Altium Capital Management

Altium Capital Management as of March 31, 2021

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 124 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Curis Com New 2.4 $8.7M 772k 11.32
Verrica Pharmaceuticals 2.4 $8.5M 563k 15.15
Progenity 2.3 $8.3M 1.7M 4.76
Chardan Healthcr Acqstn 2 2.1 $7.6M 753k 10.05
Essa Pharma Com New (EPIX) 1.9 $6.7M 230k 29.05
Aldeyra Therapeutics (ALDX) 1.8 $6.5M 548k 11.88
Verastem 1.8 $6.4M 2.6M 2.47
Protagonist Therapeutics (PTGX) 1.7 $6.2M 238k 25.90
Bellus Health Com New 1.7 $6.0M 1.6M 3.84
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 1.6 $5.9M 275k 21.37
Syndax Pharmaceuticals (SNDX) 1.6 $5.7M 253k 22.36
Iveric Bio 1.5 $5.6M 903k 6.18
Caredx (CDNA) 1.5 $5.5M 81k 68.09
Crinetics Pharmaceuticals In (CRNX) 1.5 $5.5M 362k 15.28
Insulet Corporation (PODD) 1.5 $5.5M 21k 260.90
Sientra 1.5 $5.4M 739k 7.29
Ocular Therapeutix (OCUL) 1.5 $5.3M 326k 16.29
Aurinia Pharmaceuticals (AUPH) 1.5 $5.3M 409k 12.99
Nevro (NVRO) 1.5 $5.3M 38k 139.50
Travere Therapeutics (TVTX) 1.5 $5.3M 211k 24.97
Myriad Genetics (MYGN) 1.5 $5.2M 172k 30.45
Sutro Biopharma 1.4 $5.2M 227k 22.76
Nocturne Acquisition Corp Unit 02/25/2026 1.4 $5.0M 500k 10.00
Celsion Corp Com Par New 1.3 $4.8M 3.5M 1.38
Rhythm Pharmaceuticals (RYTM) 1.3 $4.7M 223k 21.27
Tcr2 Therapeutics Inc cs 1.3 $4.6M 209k 22.08
Forte Biosciences 1.3 $4.6M 135k 34.27
Mereo Biopharma Group Ads (MREO) 1.2 $4.2M 1.3M 3.37
Harpoon Therapeutics 1.2 $4.2M 200k 20.92
Eucrates Biomedical Acqu Cor Unit 10/23/2027 1.1 $4.0M 400k 10.01
Avadel Pharmaceuticals Sponsored Adr 1.1 $4.0M 441k 9.04
Arya Sciences Acquisition Com Cl A 1.1 $3.9M 286k 13.78
Avidity Biosciences Ord (RNA) 1.1 $3.9M 179k 21.81
Immatics SHS (IMTX) 1.1 $3.9M 345k 11.21
Insmed Com Par $.01 (INSM) 1.0 $3.8M 110k 34.06
Cytomx Therapeutics (CTMX) 1.0 $3.7M 483k 7.73
Constellation Pharmceticls I 1.0 $3.7M 159k 23.39
Immunovant (IMVT) 1.0 $3.7M 230k 16.04
Tff Pharmaceuticals 1.0 $3.7M 270k 13.57
Alpha Healthcare Acquistn Unit 09/21/2027 1.0 $3.4M 275k 12.49
New Age Beverages Corp 1.0 $3.4M 1.2M 2.86
Glaukos (GKOS) 1.0 $3.4M 41k 83.92
Arcutis Biotherapeutics (ARQT) 0.9 $3.3M 114k 28.93
Kalvista Pharmaceuticals (KALV) 0.9 $3.3M 128k 25.69
Chinook Therapeutics 0.9 $3.2M 206k 15.54
Infinity Pharmaceuticals (INFIQ) 0.9 $3.1M 972k 3.23
Illumina (ILMN) 0.9 $3.1M 8.0k 384.00
Inflarx Nv (IFRX) 0.8 $3.0M 775k 3.90
Globus Med Cl A (GMED) 0.8 $3.0M 49k 61.66
Intra Cellular Therapies (ITCI) 0.8 $3.0M 88k 33.93
Intersect Ent 0.8 $3.0M 142k 20.88
Morphic Hldg (MORF) 0.8 $2.9M 47k 63.28
Eyepoint Pharmaceuticals Com New (EYPT) 0.8 $2.9M 289k 10.16
NuVasive 0.8 $2.8M 43k 65.56
Gemini Therapeutics 0.8 $2.8M 204k 13.55
Phasebio Pharmaceuticals 0.7 $2.7M 775k 3.46
Dyne Therapeutics (DYN) 0.7 $2.6M 167k 15.53
Conformis 0.7 $2.6M 2.6M 0.99
Helix Acquisition Corp Com Cl A 0.7 $2.6M 250k 10.20
Profound Med Corp Com New (PROF) 0.7 $2.5M 126k 20.14
Turmeric Acquisition Corp Unit 10/08/2025 0.7 $2.5M 254k 10.00
Lifesci Acquisition Ii Corp 0.7 $2.5M 250k 10.14
Consonance Hfw Acquisition C Unit 99/99/9999 0.7 $2.4M 250k 9.76
Sarissa Capital Acquisitn Unit 10/23/2027 0.7 $2.4M 225k 10.83
Cytokinetics Com New (CYTK) 0.7 $2.4M 103k 23.26
Ocuphire Pharma (IRD) 0.6 $2.3M 397k 5.81
Wave Life Sciences SHS (WVE) 0.6 $2.2M 399k 5.61
Mei Pharma Com New 0.6 $2.2M 638k 3.43
Varex Imaging (VREX) 0.6 $2.2M 106k 20.49
Adamas Pharmaceuticals 0.6 $2.2M 450k 4.80
Seres Therapeutics 0.6 $2.2M 105k 20.59
Aeglea Biotherapeutics 0.6 $2.1M 268k 7.92
Pyxis Tankers 0.6 $2.1M 2.0M 1.03
Calithera Biosciences 0.6 $2.1M 854k 2.42
Healthcor Catalio Acqu Corp Cl A Shs 0.6 $2.0M 200k 10.00
Coherus Biosciences (CHRS) 0.6 $2.0M 137k 14.61
Fs Development Corp Ii Com Cl A 0.6 $2.0M 200k 9.96
Jiya Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.84
Yumanity Therapeutics 0.5 $2.0M 109k 18.10
Magenta Therapeutics 0.5 $1.9M 164k 11.84
Landcadia Holdings Iii Com Cl A 0.5 $1.9M 192k 10.01
Haemonetics Corporation (HAE) 0.5 $1.9M 17k 111.01
Ace Convergence Acqu Corp Cl A 0.5 $1.9M 189k 9.97
Castle Biosciences (CSTL) 0.5 $1.9M 27k 68.45
Adicet Bio 0.5 $1.9M 142k 13.08
Salarius Pharmaceuticals Com New 0.5 $1.9M 1.3M 1.48
Eiger Biopharmaceuticals 0.5 $1.7M 198k 8.85
Cti Biopharma 0.5 $1.7M 589k 2.91
Neuronetics (STIM) 0.5 $1.7M 138k 12.37
Brainsway Sponsored Ads (BWAY) 0.4 $1.6M 180k 9.03
Exagen (XGN) 0.4 $1.5M 87k 17.50
Cm Life Sciences Com Cl A 0.4 $1.5M 100k 14.89
Oncternal Therapeutics 0.4 $1.5M 176k 8.32
Vallon Pharmaceuticals 0.4 $1.4M 300k 4.64
Larimar Therapeutics (LRMR) 0.4 $1.4M 93k 14.61
Bctg Acquisition Corp 0.4 $1.3M 120k 11.12
Tailwind Acquisition Corp Com Cl A 0.4 $1.3M 128k 9.92
Viewray (VRAYQ) 0.3 $1.3M 289k 4.35
Gigcapital4 Unit 99/99/9999 0.3 $1.2M 125k 9.87
Bcls Acquisition Corp Com Cl A 0.3 $1.1M 100k 10.57
Fat Brands *w Exp 06/30/202 (FATBW) 0.3 $1.1M 300k 3.52
Roth Ch Acquisition Ii Unit 12/11/2025 0.3 $1.1M 100k 10.54
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.3 $1.0M 100k 10.47
Ajax I Cl A Ord 0.3 $1.0M 100k 10.26
Qell Acquisition Corp Cl A 0.3 $1.0M 100k 10.18
Supernova Partners Acquisiti Com Cl A 0.3 $1.0M 100k 10.11
Motive Capital Corp Shs Cl A 0.3 $1.0M 102k 9.80
Citic Capital Acquisition Com Cl A 0.3 $1.0M 100k 10.00
Firstmark Horizon Acquisitio Cl A Com 0.3 $1.0M 100k 10.00
Omega Alpha Spac Cl A 0.3 $990k 100k 9.90
Syros Pharmaceuticals 0.3 $948k 127k 7.48
Celldex Therapeutics Com New (CLDX) 0.3 $927k 45k 20.59
Vincerx Pharma *w Exp 12/24/202 0.2 $870k 215k 4.04
Chardan Healthcr Acqstn 2 *w Exp 03/05/202 0.2 $688k 732k 0.94
Briacell Therapeutics Corp *w Exp 02/24/202 (BCTXW) 0.1 $535k 500k 1.07
Catalyst Biosciences Com New 0.1 $453k 90k 5.04
Verb Techn 0.1 $394k 281k 1.40
Cm Life Sciences *w Exp 09/04/202 0.1 $345k 67k 5.18
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $288k 98k 2.95
Genprex 0.1 $263k 61k 4.32
Evaxion Biotech A S Ads 0.0 $146k 25k 5.91
Amplitude Hlthcre Aqustin *w Exp 12/01/202 0.0 $133k 163k 0.82
Health Sciences Acq Corp 2 Ord Shs 0.0 $112k 10k 11.20
Galileo Acquisition Corp *w Exp 10/31/202 0.0 $110k 200k 0.55