Advent Capital Management

Advent Capital Management as of Sept. 30, 2015

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 475 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Citrix Systems Inc conv 2.0 $129M 122M 1.06
Yahoo Inc note 12/0 1.8 $118M 121M 0.97
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.7 $113M 97k 1168.00
Intel Corp sdcv 1.4 $92M 76M 1.21
Holx 2 12/15/43 1.4 $90M 71M 1.27
Sandisk Corp conv 1.4 $89M 92M 0.96
Priceline Grp Inc note 0.350% 6/1 1.3 $87M 74M 1.18
Micron Technology Inc conv 1.3 $87M 102M 0.85
Amg Capital Trust Ii convert (AATRL) 1.3 $83M 1.5M 56.71
Icon 2 1/2 06/01/16 1.3 $83M 87M 0.95
Ciena Corp note 0.875% 6/1 1.2 $80M 81M 0.99
Ctrip.com Inter Ltd. conv 1.2 $77M 71M 1.08
Red Hat Inc conv 1.1 $75M 62M 1.20
Illumina Inc. 0.00% June 15, 2019 ccb 1.1 $74M 68M 1.10
Jarden Corp note 1.125% 3/1 1.1 $73M 63M 1.15
Centerpoint Energy Inc Vq 09-1 convert 1.1 $69M 1.2M 58.67
Twitter Inc conv 1.1 $70M 82M 0.85
Priceline.com debt 1.000% 3/1 1.0 $67M 48M 1.40
Biomarin Pharmaceutical Inc note 0.750%10/1 1.0 $67M 51M 1.31
Whiting Petroleum Corp conv 1.0 $65M 79M 0.82
Brookdale Senior Living note 1.0 $63M 59M 1.07
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.0 $63M 66M 0.96
Forest City Enterprises conv 0.9 $62M 55M 1.13
Ares Capital Corp conv 0.9 $60M 58M 1.03
Sandisk Corp note 1.500% 8/1 0.9 $60M 48M 1.24
Frontier Communications Corp pfd conv ser-a 0.9 $59M 636k 93.15
Molina Healthcare Inc conv 0.9 $59M 45M 1.30
Anthem Inc conv p 0.9 $59M 1.2M 48.42
Akamai Technologies Inc Sr Cv zero coupon bonds 0.9 $57M 55M 1.05
Wright Medical Group Inc conv 0.9 $58M 60M 0.96
On Semiconductor Corp conv 0.9 $58M 62M 0.93
Jefferies Group Inc New dbcv 3.875%11/0 0.9 $56M 55M 1.02
Intel Corp. Jr. Sub. Cv. Deb. conv 0.8 $56M 37M 1.51
1,375% Liberty Media 15.10.2023 note 0.8 $54M 57M 0.95
Clearwire Communications Llc E conv 0.8 $53M 51M 1.04
Fidelity National Finance conv 0.8 $53M 27M 1.95
Healthsouth Corp conv 0.8 $52M 46M 1.13
Microchip Technology Inc conv 0.8 $53M 55M 0.96
Priceline Group Inc/the conv 0.8 $52M 53M 0.99
Twitter Inc conv 0.8 $52M 59M 0.88
Bank Of America Corporation preferred (BAC.PL) 0.8 $50M 46k 1077.01
Euronet Worlwide 0.7 $49M 39M 1.23
Isis Pharmaceuticals Inc conv 0.7 $46M 51M 0.91
Rti Intl Metals Inc note 1.625%10/1 0.7 $45M 42M 1.05
Jds Uniphase Corp conv 0.7 $45M 48M 0.94
Royal Gold Inc conv 0.7 $44M 45M 0.97
Starwood Property Trust note 0.7 $44M 43M 1.02
Cornerstone Ondemand Inc conv 0.7 $44M 44M 1.00
Liberty Interactive 0.7 $42M 47M 0.90
Gilead Sciences conv 0.6 $42M 9.7M 4.32
Salesforce.com Inc conv 0.6 $42M 34M 1.22
Alexandria Real Estate Equitie conv prf 0.6 $41M 1.5M 27.00
Macquarie Infrastructure conv 0.6 $42M 36M 1.14
Webmd Health Corp 1.5% cnvrtbnd 0.6 $41M 40M 1.03
Live Nation Entertainmen conv 0.6 $41M 39M 1.05
Toll Bros Finance Corp. convertible bond 0.6 $40M 39M 1.02
Forest City Enterprises conv 0.6 $40M 39M 1.04
Pra Group Inc conv 0.6 $40M 38M 1.04
Illumina Inc conv 0.6 $40M 34M 1.17
Keycorp New pfd 7.75% sr a 0.6 $39M 298k 130.95
Al Us conv 0.6 $39M 31M 1.28
Fireeye Inc conv 0.6 $38M 43M 0.89
Verint Sys Inc note 1.5% 6/1 0.6 $37M 38M 0.96
Fireeye Inc conv 0.6 $36M 40M 0.91
Newmont Mining Corp Cvt cv bnd 0.5 $35M 35M 0.99
Tyson Foods Inc cnv p 0.5 $35M 678k 52.10
Lam Research Corp note 0.500% 5/1 0.5 $35M 31M 1.13
B2gold Corp conv 0.5 $35M 41M 0.84
Linkedin Corp Cvt 144a 0.5 11- convert 0.5 $34M 34M 0.99
Liberty Media Corp deb 3.500% 1/1 0.5 $34M 65M 0.52
Proofpoint Inc conv 0.5 $34M 32M 1.06
Finisar Corp note 0.500%12/1 0.5 $33M 37M 0.89
Gnc Holdings, Inc. conv 0.5 $33M 35M 0.93
1,000% Sina 01.12.2018 note 0.5 $32M 34M 0.94
Starwood Ppty note 4.0% 1/15/ 0.5 $31M 30M 1.04
Biomarin Pharmaceutical Inc note 1.500%10/1 0.5 $30M 23M 1.35
Servicenow Inc. note 0.5 $31M 27M 1.13
Synchronoss Technologies conv 0.5 $30M 30M 1.01
Lam Research Corp conv 0.5 $29M 23M 1.26
Allscripts Healthcare So conv 0.5 $29M 30M 0.99
Extra Space Storage Lp conv 0.5 $29M 29M 1.01
National Health Invs Inc note 0.4 $29M 30M 0.97
Radian Group Inc note 0.4 $28M 19M 1.51
Heartware International conv 0.4 $28M 32M 0.89
Webmd Health Conv Sr Notes conv 0.4 $28M 27M 1.01
Colony Finl Inc note 5.00% 0.4 $27M 28M 0.98
Netsuite Inc note 0.250% 6/0 0.4 $27M 27M 1.01
Medidata Solutions Inc conv 0.4 $27M 26M 1.05
Cemex Sab De Cv conv 0.4 $27M 29M 0.92
Standard Pacific Corp cnv 0.4 $26M 23M 1.15
X 2 3/4 04/01/19 0.4 $26M 27M 0.99
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.4 $26M 29M 0.92
Ctrip.com Inter Ltd. conv 0.4 $26M 29M 0.91
Nuance Communications Inc note 2.750%11/0 0.4 $26M 25M 1.01
Nuvasive Inc. conv 0.4 $25M 20M 1.27
Xilinx Inc Cvt 2.625 6-15-17 convert 0.4 $25M 17M 1.49
Insulet Corp note 2.000% 6/1 0.4 $25M 27M 0.92
Cien 4 12/15/20 0.3 $23M 18M 1.31
Seacor Holding Inc note 3.000 11/1 0.3 $23M 28M 0.81
Broadsoft Inc. 1.5% 07/01/2018 conv 0.3 $22M 21M 1.03
Ares Capital Corporation convertible cor 0.3 $22M 21M 1.03
Nrg Yield Inc conv 0.3 $22M 25M 0.86
Old Republic Intl Corp note 0.3 $21M 18M 1.16
Fluidigm Corporation convertible cor 0.3 $21M 29M 0.72
Brocade Communications conv 0.3 $21M 21M 0.98
Horizon Pharma Inv Ltd conv 0.3 $21M 21M 0.99
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $20M 21M 0.95
Stanley Black & Decker Inc Uni p 0.3 $20M 178k 112.36
Nvidia Corp note 1.000 12/0 0.3 $20M 15M 1.32
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.3 $19M 17M 1.15
Tesla Motors Inc bond 0.3 $19M 20M 0.97
Web Com Group Inc note 1.000% 8/1 0.3 $18M 19M 0.94
Wellpoint Inc Note cb 0.3 $19M 9.8M 1.88
Hologic Inc cnv 0.3 $18M 13M 1.35
Bottomline Tech Del Inc note 1.500%12/0 0.3 $18M 17M 1.06
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.3 $18M 360k 49.59
Sunedison Inc conv 0.3 $18M 30M 0.59
Homeaway Inc conv 0.3 $18M 19M 0.93
Jazz Investments I Ltd. conv 0.3 $18M 17M 1.02
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $17M 17M 0.99
Nextera Energy, Inc. pfd cv 0.3 $17M 318k 53.74
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.3 $17M 20M 0.87
Clovis Oncology Inc note 2.500% 9/1 0.3 $17M 10M 1.67
Broadsoft 0.3 $17M 17M 0.98
7.875000% 02/15/2019 0.2 $16M 15M 1.11
Spirit Realty Capital Inc convertible cor 0.2 $16M 17M 0.93
American Tower Corp cnv p 0.2 $16M 168k 96.92
Rwt 4 5/8 04/15/18 0.2 $16M 17M 0.95
Stanley Black & Decker Inc unit 99/99/9999 0.2 $15M 111k 133.35
Hos Us conv 0.2 $15M 20M 0.75
Encore Capital Group Inc note 0.2 $15M 18M 0.85
Rpm International Inc convertible cor 0.2 $14M 13M 1.11
Spectranetics Corp mtnf 2.625% 6/0 0.2 $14M 19M 0.76
Scientific Games Interna 0.2 $15M 17M 0.88
Huron Consulting Group I 1.25% cvbond 0.2 $14M 14M 1.04
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $14M 449k 31.08
Teva Pharm Finance Llc Cvt cv bnd 0.2 $13M 9.6M 1.36
Vsh 2.25 11-40 144a Cvt convert 0.2 $13M 16M 0.82
Qihoo 360 Tech Co Ltd conv bd us 0.2 $13M 15M 0.88
CIGNA Corporation 0.2 $12M 91k 135.02
Helix Energy Solutions note 0.2 $12M 15M 0.82
Emergent Biosolutions Inc conv 0.2 $13M 11M 1.13
Greenbrier Co Inc conv bnd 0.2 $12M 11M 1.07
Walter Invt Mgmt Corp note 0.2 $12M 16M 0.74
Thrx 2 1/8 01/15/23 0.2 $12M 17M 0.67
American Rlty Cap Pptys Inc note 3.750%12/1 0.2 $12M 13M 0.93
Pros Holdings, Inc. conv 0.2 $12M 12M 0.98
Starwood Waypoint Residential Tst conv bnd 0.2 $12M 11M 1.02
Calamp Corp conv 0.2 $12M 13M 0.91
Ptc Therapeutics, Inc. conv 0.2 $11M 13M 0.88
Array Biopharma Inc note 3.000% 6/0 0.2 $10M 11M 0.98
Seacor Holdings Inc note 2.500%12/1 0.2 $10M 11M 0.96
Jarden Corp conv 0.2 $10M 7.6M 1.35
Depomed Inc conv 0.2 $10M 8.6M 1.19
Incyte Corp. note 1.250 11/1 0.2 $11M 4.8M 2.21
On Semiconductor Corp note 2.625%12/1 0.1 $9.9M 8.8M 1.12
Cemex Sab De Cv conv bnd 0.1 $9.7M 9.5M 1.02
Meritor Inc conv 0.1 $9.6M 6.9M 1.39
Tesla Motors Inc bond 0.1 $10M 11M 0.94
Echo Global Logistics Inc note 2.500% 5/0 0.1 $10M 11M 0.90
Nextera Energy Inc unit 08/31/2018 0.1 $10M 195k 51.25
Spirit Rlty Cap Inc New Note cb 0.1 $9.4M 10M 0.91
Credit Agricole Sa 0.1 $9.0M 9.0M 1.00
Alcoa Inc cnv p 0.1 $8.8M 261k 33.91
Celanese Us Holdings 0.1 $9.1M 9.0M 1.01
Herbalife Ltd conv 0.1 $9.2M 11M 0.88
Interactive Intelligence conv 0.1 $9.3M 12M 0.81
General Motors Company (GM) 0.1 $8.7M 291k 30.02
Janus Capital conv 0.1 $8.8M 6.6M 1.34
J2 Global Inc note 3.250% 6/1 0.1 $8.2M 6.9M 1.19
Rwt Holdings Inc conv bnd 0.1 $8.6M 9.2M 0.94
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 0.1 $8.3M 9.9M 0.84
Red Hat 0.1 $7.5M 105k 71.88
priceline.com Incorporated 0.1 $7.6M 6.1k 1236.89
Dominion Res Inc Va unit 04/01/2013 0.1 $8.0M 145k 55.38
T Mobile Us Inc conv pfd ser a 0.1 $7.7M 111k 69.11
Cemex Sab De Cv conv 0.1 $7.7M 8.2M 0.93
Pzz 8 3/8 05/01/19 0.1 $6.9M 6.6M 1.05
Cobalt Intl Energy Inc note 3.125% 5/1 0.1 $6.9M 11M 0.63
Hca 0.1 $7.0M 7.0M 1.00
Seadrill 0.1 $7.3M 9.3M 0.78
Stericycle, Inc. pfd cv 0.1 $7.2M 71k 101.66
Chesapeake Energy Corp note 2.250%12/1 0.1 $6.5M 9.0M 0.72
Ciena Corporation (CIEN) 0.1 $6.7M 324k 20.72
MGM Resorts International. (MGM) 0.1 $6.3M 343k 18.45
Newpark Res Inc note 4.000%10/0 0.1 $6.7M 7.0M 0.95
Integra Lifesciences Holdings conv bnd 0.1 $6.3M 5.3M 1.19
Tenet Healthcare 0.1 $6.4M 6.0M 1.06
Exelon Corp 6.5% 01-jun-2017 convprf 0.1 $6.7M 154k 43.75
Gilead Sciences (GILD) 0.1 $5.9M 60k 98.18
Host Hotels & Resorts Lpcvt2.5 convert 0.1 $5.8M 4.7M 1.25
Cmc 4 7/8 05/15/23 0.1 $6.2M 7.0M 0.88
Quidel Corp note 3.250%12/1 0.1 $6.1M 6.5M 0.93
Omnicare 0.1 $6.0M 4.7M 1.28
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.1 $5.7M 7.0M 0.81
Neptune Fin 0.1 $5.7M 5.7M 1.01
Tpc 0.1 $5.6M 6.5M 0.86
Xilinx 0.1 $5.3M 125k 42.40
Apple (AAPL) 0.1 $5.5M 50k 110.30
General Dynamics Corporation (GD) 0.1 $5.5M 40k 137.95
Ciena Corp conv bnd 0.1 $5.0M 4.0M 1.25
Stillwater Mng Co note 1.750%10/1 0.1 $5.1M 5.0M 1.02
Cleavb 8 3/4 12/15/19 0.1 $5.2M 5.5M 0.95
Endologix Inc note 2.250%12/1 0.1 $5.1M 5.7M 0.90
Eletson Holdings 0.1 $5.3M 5.8M 0.91
American Tower Corp New Pfd Co p 0.1 $5.4M 55k 98.85
Kindred Healthc unit 0.1 $5.3M 6.2k 846.49
Hca 0.1 $5.5M 5.0M 1.09
Nuance Communications 0.1 $5.0M 5.0M 1.00
Prospect Capital Corp conv 0.1 $5.0M 5.5M 0.90
Radio One 0.1 $5.2M 5.6M 0.93
Steel Dynamics 0.1 $5.2M 5.5M 0.95
Dycom Industries, Inc. conv 0.1 $5.0M 5.0M 0.99
Royal Caribbean Cruises (RCL) 0.1 $4.5M 50k 89.08
Qualcomm (QCOM) 0.1 $4.6M 85k 53.73
Biogen Idec (BIIB) 0.1 $4.4M 15k 291.80
General Cable Corp Del New frnt 4.500% 11/1 0.1 $4.8M 8.1M 0.59
Citigroup (C) 0.1 $4.3M 86k 49.60
Accuray Inc Del note 3.750% 8/0 0.1 $4.6M 4.6M 1.01
Pennymac Corp conv 0.1 $4.5M 5.0M 0.90
First Data Corporation 0.1 $4.4M 4.0M 1.11
Pernix Therapeutics Hold conv 0.1 $4.8M 6.7M 0.71
Avation Capital Sa 0.1 $4.9M 5.0M 0.98
Intel Corporation (INTC) 0.1 $3.6M 120k 30.14
Amgen (AMGN) 0.1 $3.7M 27k 138.33
Nxp Semiconductors N V (NXPI) 0.1 $4.1M 48k 87.07
Bid 5 1/4 10/01/22 0.1 $4.2M 4.5M 0.93
Corp 7.000000% 03/01/2020 0.1 $4.0M 4.0M 1.00
Dominion Resources Inc 6% 07/01/2016 conbnp 0.1 $3.7M 66k 55.89
American Airls (AAL) 0.1 $3.9M 100k 38.83
Pbf Holding 0.1 $4.1M 4.0M 1.03
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.1 $4.2M 4.0M 1.04
Alliance Data Systems 0.1 $4.1M 4.0M 1.02
Sanmina 0.1 $4.0M 4.0M 1.01
Vertellus Specialties term 0.1 $4.1M 4.5M 0.91
Valeant Pharmaceuticals 0.1 $3.8M 4.0M 0.96
Bristol Myers Squibb Co dbcv 9/1 0.1 $3.5M 2.4M 1.49
Herbalife Ltd Com Stk (HLF) 0.1 $3.5M 64k 54.51
Novellus Systems, Inc. note 2.625% 5/1 0.1 $3.6M 1.8M 1.96
Ias 8 3/8 05/15/19 0.1 $3.1M 3.0M 1.03
Arcc 4 7/8 03/15/17 0.1 $3.2M 3.1M 1.03
Reynol 5 3/4 10/15/20 0.1 $3.5M 3.5M 1.01
Weyerhaeuser C conv prf 0.1 $3.0M 62k 47.94
Mastec 0.1 $3.1M 3.7M 0.83
Northstar Rlty Fin 0.1 $3.3M 267k 12.35
Cenveo 0.1 $3.3M 3.9M 0.85
Continental Resources Inc. note 0.1 $3.0M 3.5M 0.87
Omnicare 0.1 $3.3M 3.0M 1.09
Credit Acceptanc 0.1 $3.1M 3.0M 1.02
Dana Holding 0.1 $3.4M 3.5M 0.97
E*trade Financial 0.1 $3.5M 3.5M 1.01
Equinix 0.1 $3.1M 3.0M 1.02
Equinix 0.1 $3.5M 3.5M 1.00
Hilton Worldwide Fin 0.1 $3.1M 3.0M 1.04
Energizer Holdings 0.1 $3.4M 3.5M 0.98
Welltower Inc 6.50% pfd prepet 0.1 $3.0M 49k 60.73
Tenet Healthcare 0.1 $3.0M 3.0M 0.99
Sony Corporation (SONY) 0.0 $2.3M 96k 24.51
Danaher Corp Del debt 0.0 $2.5M 993k 2.48
Laboratory Corp Amer Hldgs debt 0.0 $2.6M 1.8M 1.46
Jas 8 1/8 03/15/19 0.0 $2.8M 3.0M 0.93
Llakes 7.45 03/15/28 0.0 $2.7M 2.5M 1.06
Sapsj 6 5/8 04/15/21 0.0 $2.3M 2.3M 1.02
Ce 4 5/8 11/15/22 0.0 $2.4M 2.5M 0.95
Sptind Tl 2l Usd term 0.0 $2.3M 3.0M 0.78
Ashland 0.0 $2.6M 2.8M 0.94
Corrections Corp Of Amer 0.0 $2.9M 3.0M 0.96
Earthlink Holdings 0.0 $2.5M 2.4M 1.03
Navios Maritime Acq 0.0 $2.5M 2.7M 0.93
Iconix Brand Group, Inc. conv 0.0 $2.6M 3.2M 0.81
Kennedy-wilson 0.0 $2.5M 2.5M 0.98
Waterjet Holdings 0.0 $2.5M 2.5M 1.01
Mylan Nv 0.0 $2.8M 69k 40.27
Regency Energy Part/fina 0.0 $2.6M 2.5M 1.03
Sabine Pass Liquefaction 0.0 $2.8M 3.1M 0.89
United Rentals North Am 0.0 $2.9M 3.0M 0.96
West 0.0 $2.8M 3.0M 0.93
Ahern Rentals 0.0 $2.5M 2.9M 0.88
Ally Financial 0.0 $2.5M 2.5M 0.99
Ball 0.0 $2.5M 2.5M 0.99
Genesis Energy Lp/genesi 0.0 $2.6M 3.0M 0.89
Tesoro 0.0 $2.7M 2.7M 0.98
Allergan 0.0 $2.4M 9.0k 271.80
Blue Cube Spin 0.0 $2.3M 2.3M 1.04
Centurylink 0.0 $2.6M 3.0M 0.88
Consol Energy 0.0 $2.5M 3.5M 0.72
Frontier Communications 0.0 $2.8M 2.9M 0.97
Healthsouth 0.0 $2.5M 2.6M 0.99
Healthsouth 0.0 $2.9M 3.0M 0.97
Levi Strauss & Co 0.0 $2.3M 2.3M 0.99
Union Pacific Corporation (UNP) 0.0 $1.8M 20k 88.40
Occidental Petroleum Corporation (OXY) 0.0 $1.7M 25k 66.16
Alza Corp sdcv 7/2 0.0 $2.2M 1.7M 1.28
Seadrill 0.0 $1.9M 10k 184.93
Hawaiian Telcom Holdco 0.0 $1.9M 90k 20.78
Cornerstone Ondemand 0.0 $1.7M 50k 33.00
Carwag 6 7/8 06/15/19 0.0 $2.1M 2.0M 1.03
Fdc 12 5/8 01/15/21 0.0 $1.7M 1.5M 1.14
Sbmau 8 7/8 04/15/18 144a 0.0 $1.9M 2.0M 0.93
Bcc 6 3/8 11/01/20 0.0 $1.8M 1.7M 1.04
Cwst 7 3/4 02/15/19 0.0 $2.0M 2.0M 0.98
Appvion 0.0 $1.8M 3.5M 0.51
Navios Maritime Hlds/fin 0.0 $1.8M 2.3M 0.81
Nrg Yield Inc-class A bond 0.0 $1.8M 2.0M 0.90
Compass Minerals Interna 0.0 $1.9M 2.0M 0.94
Incyte Corp note 0.375%11/1 0.0 $2.1M 951k 2.17
Lgi Homes Inc conv bnd 0.0 $2.1M 1.5M 1.39
Cenveo 0.0 $2.0M 3.0M 0.68
Mgm Resorts Intl 0.0 $1.9M 2.0M 0.97
Nxp Bv/nxp Funding 0.0 $2.1M 2.0M 1.04
Viasat 0.0 $1.9M 1.8M 1.05
Mas 0.0 $2.0M 2.0M 1.02
Townsquare Media 0.0 $1.9M 2.1M 0.89
Calumet Specialty Prod 0.0 $2.3M 2.5M 0.91
Dupont Fabros Tech 0.0 $2.0M 2.0M 1.01
Global Part/glp Finance 0.0 $2.2M 2.5M 0.89
Speedway Motorsports 0.0 $2.0M 2.0M 0.98
Regal Entertainment Group Senior Note Callable M/w senior note callable m/w 0.0 $1.9M 2.0M 0.95
Cimarex Energy 0.0 $2.0M 2.0M 0.98
First Data Corporation 0.0 $2.0M 2.0M 0.99
Marathon Oil 0.0 $1.8M 2.0M 0.89
Murphy Oil 0.0 $1.7M 2.0M 0.83
Ncr 0.0 $1.9M 2.0M 0.95
Noble Energy 0.0 $2.0M 2.0M 1.00
Western Refining/wnrl Fi 0.0 $2.2M 2.2M 1.00
Goldman Sachs (GS) 0.0 $1.4M 8.0k 173.75
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $1.1M 10k 106.30
Noble Energy 0.0 $1.1M 36k 30.17
Verizon Communications (VZ) 0.0 $1.1M 26k 43.52
Tyson Foods (TSN) 0.0 $1.5M 34k 43.10
Kroger (KR) 0.0 $1.4M 38k 36.07
GlaxoSmithKline 0.0 $1.0M 27k 38.44
Starwood Hotels & Resorts Worldwide 0.0 $1.4M 21k 66.50
Altera Corporation 0.0 $1.0M 21k 50.08
Tempur-Pedic International (SGI) 0.0 $1.6M 22k 71.43
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $1.5M 18k 83.30
BlackRock Debt Strategies Fund 0.0 $1.3M 378k 3.34
Airtran Hldgs Inc note 5.250%11/0 0.0 $1.5M 550k 2.69
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $1.4M 111k 12.94
Developers Diversified Rlty note 1.750%11/1 0.0 $1.5M 1.4M 1.07
Air Lease Corp (AL) 0.0 $1.0M 33k 30.91
Cempra 0.0 $1.6M 58k 27.84
Prudential Sht Duration Hg Y 0.0 $1.4M 94k 14.66
Abbvie (ABBV) 0.0 $1.2M 22k 54.41
Disdyn 12 1/2 01/01/18 0.0 $1.5M 1.5M 0.97
Nav 8 1/4 11/01/21 0.0 $1.5M 1.9M 0.81
Snv 5 1/8 06/15/17 0.0 $1.3M 1.3M 1.02
Spn 6 3/8 05/01/19 0.0 $1.5M 1.5M 1.00
Telsat 6 05/15/17 0.0 $1.2M 1.2M 1.01
Liberty Global Inc Com Ser A 0.0 $1.4M 32k 42.95
Csar Tl 1l Usd term 0.0 $1.4M 1.4M 1.00
Prospect Capital Corporation note 5.875 0.0 $983k 1.0M 0.96
Hexion Us Fin/nova Scoti 0.0 $1.2M 1.5M 0.81
Tronox Finance 0.0 $1.3M 2.0M 0.64
First Quantum Minerals L 0.0 $1.6M 2.5M 0.65
Jll/delta Dutch Newco Bv 0.0 $1.0M 1.0M 1.01
Fnf (FNF) 0.0 $1.4M 41k 35.47
First Cash Financial Ser 0.0 $1.5M 1.5M 1.01
Klx 0.0 $1.5M 1.5M 0.98
Rite Aid 0.0 $1.0M 1.0M 1.00
Synergy cv 7.5% 0.0 $1.2M 673k 1.75
Tpg Specialty Lending In conv 0.0 $1.1M 1.2M 0.98
Aci Worldwide 0.0 $1.1M 1.0M 1.05
Frontier Communications 0.0 $1.3M 1.5M 0.84
Gci 0.0 $1.0M 1.0M 1.01
A Schulman 0.0 $1.3M 1.3M 0.95
Corrections Corp Of Amer 0.0 $1.0M 1.0M 1.01
Fiat Chrysler Automobile 0.0 $1.3M 1.4M 0.94
Kerr-mcgee 0.0 $1.2M 1.0M 1.17
Transdigm 0.0 $1.4M 1.5M 0.94
Western Refining 0.0 $1.5M 1.5M 0.98
iShares MSCI Emerging Markets Indx (EEM) 0.0 $410k 13k 32.76
iStar Financial 0.0 $557k 44k 12.57
BioMarin Pharmaceutical (BMRN) 0.0 $592k 5.6k 105.22
Incyte Corporation (INCY) 0.0 $660k 6.0k 110.26
Clean Harbors (CLH) 0.0 $429k 9.7k 43.97
Deere & Company (DE) 0.0 $460k 6.2k 74.00
Hospitality Properties Trust 0.0 $775k 30k 25.58
Theravance 0.0 $472k 66k 7.19
Ctrip.com International 0.0 $405k 1.0k 405.00
American Capital 0.0 $524k 43k 12.15
Ares Capital Corporation (ARCC) 0.0 $579k 40k 14.48
Iconix Brand 0.0 $539k 40k 13.51
United States Steel Corporation 0.0 $392k 38k 10.41
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $840k 80k 10.57
Vishay Intertech 144a 2.25% conv 0.0 $342k 511k 0.67
Nm 8 1/8 02/15/19 0.0 $740k 1.0M 0.74
Vrs 11 3/4 01/15/19 0.0 $690k 3.0M 0.23
Alpha Natural Resources Inc note 3.750%12/1 0.0 $400k 10M 0.04
Ptc Therapeutics I (PTCT) 0.0 $529k 20k 26.70
Wright Medical Group Inc note 2 000 8/1 0.0 $382k 360k 1.06
Argo Group International 0.0 $424k 7.5k 56.53
Entertainment One 0.0 $375k 100k 3.75
Jefferies Fin Llc / Jfin 0.0 $920k 1.0M 0.92
Ally Financial (ALLY) 0.0 $645k 32k 20.37
Mgm Holdings (MGMB) 0.0 $598k 7.8k 76.85
Numericable Group Sa 0.0 $728k 750k 0.97
Tribune Publishing 0.0 $744k 95k 7.84
Encore Cap Group Inc note 3.000% 7/0 0.0 $489k 494k 0.99
Proofpoint Inc note 1.250%12/1 0.0 $405k 250k 1.62
Greystar Real Estate Par 0.0 $525k 500k 1.05
Family Tree Escrow 0.0 $520k 500k 1.04
Brookfield Residential 0.0 $950k 1.0M 0.95
Concordia Healthcare Cor 0.0 $440k 500k 0.88
Jurassic Holdings Iii 0.0 $710k 1.0M 0.71
Level 3 Financing 0.0 $950k 1.0M 0.95
Sterigenics-nordion Hold 0.0 $500k 500k 1.00
Vistajet Malta Fin / Vis 0.0 $910k 1.0M 0.91
Msg Network Inc cl a 0.0 $721k 10k 72.10
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.0 $624k 480k 1.30
Conocophillips Company 0.0 $980k 1.0M 0.98
Hess 0.0 $930k 1.0M 0.93
Midcontinent Comm & Fin 0.0 $500k 500k 1.00
Southwestern Energy 0.0 $900k 1.0M 0.90
Microchip Technology Inc sdcv 2.125%12/1 0.0 $270k 154k 1.75
Pfizer (PFE) 0.0 $1.0k 250.00 4.00
Spdr S&p 500 Etf (SPY) 0.0 $35k 1.8k 20.00
General Electric Company 0.0 $11k 1.8k 6.00
Bristol Myers Squibb (BMY) 0.0 $17k 250.00 68.00
Citrix Systems 0.0 $12k 160.00 75.00
Host Hotels & Resorts (HST) 0.0 $38k 300.00 126.67
Jack in the Box (JACK) 0.0 $62k 165.00 375.76
Akamai Technologies (AKAM) 0.0 $5.0k 500.00 10.00
CenturyLink 0.0 $55k 370.00 148.65
Alcoa 0.0 $10k 1.0k 10.00
Cemex SAB de CV (CX) 0.0 $24k 3.0k 8.00
Nike (NKE) 0.0 $6.0k 400.00 15.00
Royal Dutch Shell 0.0 $13k 117.00 111.11
United Technologies Corporation 0.0 $1.0k 500.00 2.00
Staples 0.0 $35k 1.0k 35.00
EMC Corporation 0.0 $23k 1.0k 23.00
Clorox Company (CLX) 0.0 $6.0k 120.00 50.00
Frontier Communications 0.0 $24k 685.00 34.48
MercadoLibre (MELI) 0.0 $41k 540.00 76.67
Whiting Petroleum Corporation 0.0 $36k 500.00 72.00
Yahoo! 0.0 $275k 9.5k 28.96
Atmel Corporation 0.0 $9.6k 800.00 12.00
Micron Technology (MU) 0.0 $8.0k 1.0k 8.00
ON Semiconductor (ON) 0.0 $16k 1.7k 9.52
iShares Russell 2000 Index (IWM) 0.0 $11k 1.0k 11.00
Exelixis (EXEL) 0.0 $11k 1.5k 7.33
China Uni 0.0 $5.0k 300.00 16.67
SanDisk Corporation 0.0 $28k 740.00 37.50
Brookdale Senior Living (BKD) 0.0 $147k 6.4k 22.97
Alcatel-Lucent 0.0 $129k 1.3k 97.33
Tor Dom Bk Cad (TD) 0.0 $8.0k 600.00 13.33
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $39k 2.0k 19.50
Immunomedics 0.0 $7.0k 1.5k 4.83
HeartWare International 0.0 $79k 1.5k 52.46
Shengdatech Inc 6.5% conv 0.0 $0 3.0M 0.00
Qihoo 360 Technologies Co Lt 0.0 $6.0k 400.00 15.00
Chart Industries 2% conv 0.0 $139k 160k 0.87
Cumulus Media, Inc. Wa rrants 0.0 $5.0k 7.1k 0.70
Agenus 0.0 $138k 30k 4.60
Clovis Oncology 0.0 $96k 480.00 200.00
Wpx Energy 0.0 $202k 31k 6.63
Market Vectors Etf Tr Biotech 0.0 $11k 60.00 183.33
Proofpoint 0.0 $271k 4.5k 60.41
Tesaro 0.0 $247k 6.2k 40.17
Molycorp Inc Del....... Note 6.0% 9/1/17 0.0 $100k 10M 0.01
Restoration Hardware Hldgs I 0.0 $14k 300.00 46.67
REPCOM cla 0.0 $9.9k 550.00 18.00
Sats 6 1/2 06/15/19 0.0 $292k 270k 1.08
Sunedison 0.0 $67k 2.0k 33.50
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $118k 140k 0.84
Tibco Software Inc. 2.25 05-01 conv 0.0 $14k 14k 1.00
Fireeye 0.0 $129k 4.0k 32.10
Twitter 0.0 $158k 5.8k 26.98
Medicines Co dbcv 1.375% 6/0 0.0 $204k 140k 1.46
Terraform Power 0.0 $5.0k 180.00 27.78
Chesapeake Energy Corp spc 0.0 $25k 55.00 454.55
Sunedison Inc note 2.000%10/0 0.0 $241k 317k 0.76
Windstream Holdings 0.0 $41k 420.00 97.62
Energizer Holdings (ENR) 0.0 $0 2.00 0.00
Verso Paper Hldg Llc/inc 0.0 $190k 1.0M 0.19