Annex Advisory Services, LLC, d/b/a Annex Wealth Management

Annex Advisory Services as of Sept. 30, 2013

Portfolio Holdings for Annex Advisory Services

Annex Advisory Services holds 97 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 9.5 $20M 232k 87.65
Rydex S&P Equal Weight ETF 8.1 $17M 266k 65.20
Vanguard REIT ETF (VNQ) 7.3 $16M 237k 66.14
Pimco Total Return Etf totl (BOND) 6.0 $13M 122k 105.87
Vanguard Dividend Appreciation ETF (VIG) 5.8 $13M 179k 69.61
Vanguard Information Technology ETF (VGT) 5.2 $11M 138k 80.70
Energy Select Sector SPDR (XLE) 4.8 $10M 123k 82.91
WisdomTree Emerging Markets Eq (DEM) 4.6 $9.8M 190k 51.69
Vanguard Charlotte Fds intl bd idx etf (BNDX) 4.4 $9.5M 191k 49.65
iShares S&P SmallCap 600 Index (IJR) 3.6 $7.7M 78k 99.81
Vanguard High Dividend Yield ETF (VYM) 3.0 $6.3M 110k 57.49
Health Care SPDR (XLV) 2.9 $6.3M 125k 50.59
iShares Russell 1000 Growth Index (IWF) 2.6 $5.6M 71k 78.21
Vanguard FTSE All-World ex-US ETF (VEU) 2.4 $5.1M 106k 48.60
iShares Dow Jones US Financial (IYF) 2.1 $4.5M 61k 73.28
iShares Russell 1000 Value Index (IWD) 2.1 $4.4M 51k 86.20
iShares S&P MidCap 400 Index (IJH) 1.8 $3.9M 31k 124.14
iShares S&P 500 Index (IVV) 1.7 $3.7M 22k 168.91
PowerShares Preferred Portfolio 1.2 $2.5M 181k 13.69
Powershares Etf Tr Ii s^p500 low vol 0.8 $1.8M 59k 31.21
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $1.7M 18k 91.58
SPDR KBW Regional Banking (KRE) 0.8 $1.6M 45k 35.64
SPDR Gold Trust (GLD) 0.7 $1.6M 12k 128.19
Spdr S&p 500 Etf (SPY) 0.7 $1.5M 9.0k 168.00
Ishares High Dividend Equity F (HDV) 0.6 $1.4M 21k 66.29
iShares Russell 2000 Index (IWM) 0.6 $1.3M 13k 106.59
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.6 $1.3M 12k 113.54
SPDR Dow Jones Industrial Average ETF (DIA) 0.6 $1.3M 8.7k 151.01
Chevron Corporation (CVX) 0.6 $1.2M 10k 121.47
WisdomTree Dividend ex-Fin Fund (AIVL) 0.6 $1.2M 19k 63.62
iShares Dow Jones US Real Estate (IYR) 0.5 $1.1M 18k 63.77
Apple (AAPL) 0.5 $1.1M 2.4k 476.51
Consumer Staples Select Sect. SPDR (XLP) 0.5 $1.1M 28k 39.81
Johnson Controls 0.5 $1.1M 26k 41.49
McDonald's Corporation (MCD) 0.5 $1.0M 11k 96.23
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.5 $987k 8.1k 121.28
iShares Russell 2000 Value Index (IWN) 0.4 $862k 9.4k 91.68
Wisconsin Energy Corporation 0.4 $843k 21k 40.40
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.4 $812k 7.8k 104.52
Vanguard Emerging Markets ETF (VWO) 0.4 $822k 21k 40.13
iShares Russell 2000 Growth Index (IWO) 0.4 $795k 6.3k 125.81
Consumer Discretionary SPDR (XLY) 0.3 $722k 12k 60.63
Vanguard Small-Cap ETF (VB) 0.3 $706k 6.9k 102.51
iShares Gold Trust 0.3 $630k 49k 12.90
Ishares Tr s^p aggr all (AOA) 0.3 $601k 14k 41.99
UnitedHealth (UNH) 0.3 $589k 8.2k 71.55
Schwab U S Broad Market ETF (SCHB) 0.3 $569k 14k 41.12
Exxon Mobil Corporation (XOM) 0.3 $550k 6.4k 86.07
iShares Russell 1000 Index (IWB) 0.3 $564k 6.0k 94.19
General Electric Company 0.2 $517k 22k 23.90
ProShares Ultra Russell2000 (UWM) 0.2 $523k 7.2k 72.89
iShares Dow Jones Select Dividend (DVY) 0.2 $514k 7.8k 66.30
iShares Dow Jones US Tele (IYZ) 0.2 $469k 17k 27.56
Sch Us Mid-cap Etf etf (SCHM) 0.2 $481k 14k 34.59
SPDR S&P Dividend (SDY) 0.2 $439k 6.4k 68.95
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $422k 4.2k 101.42
Fiserv (FI) 0.2 $412k 4.1k 101.03
iShares Dow Jones US Healthcare (IYH) 0.2 $402k 3.8k 106.91
Abbvie (ABBV) 0.2 $409k 9.2k 44.69
Wells Fargo & Company (WFC) 0.2 $377k 9.1k 41.31
Baxter International (BAX) 0.2 $360k 5.5k 65.78
International Business Machines (IBM) 0.2 $356k 1.9k 185.42
Alliant Energy Corporation (LNT) 0.2 $341k 6.9k 49.54
Technology SPDR (XLK) 0.2 $348k 11k 32.08
Pepsi (PEP) 0.1 $328k 4.1k 79.42
Market Vectors Gold Miners ETF 0.1 $332k 13k 25.05
Financial Select Sector SPDR (XLF) 0.1 $329k 17k 19.88
Vanguard Growth ETF (VUG) 0.1 $327k 3.9k 84.69
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $315k 8.7k 36.21
iShares Dow Jones US Energy Sector (IYE) 0.1 $315k 6.7k 47.16
Proshares Tr ultr 7-10 trea (UST) 0.1 $316k 6.1k 51.88
iShares MSCI EAFE Index Fund (EFA) 0.1 $307k 4.8k 63.77
Abbott Laboratories (ABT) 0.1 $269k 8.1k 33.17
Oracle Corporation (ORCL) 0.1 $277k 8.4k 33.17
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.1 $273k 3.5k 77.89
At&t (T) 0.1 $253k 7.5k 33.82
iShares Dow Jones US Technology (IYW) 0.1 $248k 3.1k 78.81
ConocoPhillips (COP) 0.1 $246k 3.5k 69.39
Google 0.1 $226k 258.00 875.97
iShares Lehman Aggregate Bond (AGG) 0.1 $228k 2.1k 106.99
Hsbc Hldgs Plc adr a 1/40pf a 0.1 $244k 9.9k 24.65
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $235k 6.2k 37.98
Fidelity National Information Services (FIS) 0.1 $220k 4.7k 46.44
Johnson & Johnson (JNJ) 0.1 $209k 2.4k 86.61
Pfizer (PFE) 0.1 $223k 7.8k 28.71
Verizon Communications (VZ) 0.1 $214k 4.6k 46.69
Aegon 0.1 $206k 8.9k 23.15
Visa (V) 0.1 $217k 1.1k 190.85
Vanguard Total Bond Market ETF (BND) 0.1 $210k 2.6k 80.99
iShares S&P Growth Allocation Fund (AOR) 0.1 $221k 6.0k 36.86
Schwab Strategic Tr us reit etf (SCHH) 0.1 $218k 7.0k 30.93
AllianceBernstein Income Fund 0.1 $173k 25k 7.04
Bank of America Corporation (BAC) 0.1 $147k 11k 13.79
Credit Suisse AM Inc Fund (CIK) 0.0 $76k 21k 3.67
Credit Suisse High Yield Bond Fund (DHY) 0.0 $47k 16k 3.02
USA Technologies 0.0 $24k 15k 1.60
Swisher Hygiene 0.0 $16k 26k 0.61