Altium Capital Management

Altium Capital Management as of Dec. 31, 2021

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 133 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics (ESPR) 3.5 $13M 2.5M 5.00
Protagonist Therapeutics (PTGX) 3.3 $12M 346k 34.20
Bellus Health Com New 3.2 $12M 1.5M 8.05
Bicycle Therapeutics Sponsored Ads (BCYC) 2.9 $11M 172k 60.87
Crinetics Pharmaceuticals In (CRNX) 2.6 $9.4M 331k 28.41
Chinook Therapeutics 2.5 $8.9M 545k 16.31
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 2.2 $7.9M 272k 28.89
1847 Goedeker *w Exp 99/99/999 (POLWQ) 2.0 $7.4M 6.1M 1.21
Pepperlime Health Acqustn Class A Ord Shs 2.0 $7.2M 735k 9.80
Keros Therapeutics (KROS) 1.9 $6.8M 116k 58.51
Illumina (ILMN) 1.8 $6.7M 18k 380.46
Immatics SHS (IMTX) 1.7 $6.3M 470k 13.44
Nanostring Technologies (NSTGQ) 1.7 $6.2M 147k 42.23
Cymabay Therapeutics 1.6 $5.9M 1.8M 3.38
Iovance Biotherapeutics Call Option (IOVA) 1.6 $5.7M 300k 19.09
Insmed Com Par $.01 (INSM) 1.5 $5.5M 203k 27.24
Iveric Bio 1.5 $5.5M 329k 16.72
Cti Biopharma 1.5 $5.4M 2.2M 2.48
Avidity Biosciences Ord (RNA) 1.5 $5.3M 225k 23.77
Inspire Med Sys (INSP) 1.5 $5.3M 23k 230.04
Myriad Genetics (MYGN) 1.4 $5.2M 190k 27.60
Qiagen Nv Shs New 1.4 $5.2M 93k 55.58
Nocturne Acquisition Corp Ordinary Shares (MBTC) 1.4 $5.0M 500k 10.00
Quidel Corporation 1.4 $5.0M 37k 135.00
Essa Pharma Com New (EPIX) 1.4 $4.9M 345k 14.20
Celldex Therapeutics Com New (CLDX) 1.3 $4.9M 126k 38.64
Ocular Therapeutix (OCUL) 1.3 $4.8M 695k 6.97
Adma Biologics (ADMA) 1.3 $4.7M 3.3M 1.41
Relmada Therapeutics (RLMD) 1.3 $4.6M 206k 22.53
Verastem 1.3 $4.6M 2.3M 2.05
Adicet Bio (ACET) 1.3 $4.6M 263k 17.49
Travere Therapeutics (TVTX) 1.2 $4.4M 141k 31.04
Kaleyra 1.2 $4.4M 434k 10.04
Globus Med Cl A (GMED) 1.2 $4.3M 59k 72.20
Curis Com New 1.1 $3.9M 829k 4.76
Eucrates Biomedical Acqu Cor SHS 1.1 $3.9M 400k 9.76
Syros Pharmaceuticals 1.0 $3.8M 1.2M 3.26
Glaukos (GKOS) 1.0 $3.6M 81k 44.44
Avadel Pharmaceuticals Sponsored Adr (AVDL) 1.0 $3.6M 441k 8.08
Xtant Med Hldgs Com New (XTNT) 1.0 $3.5M 6.2M 0.56
EXACT Sciences Corporation (EXAS) 0.9 $3.4M 44k 77.84
Nevro (NVRO) 0.9 $3.4M 42k 81.07
Profound Med Corp Com New (PROF) 0.9 $3.4M 300k 11.23
Pardes Biosciences 0.9 $3.3M 200k 16.37
Natera (NTRA) 0.9 $3.3M 35k 93.40
Sientra 0.9 $3.2M 866k 3.67
Cerus Corporation (CERS) 0.9 $3.2M 465k 6.81
Immunic (IMUX) 0.8 $3.0M 317k 9.57
Renovacor 0.8 $3.0M 389k 7.70
Repro-Med Systems (KRMD) 0.8 $3.0M 996k 3.00
InfuSystem Holdings (INFU) 0.8 $3.0M 175k 17.03
Alphatec Hldgs Com New (ATEC) 0.8 $2.9M 255k 11.43
Harbor Custom Development In 8% Conv Pfd Sr A (HCDPQ) 0.8 $2.9M 185k 15.68
Cytomx Therapeutics (CTMX) 0.8 $2.9M 664k 4.33
Morphic Hldg (MORF) 0.8 $2.8M 60k 47.38
Eyepoint Pharmaceuticals Com New (EYPT) 0.8 $2.8M 225k 12.24
Turmeric Acquisition Corp Cl A 0.7 $2.5M 254k 9.82
Helix Acquisition Corp Com Cl A 0.7 $2.5M 250k 9.89
Staar Surgical Com Par $0.01 (STAA) 0.7 $2.4M 26k 91.31
Legend Biotech Corp Sponsored Ads (LEGN) 0.6 $2.3M 50k 46.62
Sarissa Capital Acquisitn Cl A 0.6 $2.2M 225k 9.79
Tg Venture Acquisition Corp Unit 08/15/2028 0.6 $2.1M 200k 10.25
Madrigal Pharmaceuticals (MDGL) 0.6 $2.0M 24k 84.75
Cardiff Oncology (CRDF) 0.6 $2.0M 337k 6.01
GigInternational1 0.5 $2.0M 200k 9.93
Dyne Therapeutics (DYN) 0.5 $2.0M 167k 11.89
Lakeshore Acquisition I Corp Ordinary Shares 0.5 $2.0M 200k 9.86
Chavant Capital Acquisitn Ordinary Shares 0.5 $2.0M 200k 9.84
Jiya Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.77
89bio (ETNB) 0.5 $1.9M 148k 13.07
Celcuity (CELC) 0.5 $1.9M 145k 13.19
Viq Solutions Com New (VQSSF) 0.5 $1.6M 705k 2.33
Global Blood Therapeutics In 0.4 $1.6M 54k 29.28
Digital Health Acquisition C Unit 11/02/2026 (DHACU) 0.4 $1.5M 150k 10.24
Fat Brands *w Exp 07/16/202 (FATBW) 0.4 $1.5M 227k 6.75
Hillman Solutions Corp (HLMN) 0.4 $1.5M 142k 10.75
Ault Disruptive Techs Corp Unit 99/99/9999 (ADRT.U) 0.4 $1.5M 150k 10.13
Flux Pwr Hldgs Com New (FLUX) 0.4 $1.5M 346k 4.29
Kalvista Pharmaceuticals (KALV) 0.4 $1.5M 112k 13.23
Muscle Maker (SDOT) 0.4 $1.4M 2.0M 0.72
Aeglea Biotherapeutics 0.4 $1.4M 294k 4.75
Eiger Biopharmaceuticals 0.4 $1.4M 261k 5.19
Context Therapeutics (CNTX) 0.4 $1.3M 494k 2.66
Tailwind Acquisition Corp Com Cl A 0.3 $1.3M 128k 9.84
Citic Capital Acquisition Com Cl A 0.3 $1.1M 111k 10.01
Rezolute Com New (RZLT) 0.3 $1.1M 230k 4.78
Motive Capital Corp Shs Cl A 0.3 $1.0M 102k 9.84
Opy Acquisition Corp I Unit 09/22/2026 0.3 $1.0M 100k 10.00
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.3 $992k 100k 9.92
Industrial Human Capital 0.3 $992k 100k 9.92
Firstmark Horizon Acquisitio Cl A Com 0.3 $989k 100k 9.89
Bcls Acquisition Corp Com Cl A 0.3 $980k 100k 9.80
Omega Alpha Spac Cl A 0.3 $977k 100k 9.77
Achieve Life Sciences (ACHV) 0.3 $949k 122k 7.78
Doubledown Interactive Co Lt Ads (DDI) 0.3 $944k 61k 15.51
Bridgebio Pharma Call Option (BBIO) 0.2 $906k 54k 16.69
Connect Biopharma Hldgs Ads (CNTB) 0.2 $901k 175k 5.15
Verrica Pharmaceuticals (VRCA) 0.2 $897k 98k 9.16
Coliseum Acquisition Corp Class A Ord Shs (MITA) 0.2 $826k 85k 9.72
Stryve Foods Class A Com 0.2 $640k 162k 3.95
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 0.1 $501k 650k 0.77
Colombier Acquisition Corp Cl A 0.1 $482k 50k 9.64
Icad Com New (ICAD) 0.1 $460k 64k 7.20
Immix Biopharma (IMMX) 0.1 $436k 122k 3.56
Palisade Bio 0.1 $434k 334k 1.30
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $428k 98k 4.39
Renovacor *w Exp 99/99/999 0.1 $417k 732k 0.57
Mdxhealth Sa Sponsored Ads 0.1 $344k 36k 9.51
Helius Med Technologies Com Cl A New 0.1 $254k 49k 5.20
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) 0.1 $234k 600k 0.39
Cingulate Common Stock 0.1 $232k 84k 2.76
Agilethought Class A Com (AGILQ) 0.1 $225k 48k 4.72
My Size Com New 0.1 $210k 417k 0.50
Nocturne Acquisition Corp Right 12/26/2025 (MBTCR) 0.1 $200k 500k 0.40
Cingulate *w Exp 12/03/202 (CINGW) 0.1 $192k 270k 0.71
Nexgel *w Exp 12/01/202 (NXGLW) 0.1 $182k 225k 0.81
Pepperlime Health Acqustn *w Exp 10/01/202 0.0 $165k 368k 0.45
Surgepays *w Exp 10/22/202 (SURGW) 0.0 $161k 250k 0.64
Nls Pharmaceutics *w Exp 09/25/202 (NLSPW) 0.0 $146k 200k 0.73
Lakeshore Acquisition I Corp *w Exp 07/15/202 0.0 $116k 150k 0.77
Health Sciences Acq Corp 2 Ord Shs 0.0 $101k 10k 10.10
Surrozen *w Exp 08/01/203 (SRZNW) 0.0 $95k 82k 1.16
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $77k 133k 0.58
Nexgel (NXGL) 0.0 $75k 29k 2.63
Chavant Capital Acquisitn *w Exp 99/99/999 0.0 $74k 150k 0.49
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $71k 75k 0.95
Reservoir Media *w Exp 08/26/202 (RSVRW) 0.0 $70k 50k 1.40
Turmeric Acquisition Corp *w Exp 10/08/202 0.0 $51k 85k 0.60
Industrial Human Capital *w Exp 11/27/202 0.0 $38k 100k 0.38
Giginternational1 *w Exp 04/19/202 0.0 $29k 50k 0.58
Coliseum Acquisition Corp *w Exp 08/22/202 (MITAW) 0.0 $23k 28k 0.81
Colombier Acquisition Corp *w Exp 99/99/999 0.0 $9.0k 17k 0.54
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $3.0k 10k 0.30