Advent Capital Management

Advent Capital Management as of Sept. 30, 2017

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 291 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Yahoo Inc note 12/0 3.5 $187M 144M 1.30
Priceline Grp Inc note 0.350% 6/1 2.1 $109M 76M 1.44
Illumina Inc conv 2.0 $108M 95M 1.14
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 2.0 $103M 78k 1325.74
Wright Med Group Inc note 2.000% 2/1 1.8 $97M 90M 1.08
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.8 $96M 88M 1.09
Micron Technology Inc conv 1.8 $94M 68M 1.39
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 1.7 $88M 77M 1.14
Jazz Investments I Ltd. conv 1.6 $85M 80M 1.06
Intel Corp sdcv 1.6 $83M 58M 1.42
Biomarin Pharmaceutical Inc note 0.750%10/1 1.5 $80M 72M 1.12
Dish Network Corp note 3.375% 8/1 1.5 $79M 71M 1.12
Lam Research Corp conv 1.5 $77M 25M 3.06
Fireeye Series B convertible security 1.4 $76M 82M 0.93
Bank Of America Corporation preferred (BAC.PL) 1.4 $75M 58k 1308.30
On Semiconductor Corp Note 1.000%12/0 bond 1.4 $74M 62M 1.19
Dycom Inds Inc Note 0.750% 9/1 bond 1.4 $72M 63M 1.14
Twitter Inc note 1.000% 9/1 1.3 $70M 76M 0.92
Integrated Device Tech conv 1.3 $70M 65M 1.07
Nuance Communications Inc Dbcv 1.00012/1 1.2 $65M 69M 0.94
Allscripts Healthcare So conv 1.2 $64M 61M 1.06
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.2 $62M 62M 1.01
Becton Dickinson & Co pfd shs conv a 1.2 $62M 1.1M 54.99
Electronics For Imaging Inc note 0.750% 9/0 1.1 $60M 58M 1.04
Liberty Media Corp Delaware deb 2.250% 9/3 1.1 $59M 56M 1.06
Crown Castle Intl Corp New 6.875% con pfd a 1.1 $59M 56k 1061.17
Csg Sys Intl Inc note 4.250% 3/1 1.1 $58M 54M 1.07
Veeco Instrs Inc Del note 2.700% 1/1 1.1 $58M 60M 0.96
Ares Capital Corp conv 1.1 $57M 56M 1.02
Verint Sys Inc note 1.5% 6/1 1.1 $56M 57M 0.98
1,375% Liberty Media 15.10.2023 note 1.0 $53M 44M 1.21
Priceline Group Inc/the conv 1.0 $53M 46M 1.15
Liberty Interactive Llc Deb 1.750% 9/3 bond 1.0 $50M 42M 1.19
B2gold Corp conv 0.9 $50M 49M 1.03
Allergan Plc pfd conv ser a 0.9 $49M 66k 738.76
Horizon Pharma Plc convertible security 0.9 $49M 54M 0.91
Red Hat Inc conv 0.9 $48M 31M 1.54
Whiting Pete Corp New Note 1.250% 4/0 bond 0.9 $48M 53M 0.90
Forest City Enterprises conv 0.9 $47M 38M 1.23
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.9 $47M 49M 0.95
Macquarie Infrastructure conv 0.9 $46M 43M 1.06
Citrix Systems Inc conv 0.9 $46M 39M 1.17
Impax Laboratories Inc conv 0.8 $45M 49M 0.91
Blackstone Mtg Tr Inc note 4.375% 5/0 0.8 $45M 44M 1.01
Macquarie Infrastructure Cor Note 2.00010/0 0.8 $44M 45M 0.97
Intel Corp. Jr. Sub. Cv. Deb. conv 0.8 $43M 23M 1.84
Wellpoint Inc Note cb 0.8 $41M 16M 2.60
Finisar Corp note 0.500%12/1 0.8 $41M 39M 1.04
Fidelity National Finance conv 0.8 $40M 15M 2.70
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.8 $40M 38M 1.06
Jefferies Group Inc New dbcv 3.875%11/0 0.7 $39M 39M 1.00
Al Us conv 0.7 $39M 26M 1.52
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.7 $39M 40M 0.98
Nextera Energy Inc unit 09/01/2019 0.7 $39M 705k 55.50
Rti Intl Metals Inc note 1.625%10/1 0.7 $38M 34M 1.12
Royal Gold Inc conv 0.7 $36M 33M 1.10
Stanley Black & Decker Inc unit 05/15/2020 0.7 $36M 318k 114.36
Liberty Media Corp deb 3.500% 1/1 0.7 $36M 66M 0.55
Pra Group Inc conv 0.7 $35M 38M 0.92
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.7 $35M 37M 0.96
Servicenow Inc. note 0.7 $35M 22M 1.61
Cardtronics Inc note 1.000%12/0 0.7 $35M 38M 0.93
Tesla Motors Inc bond 0.6 $34M 30M 1.13
Cemex Sab De Cv conv 0.6 $32M 29M 1.12
Holx 2 12/15/43 0.6 $32M 26M 1.21
Biomarin Pharmaceutical Inc note 1.500%10/1 0.6 $31M 26M 1.20
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.6 $30M 25M 1.21
Starwood Property Trust Inc convertible security 0.6 $30M 30M 1.01
Starwood Ppty note 4.0% 1/15/ 0.6 $29M 26M 1.12
Cornerstone Ondemand Inc conv 0.5 $28M 28M 1.01
Nxp Semiconductors N V dbcv 1.000% 12/0 0.5 $29M 24M 1.21
Tesla Motors Inc bond 0.5 $28M 26M 1.10
Insulet Corp note 2.000% 6/1 0.5 $28M 22M 1.26
Broadsoft Inc note 1.000% 9/0 0.5 $28M 20M 1.40
Fireeye Series A convertible security 0.5 $27M 29M 0.95
Ctrip Com Intl Ltd note 1.250% 9/1 0.5 $27M 25M 1.08
Biomarin Pharma Inc convertible/ 0.5 $26M 26M 1.01
Proofpoint Inc dbcv 0.750% 6/1 0.5 $26M 21M 1.25
Broadsoft Inc. 1.5% 07/01/2018 conv 0.5 $25M 20M 1.25
Spirit Realty Capital Inc convertible cor 0.5 $26M 26M 1.00
Cypress Semiconductor Corp note 4.500% 1/1 0.5 $25M 19M 1.31
Colony Finl Inc note 5.00% 0.5 $25M 24M 1.03
Euronet Worldwide Inc Note 1.500%10/0 0.5 $25M 18M 1.35
Dominion Resource p 0.5 $24M 472k 50.77
Old Republic Intl Corp note 0.4 $22M 18M 1.28
Calamp Corp convertible security 0.4 $22M 21M 1.07
Nuvasive Inc note 2.250% 3/1 0.4 $22M 20M 1.14
Jds Uniphase Corp conv 0.4 $22M 21M 1.05
Nevro Corp note 1.750% 6/0 0.4 $22M 18M 1.19
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.4 $21M 405k 50.69
National Health Invs Inc note 0.4 $20M 17M 1.15
Blackrock Capital Investment Note 5.000 6/1 0.4 $20M 19M 1.05
Molina Healthcare Inc conv 0.4 $20M 16M 1.26
Starwood Waypoint Residentl note 3.000% 7/0 0.4 $20M 16M 1.24
Intercept Pharmas conv 0.4 $19M 25M 0.78
Salesforce.com Inc conv 0.4 $19M 14M 1.41
Qiagen 0.4 $19M 16M 1.16
Tcp Capital Corp convertible security 0.4 $19M 18M 1.04
Hologic Inc cnv 0.3 $18M 15M 1.21
Depomed Inc conv 0.3 $18M 24M 0.74
Sm Energy Co note 1.500% 7/0 0.3 $18M 19M 0.95
Welltower Inc 6.50% pfd prepet 0.3 $17M 273k 63.23
Anthem Inc conv p 0.3 $17M 328k 52.16
Kb Home note 0.3 $16M 15M 1.05
T Mobile Us Inc conv pfd ser a 0.3 $16M 160k 99.84
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.3 $16M 13M 1.28
Marriott Vacations Wrldwde C note 1.500% 9/1 0.3 $16M 15M 1.05
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $15M 15M 1.01
Teva Pharm Finance Llc Cvt cv bnd 0.3 $15M 16M 0.90
Spirit Rlty Cap Inc New Note cb 0.3 $15M 15M 1.02
American Tower Corp cnv p 0.3 $15M 119k 122.55
Ryland Group note 0.3 $14M 12M 1.20
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.3 $14M 8.0M 1.77
Green Plains Inc conv bnd 0.3 $14M 14M 1.03
Medicines Company 2.750000 07/15/2023 bond 0.3 $14M 13M 1.05
Molina Healthcare Inc. conv 0.2 $13M 7.5M 1.74
Tesla Inc convertible security 0.2 $12M 9.9M 1.23
Oasis Pete Inc New Note 2.625% 9/1 bond 0.2 $12M 11M 1.07
Ak Steel Corp. conv 0.2 $11M 8.4M 1.34
American Rlty Cap Pptys Inc note 3.750%12/1 0.2 $11M 11M 1.04
Clovis Oncology Inc note 2.500% 9/1 0.2 $11M 7.1M 1.55
Wayfair Inc note 0.375% 9/0 0.2 $11M 11M 0.97
Cien 4 12/15/20 0.2 $10M 7.7M 1.33
Ares Capital Corporation convertible cor 0.2 $9.9M 9.8M 1.01
Microchip Technology Inc note 1.625% 2/1 0.2 $9.2M 5.3M 1.75
Horizon Global Corp note 2.750% 7/0 0.2 $8.5M 8.3M 1.03
Rpm International Inc convertible cor 0.1 $7.7M 6.7M 1.15
Nuance Communications 0.1 $7.9M 7.9M 1.00
Wpx Energy Inc p 0.1 $8.0M 150k 53.26
United Parcel Service (UPS) 0.1 $7.6M 64k 120.09
Nextera Energy Inc unit 08/31/2018 0.1 $7.3M 110k 66.20
Redwood Tr Inc note 4.750% 8/1 0.1 $7.6M 7.6M 1.00
priceline.com Incorporated 0.1 $7.0M 3.8k 1830.89
American Airls (AAL) 0.1 $7.1M 150k 47.49
Keyw Holding Corp conv bd us 0.1 $7.1M 7.6M 0.93
Blackhawk Network Hldgs Inc note 1.500% 1/1 0.1 $7.0M 6.2M 1.12
Verizon Communications (VZ) 0.1 $6.2M 125k 49.49
General Motors Company (GM) 0.1 $6.1M 152k 40.38
Thrx 2 1/8 01/15/23 0.1 $6.4M 6.5M 0.98
Tree (TREE) 0.1 $6.4M 26k 244.46
Wal-Mart Stores (WMT) 0.1 $5.7M 73k 78.15
Incyte Corporation (INCY) 0.1 $5.9M 51k 116.73
Merck & Co (MRK) 0.1 $5.2M 81k 64.02
Royal Gold (RGLD) 0.1 $5.2M 60k 86.04
American Tower Reit (AMT) 0.1 $5.5M 40k 136.68
Priceline.com debt 1.000% 3/1 0.1 $5.2M 2.7M 1.93
Lazard Ltd-cl A shs a 0.1 $4.7M 105k 45.22
Acorda Therap note 1.75% 6/15 0.1 $4.6M 5.0M 0.91
Emergent Biosolutions Inc conv 0.1 $4.5M 3.1M 1.44
Anadarko Petroleum Corp conv p 0.1 $4.8M 123k 39.55
Macy's (M) 0.1 $4.4M 200k 21.82
General Dynamics Corporation (GD) 0.1 $4.2M 20k 205.56
Walt Disney Company (DIS) 0.1 $3.9M 40k 98.58
Danaher Corp Del debt 0.1 $3.9M 1.2M 3.28
Eaton (ETN) 0.1 $3.8M 50k 76.80
Lowe's Companies (LOW) 0.1 $3.4M 42k 79.93
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.1 $3.1M 300k 10.20
Morgan Stanley (MS) 0.1 $2.6M 55k 48.16
Bristol Myers Squibb Co dbcv 9/1 0.1 $2.8M 1.7M 1.63
Alza Corp sdcv 7/2 0.1 $2.8M 1.6M 1.79
Frontier Communications Corp pfd conv ser-a 0.1 $2.8M 145k 19.06
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.1 $2.9M 2.8M 1.03
Micron Technology (MU) 0.0 $2.0M 50k 39.34
Synchrony Financial (SYF) 0.0 $1.9M 60k 31.05
Omnicare 0.0 $2.3M 1.8M 1.29
Dte Energy Co conv p 0.0 $2.4M 44k 54.11
Citrix Systems 0.0 $1.5M 19k 76.84
Union Pacific Corporation (UNP) 0.0 $1.8M 16k 115.99
Cemex SAB de CV (CX) 0.0 $1.5M 161k 9.08
SPDR Gold Trust (GLD) 0.0 $1.8M 15k 121.60
Seacor Holding Inc note 3.000 11/1 0.0 $1.8M 2.0M 0.90
Navistar Intl Corp conv 0.0 $1.7M 1.5M 1.10
Tpg Specialty Lending In conv 0.0 $1.4M 1.3M 1.04
Pfizer (PFE) 0.0 $893k 25k 35.72
Teva Pharmaceutical Industries (TEVA) 0.0 $880k 50k 17.60
Intel Corporation (INTC) 0.0 $952k 25k 38.08
Novellus Systems, Inc. note 2.625% 5/1 0.0 $847k 154k 5.50
Medidata Solutions Inc conv 0.0 $858k 617k 1.39
Sandisk Corp conv 0.0 $841k 801k 1.05
Quidel Corp note 3.250%12/1 0.0 $978k 795k 1.23
Tcp Cap Corp note 5.250%12/1 0.0 $1.1M 1.0M 1.05
Bank of America Corporation (BAC) 0.0 $760k 30k 25.33
Novartis (NVS) 0.0 $634k 7.4k 85.85
Goodyear Tire & Rubber Company (GT) 0.0 $665k 20k 33.25
UnitedHealth (UNH) 0.0 $769k 3.9k 195.87
Ford Motor Company (F) 0.0 $599k 50k 11.98
Advanced Micro Devices (AMD) 0.0 $638k 50k 12.76
Brunswick Corporation (BC) 0.0 $280k 5.0k 56.00
Key (KEY) 0.0 $471k 25k 18.84
United States Steel Corporation 0.0 $706k 28k 25.67
Veeco Instruments (VECO) 0.0 $428k 20k 21.40
Allegheny Technologies Incorporated (ATI) 0.0 $418k 18k 23.89
Teradyne (TER) 0.0 $373k 10k 37.30
Arvinmeritor Inc frnt 4.000% 2/1 0.0 $598k 511k 1.17
Brookdale Senior Living note 0.0 $298k 298k 1.00
Clovis Oncology 0.0 $412k 5.0k 82.40
Wpx Energy 0.0 $690k 60k 11.50
Greenbrier Co Inc conv bnd 0.0 $555k 405k 1.37
Abbvie (ABBV) 0.0 $444k 5.0k 88.80
Bottomline Tech Del Inc note 1.500%12/0 0.0 $636k 594k 1.07
Nuance Communications Inc note 2.750%11/0 0.0 $408k 408k 1.00
Starwood Property Trust note 0.0 $730k 676k 1.08
Rwt 4 5/8 04/15/18 0.0 $399k 416k 0.96
Sprint 0.0 $467k 60k 7.78
Web Com Group Inc note 1.000% 8/1 0.0 $714k 721k 0.99
Twitter 0.0 $268k 16k 16.86
Endologix Inc note 2.250%12/1 0.0 $580k 610k 0.95
Flexion Therapeutics 0.0 $363k 15k 24.20
Workday Inc conv 0.0 $390k 320k 1.22
Synchronoss Technologies conv 0.0 $286k 336k 0.85
Akamai Technologies Inc Sr Cv zero coupon bonds 0.0 $780k 796k 0.98
Illumina Inc. 0.00% June 15, 2019 ccb 0.0 $621k 647k 0.96
Live Nation Entertainmen conv 0.0 $435k 348k 1.25
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $339k 8.4k 40.26
Brocade Communications conv 0.0 $436k 432k 1.01
Technipfmc (FTI) 0.0 $312k 11k 27.61
Inphi Corp note 1.125%12/0 0.0 $566k 460k 1.23
Veon 0.0 $357k 85k 4.19
IAC/InterActive 0.0 $118k 1.0k 118.00
Ii-vi 0.0 $165k 4.0k 41.25
Apple Inc option 0.0 $15k 500.00 30.00
Bank Of America Corporation option 0.0 $15k 800.00 18.75
Chesapeake Energy Corp option 0.0 $6.0k 1.5k 4.00
Incyte Corp option 0.0 $4.0k 70.00 57.14
Ishares Tr Index option 0.0 $8.0k 500.00 16.00
Oracle Corp option 0.0 $0 300.00 0.00
Spdr Gold Trust option 0.0 $7.0k 150.00 46.67
Spdr S&p 500 Etf Tr option 0.0 $13k 600.00 21.67
Teva Pharmaceutical Inds Ltd option 0.0 $7.0k 1.7k 4.12
Amazon Com Inc option 0.0 $49k 25.00 1960.00
At&t Inc option 0.0 $12k 1.8k 6.67
Teva Pharmaceutical Inds Ltd option 0.0 $2.0k 300.00 6.67
Wal Mart Stores Inc option 0.0 $4.0k 230.00 17.39
Micron Technology 0.0 $2.0k 400.00 5.00
Biomarin Pharmaceutical 0.0 $8.0k 150.00 53.33
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $62k 10k 6.20
D Cemex Sab De Cv 0.0 $4.0k 203.00 19.70
Advanced Micro Devices Inc put 0.0 $2.0k 400.00 5.00
Akamai Technologies Inc call 0.0 $13k 300.00 43.33
Allegheny Technologies Inc put 0.0 $2.0k 175.00 11.43
Keycorp New put 0.0 $0 250.00 0.00
Nabors Industries Ltd call 0.0 $41k 1.0k 41.00
Priceline Com Inc put 0.0 $39k 50.00 780.00
Depomed Inc Cmn Stock cmn 0.0 $98k 1.0k 98.00
Finisar Corcmn Stock cmn 0.0 $2.0k 100.00 20.00
Ii-vi Inc Cmn Stk cmn 0.0 $4.0k 400.00 10.00
Impax Laboratories Inc Cmn Stock cmn 0.0 $81k 806.00 100.50
Incyte Corp Cmn Stk cmn 0.0 $7.0k 100.00 70.00
Live Nation Entertainment Inc cmn 0.0 $1.0k 180.00 5.56
Microchip Technology Inc Cmn Stk cmn 0.0 $6.0k 120.00 50.00
Royal Gold Inc Cmn Stk cmn 0.0 $95k 200.00 475.00
Teradyne Inc Cmn Stk cmn 0.0 $2.0k 150.00 13.33
B2gold Corp (BTG) 0.0 $244k 87k 2.80
Ctrip Com Intl Ltd put 0.0 $2.0k 300.00 6.67
Meritor Inc cmn 0.0 $10k 500.00 20.00
Chart Industries 2% conv 0.0 $98k 113k 0.87
Helix Energy Solutions note 0.0 $260k 265k 0.98
Wpx Energy Inc cmn 0.0 $5.0k 600.00 8.33
PALO ALTO NETWORKS Inc cmn 0.0 $27k 100.00 270.00
Servicenow Inc cmn 0.0 $9.0k 200.00 45.00
Abbvie 0.0 $36k 100.00 360.00
Green Plains Renewable Energ 0.0 $8.0k 500.00 16.00
Hci 0.0 $2.0k 200.00 10.00
Ptc Therapeutics I (PTCT) 0.0 $200k 10k 20.00
Hos Us conv 0.0 $74k 145k 0.51
Fireeye 0.0 $252k 15k 16.80
Seacor Holdings Inc note 2.500%12/1 0.0 $180k 191k 0.94
Twitter 0.0 $7.0k 500.00 14.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $212k 235k 0.90
Fluidigm Corporation convertible cor 0.0 $144k 257k 0.56
Infinera Corporation dbcv 1.750% 6/0 0.0 $46k 45k 1.02
Scorpio Tankers 0.0 $5.0k 1.0k 5.00
Forest City Enterprises conv 0.0 $158k 152k 1.04
Ctrip.com Inter Ltd. conv 0.0 $193k 134k 1.44
1,000% Sina 01.12.2018 note 0.0 $230k 230k 1.00
Ptc Therapeutics 0.0 $6.0k 100.00 60.00
Crown Castle Intl Cmn Stock cmn 0.0 $7.0k 70.00 100.00
Jarden Corp note 1.125% 3/1 0.0 $9.0k 7.0k 1.29
Encore Capital Group Inc note 0.0 $29k 42k 0.69
Homeaway Inc conv 0.0 $165k 175k 0.94
Flexion Therapeutics Inc call 0.0 $61k 250.00 244.00
Zillow Group Inc put 0.0 $22k 1.1k 20.00
Lendingtree Inc New call 0.0 $52k 100.00 520.00
Ferrari N V call 0.0 $1.0k 50.00 20.00
Ferrari N V put 0.0 $8.0k 110.00 72.73
Cinedigm 0.0 $53k 37k 1.45
Arconic 0.0 $63k 2.5k 24.86
Arconic 0.0 $63k 1.6k 39.01
Helix Energy Solutions Grp I note 4.250% 5/0 0.0 $5.0k 5.0k 1.00
Altaba Inc put 0.0 $9.0k 500.00 18.00
Tapestry Inc opt 0.0 $6.0k 200.00 30.00