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Vivaldi Asset Management

Latest statistics and disclosures from First Trust Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are ATVI, HZNP, DEN, NEWR, SCRM, and represent 32.52% of First Trust Capital Management's stock portfolio.
Added to shares of these 10 stocks: ATVI (+$248M), HZNP (+$94M), DEN (+$89M), NEWR (+$78M), TWNK (+$53M), HEP (+$43M), ESTE (+$39M), NATI (+$32M), CCF (+$30M), RPT (+$30M).
Started 65 new stock positions in GPP, AVID, Haymaker Acquisition Corp Iv, JUN, AIMBU, TWNK, RPT, VRTV, KRNL, FNVT.
Reduced shares in these 10 stocks: Life Storage Inc reit (-$128M), Univar (-$83M), Elliott Opportunity Ii Corp (-$55M), Focus Finl Partners (-$40M), Social Cap Suvretta Hlds Crp (-$32M), Iveric Bio (-$31M), Radius Global Infrastrctre I (-$28M), NFNT (-$28M), Uta Acquisition Corporatio A (-$27M), Corsair Partnering Corp A (-$26M).
Sold out of its positions in ALCC, Arconic, Axonprime Infrstctr Aqstn, Bilander Acquisition Corp A, Conyers Park Iii Acqsitn Cor Class A, Da32 Life Scnce Tec Acqstn C, Dice Therapeutics, Ftac Zeus Acquisition Cor Class A, Focus Finl Partners, Forgerock.
First Trust Capital Management was a net buyer of stock by $119M.
First Trust Capital Management has $1.8B in assets under management (AUM), dropping by 7.71%.
Central Index Key (CIK): 0001604488

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Positions held by Vivaldi Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 139 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Activision Blizzard Equity (ATVI)	13.7	$248M	NEW	2.7M	93.63	View chart
Horizon Therapeutics Pub L Equity (HZNP)	5.5	$99M	+1702%	859k	115.69	View chart
Denbury Equity (DEN)	4.9	$89M	NEW	910k	98.01	View chart
New Relic Equity (NEWR)	4.3	$78M	NEW	912k	85.62	View chart
Screaming Eagle Acquisitn Equity (SCRM)	4.1	$73M		7.0M	10.46	View chart
Hostess Brands Equity (TWNK)	2.9	$53M	NEW	1.6M	33.31	View chart
Holly Energy Partners Equity (HEP)	2.4	$43M	NEW	2.0M	21.96	View chart
Slam Corp Equity (SLAM)	2.2	$41M		3.8M	10.78	View chart
Argo Group Intl Hldgs Equity (ARGO)	2.2	$39M	+166%	1.3M	29.84	View chart
Earthstone Energy Equity (ESTE)	2.1	$39M	NEW	1.9M	20.24	View chart
National Instrs Corp Equity (NATI)	1.9	$34M	+1231%	575k	59.62	View chart
Ares Acquisition Corporation Equity (AAC)	1.8	$33M		3.0M	10.76	View chart
Enphys Acquisition Corp Equity (NFYS)	1.7	$32M	+99%	3.0M	10.50	View chart
Tortoiseecofin Acquisition C Equity (TRTL)	1.7	$31M	+565%	3.0M	10.48	View chart
Chase Corp Equity (CCF)	1.7	$30M	NEW	238k	127.23	View chart
Rpt Realty Equity (RPT)	1.7	$30M	NEW	2.9M	10.56	View chart
Heritage Crystal Clean Equity (HCCI)	1.6	$30M	NEW	656k	45.35	View chart
Rigel Resource Acq Corp Equity (RRAC)	1.4	$26M	+14%	2.3M	10.89	View chart
Circor Intl Equity (CIR)	1.4	$25M	NEW	442k	55.75	View chart
Pearl Holdings Acquisitn Cor Equity (PRLH)	1.3	$23M		2.1M	10.72	View chart
Ares Acquisition Corp Ii Equity (AACT)	1.3	$23M		2.2M	10.27	View chart
Spring Valley Acquistn Corp Equity (SVII)	1.3	$23M		2.1M	10.76	View chart
Avid Technology Equity (AVID)	1.2	$21M	NEW	792k	26.87	View chart
Ftac Emerald Acquisition Cor Equity (EMLD)	1.1	$20M	+321%	1.9M	10.46	View chart
Patria Latin Amrcn Opprnty A Equity (PLAO)	1.0	$18M	+54%	1.6M	10.99	View chart
Nextgen Healthcare Equity (NXGN)	1.0	$18M	NEW	754k	23.73	View chart
Alpha Partners Tech Mergr Equity (APTM)	0.9	$16M		1.5M	10.56	View chart
Concord Acquisition Corp Ii Equity (CNDA)	0.9	$15M	-46%	1.5M	10.28	View chart
Nabors Energy Transition Cor Equity	0.8	$15M	NEW	1.5M	10.18	View chart
Gores Holdings Ix Equity (GHIX)	0.8	$14M		1.4M	10.39	View chart
Compass Digital Acquisitn Equity (CDAQ)	0.8	$14M		1.3M	10.54	View chart
Veritiv Corp Equity (VRTV)	0.8	$14M	NEW	84k	168.90	View chart
Everest Consolidator Acq Cor Equity (MNTN)	0.8	$14M	+5397%	1.3M	10.82	View chart
Apollo Strategic Grwt Cptl I Equity (APGB)	0.7	$13M		1.3M	10.51	View chart
Cf Acquisition Corp Vii Equity (CFFS)	0.7	$13M	+8%	1.2M	10.70	View chart
Keen Vision Acquisition Corp Equity	0.7	$13M	NEW	1.3M	10.27	View chart
Haymaker Acquisition Corp Iv Equity	0.7	$13M	NEW	1.2M	10.17	View chart
Churchill Capital Corp V Equity (CCV)	0.7	$12M		1.2M	10.40	View chart
Ap Acquisition Corp Equity (APCA)	0.7	$12M	+20%	1.1M	10.99	View chart
Bioplus Acquisition Corp Equity (BIOS)	0.7	$12M		1.1M	10.84	View chart
Learn Cw Investment Cor Equity (LCW)	0.7	$12M		1.1M	10.66	View chart
Cartesian Growth Corp Ii Equity (RENE)	0.6	$12M		1.1M	10.86	View chart
Battery Future Acquisition C Equity (BFAC)	0.6	$11M	NEW	1.0M	10.88	View chart
Brookfield Infrastructure Equity (BIPC)	0.6	$11M	NEW	313k	35.34	View chart
Sdcl Edge Acquisition Corp Equity (SEDA)	0.6	$11M		1.0M	10.60	View chart
Andretti Acquisition Corp Equity (WNNR)	0.6	$11M	-46%	1.0M	10.75	View chart
Investcorp Europe Acquisitio Equity (IVCB)	0.6	$11M		988k	10.88	View chart
Jaguar Global Growth Corp I Equity (JGGC)	0.6	$11M	-13%	1.0M	10.62	View chart
Project Energy Reimagined Ac Equity (PEGR)	0.6	$10M	+90%	995k	10.47	View chart
Live Oak Crestview Climate A Equity (LOCC)	0.6	$10M	-9%	1.0M	10.33	View chart
Israel Acquisitions Corp Equity (ISRL)	0.6	$10M		953k	10.55	View chart
Inflection Pt Acquisitn Crp Equity	0.5	$9.6M	NEW	936k	10.22	View chart
Denali Capital Acquisitn Cor Equity (DECA)	0.5	$8.2M	+494%	750k	10.95	View chart
Fintech Ecosystem Deve Equity (FEXD)	0.4	$8.0M		750k	10.61	View chart
Chenghe Acquisition Equity (CHEA)	0.4	$7.9M	-29%	726k	10.84	View chart
Mountain & Co I Acquisitn Equity (MCAA)	0.4	$7.7M	+72%	689k	11.17	View chart
Abcam Equity (ABCM)	0.4	$6.9M	NEW	303k	22.63	View chart
L Catterton Asia Acquisition Equity (LCAA)	0.3	$5.9M		555k	10.67	View chart
Proof Acquisition Corp I Equity (PACI)	0.3	$5.9M	NEW	551k	10.74	View chart
Alphavest Acquisition Corp Equity (ATMV)	0.3	$5.9M	NEW	557k	10.57	View chart
Valuence Merger Corp I Equity (VMCA)	0.3	$5.8M	+43%	526k	11.10	View chart
Burtech Acquisition Corp Equity (BRKH)	0.3	$5.8M		551k	10.56	View chart
Latamgrowth Spac Equity (LATG)	0.3	$5.8M	+408%	535k	10.76	View chart
Kernel Group Holdings Equity (KRNL)	0.3	$5.6M	NEW	531k	10.61	View chart
Rcf Acquisition Corp Equity (RCFA)	0.3	$5.6M		511k	10.94	View chart
Green Plains Partners Equity (GPP)	0.3	$5.4M	NEW	366k	14.88	View chart
Tristar Acquisition I Corp Equity (TRIS)	0.3	$5.4M	-77%	501k	10.69	View chart
Duet Acquisition Corp Equity (DUET)	0.3	$5.4M	NEW	501k	10.70	View chart
Twin Ridge Capital Acquis Equity (TRCA)	0.3	$5.3M		500k	10.64	View chart
Bukit Jalil Gbl Acquisition Equity	0.3	$5.2M	NEW	500k	10.35	View chart
Hennessy Capital Invst Corp Equity (HCVI)	0.3	$5.2M	-58%	500k	10.33	View chart
Alpha Star Acquisition Corp Equity (ALSA)	0.3	$5.1M	+2444%	465k	11.04	View chart
Coliseum Acquisition Corp Equity (MITA)	0.3	$5.1M		475k	10.64	View chart
Sk Growth Opportunities Corp Equity (SKGR)	0.3	$5.0M		463k	10.75	View chart
Oak Woods Acquisition Corp Equity (OAKU)	0.3	$4.9M	+43%	470k	10.45	View chart
Pono Cap Three Equity (PTHR)	0.3	$4.7M	+812%	449k	10.55	View chart
Goldenstone Acquisition Equity (GDST)	0.3	$4.6M	+297%	429k	10.73	View chart
Black Mountain Acq Corp Equity (BMAC)	0.3	$4.5M	NEW	424k	10.67	View chart
Feutune Light Acquisition Equity (FLFV)	0.2	$4.5M	NEW	418k	10.67	View chart
Rf Acquisition Corp Equity (RFAC)	0.2	$4.4M		418k	10.65	View chart
Zalatoris Acquisition Corp Equity (TCOA)	0.2	$4.3M	+53%	406k	10.50	View chart
Constellation Acquisitn Corp Equity (CSTA)	0.2	$4.2M		386k	10.79	View chart
Concord Acquisition Corp Iii Equity (CNDB)	0.2	$4.1M	NEW	378k	10.78	View chart
Monterey Cap Acquisition Cor Equity (MCAC)	0.2	$4.0M	+24%	374k	10.63	View chart
Albertsons Cos Equity (ACI)	0.2	$3.9M	-16%	170k	22.75	View chart
Cartica Acquisition Corp Equity (CITE)	0.2	$3.8M	-84%	350k	10.77	View chart
Amedisys Equity (AMED)	0.2	$3.7M	NEW	40k	93.40	View chart
Finnovate Acquisition Corp Equity (FNVT)	0.2	$3.7M	NEW	338k	10.89	View chart
Aimfinity Investment Corp I Equity (AIMBU)	0.2	$3.4M	NEW	320k	10.67	View chart
Hersha Hospitality Tr Equity (HT)	0.2	$3.2M	NEW	327k	9.86	View chart
Seaport Global Acquisition I Equity (SGII)	0.2	$3.2M	NEW	300k	10.71	View chart
Churchill Capital Corp Vii Equity (CVII)	0.2	$3.1M		300k	10.45	View chart
Apx Acquisition Corp I Equity (APXI)	0.2	$3.0M		278k	10.97	View chart
Adit Edtech Acquisition Corp Equity (ADEX)	0.2	$2.7M	NEW	256k	10.67	View chart
Avantax Equity (AVTA)	0.1	$2.7M	NEW	105k	25.58	View chart
Liv Capital Acquisitn Corp I Equity (LIVB)	0.1	$2.6M		244k	10.85	View chart
Mobiv Acquisition Corp Equity (MOBV)	0.1	$2.6M	NEW	247k	10.69	View chart
Kensington Capital Acquisiti Equity (KCGI)	0.1	$2.5M	-90%	241k	10.57	View chart
Global Partner Acqistn Corp Equity (GPAC)	0.1	$2.5M		234k	10.82	View chart
Semper Paratus Acquisition C Equity (LGST)	0.1	$2.5M	NEW	229k	10.83	View chart
Sovos Brands Equity (SOVO)	0.1	$2.4M	NEW	108k	22.55	View chart
Tlgy Acquisition Corporation Equity (TLGY)	0.1	$2.2M	+19%	203k	10.97	View chart
Pnm Res Equity (PNM)	0.1	$2.1M	NEW	47k	44.61	View chart
Alchemy Invts Acquisitn Corp Equity (ALCY)	0.1	$2.1M		200k	10.33	View chart
Eve Mobility Acquisition Cor Equity (EVE)	0.1	$1.9M	NEW	178k	10.68	View chart
Oneok Equity (OKE)	0.1	$1.9M	NEW	30k	63.43	View chart
Golden Star Acquisition Corp Equity (GODN)	0.1	$1.8M	NEW	179k	10.32	View chart
Lakeland Bancorp Equity (LBAI)	0.1	$1.8M	-15%	146k	12.62	View chart
Beard Energy Transition Acq Equity (BRD)	0.1	$1.8M	NEW	169k	10.75	View chart
Blue World Acquisition Corp Equity (BWAQ)	0.1	$1.5M	NEW	143k	10.84	View chart
Capri Holdings Equity (CPRI)	0.1	$1.5M	NEW	28k	52.61	View chart
Irobot Corp Equity (IRBT)	0.1	$1.5M	-15%	39k	37.90	View chart
Cf Acquisition Corp Iv Equity (CFIV)	0.1	$1.4M	NEW	131k	10.66	View chart
Powerup Acquisition Corp Equity (PWUP)	0.1	$1.4M	NEW	128k	10.83	View chart
Schultze Spl Purp Acq Corp I Equity (SAMA)	0.1	$1.2M	NEW	116k	10.62	View chart
Mars Acquisition Corp Equity (MARX)	0.1	$1.2M		115k	10.49	View chart
Papaya Grwt Opportunity Corp Equity (PPYA)	0.1	$1.2M		110k	10.60	View chart
Cetus Cap Acquisition Corp Equity (CETU)	0.1	$1.2M	NEW	111k	10.46	View chart
Juniper Ii Corp Equity (JUN)	0.1	$1.2M	NEW	109k	10.60	View chart
Ix Acquisition Corp Equity (IXAQ)	0.1	$1.1M	NEW	105k	10.90	View chart
Horizon Space Acqustn I Corp Equity (HSPO)	0.1	$1.1M	NEW	108k	10.56	View chart
Focus Impact Acquisition Cor Equity (FIAC)	0.1	$1.1M	NEW	103k	10.79	View chart
Greenhill & Co Equity (GHL)	0.1	$1.0M	NEW	70k	14.80	View chart
Global Star Acquisition Equity (GLST)	0.1	$1.0M	NEW	97k	10.62	View chart
Pyrophyte Acquisition Corp Equity (PHYT)	0.1	$984k	NEW	90k	10.91	View chart
Integrated Rail And Res Acq Equity (IRRX)	0.0	$869k		80k	10.88	View chart
Acropolis Infrastructure Acq Equity (ACRO)	0.0	$733k	NEW	71k	10.28	View chart
Target Global Acquisi I Corp Equity (TGAA)	0.0	$634k	NEW	58k	10.85	View chart
Spdr Ser Tr Equity (SPTS)	0.0	$600k	+3%	21k	28.61	View chart
7gc & Co Holdings Equity (VII)	0.0	$529k	NEW	50k	10.57	View chart
Accretion Acquisition Corp Equity (ENER)	0.0	$524k	NEW	50k	10.48	View chart
Pegasus Digital Mobility Acq Equity (PGSS)	0.0	$496k	NEW	45k	10.94	View chart
First Tr Exch Traded Fd Iii Fixed Income (FPE)	0.0	$355k		22k	15.97	View chart
Blueriver Acquisition Corp Equity (BLUA)	0.0	$283k	NEW	27k	10.55	View chart
Metal Sky Star Acquisition C Equity (MSSA)	0.0	$283k		26k	10.89	View chart
Alsp Orchid Acquisition Corp Equity (ALOR)	0.0	$224k		21k	10.87	View chart
Plains All Amern Pipeline L Equity (PAA)	0.0	$218k	NEW	14k	15.32	View chart
Energy Transfer Equity (ET)	0.0	$217k	+2%	16k	14.03	View chart
Bynordic Acquisition Corp Equity (BYNO)	0.0	$175k	NEW	16k	10.83	View chart

Past Filings by First Trust Capital Management

SEC 13F filings are viewable for First Trust Capital Management going back to 2016

First Trust Capital Management 2023 Q3 filed Nov. 14, 2023
First Trust Capital Management 2023 Q2 filed Aug. 14, 2023
First Trust Capital Management 2023 Q1 filed May 12, 2023
First Trust Capital Management 2022 Q4 filed Feb. 14, 2023
First Trust Capital Management 2022 Q3 filed Nov. 14, 2022
First Trust Capital Management 2022 Q2 filed Aug. 15, 2022
First Trust Capital Management 2022 Q1 filed May 16, 2022
First Trust Capital Management 2021 Q4 filed Feb. 14, 2022
First Trust Capital Management 2021 Q3 filed Nov. 15, 2021
Vivaldi Asset Management 2021 Q2 filed Aug. 16, 2021
Vivaldi Asset Management 2021 Q1 filed May 17, 2021
Vivaldi Asset Management 2020 Q4 filed Feb. 16, 2021
Vivaldi Asset Management 2020 Q3 filed Nov. 16, 2020
Vivaldi Asset Management 2020 Q1 restated filed Aug. 18, 2020
Vivaldi Asset Management 2020 Q2 restated filed Aug. 18, 2020
Vivaldi Asset Management 2020 Q2 filed Aug. 13, 2020

View all past filings

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