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Vivaldi Asset Management

Latest statistics and disclosures from First Trust Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are SMAR, Retail Opportunity Investments, HTLF, K, B, and represent 32.10% of First Trust Capital Management's stock portfolio.
Added to shares of these 10 stocks: Retail Opportunity Investments (+$92M), HTLF (+$70M), SMAR (+$67M), B (+$49M), Summit Matls Inc cl a (+$33M), JWN (+$33M), ATSG (+$27M), K (+$22M), ENLC (+$22M), HOND (+$21M).
Started 28 new stock positions in CAPN, ATSG, BSII, CHAR, B, POLE, TDACU, HOND, JWN, TTAN.
Reduced shares in these 10 stocks: Avangrid (-$101M), MRO (-$87M), SQSP (-$74M), SRCL (-$73M), NVEI (-$38M), RCM (-$36M), , , PETQ (-$29M), CHUY (-$22M).
Sold out of its positions in ACI, Avangrid, AXNX, BRKH, Catalent, CHUY, ENV, ESHA, INST, ITI.
First Trust Capital Management was a net seller of stock by $-196M.
First Trust Capital Management has $1.3B in assets under management (AUM), dropping by -12.59%.
Central Index Key (CIK): 0001604488

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Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 93 positions in its portfolio as reported in the December 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Smartsheet Equity (SMAR)	10.4	$136M	+97%	2.4M	56.03	View chart
Retail Opportunity Invts Cor Equity	7.0	$92M	NEW	5.3M	17.36	View chart
Heartland Finl Usa Equity (HTLF)	5.5	$72M	+3393%	1.2M	61.30	View chart
Kellanova Equity (K)	5.4	$71M	+44%	880k	80.97	View chart
Barnes Group Equity (B)	3.7	$49M	NEW	1.0M	47.26	View chart
Ares Acquisition Corp Ii Equity (AACT)	3.7	$48M		4.4M	10.98	View chart
Hashicorp Equity	2.8	$37M	-31%	1.1M	34.21	View chart
Summit Matls Equity	2.5	$33M	NEW	649k	50.60	View chart
Nordstrom Equity (JWN)	2.5	$33M	NEW	1.4M	24.15	View chart
Agriculture & Nat Sol Acq Equity (ANSC)	2.5	$33M		3.1M	10.49	View chart
Palmer Square Capital Bdc In Equity (PSBD)	2.3	$31M	+24%	2.0M	15.20	View chart
Aa Mission Acquisition Corp Equity (AAM)	2.3	$30M		2.9M	10.10	View chart
Nabors Energy Transition Cor Equity (NETD)	2.3	$30M		2.7M	10.80	View chart
Air Transport Services Grp I Equity (ATSG)	2.1	$27M	NEW	1.2M	21.98	View chart
Gp-act Iii Acquisition Corp Equity (GPAT)	2.0	$26M		2.6M	10.14	View chart
Centurion Acquisition Corp Equity (ALF)	2.0	$26M		2.6M	10.10	View chart
Haymaker Acquisition Corp Iv Equity (HYAC)	1.7	$22M		2.1M	10.77	View chart
Enlink Midstream Equity (ENLC)	1.7	$22M	NEW	1.5M	14.15	View chart
M3brigade Acquisition V Corp Equity (MBAV)	1.6	$21M	+14%	2.1M	10.06	View chart
Graf Global Corp Equity (GRAF)	1.6	$21M		2.1M	10.09	View chart
Lionheart Holdings Equity (CUB)	1.6	$21M		2.1M	10.10	View chart
Launch One Acquisition Corp Equity (LPAA)	1.6	$21M		2.1M	10.05	View chart
Hcm Ii Acquisition Corp Equity (HOND)	1.6	$21M	NEW	2.1M	10.02	View chart
Legato Merger Corp Iii Equity (LEGT)	1.4	$19M		1.8M	10.29	View chart
Sim Acquisition Corp. I Equity (SIMA)	1.4	$18M		1.8M	10.04	View chart
Voyager Acquisition Corp Equity (VACH)	1.4	$18M	+56%	1.8M	10.02	View chart
Vine Hill Cap Invt Corp. Equity (VCIC)	1.4	$18M	NEW	1.8M	10.05	View chart
Melar Acquisition Corp. I Equity (MACI)	1.2	$16M		1.6M	10.06	View chart
Bleichroeder Acquisition Cor Equity (BACQ)	0.9	$12M	NEW	1.3M	9.86	View chart
Andretti Acquisition Corp Ii Equity (POLE)	0.9	$11M	NEW	1.1M	9.99	View chart
Patria Latin Amrcn Opprnty A Equity	0.9	$11M		970k	11.64	View chart
Servicetitan Equity (TTAN)	0.9	$11M	NEW	110k	102.87	View chart
Southstate Corporation Equity (SSB)	0.9	$11M	NEW	113k	99.48	View chart
Israel Acquisitions Corp Equity (ISRL)	0.8	$11M		950k	11.34	View chart
Rf Acquisition Corp Ii Equity (RFAI)	0.8	$11M		1.0M	10.22	View chart
Mountain Lake Acquisition Equity (MLACU)	0.8	$10M	NEW	1.0M	10.03	View chart
Spark I Acquisition Corp Equity (SPKL)	0.7	$9.0M	+9%	850k	10.64	View chart
Cross Ctry Healthcare Equity (CCRN)	0.7	$8.8M	NEW	486k	18.16	View chart
Innovid Corp Equity	0.7	$8.6M	NEW	2.8M	3.09	View chart
Cantor Equity Partners Equity (CEP)	0.6	$7.9M		756k	10.39	View chart
Chenghe Acquisition Ii Equity (CHEB)	0.6	$7.8M		775k	10.12	View chart
Charlton Aria Acquisition Equity (CHAR)	0.6	$7.6M	NEW	765k	9.96	View chart
Range Cap Acquisition Corp Equity (RANGU)	0.6	$7.5M	NEW	750k	10.05	View chart
Black Spade Acquisition Ii C Equity (BSII)	0.6	$7.4M	NEW	743k	9.93	View chart
Dynamix Corp Equity (DYNX)	0.6	$7.3M	NEW	750k	9.79	View chart
Aimei Health Technology Co L Equity (AFJK)	0.5	$7.2M		680k	10.57	View chart
Black Hawk Acquisition Corp Equity (BKHA)	0.5	$7.0M		670k	10.38	View chart
Bowen Acquisition Corp Equity (BOWN)	0.5	$6.8M		621k	10.94	View chart
Colombier Acquisition Corp I Equity (CLBR)	0.5	$6.5M		555k	11.75	View chart
Translational Dev Acquisitio Equity (TDACU)	0.5	$6.5M	NEW	650k	10.02	View chart
Dt Cloud Acquisition Corp Equity (DYCQ)	0.5	$6.5M		621k	10.44	View chart
Oak Woods Acquisition Corp Equity (OAKU)	0.5	$6.5M		570k	11.35	View chart
Flag Ship Acquisition Corp Equity (FSHP)	0.5	$6.2M		613k	10.16	View chart
Gigcapital7 Corp Equity (GIG)	0.5	$6.0M	+30%	603k	10.00	View chart
Jvspac Acquisition Corp Equity (JVSA)	0.5	$5.9M		568k	10.42	View chart
Ai Transn Acquisition Corp Equity (AITR)	0.4	$5.8M		540k	10.75	View chart
Cartesian Growth Corp Ii Equity (RENE)	0.4	$5.2M	-76%	450k	11.66	View chart
Tavia Acquisition Corp Equity (TAVI)	0.4	$5.0M	NEW	500k	9.91	View chart
Alphatime Acquisition Corp Equity (ATMC)	0.4	$4.9M		427k	11.40	View chart
Eureka Acquisition Corp Equity (EURK)	0.4	$4.6M		458k	10.15	View chart
Spring Valley Acquistn Corp Equity (SVII)	0.3	$4.5M	-80%	396k	11.26	View chart
Chenghe Acquisition I Equity (LATG)	0.3	$4.3M		367k	11.73	View chart
Sk Growth Opportunities Corp Equity (SKGR)	0.3	$4.1M	-37%	350k	11.62	View chart
Jackson Acquisition Co Ii Equity (JACS.U)	0.3	$3.8M	NEW	375k	10.06	View chart
Bayview Acquisition Corp Equity (BAYA)	0.3	$3.6M	-40%	334k	10.68	View chart
Horizon Space Acqustn I Corp Equity (HSPO)	0.3	$3.5M	-43%	300k	11.59	View chart
Cartica Acquisition Corp Equity (CRTAF)	0.2	$2.8M		243k	11.68	View chart
Hennessy Capital Invst Corp Equity (HCVI)	0.2	$2.7M	NEW	259k	10.59	View chart
Embrace Change Acquisitn Cor Equity (EMCG)	0.2	$2.3M		200k	11.68	View chart
Amedisys Equity (AMED)	0.1	$1.8M	-4%	20k	90.79	View chart
Endeavor Group Hldgs Cl A Com (EDR)	0.1	$1.5M	-6%	47k	31.29	View chart
Discover Finl Svcs Equity (DFS)	0.1	$1.3M	-3%	7.5k	173.23	View chart
Ansys Equity (ANSS)	0.1	$1.1M	-3%	3.2k	337.33	View chart
Juniper Networks Equity (JNPR)	0.1	$1.0M	-6%	27k	37.45	View chart
Everi Hldgs Equity (EVRI)	0.1	$974k	NEW	72k	13.51	View chart
Enstar Group Equity (ESGR)	0.1	$875k	NEW	2.7k	322.05	View chart
Hess Corp Equity (HES)	0.1	$831k	-3%	6.2k	133.01	View chart
Cayson Acquisition Corp Equity (CAPN)	0.1	$754k	NEW	75k	10.05	View chart
Frontier Communications Pare Equity (FYBR)	0.1	$710k	NEW	21k	34.70	View chart
Mcgrath Rentcorp Equity (MGRC)	0.1	$709k	-3%	6.3k	111.82	View chart
Championx Corporation Equity (CHX)	0.1	$662k	-3%	24k	27.19	View chart
Surmodics Equity (SRDX)	0.0	$650k	-6%	16k	39.60	View chart
Quetta Acquisition Corp Equity (QETA)	0.0	$633k		60k	10.55	View chart
Independent Bank Group Equity	0.0	$571k	-3%	9.4k	60.67	View chart
Ft-preferred Secur & Inc Etf Equity (FPE)	0.0	$362k	-8%	20k	17.70	View chart
Cf Acquisition Corp Vii Equity	0.0	$278k		25k	11.28	View chart
Energy Transfer Equity (ET)	0.0	$250k	-17%	13k	19.59	View chart
MPLX Equity (MPLX)	0.0	$224k	-20%	4.7k	47.86	View chart
Enterprise Prods Partners L Equity (EPD)	0.0	$215k	-8%	6.9k	31.36	View chart
Western Midstream Partners L Equity (WES)	0.0	$215k	-23%	5.6k	38.43	View chart
Plains All Amern Pipeline L Equity (PAA)	0.0	$195k	-19%	11k	17.08	View chart
Tavia Acquisition Corp Equity (TAVIR)	0.0	$60k	NEW	500k	0.12	View chart
Flag Ship Acquisition Corp Equity (FSHPR)	0.0	$56k		507k	0.11	View chart

Past Filings by First Trust Capital Management

SEC 13F filings are viewable for First Trust Capital Management going back to 2016

First Trust Capital Management 2024 Q4 filed Feb. 14, 2025
First Trust Capital Management 2024 Q3 filed Nov. 14, 2024
First Trust Capital Management 2024 Q2 filed Aug. 14, 2024
First Trust Capital Management 2024 Q1 filed May 15, 2024
First Trust Capital Management 2023 Q4 filed Feb. 14, 2024
First Trust Capital Management 2023 Q3 filed Nov. 14, 2023
First Trust Capital Management 2023 Q2 filed Aug. 14, 2023
First Trust Capital Management 2023 Q1 filed May 12, 2023
First Trust Capital Management 2022 Q4 filed Feb. 14, 2023
First Trust Capital Management 2022 Q3 filed Nov. 14, 2022
First Trust Capital Management 2022 Q2 filed Aug. 15, 2022
First Trust Capital Management 2022 Q1 filed May 16, 2022
First Trust Capital Management 2021 Q4 filed Feb. 14, 2022
First Trust Capital Management 2021 Q3 filed Nov. 15, 2021
Vivaldi Asset Management 2021 Q2 filed Aug. 16, 2021
Vivaldi Asset Management 2021 Q1 filed May 17, 2021

View all past filings

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