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Vivaldi Asset Management

Latest statistics and disclosures from First Trust Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are Spirit Realty Capital, SCRM, AEL, Alteryx, stock, and represent 27.04% of First Trust Capital Management's stock portfolio.
Added to shares of these 10 stocks: Spirit Realty Capital (+$147M), AEL (+$54M), Alteryx (+$46M), stock (+$43M), PXD (+$38M), ANSCU (+$29M), Textainer Group Holdings (+$27M), ImmunoGen (+$18M), IVCA (+$16M), HCVI (+$15M).
Started 49 new stock positions in IFIN, SP, AGG, BOCN, Karuna Therapeutics Ord, EPD, CHAA, FTSD, NNAG, Alteryx.
Reduced shares in these 10 stocks: , Horizon Therapeutics (-$99M), Denbury (-$89M), New Relic (-$78M), Hostess Brands (-$53M), Holly Energy Partners (-$43M), SLAM (-$41M), , Earthstone Energy (-$39M), National Instruments (-$34M).
Sold out of its positions in Abcam Plc Ads, Accretion Acquisition Corp, Acropolis Infrastructure A, Activision Blizzard, Adit Edtech Acquisition Corp, Avid Technology, Beard Energy Transition Ac A, Black Mountain Acq Corp, Blucora, BIPC.
First Trust Capital Management was a net seller of stock by $-519M.
First Trust Capital Management has $1.3B in assets under management (AUM), dropping by -27.88%.
Central Index Key (CIK): 0001604488

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Positions held by Vivaldi Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 134 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Spirit Rlty Cap Equity	11.3	$147M	NEW	3.4M	43.69	View chart
Screaming Eagle Acquisitn Equity (SCRM)	4.9	$64M	-14%	6.0M	10.60	View chart
American Eqty Invt Life Hld Equity (AEL)	4.2	$54M	NEW	972k	55.80	View chart
Alteryx Equity	3.5	$46M	NEW	965k	47.16	View chart
Splunk Equity	3.3	$43M	NEW	279k	152.35	View chart
Pioneer Nat Res Equity (PXD)	2.9	$38M	NEW	167k	224.88	View chart
Rpt Realty Equity	2.5	$32M	-12%	2.5M	12.83	View chart
Agriculture & Nat Sol Acq Equity (ANSCU)	2.2	$29M	NEW	2.8M	10.15	View chart
Rigel Resource Acq Corp Equity (RRAC)	2.1	$28M	+6%	2.5M	10.96	View chart
Textainer Group Holdings Equity	2.0	$27M	NEW	540k	49.20	View chart
Spring Valley Acquistn Corp Equity (SVII)	1.9	$24M	+5%	2.2M	10.81	View chart
Ares Acquisition Corp Ii Equity (AACT)	1.8	$23M		2.2M	10.44	View chart
L Catterton Asia Acquisition Equity	1.6	$21M	+244%	1.9M	10.78	View chart
Hennessy Capital Invst Corp Equity (HCVI)	1.6	$20M	+290%	2.0M	10.45	View chart
Ftac Emerald Acquisition Cor Equity (EMLD)	1.5	$20M		1.9M	10.55	View chart
Patria Latin Amrcn Opprnty A Equity (PLAO)	1.4	$19M	+2%	1.7M	11.10	View chart
Tortoiseecofin Acquisition C Equity (TRTL)	1.4	$18M	-43%	1.7M	10.62	View chart
Immunogen Equity	1.4	$18M	NEW	597k	29.65	View chart
Cartesian Growth Corp Ii Equity (RENE)	1.3	$17M	+46%	1.6M	10.94	View chart
Nabors Energy Transition Cor Equity (NETD)	1.3	$17M	+7%	1.6M	10.40	View chart
Alpha Partners Tech Mergr Equity (PLMJ)	1.3	$17M	+3%	1.5M	10.70	View chart
Investcorp India Acquistn Equity (IVCA)	1.2	$16M	NEW	1.5M	10.99	View chart
Concord Acquisition Corp Ii Equity (CNDA)	1.2	$16M		1.5M	10.38	View chart
Gores Holdings Ix Equity (GHIX)	1.1	$14M		1.4M	10.50	View chart
Sdcl Edge Acquisition Corp Equity (SEDA)	1.1	$14M	+25%	1.3M	10.76	View chart
Keen Vision Acquisition Corp Equity (KVACU)	1.0	$13M		1.3M	10.36	View chart
Cf Acquisition Corp Vii Equity (CFFS)	1.0	$13M	-2%	1.2M	10.85	View chart
Haymaker Acquisition Corp Iv Equity (HYAC)	1.0	$13M		1.2M	10.27	View chart
Pono Cap Three Equity	1.0	$13M	+163%	1.2M	10.62	View chart
Inflection Pt Acquisitn Crp Equity (IPXX)	1.0	$12M	+28%	1.2M	10.33	View chart
Ap Acquisition Corp Equity (APCA)	1.0	$12M		1.1M	11.13	View chart
Everest Consolidator Acq Cor Equity (MNTN)	1.0	$12M	-11%	1.1M	10.94	View chart
Mountain & Co I Acquisitn Equity (MCAA)	0.9	$12M	+58%	1.1M	11.30	View chart
Project Energy Reimagined Ac Equity (PEGR)	0.9	$12M	+9%	1.1M	10.57	View chart
National Westn Life Group In Equity (NWLI)	0.8	$11M	NEW	23k	483.02	View chart
Andretti Acquisition Corp Equity (WNNR)	0.8	$11M		1.0M	10.87	View chart
Tristar Acquisition I Corp Equity (TRIS)	0.8	$11M	+100%	1.0M	10.79	View chart
Investcorp Europe Acquisitio Equity (IVCB)	0.8	$11M		969k	11.02	View chart
Churchill Capital Corp Vii Equity (CVII)	0.8	$11M	+233%	1.0M	10.50	View chart
Israel Acquisitions Corp Equity (ISRL)	0.8	$10M		953k	10.74	View chart
Rover Group Equity	0.8	$10M	NEW	934k	10.88	View chart
Chenghe Acquisition Equity	0.7	$9.1M	+14%	832k	11.00	View chart
Pyrophyte Acquisition Corp Equity (PHYT)	0.7	$9.0M	+808%	820k	11.00	View chart
Evergreen Corporation Equity (EVGR)	0.7	$8.9M	NEW	794k	11.19	View chart
Rayzebio Equity	0.7	$8.8M	NEW	141k	62.17	View chart
Alpha Star Acquisition Corp Equity (ALSA)	0.7	$8.6M	+65%	768k	11.19	View chart
Generation Asia I Acquisitio Equity (GAQ)	0.6	$8.3M	NEW	766k	10.87	View chart
Infint Acquisition Corp Equity (IFIN)	0.6	$7.8M	NEW	693k	11.22	View chart
Esh Acquisition Corp Equity (ESHA)	0.6	$7.4M	NEW	725k	10.25	View chart
Sk Growth Opportunities Corp Equity (SKGR)	0.5	$7.0M	+40%	650k	10.82	View chart
Zalatoris Ii Acquisition Cor Equity (ZLS)	0.5	$6.9M	NEW	644k	10.69	View chart
Valuence Merger Corp I Equity (VMCA)	0.5	$6.9M	+16%	615k	11.19	View chart
Eve Mobility Acquisition Cor Equity (EVE)	0.5	$6.6M	+242%	609k	10.81	View chart
Engagesmart Equity	0.5	$6.4M	NEW	280k	22.90	View chart
Compass Digital Acquisitn Equity (CDAQ)	0.5	$6.2M	-57%	579k	10.65	View chart
Oak Woods Acquisition Corp Equity (OAKU)	0.5	$6.0M	+21%	570k	10.53	View chart
Alphavest Acquisition Corp Equity (ATMV)	0.5	$6.0M		557k	10.71	View chart
Burtech Acquisition Corp Equity (BRKH)	0.5	$5.9M		551k	10.73	View chart
Horizon Space Acqustn I Corp Equity (HSPO)	0.4	$5.9M	+406%	547k	10.73	View chart
Kernel Group Holdings Equity (KRNL)	0.4	$5.7M		531k	10.74	View chart
Bayview Acquisition Corp Equity (BAYA)	0.4	$5.7M	NEW	565k	10.01	View chart
Colombier Acquisition Corp I Equity (CLBR.U)	0.4	$5.6M	NEW	555k	10.08	View chart
Global Lights Acquisition Equity (GLAC)	0.4	$5.5M	NEW	550k	10.08	View chart
Duet Acquisition Corp Equity (DUET)	0.4	$5.5M		501k	10.96	View chart
Battery Future Acquisition C Equity (BFAC)	0.4	$5.4M	-51%	500k	10.85	View chart
Ross Acquisition Corp Ii Equity	0.4	$5.4M	NEW	496k	10.89	View chart
Apx Acquisition Corp I Equity (APXI)	0.4	$5.3M	+72%	478k	11.18	View chart
Bukit Jalil Gbl Acquisition Equity (BUJA)	0.4	$5.2M		500k	10.39	View chart
Karuna Therapeutics Equity	0.4	$4.9M	NEW	15k	316.51	View chart
Alchemy Invts Acquisitn Corp Equity (ALCY)	0.4	$4.9M	+133%	467k	10.43	View chart
Pegasus Digital Mobility Acq Equity (PGSS)	0.4	$4.9M	+868%	439k	11.05	View chart
Integrated Wellness Acq Corp Equity (WEL)	0.4	$4.8M	NEW	430k	11.22	View chart
Kensington Capital Acquisiti Equity (KCGI)	0.4	$4.8M	+86%	448k	10.69	View chart
Hollysys Automation Tchngy L Equity (HOLI)	0.4	$4.7M	NEW	179k	26.35	View chart
Goldenstone Acquisition Equity (GDST)	0.4	$4.6M		429k	10.75	View chart
Coliseum Acquisition Corp Equity (MITA)	0.3	$4.5M	-10%	424k	10.66	View chart
Feutune Light Acquisition Equity (FLFV)	0.3	$4.5M		418k	10.81	View chart
Zalatoris Acquisition Corp Equity (TCOA)	0.3	$4.3M		406k	10.67	View chart
Fintech Ecosystem Deve Equity (FEXD)	0.3	$4.2M	-47%	390k	10.79	View chart
Ix Acquisition Corp Equity (IXAQ)	0.3	$4.2M	+261%	380k	11.05	View chart
Spree Acquisition Corp 1 Equity	0.3	$4.2M	NEW	382k	10.92	View chart
99 Acquisition Group Equity (NNAG)	0.3	$4.1M	NEW	400k	10.19	View chart
Chenghe Acquisition I Equity (LATG)	0.3	$4.1M	-31%	367k	11.03	View chart
Global Partner Acqistn Corp Equity (GPAC)	0.3	$4.0M	+54%	363k	11.07	View chart
Distoken Acquisition Corp Equity (DIST)	0.3	$4.0M	NEW	377k	10.60	View chart
Integrated Rail And Res Acq Equity (IRRX)	0.3	$3.9M	+344%	355k	10.99	View chart
Cartica Acquisition Corp Equity (CITE)	0.3	$3.8M		350k	10.91	View chart
Dhc Acquisition Corp Equity	0.3	$3.7M	NEW	345k	10.59	View chart
Finnovate Acquisition Corp Equity (FNVT)	0.3	$3.6M	-3%	326k	11.07	View chart
Aimfinity Investment Corp I Equity (AIMBU)	0.3	$3.5M		320k	10.95	View chart
Amedisys Equity (AMED)	0.2	$3.2M	-15%	34k	95.06	View chart
Albertsons Cos Equity (ACI)	0.2	$3.2M	-17%	140k	23.00	View chart
Aimei Health Technology Co L Equity (AFJKU)	0.2	$3.1M	NEW	300k	10.20	View chart
Spark I Acquisition Corp Equity (SPKL)	0.2	$3.0M	NEW	297k	10.14	View chart
Cslm Acquisition Corp Equity (CSLM)	0.2	$3.0M	NEW	275k	10.89	View chart
Bluegreen Vacations Hldg Cor Equity	0.2	$2.8M	NEW	38k	75.12	View chart
Two Equity	0.2	$2.8M	NEW	262k	10.59	View chart
Blue Ocean Acquisition Corp Equity (BOCN)	0.2	$2.7M	NEW	250k	10.78	View chart
Tlgy Acquisition Corporation Equity (TLGY)	0.2	$2.5M	+11%	227k	11.08	View chart
Mirati Therapeutics Equity	0.2	$2.4M	NEW	41k	58.75	View chart
Blue World Acquisition Corp Equity (BWAQ)	0.2	$2.4M	+53%	219k	11.02	View chart
Focus Impact Acquisition Cor Equity (FIAC)	0.2	$2.3M	+102%	208k	10.95	View chart
Enphys Acquisition Corp Equity (NFYS)	0.2	$2.1M	-93%	200k	10.67	View chart
Dp Cap Acquisition Corp I Equity (DPCS)	0.2	$2.0M	NEW	187k	10.89	View chart
Sovos Brands Equity	0.1	$2.0M	-17%	89k	22.03	View chart
Golden Star Acquisition Corp Equity (GODN)	0.1	$1.9M		179k	10.42	View chart
Lakeland Bancorp Equity (LBAI)	0.1	$1.8M	-16%	122k	14.79	View chart
Capitalworks Emng Mkts Acqst Equity (CMCA)	0.1	$1.6M	NEW	150k	10.88	View chart
Pnm Res Equity (PNM)	0.1	$1.6M	-17%	39k	41.60	View chart
Chicos Fas Equity	0.1	$1.4M	NEW	190k	7.58	View chart
Powerup Acquisition Corp Equity (PWUP)	0.1	$1.4M		128k	10.89	View chart
Mars Acquisition Corp Equity (MARX)	0.1	$1.2M		115k	10.63	View chart
Quantum Fintech Acquistin Equity	0.1	$1.2M	NEW	112k	10.73	View chart
Arya Sciences Acqu Corp Iv Equity (ARYD)	0.1	$1.2M	NEW	110k	10.90	View chart
Capri Holdings Equity (CPRI)	0.1	$1.2M	-17%	23k	50.24	View chart
Cetus Cap Acquisition Corp Equity (CETU)	0.1	$1.2M		111k	10.50	View chart
Irobot Corp Equity (IRBT)	0.1	$1.1M	-23%	30k	38.70	View chart
Global Star Acquisition Equity (GLST)	0.1	$1.0M		97k	10.60	View chart
Catcha Investment Corp Equity (CHAA)	0.1	$1.0M	NEW	90k	11.13	View chart
Ishares Tr Equity (AGG)	0.1	$872k	NEW	8.8k	99.25	View chart
Sp Plus Corp Equity (SP)	0.1	$864k	NEW	17k	51.25	View chart
Target Global Acquisi I Corp Equity (TGAA)	0.0	$645k		58k	11.04	View chart
Papaya Grwt Opportunity Corp Equity (PPYA)	0.0	$596k	-49%	55k	10.78	View chart
Franklin Etf Tr Equity (FTSD)	0.0	$529k	NEW	5.9k	89.97	View chart
First Tr Exch Traded Fd Iii Equity (FPE)	0.0	$375k		22k	16.86	View chart
Energy Transfer Equity (ET)	0.0	$315k	+47%	23k	13.80	View chart
Blueriver Acquisition Corp Equity (BLUA)	0.0	$286k		27k	10.66	View chart
Metal Sky Star Acquisition C Equity (MSSA)	0.0	$285k		26k	10.94	View chart
MPLX Equity (MPLX)	0.0	$221k	NEW	6.0k	36.72	View chart
Plains All Amern Pipeline L Equity (PAA)	0.0	$219k		15k	15.15	View chart
Western Midstream Partners L Equity (WES)	0.0	$218k	NEW	7.4k	29.26	View chart
Enterprise Prods Partners L Equity (EPD)	0.0	$202k	NEW	7.7k	26.35	View chart
Bynordic Acquisition Corp Equity (BYNO)	0.0	$176k		16k	10.95	View chart
Bayview Acquisition Corp Equity (BAYAR)	0.0	$68k	NEW	565k	0.12	View chart

Past Filings by First Trust Capital Management

SEC 13F filings are viewable for First Trust Capital Management going back to 2016

First Trust Capital Management 2023 Q4 filed Feb. 14, 2024
First Trust Capital Management 2023 Q3 filed Nov. 14, 2023
First Trust Capital Management 2023 Q2 filed Aug. 14, 2023
First Trust Capital Management 2023 Q1 filed May 12, 2023
First Trust Capital Management 2022 Q4 filed Feb. 14, 2023
First Trust Capital Management 2022 Q3 filed Nov. 14, 2022
First Trust Capital Management 2022 Q2 filed Aug. 15, 2022
First Trust Capital Management 2022 Q1 filed May 16, 2022
First Trust Capital Management 2021 Q4 filed Feb. 14, 2022
First Trust Capital Management 2021 Q3 filed Nov. 15, 2021
Vivaldi Asset Management 2021 Q2 filed Aug. 16, 2021
Vivaldi Asset Management 2021 Q1 filed May 17, 2021
Vivaldi Asset Management 2020 Q4 filed Feb. 16, 2021
Vivaldi Asset Management 2020 Q3 filed Nov. 16, 2020
Vivaldi Asset Management 2020 Q1 restated filed Aug. 18, 2020
Vivaldi Asset Management 2020 Q2 restated filed Aug. 18, 2020

View all past filings

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