Altium Capital Management

Altium Capital Management as of June 30, 2021

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 135 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1847 Goedeker *w Exp 99/99/999 (POLWQ) 3.4 $15M 6.9M 2.14
Xtant Med Hldgs Com New (XTNT) 3.1 $14M 8.3M 1.63
Protagonist Therapeutics (PTGX) 2.9 $13M 282k 44.88
Crinetics Pharmaceuticals In (CRNX) 2.3 $10M 533k 18.85
Aldeyra Therapeutics (ALDX) 2.3 $9.8M 864k 11.33
Cti Biopharma 2.1 $9.2M 3.7M 2.50
Kaleyra 1.8 $7.8M 640k 12.24
Chardan Healthcr Acqstn 2 1.7 $7.5M 754k 9.96
Palisade Bio 1.7 $7.4M 1.8M 4.07
Verastem 1.6 $7.0M 1.7M 4.07
Curis Com New 1.6 $6.7M 829k 8.07
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 1.5 $6.6M 240k 27.64
Arcutis Biotherapeutics (ARQT) 1.5 $6.3M 231k 27.29
Essa Pharma Com New (EPIX) 1.4 $6.1M 214k 28.57
Electrocore 1.4 $6.0M 5.0M 1.19
Verrica Pharmaceuticals 1.4 $5.9M 525k 11.30
Chinook Therapeutics 1.4 $5.9M 417k 14.12
Syros Pharmaceuticals 1.4 $5.9M 1.1M 5.45
Caredx (CDNA) 1.3 $5.8M 63k 91.51
Insmed Com Par $.01 (INSM) 1.3 $5.8M 203k 28.46
Iveric Bio 1.3 $5.7M 903k 6.31
Bellus Health Com New 1.3 $5.6M 1.8M 3.11
Globus Med Cl A (GMED) 1.3 $5.5M 71k 77.53
Cytomx Therapeutics (CTMX) 1.3 $5.5M 862k 6.33
Myriad Genetics (MYGN) 1.2 $5.2M 171k 30.58
Mei Pharma Com New 1.2 $5.2M 1.8M 2.85
Castle Biosciences (CSTL) 1.2 $5.1M 69k 73.33
Nocturne Acquisition Corp Ordinary Shares 1.1 $4.9M 500k 9.86
Sientra 1.1 $4.8M 606k 7.96
Cerus Corporation (CERS) 1.1 $4.8M 814k 5.91
Insulet Corporation (PODD) 1.1 $4.7M 17k 274.53
Avidity Biosciences Ord (RNA) 1.1 $4.7M 189k 24.71
Nevro (NVRO) 1.0 $4.5M 27k 165.80
Briacell Therapeutics Corp Com New 1.0 $4.3M 800k 5.33
Aurinia Pharmaceuticals (AUPH) 1.0 $4.3M 329k 12.96
Aeglea Biotherapeutics 1.0 $4.2M 610k 6.96
Immatics SHS (IMTX) 0.9 $4.0M 345k 11.61
Inspire Med Sys (INSP) 0.9 $4.0M 21k 193.27
Mereo Biopharma Group Ads (MREO) 0.9 $4.0M 1.3M 3.17
Eucrates Biomedical Acqu Cor SHS 0.9 $3.9M 400k 9.85
Varex Imaging (VREX) 0.9 $3.8M 141k 26.82
Illumina (ILMN) 0.9 $3.8M 8.0k 473.25
Natera (NTRA) 0.9 $3.8M 33k 113.54
Ocular Therapeutix (OCUL) 0.8 $3.6M 256k 14.18
Immunovant (IMVT) 0.8 $3.5M 335k 10.57
Igm Biosciences (IGMS) 0.8 $3.5M 43k 83.21
Haemonetics Corporation (HAE) 0.8 $3.5M 53k 66.64
Nanostring Technologies (NSTGQ) 0.8 $3.5M 55k 64.79
Dyne Therapeutics (DYN) 0.8 $3.5M 167k 21.04
Celcuity (CELC) 0.8 $3.5M 145k 24.00
Profound Med Corp Com New (PROF) 0.8 $3.4M 210k 16.36
Tcr2 Therapeutics Inc cs 0.8 $3.4M 209k 16.41
Glaukos (GKOS) 0.8 $3.4M 40k 84.83
Repro-Med Systems (KRMD) 0.8 $3.4M 729k 4.63
Cardiff Oncology (CRDF) 0.8 $3.3M 502k 6.65
Eyepoint Pharmaceuticals Com New (EYPT) 0.8 $3.3M 371k 8.99
Theravance Biopharma (TBPH) 0.7 $3.2M 220k 14.52
Intersect Ent 0.7 $3.1M 183k 17.09
Celldex Therapeutics Com New (CLDX) 0.7 $3.1M 93k 33.44
Avadel Pharmaceuticals Sponsored Adr 0.7 $3.0M 441k 6.73
Neuronetics (STIM) 0.7 $3.0M 185k 16.02
Xenon Pharmaceuticals (XENE) 0.7 $2.9M 155k 18.62
Phasebio Pharmaceuticals 0.7 $2.9M 775k 3.72
Alpha Healthcare Acquistn Cl A 0.6 $2.8M 275k 10.19
Infinity Pharmaceuticals (INFIQ) 0.6 $2.8M 934k 2.99
Kalvista Pharmaceuticals (KALV) 0.6 $2.7M 112k 23.96
Helix Acquisition Corp Com Cl A 0.6 $2.6M 250k 10.35
Turmeric Acquisition Corp Cl A 0.6 $2.5M 254k 9.89
Lifesci Acquisition Ii Corp 0.6 $2.5M 250k 10.00
Seres Therapeutics 0.6 $2.5M 105k 23.85
Travere Therapeutics (TVTX) 0.6 $2.5M 171k 14.59
Adamas Pharmaceuticals 0.6 $2.5M 471k 5.28
Regenxbio Inc equity us cm (RGNX) 0.6 $2.4M 62k 38.85
Rti Biologics 0.6 $2.4M 1.7M 1.39
Sarissa Capital Acquisitn Unit 10/23/2027 0.5 $2.3M 225k 10.42
Morphic Hldg (MORF) 0.5 $2.3M 41k 57.40
Fulcrum Therapeutics (FULC) 0.5 $2.2M 214k 10.48
Fat Brands *w Exp 07/16/202 (FATBW) 0.5 $2.2M 234k 9.54
Galera Therapeutics (GRTX) 0.5 $2.2M 220k 9.83
Cara Therapeutics 0.5 $2.1M 150k 14.27
Rhythm Pharmaceuticals (RYTM) 0.5 $2.1M 105k 19.58
Tarsus Pharmaceuticals (TARS) 0.5 $2.0M 71k 28.98
Lakeshore Acquisition I Corp Unit 06/04/2026 0.5 $2.0M 200k 10.22
Giginternational1 Unit 05/19/2026 0.5 $2.0M 200k 10.04
Fs Development Corp Ii Com Cl A 0.5 $2.0M 200k 9.98
Jiya Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.94
Healthcor Catalio Acqu Corp Cl A Shs 0.5 $2.0M 200k 9.85
Second Sight Med Prods Com New 0.4 $1.8M 374k 4.94
Im Cannabis Corp Com New 0.4 $1.7M 322k 5.31
Eiger Biopharmaceuticals 0.4 $1.7M 198k 8.52
CVRX (CVRX) 0.4 $1.7M 60k 28.00
Cytokinetics Com New (CYTK) 0.4 $1.7M 84k 19.80
Kiromic Biopharma 0.4 $1.6M 334k 4.81
Purecycle Technologies *w Exp 01/28/202 (PCTTW) 0.4 $1.6M 131k 12.22
Portage Biotech 0.4 $1.6M 75k 20.96
Adicet Bio 0.3 $1.5M 142k 10.29
Yumanity Therapeutics 0.3 $1.4M 124k 11.65
Vincerx Pharma Com New 0.3 $1.4M 108k 12.99
Eloxx Pharmaceuticals 0.3 $1.3M 670k 1.99
Tailwind Acquisition Corp Com Cl A 0.3 $1.3M 128k 9.97
Ajax I Cl A Ord 0.3 $1.2M 125k 9.96
Citic Capital Acquisition Com Cl A 0.3 $1.1M 111k 9.91
Achieve Life Sciences (ACHV) 0.3 $1.1M 122k 8.98
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.2 $1.1M 100k 10.72
Bcls Acquisition Corp Com Cl A 0.2 $1.1M 100k 10.53
Irhythm Technologies (IRTC) 0.2 $1.0M 15k 66.36
Motive Capital Corp Shs Cl A 0.2 $998k 102k 9.77
Qell Acquisition Corp Cl A 0.2 $995k 100k 9.95
Omega Alpha Spac Cl A 0.2 $995k 100k 9.95
Firstmark Horizon Acquisitio Cl A Com 0.2 $993k 100k 9.93
Supernova Partners Acquisiti Com Cl A 0.2 $993k 100k 9.93
Cocrystal Pharma Inc Com Par 0.2 $970k 776k 1.25
Inmune Bio Ord (INMB) 0.2 $918k 52k 17.57
Hepion Pharmaceuticals 0.2 $883k 446k 1.98
Vallon Pharmaceuticals 0.2 $878k 161k 5.44
Coliseum Acquisition Corp Unit 04/02/2028 (MITAU) 0.2 $840k 85k 9.88
Oncternal Therapeutics 0.2 $818k 172k 4.75
Alpha Teknova (TKNO) 0.1 $593k 25k 23.72
Colombier Acquisition Corp Unit 99/99/9999 0.1 $496k 50k 9.92
Ace Convergence Acqu Corp Cl A 0.1 $483k 49k 9.95
Inflarx Nv (IFRX) 0.1 $479k 161k 2.97
Chardan Healthcr Acqstn 2 *w Exp 03/05/202 0.1 $469k 732k 0.64
Alpha Healthcare Acquistn *w Exp 09/21/202 0.1 $385k 138k 2.80
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) 0.1 $378k 600k 0.63
Briacell Therapeutics Corp *w Exp 02/24/202 (BCTXW) 0.1 $377k 210k 1.80
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $335k 98k 3.44
Inhibikase Therapeutics 0.1 $307k 110k 2.80
Red Cat Hldgs (RCAT) 0.1 $266k 102k 2.60
Nocturne Acquisition Corp Right 12/26/2025 0.0 $190k 500k 0.38
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $139k 133k 1.04
Synchronoss Technologies 0.0 $117k 33k 3.60
Health Sciences Acq Corp 2 Ord Shs 0.0 $102k 10k 10.20
Better Choice 0.0 $86k 20k 4.30
Turmeric Acquisition Corp *w Exp 10/08/202 0.0 $78k 85k 0.92
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $9.0k 10k 0.90