Capital Management 2023 Q3 filed Nov. 14, 2023
First Trust Capital Management 2023 Q2 filed Aug. 14, 2023
First Trust Capital Management 2023 Q1 filed May 12, 2023
First Trust Capital Management 2022 Q4 filed Feb. 14, 2023
First Trust Capital Management 2022 Q3 filed Nov. 14, 2022
First Trust Capital Management 2022 Q2 filed Aug. 15, 2022

View all past filings

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