Advent Capital Management /de/

Portfolio Holdings for Advent Capital Management /de/

Companies in the Advent Capital Management /de/ portfolio as of the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Yahoo Inc note 12/0 3.54 143.90M 1.30
Priceline Grp Inc note 0.350% 6/1 2.07 75.92M 1.44
Illumina Inc conv 2.05 94.93M 1.14
Wells Fargo & Company Non-cum Perpet cnv 1.96 78009 1325.74
Wright Med Group Inc note 2.000% 2/1 1.84 89.94M 1.08
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.83 88.44M 1.09
Micron Technology Inc conv 1.79 67.93M 1.39
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 1.67 77.21M 1.14
Jazz Investments I Ltd. conv 1.61 80.38M 1.06
Intel Corp sdcv 1.56 58.18M 1.42
Biomarin Pharmaceutical Inc note 0.750%10/1 1.52 71.59M 1.12
Dish Network Corp note 3.375% 8/1 1.50 70.72M 1.12
Lam Research Corp conv 1.46 25.12M 3.06
Fireeye Series B convertible security 1.44 81.52M 0.93
Bank Of America Corporation preferred 1.43 57633 1308.30
On Semiconductor Corp Note 1.000%12/0 bond 1.40 62.16M 1.19
Dycom Inds Inc Note 0.750% 9/1 bond 1.35 62.74M 1.14
Twitter Inc note 1.000% 9/1 1.32 75.60M 0.92
Integrated Device Tech conv 1.32 65.23M 1.07
Nuance Communications Inc Dbcv 1.00012/1 Added 1.23 69.33M 0.94
Allscripts Healthcare So conv 1.22 60.75M 1.06
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.18 61.78M 1.01
Becton Dickinson & Co pfd shs conv a 1.16 1.12M 54.99
Electronics For Imaging Inc note 0.750% 9/0 1.14 58.05M 1.04
Liberty Media Corp Delaware deb 2.250% 9/3 1.13 56.06M 1.06
Crown Castle Intl Corp New 6.875% con pfd a 1.12 55728 1061.17
Csg Sys Intl Inc note 4.250% 3/1 1.10 54.26M 1.07
Veeco Instrs Inc Del note 2.700% 1/1 1.09 60.03M 0.96
Ares Capital Corp conv 1.07 55.49M 1.02
Verint Sys Inc note 1.5% 6/1 1.06 57.15M 0.98
1,375% Liberty Media 15.10.2023 note 1.00 43.58M 1.21
Priceline Group Inc/the conv 1.00 45.91M 1.15
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.96 42.38M 1.19
B2gold Corp conv 0.95 48.71M 1.03
Allergan Plc pfd conv ser a 0.93 66208 738.76
Horizon Pharma Plc convertible security 0.92 53.50M 0.91
Red Hat Inc conv 0.91 31.36M 1.54
Whiting Pete Corp New Note 1.250% 4/0 bond 0.91 53.15M 0.90
Forest City Enterprises conv 0.88 37.78M 1.23
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.88 49.15M 0.95
Macquarie Infrastructure conv 0.87 43.37M 1.06
Citrix Systems Inc conv 0.87 39.26M 1.17
Impax Laboratories Inc conv 0.85 49.38M 0.91
Blackstone Mtg Tr Inc note 4.375% 5/0 0.85 44.30M 1.01
Macquarie Infrastructure Cor Note 2.00010/0 Added 0.82 44.88M 0.97
Intel Corp. Jr. Sub. Cv. Deb. conv 0.81 23.35M 1.84
Wellpoint Inc Note cb 0.78 15.93M 2.60
Finisar Corp note 0.500%12/1 0.77 39.19M 1.04
Fidelity National Finance conv 0.76 14.88M 2.70
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.76 38.03M 1.06
Jefferies Group Inc New dbcv 3.875%11/0 0.74 38.84M 1.00
Al Us conv 0.74 25.82M 1.52
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.74 39.90M 0.98
Nextera Energy Inc unit 09/01/2019 0.74 705096 55.50
Rti Intl Metals Inc note 1.625%10/1 0.72 33.77M 1.12
Royal Gold Inc conv 0.69 33.13M 1.10
Stanley Black & Decker Inc unit 05/15/2020 0.69 317640 114.36
Liberty Media Corp deb 3.500% 1/1 0.68 65.65M 0.55
Pra Group Inc conv 0.67 38.23M 0.92
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.66 36.48M 0.96
Servicenow Inc. note 0.66 21.66M 1.61
Cardtronics Inc note 1.000%12/0 0.66 37.61M 0.93
Tesla Motors Inc bond 0.64 30.09M 1.13
Cemex Sab De Cv conv 0.61 28.62M 1.12
Holx 2 12/15/43 0.60 26.35M 1.21
Biomarin Pharmaceutical Inc note 1.500%10/1 0.59 25.80M 1.20
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.57 24.91M 1.21
Starwood Property Trust Inc convertible security 0.56 29.47M 1.01
Starwood Ppty note 4.0% 1/15/ 0.55 25.82M 1.12
Cornerstone Ondemand Inc conv 0.54 28.05M 1.01
Nxp Semiconductors N V dbcv 1.000% 12/0 0.54 23.77M 1.21
Tesla Motors Inc bond 0.53 25.51M 1.10
Insulet Corp note 2.000% 6/1 0.53 22.12M 1.26
Broadsoft Inc note 1.000% 9/0 0.53 19.80M 1.40
Fireeye Series A convertible security 0.51 28.60M 0.95
Ctrip Com Intl Ltd note 1.250% 9/1 0.50 24.64M 1.08
Biomarin Pharma Inc convertible/ 0.50 26.00M 1.01
Proofpoint Inc dbcv 0.750% 6/1 0.49 20.78M 1.25
Broadsoft Inc. 1.5% 07/01/2018 conv 0.48 20.18M 1.25
Spirit Realty Capital Inc convertible cor 0.48 25.51M 1.00
Cypress Semiconductor Corp note 4.500% 1/1 0.48 19.29M 1.31
Colony Finl Inc note 5.00% 0.47 24.34M 1.03
Euronet Worldwide Inc Note 1.500%10/0 Added 0.47 18.32M 1.35
Dominion Resource pfd 0.45 472177 50.77
Old Republic Intl Corp note 0.42 17.52M 1.28
Calamp Corp convertible security 0.42 20.95M 1.07
Nuvasive Inc note 2.250% 3/1 0.42 19.58M 1.14
Jds Uniphase Corp conv 0.41 20.81M 1.05
Nevro Corp note 1.750% 6/0 0.41 18.03M 1.19
New York Cmnty Cap Tr V unit 99/99/9999 0.39 404832 50.69
National Health Invs Inc note 0.38 17.39M 1.15
Blackrock Capital Investment Note 5.000 6/1 Added 0.38 19.14M 1.05
Molina Healthcare Inc conv 0.37 15.57M 1.26
Starwood Waypoint Residentl note 3.000% 7/0 0.37 15.86M 1.24
Intercept Pharmas conv 0.37 24.77M 0.78
Salesforce.com Inc conv 0.36 13.66M 1.41
Qiagen stock 0.36 16.40M 1.16
Tcp Capital Corp convertible security 0.36 18.37M 1.04
Hologic Inc cnv 0.34 14.64M 1.21
Depomed Inc conv 0.34 24.11M 0.74
Sm Energy Co note 1.500% 7/0 0.34 19.13M 0.95
Welltower Inc 6.50% pfd prepet 0.33 273000 63.23
Anthem Inc conv pfd 0.32 327707 52.16
Kb Home note 0.30 15.03M 1.05
T Mobile Us Inc conv pfd ser a 0.30 159575 99.84
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.30 12.55M 1.28
Marriott Vacations Wrldwde C note 1.500% 9/1 0.30 15.00M 1.05
American Rlty Cap Pptys Inc note 3.000% 8/0 0.29 15.06M 1.01
Teva Pharm Finance Llc Cvt cv bnd 0.28 16.37M 0.90
Spirit Rlty Cap Inc New Note cb 0.28 14.60M 1.02
American Tower Corp cnv pfd 0.28 119401 122.55
Ryland Group note 0.27 11.69M 1.20
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.27 8.03M 1.77
Green Plains Inc conv bnd 0.27 13.66M 1.03
Medicines Company 2.750000 07/15/2023 bond 0.26 12.89M 1.05
Molina Healthcare Inc. conv 0.25 7.50M 1.74
Tesla Inc convertible security 0.23 9.91M 1.23
Oasis Pete Inc New Note 2.625% 9/1 bond 0.22 11.00M 1.07
Ak Steel Corp. conv 0.21 8.44M 1.34
American Rlty Cap Pptys Inc note 3.750%12/1 0.21 10.88M 1.04
Clovis Oncology Inc note 2.500% 9/1 0.21 7.13M 1.55
Wayfair Inc note 0.375% 9/0 0.21 11.30M 0.97
Cien 4 12/15/20 0.19 7.67M 1.33
Ares Capital Corporation convertible cor 0.19 9.79M 1.01
Microchip Technology Inc note 1.625% 2/1 0.17 5.25M 1.75
Horizon Global Corp note 2.750% 7/0 0.16 8.25M 1.03
Rpm International Inc convertible cor 0.15 6.71M 1.15
Nuance Communications 0.15 7.87M 1.00
Wpx Energy Inc pfd 0.15 150329 53.26
United Parcel Service (UPS) 0.14 63600 120.09
Nextera Energy Inc unit 08/31/2018 0.14 109771 66.20
Redwood Tr Inc note 4.750% 8/1 0.14 7.62M 1.00
priceline.com Incorporated (PCLN) 0.13 3820 1830.89
American Airls 0.13 150000 47.49
Keyw Holding Corp conv bd us 0.13 7.60M 0.93
Blackhawk Network Hldgs Inc note 1.500% 1/1 0.13 6.24M 1.12
Verizon Communications (VZ) 0.12 125000 49.49
General Motors Company (GM) 0.12 152000 40.38
Thrx 2 1/8 01/15/23 0.12 6.50M 0.98
Tree 0.12 26000 244.46
Wal-Mart Stores (WMT) 0.11 72876 78.15
Incyte Corporation (INCY) 0.11 50500 116.73
Merck & Co (MRK) 0.10 81000 64.02
Royal Gold Inc 0.10 60300 86.04
American Tower Reit 0.10 40000 136.68
Priceline.com debt 1.000% 3/1 0.10 2.69M 1.93
Lazard Ltd-cl A shs a 0.09 105000 45.22
Acorda Therap note 1.75% 6/15 0.09 5.00M 0.91
Emergent Biosolutions Inc conv 0.09 3.12M 1.44
Anadarko Petroleum Corp conv pfd 0.09 122489 39.55
Macy's (M) 0.08 200000 21.82
General Dynamics Corporation (GD) 0.08 20344 205.56
Walt Disney Company (DIS) 0.07 40000 98.58
Danaher Corp Del debt 0.07 1.20M 3.28
Eaton 0.07 50000 76.80
Lowe's Companies (LOW) 0.06 42000 79.93
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.06 300000 10.20
Morgan Stanley (MS) 0.05 55000 48.16
Bristol Myers Squibb Co dbcv 9/1 0.05 1.71M 1.63
Alza Corp sdcv 7/2 0.05 1.58M 1.79
Frontier Communications Corp pfd conv ser-a 0.05 144811 19.06
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.05 2.81M 1.03
Micron Technology (MU) 0.04 50000 39.34
Synchrony Financial 0.04 60000 31.05
Omnicare 0.04 1.76M 1.29
Dte Energy Co conv pfd 0.04 43500 54.11
Citrix Systems (CTXS) 0.03 19000 76.84
Union Pacific Corporation (UNP) 0.03 15544 115.99
Cemex SAB de CV (CX) 0.03 161000 9.08
SPDR Gold Trust (GLD) 0.03 15000 121.60
Seacor Holding Inc note 3.000 11/1 0.03 2.00M 0.90
Navistar Intl Corp conv 0.03 1.50M 1.10
Tpg Specialty Lending In conv 0.03 1.30M 1.04
Pfizer (PFE) 0.02 25000 35.72
Teva Pharmaceutical Industries (TEVA) 0.02 50000 17.60
Intel Corporation (INTC) 0.02 25000 38.08
Novellus Systems, Inc. note 2.625% 5/1 0.02 154000 5.50
Medidata Solutions Inc conv 0.02 617000 1.39
Sandisk Corp conv 0.02 801000 1.05
Quidel Corp note 3.250%12/1 0.02 795000 1.23
Tcp Cap Corp note 5.250%12/1 0.02 1.00M 1.05
Bank of America Corporation (BAC) 0.01 30000 25.33
Novartis AG (NVS) 0.01 7385 85.85
Goodyear Tire & Rubber Company (GT) 0.01 20000 33.25
UnitedHealth (UNH) 0.01 3926 195.87
Ford Motor Company (F) 0.01 50000 11.98
Advanced Micro Devices (AMD) 0.01 50000 12.76
Brunswick Corporation (BC) 0.01 5000 56.00
Key (KEY) 0.01 25000 18.84
United States Steel Corporation (X) 0.01 27500 25.67
Veeco Instruments (VECO) 0.01 20000 21.40
Allegheny Technologies Incorporated (ATI) 0.01 17500 23.89
Teradyne (TER) 0.01 10000 37.30
Arvinmeritor Inc frnt 4.000% 2/1 0.01 511000 1.17
Brookdale Senior Living note 0.01 298000 1.00
Clovis Oncology 0.01 5000 82.40
Wpx Energy 0.01 60000 11.50
Greenbrier Co Inc conv bnd 0.01 405000 1.37
Abbvie 0.01 5000 88.80
Bottomline Tech Del Inc note 1.500%12/0 0.01 594000 1.07
Nuance Communications Inc note 2.750%11/0 0.01 408000 1.00
Starwood Property Trust note 0.01 676000 1.08
Rwt 4 5/8 04/15/18 0.01 416000 0.96
Sprint 0.01 60000 7.78
Web Com Group Inc note 1.000% 8/1 0.01 721000 0.99
Twitter 0.01 15898 16.86
Endologix Inc note 2.250%12/1 0.01 610000 0.95
Flexion Therapeutics 0.01 15000 24.20
Workday Inc conv 0.01 320000 1.22
Synchronoss Technologies conv 0.01 336000 0.85
Akamai Technologies Inc Sr Cv zero coupon bonds 0.01 796000 0.98
Illumina Inc. 0.00% June 15, 2019 ccb 0.01 647000 0.96
Live Nation Entertainmen conv 0.01 348000 1.25
Zillow Group Inc Cl C Cap Stk stock 0.01 8420 40.26
Brocade Communications conv 0.01 432000 1.01
Technipfmc 0.01 11300 27.61
Inphi Corp note 1.125%12/0 0.01 460000 1.23
Veon 0.01 85300 4.19
IAC/InterActive (IACI) 0.00 1000 118.00
II-VI (IIVI) 0.00 4000 41.25
Apple Inc option 0.00 500 30.00
Bank Of America Corporation option 0.00 800 18.75
Chesapeake Energy Corp option 0.00 1500 4.00
Incyte Corp option 0.00 70 57.14
Ishares Tr Index option 0.00 500 16.00
Oracle Corp option 0.00 300 0.00
Spdr Gold Trust option 0.00 150 46.67
Spdr S&p 500 Etf Tr option 0.00 600 21.67
Teva Pharmaceutical Inds Ltd option 0.00 1700 4.12
Amazon Com Inc option 0.00 25 1960.00
At&t Inc option 0.00 1800 6.67
Teva Pharmaceutical Inds Ltd option 0.00 300 6.67
Wal Mart Stores Inc option 0.00 230 17.39
Micron Technology Inc 0.00 400 5.00
Biomarin Pharmaceutical Inc 0.00 150 53.33
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.00 10000 6.20
D Cemex Sab De Cv 0.00 203 19.70
Advanced Micro Devices Inc put 0.00 400 5.00
Akamai Technologies Inc call 0.00 300 43.33
Allegheny Technologies Inc put 0.00 175 11.43
Keycorp New put 0.00 250 0.00
Nabors Industries Ltd call 0.00 1000 41.00
Priceline Com Inc put 0.00 50 780.00
Depomed Inc Cmn Stock cmn 0.00 1000 98.00
Finisar Corcmn Stock cmn 0.00 100 20.00
Ii-vi Inc Cmn Stk cmn 0.00 400 10.00
Impax Laboratories Inc Cmn Stock cmn 0.00 806 100.50
Incyte Corp Cmn Stk cmn 0.00 100 70.00
Live Nation Entertainment Inc cmn 0.00 180 5.56
Microchip Technology Inc Cmn Stk cmn 0.00 120 50.00
Royal Gold Inc Cmn Stk cmn 0.00 200 475.00
Teradyne Inc Cmn Stk cmn 0.00 150 13.33
B2gold Corp Com 0.00 87000 2.80
Ctrip Com Intl Ltd put 0.00 300 6.67
Meritor Inc cmn 0.00 500 20.00
Chart Industries 2% conv 0.00 113000 0.87
Helix Energy Solutions note 0.00 265000 0.98
Wpx Energy Inc cmn 0.00 600 8.33
PALO ALTO NETWORKS Inc cmn 0.00 100 270.00
Servicenow Inc cmn 0.00 200 45.00
Abbvie 0.00 100 360.00
Green Plains Renewable Energ 0.00 500 16.00
Hci 0.00 200 10.00
Ptc Therapeutics I 0.00 10000 20.00
Hos Us conv 0.00 145000 0.51
Fireeye 0.00 15000 16.80
Seacor Holdings Inc note 2.500%12/1 0.00 191000 0.94
Twitter 0.00 500 14.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.00 235000 0.90
Fluidigm Corporation convertible cor 0.00 257000 0.56
Infinera Corporation dbcv 1.750% 6/0 0.00 45000 1.02
Scorpio Tankers Inc shs 0.00 1000 5.00
Forest City Enterprises conv 0.00 152000 1.04
Ctrip.com Inter Ltd. conv 0.00 134000 1.44
1,000% Sina 01.12.2018 note 0.00 230000 1.00
Ptc Therapeutics 0.00 100 60.00
Crown Castle Intl Cmn Stock cmn 0.00 70 100.00
Jarden Corp note 1.125% 3/1 0.00 7000 1.29
Encore Capital Group Inc note 0.00 42000 0.69
Homeaway Inc conv 0.00 175000 0.94
Flexion Therapeutics Inc call 0.00 250 244.00
Zillow Group Inc put 0.00 1100 20.00
Lendingtree Inc New call 0.00 100 520.00
Ferrari N V call 0.00 50 20.00
Ferrari N V put 0.00 110 72.73
Cinedigm 0.00 36666 1.45
Arconic Inc Com stock 0.00 2534 24.86
Arconic 0.00 1615 39.01
Helix Energy Solutions Grp I note 4.250% 5/0 0.00 5000 1.00
Altaba Inc put 0.00 500 18.00
Tapestry Inc opt 0.00 200 30.00