Advent Capital Management

Advent Capital Management as of Sept. 30, 2016

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 496 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 2.2 $154M 117k 1309.27
Yahoo Inc note 12/0 1.7 $119M 116M 1.03
Amg Capital Trust Ii convert (AATRL) 1.5 $103M 1.9M 54.58
Priceline Grp Inc note 0.350% 6/1 1.4 $99M 77M 1.28
Wright Med Group Inc note 2.000% 2/1 1.4 $95M 89M 1.07
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 1.4 $96M 88M 1.09
Intel Corp sdcv 1.4 $95M 69M 1.38
Micron Technology Inc conv 1.4 $94M 104M 0.90
Nxp Semiconductors N V dbcv 1.000% 12/0 1.3 $90M 76M 1.19
Twitter Inc note 1.000% 9/1 1.3 $90M 94M 0.95
Lam Research Corp conv 1.3 $88M 55M 1.60
Red Hat Inc conv 1.3 $88M 69M 1.27
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 1.2 $80M 84M 0.96
Illumina Inc conv 1.1 $78M 71M 1.09
Centerpoint Energy Inc Vq 09-1 convert 1.0 $72M 1.2M 57.58
Extra Space Storage Lp conv 1.0 $71M 66M 1.08
Bank Of America Corporation preferred (BAC.PL) 1.0 $71M 58k 1220.84
Fireeye Series A convertible security 1.0 $71M 76M 0.93
Holx 2 12/15/43 1.0 $70M 57M 1.23
Allscripts Healthcare So conv 0.9 $66M 64M 1.03
Molina Healthcare Inc conv 0.9 $65M 55M 1.19
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.9 $66M 71M 0.93
On Semiconductor Corp Note 1.000%12/0 bond 0.9 $65M 64M 1.02
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.9 $64M 56M 1.13
Fireeye Series B convertible security 0.9 $64M 70M 0.91
Integrated Device Tech conv 0.9 $64M 63M 1.01
Webmd Health Conv Sr Notes conv 0.9 $62M 60M 1.04
Actavis Plc 5.500% 03/01/18 Sr:a Cvt bnd 0.9 $61M 74k 821.49
Intel Corp. Jr. Sub. Cv. Deb. conv 0.9 $60M 33M 1.83
Priceline Group Inc/the conv 0.9 $60M 56M 1.08
Servicenow Inc. note 0.9 $60M 49M 1.22
Anthem Inc conv p 0.9 $60M 1.4M 43.60
Microchip Technology Inc note 1.625% 2/1 0.8 $57M 44M 1.28
Dish Network Corp conv bnd 0.8 $55M 51M 1.09
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.8 $55M 56M 0.98
1,375% Liberty Media 15.10.2023 note 0.8 $55M 52M 1.05
Citrix Systems Inc conv 0.8 $54M 48M 1.13
Teva Preferred Shares 0.8 $55M 67k 813.31
Jazz Investments I Ltd. conv 0.8 $52M 52M 1.01
Biomarin Pharmaceutical Inc note 0.750%10/1 0.7 $51M 42M 1.20
Verint Sys Inc note 1.5% 6/1 0.7 $50M 53M 0.95
B2gold Corp conv 0.7 $50M 49M 1.03
Alexandria Real Estate Equitie conv prf 0.7 $50M 1.4M 35.25
Euronet Worldwide Inc Note 1.500%10/0 0.7 $50M 40M 1.26
Standard Pacific Corp cnv 0.7 $49M 47M 1.04
Electronics For Imaging Inc note 0.750% 9/0 0.7 $48M 44M 1.11
Cypress Semiconductor Co conv 0.7 $48M 42M 1.14
Jefferies Group Inc New dbcv 3.875%11/0 0.7 $48M 47M 1.02
Ares Capital Corp conv 0.7 $48M 46M 1.04
Healthsouth Corp conv 0.7 $47M 40M 1.18
Cornerstone Ondemand Inc conv 0.7 $45M 41M 1.09
Starwood Property Trust note 0.6 $45M 41M 1.10
Nuance Communications Inc conv bnd 0.6 $44M 50M 0.87
Brocade Communications conv 0.6 $43M 44M 0.99
Ciena Corp note 0.875% 6/1 0.6 $43M 43M 1.00
Fidelity National Finance conv 0.6 $43M 21M 2.07
Macquarie Infrastructure conv 0.6 $43M 36M 1.18
Liberty Media Corp conv bnd 0.6 $43M 41M 1.04
Chesapeake Energy Corp conv 0.6 $42M 42M 1.00
Akamai Technologies Inc Sr Cv zero coupon bonds 0.6 $42M 43M 0.98
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.6 $42M 38M 1.09
Finisar Corp note 0.500%12/1 0.6 $41M 35M 1.18
Keycorp New pfd 7.75% sr a 0.6 $40M 292k 136.52
Gnc Holdings, Inc. conv 0.6 $40M 45M 0.89
Teva Pharm Finance Llc Cvt cv bnd 0.6 $39M 33M 1.19
Al Us conv 0.6 $40M 32M 1.24
Frontier Communications Corp pfd conv ser-a 0.6 $39M 470k 83.91
Royal Gold Inc conv 0.6 $38M 34M 1.12
Toll Bros Finance Corp. convertible bond 0.5 $38M 38M 0.98
Herbalife Ltd conv 0.5 $37M 37M 0.99
Nextera Energy Inc unit 09/01/2019 0.5 $37M 741k 49.56
Dycom Inds Inc Note 0.750% 9/1 bond 0.5 $35M 33M 1.09
Nuvasive Inc conv 0.5 $34M 27M 1.27
Biomarin Pharmaceutical Inc note 1.500%10/1 0.5 $33M 27M 1.25
Nrg Yield Inc conv 0.5 $33M 34M 0.98
Liberty Media Corp deb 3.500% 1/1 0.5 $32M 62M 0.52
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.5 $33M 31M 1.06
Mgic Investment Corp note 0.5 $32M 25M 1.27
Webmd Health Corp conv 0.5 $32M 33M 0.97
Rti Intl Metals Inc note 1.625%10/1 0.5 $31M 29M 1.07
Tesla Motors Inc bond 0.5 $31M 35M 0.90
Illumina Inc. 0.00% June 15, 2019 ccb 0.5 $31M 30M 1.04
Live Nation Entertainmen conv 0.5 $31M 29M 1.08
Starwood Ppty note 4.0% 1/15/ 0.4 $31M 27M 1.13
Cepheid conv 0.4 $30M 29M 1.04
Whiting Pete Corp New Note 1.250% 4/0 bond 0.4 $31M 37M 0.82
Jds Uniphase Corp conv 0.4 $30M 30M 1.00
Impax Laboratories Inc conv 0.4 $30M 34M 0.88
Great Plains Energy Incorporated conv prf 0.4 $30M 583k 50.93
Nvidia Corp note 1.000 12/0 0.4 $29M 8.6M 3.41
Linkedin Corp note 0.500% 11/0 0.4 $29M 29M 0.99
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.4 $28M 30M 0.93
Spirit Realty Capital Inc convertible cor 0.4 $28M 25M 1.11
Webmd Health Corp 1.5% cnvrtbnd 0.4 $28M 24M 1.15
Hologic Inc cnv 0.4 $26M 19M 1.36
Synchronoss Technologies conv 0.4 $25M 24M 1.06
Colony Finl Inc note 5.00% 0.4 $25M 25M 0.99
Old Republic Intl Corp note 0.3 $24M 20M 1.21
Cien 4 12/15/20 0.3 $24M 18M 1.34
Web Com Group Inc note 1.000% 8/1 0.3 $24M 26M 0.95
Cemex Sab De Cv conv 0.3 $24M 24M 1.04
National Health Invs Inc note 0.3 $24M 20M 1.15
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.3 $24M 22M 1.07
Bdc 6 3/4 07/15/19 conv prf 0.3 $23M 233k 100.13
Brookdale Senior Living note 0.3 $23M 23M 1.00
Xilinx Inc Cvt 2.625 6-15-17 convert 0.3 $23M 12M 1.88
Proofpoint Inc dbcv 0.750% 6/1 0.3 $23M 20M 1.16
Empire State Realty Op L conv 0.3 $23M 20M 1.16
Insulet Corp note 2.000% 6/1 0.3 $22M 20M 1.10
Tcp Capital Corp conv bnd 0.3 $21M 21M 1.01
Oasis Pete Inc New Note 2.625% 9/1 bond 0.3 $21M 18M 1.13
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $20M 20M 1.01
Restoration Hardware Holdings conv bnd 0.3 $20M 23M 0.87
Broadsoft Inc note 1.000% 9/0 0.3 $20M 15M 1.34
Newmont Mining Corp Cvt cv bnd 0.3 $19M 18M 1.09
Kb Home note 0.3 $20M 20M 0.97
American Tower Corp cnv p 0.3 $19M 170k 109.49
Priceline.com debt 1.000% 3/1 0.3 $18M 11M 1.59
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $18M 18M 1.00
Salesforce.com Inc conv 0.3 $18M 15M 1.20
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.3 $18M 357k 49.95
Depomed Inc conv 0.3 $18M 13M 1.43
Broadsoft Inc. 1.5% 07/01/2018 conv 0.2 $17M 14M 1.24
Ares Capital Corporation convertible cor 0.2 $17M 16M 1.04
Horizon Pharma Plc convertible security 0.2 $17M 18M 0.97
Starwood Waypoint Residentl note 3.000% 7/0 0.2 $17M 15M 1.09
Spirit Rlty Cap Inc New Note cb 0.2 $16M 14M 1.14
Ctrip.com International Ltd conv bnd 0.2 $16M 16M 1.01
Csg Systems International Inc conv bnd 0.2 $15M 14M 1.09
Vsh 2.25 11-40 144a Cvt convert 0.2 $15M 13M 1.13
On Semiconductor Corp note 2.625%12/1 0.2 $15M 12M 1.19
Wellpoint Inc Note cb 0.2 $14M 8.1M 1.76
Medidata Solutions Inc conv 0.2 $15M 13M 1.17
Calamp Corp convertible security 0.2 $15M 16M 0.94
Tesla Motors Inc bond 0.2 $14M 16M 0.86
Hess Pfd p 0.2 $14M 212k 66.09
Western Digital 0.2 $14M 12M 1.16
Ryland Group note 0.2 $13M 11M 1.20
T Mobile Us Inc conv pfd ser a 0.2 $13M 167k 77.98
Anadarko Petroleum Corp conv p 0.2 $13M 309k 41.98
Sunpower Corp conv bnd 0.2 $13M 17M 0.76
Inphi Corp conv bnd 0.2 $13M 12M 1.05
Qorvo 0.2 $13M 12M 1.09
Molina Healthcare Inc. conv 0.2 $12M 8.0M 1.52
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.2 $13M 13M 0.97
Valeant Pharmaceuticals 0.2 $12M 14M 0.86
Tutor Perini Corp conv 0.2 $13M 12M 1.04
Frontier Communications 0.2 $12M 12M 1.05
Ctrip.com Inter Ltd. conv 0.2 $12M 9.0M 1.29
Medicines Company 144a 0.2 $12M 11M 1.02
Insulet Corp conv bnd 0.2 $12M 12M 0.99
Dte Energy Co conv p 0.2 $11M 225k 50.81
American Rlty Cap Pptys Inc note 3.750%12/1 0.2 $11M 11M 1.02
Emergent Biosolutions Inc conv 0.2 $11M 8.8M 1.23
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $11M 355k 31.72
Micron Technology Inc note 2.125% 2/1 0.1 $10M 5.8M 1.76
Intercept Pharmas conv 0.1 $10M 9.3M 1.12
Greenbrier Co Inc conv bnd 0.1 $9.7M 8.6M 1.13
7.875000% 02/15/2019 0.1 $9.9M 8.9M 1.11
Alcoa Inc cnv p 0.1 $9.9M 299k 33.00
Nevro Corp note 1.750% 6/0 0.1 $9.7M 7.5M 1.30
Dominion Resource p 0.1 $9.6M 191k 50.39
Blackhawk Network Hold conv 0.1 $10M 11M 0.95
Welltower Inc 6.50% pfd prepet 0.1 $8.9M 133k 66.96
Red Hat 0.1 $8.2M 102k 80.83
General Motors Company (GM) 0.1 $8.6M 270k 31.77
Rpm International Inc convertible cor 0.1 $8.4M 7.0M 1.20
Invacare Corp conv bnd 0.1 $8.5M 8.7M 0.97
CIGNA Corporation 0.1 $7.4M 57k 130.32
Spectranetics Corp mtnf 2.625% 6/0 0.1 $7.4M 7.0M 1.06
Pra Group Inc conv 0.1 $7.5M 8.3M 0.90
Quidel Corp note 3.250%12/1 0.1 $7.4M 7.3M 1.01
Incyte Corp. note 1.250 11/1 0.1 $7.4M 3.8M 1.94
Repligen Corp note 2.125% 6/0 0.1 $7.3M 6.3M 1.16
Quorum Health 0.1 $7.3M 8.7M 0.84
Green Plains Inc conv bnd 0.1 $7.7M 6.7M 1.15
Wells Fargo & Company (WFC) 0.1 $6.6M 150k 44.28
Ciena Corp conv bnd 0.1 $7.0M 5.5M 1.27
Janus Capital conv 0.1 $7.1M 5.2M 1.36
Huron Consulting Group I 1.25% cvbond 0.1 $7.1M 7.0M 1.02
Nextera Energy Inc unit 08/31/2018 0.1 $6.7M 112k 59.52
Molina Healthcare 0.1 $6.9M 6.7M 1.04
Thrx 2 1/8 01/15/23 0.1 $6.0M 7.1M 0.84
Stanley Black & Decker Inc Uni p 0.1 $6.6M 52k 126.37
Sm Energy Co note 1.500% 7/0 0.1 $6.4M 5.3M 1.20
Gamestop 0.1 $6.2M 6.0M 1.04
Biogen Idec (BIIB) 0.1 $5.3M 17k 313.06
Corp 7.000000% 03/01/2020 0.1 $5.5M 5.1M 1.08
Array Biopharma Inc note 3.000% 6/0 0.1 $5.7M 4.7M 1.19
Mastec 0.1 $5.3M 5.3M 0.99
Navios Maritime Acq 0.1 $5.2M 7.1M 0.74
Tenet Healthcare 0.1 $5.7M 5.4M 1.06
Workday Inc conv 0.1 $5.3M 4.3M 1.23
Endo Fin Llc/endo Finco C bond 0.1 $5.3M 6.0M 0.89
Clovis Oncology Inc note 2.500% 9/1 0.1 $5.5M 5.8M 0.95
Centurylink 0.1 $5.3M 5.1M 1.04
Healthsouth 0.1 $5.6M 5.3M 1.05
Dynegy Inc unit 07/01/20191 0.1 $5.6M 68k 82.80
Ak Steel 0.1 $5.4M 5.5M 0.98
Cco Hldgs Llc/cap 0.1 $5.3M 5.0M 1.05
Dana Financing Lux Sarl 0.1 $5.6M 5.4M 1.05
Bristol Myers Squibb (BMY) 0.1 $4.9M 90k 53.92
Gilead Sciences (GILD) 0.1 $4.9M 63k 79.12
Laboratory Corp Amer Hldgs debt 0.1 $4.7M 2.6M 1.85
Sl Green Operating Par 144a 3. convert 0.1 $4.9M 3.5M 1.39
L Brands 0.1 $4.6M 65k 70.77
Endologix Inc note 2.250%12/1 0.1 $4.6M 4.7M 0.97
Micron Technology Inc note 1.625% 2/1 0.1 $4.9M 2.9M 1.69
Celanese Us Holdings 0.1 $4.7M 4.1M 1.15
E*trade Financial 0.1 $4.5M 4.3M 1.04
Hca 0.1 $4.7M 4.5M 1.06
Transdigm 0.1 $4.6M 4.3M 1.06
Consol Energy 0.1 $4.7M 4.8M 0.98
Credit Acceptanc 0.1 $4.5M 4.4M 1.04
Diamond 1 Fin/diamond 2 0.1 $5.1M 4.6M 1.10
Ineos Group Holdings Sa 0.1 $4.6M 4.5M 1.02
United Rentals North Am 0.1 $5.0M 4.8M 1.05
Nova Chemicals 0.1 $4.9M 4.8M 1.02
Sm Energy 0.1 $4.7M 4.7M 1.01
Cleavb 8 3/4 12/15/19 0.1 $4.0M 3.8M 1.05
Ce 4 5/8 11/15/22 0.1 $3.9M 3.6M 1.10
Cmc 4 7/8 05/15/23 0.1 $3.8M 3.8M 1.00
Corrections Corp Of Amer 0.1 $3.8M 4.3M 0.88
Earthlink Holdings 0.1 $4.2M 4.0M 1.06
Eletson Holdings 0.1 $3.9M 5.4M 0.72
Acorda Therap note 1.75% 6/15 0.1 $4.1M 5.0M 0.82
Omnicare 0.1 $4.3M 4.3M 1.00
Ally Financial 0.1 $4.0M 3.5M 1.15
West 0.1 $4.5M 4.6M 0.98
Energizer Holdings 0.1 $4.1M 4.0M 1.03
Rowan Cos Inc Senior Note M/w senior note m/w 0.1 $4.3M 4.0M 1.07
Blue Cube Spin 0.1 $4.3M 3.6M 1.19
Sabine Pass Liquefaction 0.1 $4.0M 3.6M 1.10
Chs/community Health Sys 0.1 $4.0M 4.6M 0.86
Dominion Resources (D) 0.1 $3.3M 45k 74.27
Helix Energy Solutions note 0.1 $3.2M 3.4M 0.95
Bid 5 1/4 10/01/22 0.1 $3.6M 3.6M 1.00
Sbmau 8 7/8 04/15/18 144a 0.1 $3.1M 3.0M 1.04
Infinera Corporation dbcv 1.750% 6/0 0.1 $3.5M 3.3M 1.05
Advanced Micro Devices 0.1 $3.6M 3.6M 0.99
First Cash Financial Ser 0.1 $3.7M 3.6M 1.05
Concho Resources Inc note 0.1 $3.1M 3.0M 1.04
William Lyon Homes cnv p 0.1 $3.1M 33k 94.58
Dish Dbs 0.1 $3.2M 3.0M 1.08
Klx 0.1 $3.7M 3.6M 1.04
Ahern Rentals 0.1 $3.7M 5.7M 0.65
Fmg Resources Aug 2006 0.1 $3.5M 3.0M 1.16
Genesis Energy Lp/genesi 0.1 $3.7M 3.7M 1.00
Cimarex Energy 0.1 $3.2M 3.0M 1.05
Marathon Oil 0.1 $3.1M 3.3M 0.95
Western Refining 0.1 $3.5M 3.5M 0.99
Cit 0.1 $3.2M 3.2M 1.02
Kinder Morgan Ener Part 0.1 $3.7M 3.6M 1.05
Nationstar Mort/cap 0.1 $3.2M 3.1M 1.05
Pbf Holding 0.1 $3.8M 4.0M 0.95
Steel Dynamics 0.1 $3.7M 3.5M 1.05
United Rentals North Am 0.1 $3.6M 3.6M 1.02
Numericable-sfr Sa 0.1 $3.5M 3.5M 1.00
Wright Medical Group Nv conv 0.1 $3.5M 2.7M 1.31
Chs/community Health Sys 0.1 $3.5M 3.5M 1.00
Horizon Pharma 0.1 $3.6M 3.8M 0.95
Parsley Energy Llc/finan 0.1 $3.6M 3.5M 1.04
Sunoco Lp/finance 0.1 $3.2M 3.1M 1.03
Tesoro Logistics Lp/corp 0.1 $3.2M 3.0M 1.08
Allegiant Travel 0.1 $3.2M 3.1M 1.04
Builders Firstsource 0.1 $3.3M 3.3M 1.03
Hca 0.1 $3.5M 3.0M 1.15
Sirius Xm Radio 0.1 $3.2M 3.0M 1.05
Micron Technology (MU) 0.0 $2.4M 136k 17.78
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $3.1M 35k 87.26
Airtran Hldgs Inc note 5.250%11/0 0.0 $2.7M 1.0M 2.73
Llakes 7.45 03/15/28 0.0 $3.1M 2.8M 1.11
Spn 6 3/8 05/01/19 0.0 $2.9M 2.9M 1.00
First Quantum Minerals L 0.0 $3.1M 3.3M 0.93
First Quantum Minerals L 0.0 $3.0M 3.3M 0.90
Slm 0.0 $2.8M 2.8M 1.01
Waterjet Holdings 0.0 $3.0M 3.0M 1.03
Exelon Corp 6.5% 01-jun-2017 convprf 0.0 $2.6M 55k 46.73
Amc Networks 0.0 $3.1M 3.0M 1.02
Chesapeake Energy 0.0 $2.5M 2.6M 0.95
Compass Minerals Interna 0.0 $2.4M 2.6M 0.95
1,000% Sina 01.12.2018 note 0.0 $2.9M 2.9M 1.00
Alliance Data Systems 0.0 $3.1M 3.0M 1.02
Cenveo 0.0 $2.6M 3.6M 0.72
Equinix 0.0 $2.6M 2.4M 1.07
Hilton Worldwide Fin 0.0 $3.1M 3.0M 1.03
A Schulman 0.0 $3.1M 3.0M 1.02
Scientific Games Interna 0.0 $2.8M 3.1M 0.93
Nuance Communications 0.0 $3.0M 3.2M 0.94
Kerr-mcgee 0.0 $2.5M 2.1M 1.20
Western Refining/wnrl Fi 0.0 $2.5M 2.5M 1.03
Concordia Healthcare 0.0 $2.5M 3.6M 0.70
Tronox Finance 0.0 $2.6M 2.8M 0.92
Nova Chemicals 0.0 $3.1M 3.0M 1.03
Resolute Forest Products 0.0 $2.6M 3.0M 0.87
Sprint Communications 0.0 $2.5M 2.4M 1.04
Tribune Media 0.0 $3.1M 3.0M 1.02
Goldman Sachs Bdc Inc conv 0.0 $3.0M 3.0M 1.00
Boise Cascade Company 0.0 $3.1M 3.0M 1.02
Level 3 Financing 0.0 $2.5M 2.5M 1.03
Sinclair Television Grou 0.0 $3.1M 3.0M 1.02
Bristol Myers Squibb Co dbcv 9/1 0.0 $1.9M 1.4M 1.37
Alza Corp sdcv 7/2 0.0 $1.9M 1.2M 1.62
Danaher Corp Del debt 0.0 $2.1M 703k 3.00
Vishay Intertech 144a 2.25% conv 0.0 $2.2M 2.5M 0.87
Cwei 7 3/4 04/01/19 0.0 $2.0M 2.0M 0.98
Epeneg 9 3/8 05/01/20 0.0 $2.3M 3.3M 0.71
Win 7 1/2 06/01/22 0.0 $1.9M 2.0M 0.96
Intl 7.750000% 03/15/2022 0.0 $1.9M 1.6M 1.16
Sptind Tl 2l Usd term 0.0 $1.8M 3.0k 595.00
Blackstone Mtg Tr Inc Note cb 0.0 $1.8M 1.6M 1.10
Navios Maritime Hlds/fin 0.0 $2.0M 4.1M 0.49
Continental Resources 5 9/15/2022 0.0 $2.1M 2.1M 1.00
Nuance Communications 0.0 $2.1M 2.0M 1.03
Nxp Bv/nxp Funding 0.0 $2.1M 2.0M 1.04
Tenet Healthcare 0.0 $2.0M 2.0M 1.00
Viasat 0.0 $1.9M 1.8M 1.04
Mas 0.0 $2.2M 2.1M 1.07
Ally Financial 0.0 $2.0M 1.9M 1.06
Global Part/glp Finance 0.0 $2.3M 2.5M 0.93
Radio One 0.0 $2.0M 2.0M 1.01
Speedway Motorsports 0.0 $2.4M 2.3M 1.03
Calumet Specialty Prods Partn Senior Note Callable M/w senior note callable m/w 0.0 $2.0M 2.4M 0.81
First Data Corporation 0.0 $2.3M 2.2M 1.03
Tpc 0.0 $2.3M 3.0M 0.78
Cco Hldgs Llc/cap 0.0 $2.1M 2.0M 1.07
Radian 0.0 $2.0M 1.8M 1.13
Dish Dbs 0.0 $2.0M 2.0M 0.99
Microsemi 0.0 $1.9M 1.7M 1.15
Oasis Petroleum 0.0 $1.9M 2.0M 0.96
Revlon Consumer Prods 0.0 $2.0M 2.0M 1.02
Sfr Group Sa 0.0 $1.8M 1.8M 1.02
Tempur Sealy Intl 0.0 $2.1M 2.0M 1.06
Ard Finance Sa 0.0 $2.2M 2.0M 1.09
Cott 0.0 $2.4M 2.0M 1.18
Chesapeake Energy 0.0 $1.8M 2.0M 0.88
Entegris 0.0 $2.1M 2.0M 1.04
Greatbatch 0.0 $2.0M 2.0M 0.98
Sappi Papier Holdng Gmbh 0.0 $1.7M 1.5M 1.16
United Continental Hldgs 0.0 $2.2M 2.0M 1.08
Microchip Technology (MCHP) 0.0 $1.2M 20k 62.15
Comerica Incorporated (CMA) 0.0 $1.5M 31k 47.32
Integrated Device Technology 0.0 $1.2M 50k 23.10
Western Digital Corp option 0.0 $1.1M 2.8k 410.00
Novellus Systems, Inc. note 2.625% 5/1 0.0 $1.1M 398k 2.79
Ias 8 3/8 05/15/19 0.0 $1.4M 1.6M 0.91
Telsat 6 05/15/17 0.0 $1.2M 1.2M 1.00
Cvo 11 1/2 05/15/17 0.0 $1.5M 1.5M 1.01
Csar Tl 1l Usd term 0.0 $1.4M 1.4k 1012.33
Incyte Corp note 0.375%11/1 0.0 $1.2M 651k 1.90
Tpg Specialty Lending In conv 0.0 $1.2M 1.2M 1.03
Aci Worldwide 0.0 $1.0M 1.0M 1.04
Gci 0.0 $1.2M 1.2M 1.03
Tcp Cap Corp note 5.250%12/1 0.0 $1.0M 1.0M 1.04
Murphy Oil 0.0 $1.2M 1.3M 0.96
Tenet Healthcare 0.0 $1.6M 1.6M 1.01
Cemex Sab De Cv 0.0 $1.3M 1.2M 1.11
Spectrum Brands 0.0 $1.7M 1.6M 1.09
American Equity Investme 0.0 $1.1M 1.0M 1.05
Beazer Homes Usa 0.0 $1.1M 1.0M 1.06
Avis Budget Finance 0.0 $1.1M 1.0M 1.10
Groupe Fnac Sa 0.0 $1.1M 1.0M 1.13
Match 0.0 $1.4M 1.3M 1.09
Revlon Consumer Products 0.0 $1.0M 1.0M 1.04
Travelex Financing 0.0 $1.6M 1.3M 1.24
Vwr Funding 0.0 $1.6M 1.4M 1.15
MGIC Investment (MTG) 0.0 $400k 50k 8.00
Via 0.0 $381k 10k 38.10
Apache Corporation 0.0 $639k 10k 63.90
Verizon Communications (VZ) 0.0 $520k 10k 52.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $380k 35k 10.86
CONSOL Energy 0.0 $576k 30k 19.20
Ciena Corporation (CIEN) 0.0 $654k 30k 21.80
SM Energy (SM) 0.0 $772k 20k 38.60
Gnc Holdings Inc Cl A 0.0 $511k 25k 20.44
Nuvasive Inc. conv 0.0 $354k 220k 1.61
Synergy Pharmaceuticals 0.0 $358k 65k 5.51
Servicenow (NOW) 0.0 $894k 11k 79.12
Integra Lifesciences Holdings conv bnd 0.0 $500k 305k 1.64
Bottomline Tech Del Inc note 1.500%12/0 0.0 $617k 605k 1.02
Nuance Communications Inc note 2.750%11/0 0.0 $408k 408k 1.00
Pxp 6 1/8 06/15/19 0.0 $361k 350k 1.03
Snv 5 1/8 06/15/17 0.0 $403k 395k 1.02
Rwt 4 5/8 04/15/18 0.0 $399k 416k 0.96
Chesapeake Energycorp Gtd Sr fixed income securities 0.0 $920k 1.0M 0.92
Pbf Holding 0.0 $962k 925k 1.04
Ep Energy 0.0 $613k 140k 4.38
Netsuite Inc note 0.250% 6/0 0.0 $623k 566k 1.10
Sandisk Corp conv 0.0 $841k 801k 1.05
Concordia Healthcare Cor 0.0 $975k 1.5M 0.65
Transocean Inc Senior Note M/w senior note m/w 0.0 $1.0M 1.0M 1.01
Bombardier 0.0 $890k 1.0M 0.89
Land O'lakes 0.0 $448k 400k 1.12
Southwestern Energy 0.0 $418k 398k 1.05
Fage Intl / Fage Usa 0.0 $1.0M 1.0M 1.03
Kaiser Aluminum 0.0 $525k 500k 1.05
Louisiana-pacific 0.0 $500k 500k 1.00
Manitowoc Foodservice In 0.0 $575k 500k 1.15
Mgm Resorts Intl 0.0 $490k 500k 0.98
Nh Hotel Group Sa 0.0 $565k 500k 1.13
Rp Crown Parent 0.0 $1.0M 1.0M 1.03
Wolverine World Wide 0.0 $1.0M 1.0M 1.01
BioMarin Pharmaceutical (BMRN) 0.0 $319k 3.5k 92.46
General Cable Corporation 0.0 $150k 10k 15.00
Celgene Corp option 0.0 $8.0k 300.00 26.67
Celgene Corp option 0.0 $12k 300.00 40.00
Chesapeake Energy Corp option 0.0 $17k 1.0k 17.00
Consol Energy Inc option 0.0 $4.0k 200.00 20.00
Deutsche Bank Ag option 0.0 $37k 1.7k 22.00
Gilead Sciences Inc option 0.0 $14k 300.00 46.67
Gilead Sciences Inc option 0.0 $2.0k 100.00 20.00
Ishares Tr Index option 0.0 $9.0k 500.00 18.00
Ishares Tr Index option 0.0 $46k 1.4k 32.50
Petroleo Brasileiro Sa Petro option 0.0 $9.0k 500.00 18.00
Spdr S&p 500 Etf Tr option 0.0 $25k 1.3k 19.00
Yahoo Inc option 0.0 $56k 2.8k 20.00
Freeport-mcmoran Copper & Go option 0.0 $5.0k 300.00 16.67
Viacom Inc New option 0.0 $25k 200.00 125.00
Xilinx Inc option 0.0 $52k 400.00 130.00
Red Hat Inc option 0.0 $6.0k 100.00 60.00
Vale S A option 0.0 $21k 1.4k 15.00
General Cable Corp Del New option 0.0 $2.0k 100.00 20.00
Webmd Health Corp option 0.0 $12k 375.00 32.00
United States Steel Corp 0.0 $12k 160.00 75.00
Biomarin Pharmaceutical 0.0 $6.0k 103.00 58.25
Newpark Res Inc note 4.000%10/0 0.0 $178k 202k 0.88
Clearwire Communications Llc E conv 0.0 $59k 62k 0.95
D Cemex Sab De Cv 0.0 $10k 1.0k 10.00
Deutsche Bank Ag call 0.0 $176k 1.1k 160.00
Marvell Technology Group Ltd put 0.0 $3.0k 300.00 10.00
Comerica Inc Cmn Stk cmn 0.0 $20k 200.00 100.00
CYPRESS SEMICONDUCTOR COMMON Stock cmn 0.0 $53k 2.3k 22.86
Finisar Corcmn Stock cmn 0.0 $3.0k 400.00 7.50
General Motors Co cmn 0.0 $11k 400.00 27.50
Herbalife Ltd Common Stock cmn 0.0 $20k 300.00 66.67
HOVNANIAN ENTRPRS INC -CL A CMN Stk cmn 0.0 $6.0k 2.2k 2.79
INTEGRATED DEVICE TECH INC CMN Stk cmn 0.0 $160k 1.0k 160.00
INTEGRATED DEVICE TECH INC CMN Stk cmn 0.0 $19k 500.00 38.00
Mercadolibre Inc cmn 0.0 $4.0k 100.00 40.00
Microchip Technology Inc Cmn Stk cmn 0.0 $16k 300.00 53.33
MOLINA HEALTHCARE INC COMMON Stock cmn 0.0 $57k 300.00 190.00
Red Hat Inc Cmn Stock cmn 0.0 $100k 250.00 400.00
Seadrill Ltd cmn 0.0 $58k 1.7k 35.38
Sm Energy Co cmn 0.0 $6.0k 200.00 30.00
Viacom Inc Cmn Stk-class B cmn 0.0 $2.0k 100.00 20.00
Ctrip Com Intl Ltd put 0.0 $6.0k 500.00 12.00
Gnc Holdings Inc-cl A cmn 0.0 $29k 900.00 32.22
Chart Industries 2% conv 0.0 $98k 113k 0.87
Clovis Oncology 0.0 $180k 5.0k 36.00
Mentor Graphics 4% 2031 conv 0.0 $322k 240k 1.34
Vimpelcom Ltd opt 0.0 $999.250000 175.00 5.71
Forest City Enterprises conv 0.0 $314k 288k 1.09
Cnh 7 7/8 12/01/17 0.0 $321k 300k 1.07
Sats 6 1/2 06/15/19 0.0 $297k 270k 1.10
Synergy Pharmaceuticals Del 0.0 $5.0k 300.00 16.67
Servicenow 0.0 $49k 400.00 122.50
Ishares Tr option 0.0 $4.0k 500.00 8.00
PALO ALTO NETWORKS Inc cmn 0.0 $160k 150.00 1066.67
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $90k 107k 0.84
Tibco Software Inc. 2.25 05-01 conv 0.0 $14k 14k 1.00
Imperva 0.0 $137k 300.00 456.67
Hos Us conv 0.0 $74k 145k 0.51
Wright Medical Group Inc note 2 000 8/1 0.0 $277k 269k 1.03
Clovis Oncology 0.0 $6.0k 200.00 30.00
Clovis Oncology 0.0 $53k 150.00 353.33
Restoration Hardware Hldgs I 0.0 $71k 459.00 154.68
Tesaro 0.0 $80k 200.00 400.00
Seacor Holdings Inc note 2.500%12/1 0.0 $180k 191k 0.94
Medicines Co dbcv 1.375% 6/0 0.0 $139k 95k 1.46
Fireeye 0.0 $66k 3.3k 20.00
Twitter 0.0 $45k 3.3k 13.75
Endo Intl Plc options 0.0 $40k 800.00 50.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $212k 235k 0.90
Fluidigm Corporation convertible cor 0.0 $144k 257k 0.56
Synergy Pharmaceuticals Inc cmn 0.0 $4.0k 400.00 10.00
Ally Finl 0.0 $4.0k 300.00 13.33
Forest City Enterprises conv 0.0 $158k 152k 1.04
Chesapeake Energy Corp spc 0.0 $24k 53.00 452.83
Jarden Corp note 1.125% 3/1 0.0 $9.0k 7.0k 1.29
Encore Capital Group Inc note 0.0 $29k 42k 0.69
Homeaway Inc conv 0.0 $165k 175k 0.94
Sino-forest Corp conv 0.0 $0 265k 0.00
Sandridge Energy 7% Pfd ps 0.0 $0 400.00 0.00
Inotek Pharmaceuticals Corp call 0.0 $5.0k 124.00 40.32
Medicines Company conv 0.0 $254k 197k 1.29
Genesis Energy Lp/genesi 0.0 $245k 250k 0.98
Hca 0.0 $161k 150k 1.07
Whiting Pete Corp New dbcv 1.250% 4/0 0.0 $165k 250k 0.66
Alcoa Nederland Holding 0.0 $260k 250k 1.04
Alcoa Nederland Holding 0.0 $260k 250k 1.04
Murphy Oil 0.0 $260k 250k 1.04
Targa Resources Partners 0.0 $250k 250k 1.00
Park-ohio Industries 0.0 $103k 100k 1.03
Constellation Brands 0.0 $186k 175k 1.06
Ishares Msci Italy Capped Etf opt 0.0 $11k 500.00 22.00
Nxp Semiconductors Nv opt 0.0 $3.0k 200.00 15.00