Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2013

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 204 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI EAFE Index Fund (EFA) 5.8 $25M 423k 58.98
Vanguard Total Stock Market ETF (VTI) 4.5 $20M 241k 80.96
Vanguard Total Bond Market ETF (BND) 3.5 $15M 181k 83.64
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 3.5 $15M 142k 105.54
iShares Russell 1000 Value Index (IWD) 2.8 $12M 149k 81.17
Vanguard FTSE All-World ex-US ETF (VEU) 2.8 $12M 261k 46.36
ETFS Gold Trust 2.6 $11M 72k 157.47
SPDR S&P MidCap 400 ETF (MDY) 2.6 $11M 53k 209.71
iShares Russell 2000 Index (IWM) 2.2 $9.4M 99k 94.43
SPDR S&P Dividend (SDY) 2.1 $9.2M 139k 65.99
First Trust Large Cap Core Alp Fnd (FEX) 2.0 $8.6M 252k 34.24
Pimco Total Return Etf totl (BOND) 1.7 $7.4M 67k 109.78
iShares S&P 500 Index (IVV) 1.7 $7.3M 46k 157.37
First Trust Mid Cap Core Alpha Fnd (FNX) 1.5 $6.5M 153k 42.16
Vanguard Small-Cap Value ETF (VBR) 1.5 $6.4M 78k 82.15
SPDR Barclays Capital Convertible SecETF (CWB) 1.5 $6.4M 151k 42.39
Vanguard Short Term Corporate Bond ETF (VCSH) 1.4 $5.8M 72k 80.34
iShares Russell 2000 Growth Index (IWO) 1.3 $5.6M 52k 107.63
Apple (AAPL) 1.2 $5.4M 12k 442.62
Sprott Physical Gold Trust (PHYS) 1.2 $5.2M 386k 13.53
Materials SPDR (XLB) 1.2 $5.1M 131k 39.18
Walt Disney Company (DIS) 1.1 $4.5M 80k 56.80
Vanguard Short-Term Bond ETF (BSV) 1.1 $4.5M 56k 81.00
PowerShares QQQ Trust, Series 1 1.0 $4.4M 64k 68.98
Fluor Corporation (FLR) 1.0 $4.1M 63k 66.33
National-Oilwell Var 1.0 $4.1M 58k 70.74
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.0 $4.1M 34k 119.90
Merck & Co (MRK) 0.9 $4.0M 90k 44.20
Avago Technologies 0.9 $3.9M 108k 35.90
First Trust Large Cap Value Opp Fnd (FTA) 0.9 $3.7M 109k 33.83
ETFS Silver Trust 0.8 $3.7M 130k 28.07
Pimco Etf Tr 0-5 high yield (HYS) 0.8 $3.5M 34k 104.56
Cameron International Corporation 0.8 $3.5M 54k 65.20
Ford Motor Company (F) 0.8 $3.4M 262k 13.15
Qualcomm (QCOM) 0.8 $3.4M 51k 66.95
Continental Resources 0.8 $3.3M 38k 86.93
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $3.2M 34k 94.34
Goldman Sachs (GS) 0.7 $3.2M 22k 147.15
Google 0.7 $3.2M 4.0k 794.28
Royal Caribbean Cruises (RCL) 0.7 $3.1M 94k 33.22
United Technologies Corporation 0.7 $3.2M 34k 93.42
Ishares Tr fltg rate nt (FLOT) 0.7 $3.2M 62k 50.67
Celgene Corporation 0.7 $3.1M 27k 115.90
Vanguard Small-Cap ETF (VB) 0.7 $3.1M 34k 91.16
Cbre Group Inc Cl A (CBRE) 0.7 $3.0M 121k 25.25
Lincoln National Corporation (LNC) 0.7 $3.0M 92k 32.61
Monsanto Company 0.7 $3.0M 29k 105.63
Hertz Global Holdings 0.7 $3.0M 135k 22.26
McDermott International 0.7 $3.0M 275k 10.99
Powershares Etf Tr Ii s^p500 low vol 0.7 $3.0M 96k 31.08
Walgreen Company 0.7 $2.9M 61k 47.68
Ryder System (R) 0.7 $2.9M 48k 59.75
Broadcom Corporation 0.7 $2.9M 83k 34.68
iShares Dow Jones US Basic Mater. (IYM) 0.7 $2.9M 41k 70.27
W.W. Grainger (GWW) 0.7 $2.8M 13k 225.02
Ingersoll-rand Co Ltd-cl A 0.7 $2.8M 51k 55.00
Powershares Senior Loan Portfo mf 0.7 $2.8M 111k 25.10
PowerShares DWA Technical Ldrs Pf 0.6 $2.8M 89k 30.92
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.6 $2.8M 129k 21.35
Omnicare 0.6 $2.7M 67k 40.73
Regions Financial Corporation (RF) 0.6 $2.6M 315k 8.19
Oracle Corporation (ORCL) 0.6 $2.5M 78k 32.33
Best Buy (BBY) 0.6 $2.4M 110k 22.15
iShares S&P MidCap 400 Value Index (IJJ) 0.6 $2.4M 23k 100.90
Telefonaktiebolaget LM Ericsson (ERIC) 0.5 $2.2M 173k 12.60
Autodesk (ADSK) 0.5 $2.1M 51k 41.24
Canadian Natural Resources (CNQ) 0.5 $2.1M 65k 32.14
Teva Pharmaceutical Industries (TEVA) 0.5 $2.1M 53k 39.67
SPDR KBW Regional Banking (KRE) 0.5 $2.1M 65k 31.78
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $1.8M 16k 117.62
Fusion-io 0.4 $1.8M 109k 16.37
Eagle Materials (EXP) 0.4 $1.8M 27k 66.63
iShares Cohen & Steers Realty Maj. (ICF) 0.4 $1.7M 21k 82.45
Rydex Russell Top 50 ETF 0.3 $1.5M 13k 111.24
PowerShares High Yld. Dividend Achv 0.3 $1.5M 143k 10.57
iShares Lehman Aggregate Bond (AGG) 0.3 $1.5M 13k 110.72
Bank of America Corporation (BAC) 0.3 $1.4M 115k 12.18
General Electric Company 0.3 $1.3M 57k 23.11
SPDR Gold Trust (GLD) 0.3 $1.3M 8.1k 154.50
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $1.2M 13k 94.48
City National Corporation 0.3 $1.2M 20k 58.90
Microsoft Corporation (MSFT) 0.3 $1.2M 41k 28.60
Technology SPDR (XLK) 0.2 $1.1M 36k 30.27
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.0M 36k 28.81
Chevron Corporation (CVX) 0.2 $1.0M 8.5k 118.79
Cisco Systems (CSCO) 0.2 $1.0M 49k 20.90
At&t (T) 0.2 $972k 27k 36.71
Stifel Financial (SF) 0.2 $1.0M 29k 34.67
General Motors Company (GM) 0.2 $1.0M 36k 27.82
Schlumberger (SLB) 0.2 $949k 13k 74.89
Textron (TXT) 0.2 $934k 31k 29.82
Vanguard Total World Stock Idx (VT) 0.2 $941k 18k 52.31
Johnson & Johnson (JNJ) 0.2 $916k 11k 81.49
Morgan Stanley (MS) 0.2 $921k 42k 21.98
Anadarko Petroleum Corporation 0.2 $910k 10k 87.49
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $902k 21k 43.96
American International (AIG) 0.2 $864k 22k 38.83
Spdr Series Trust brcly em locl (EBND) 0.2 $839k 26k 32.33
iShares Silver Trust (SLV) 0.2 $799k 29k 27.42
Caterpillar (CAT) 0.2 $786k 9.0k 86.93
Applied Materials (AMAT) 0.2 $786k 58k 13.47
iShares Russell 2000 Value Index (IWN) 0.2 $740k 8.8k 83.80
Vanguard REIT ETF (VNQ) 0.2 $747k 11k 70.54
Wabash National Corporation (WNC) 0.1 $645k 64k 10.16
Amarin Corporation 0.1 $658k 89k 7.41
Bank of New York Mellon Corporation (BK) 0.1 $615k 22k 27.97
Nucor Corporation (NUE) 0.1 $583k 13k 46.18
OSI Systems (OSIS) 0.1 $539k 8.7k 62.28
Powershares Etf Trust Ii intl corp bond 0.1 $547k 19k 28.55
Nuveen Texas Quality Income Municipal 0.1 $515k 33k 15.67
Halcon Resources 0.1 $499k 64k 7.80
Transocean (RIG) 0.1 $458k 8.8k 51.99
iGATE Corporation 0.1 $469k 25k 18.84
Chicago Bridge & Iron Company 0.1 $466k 7.5k 62.13
Fortinet (FTNT) 0.1 $463k 20k 23.66
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $461k 4.2k 111.08
Linkedin Corp 0.1 $474k 2.7k 176.08
Imperva 0.1 $488k 13k 38.52
Tronox 0.1 $462k 23k 19.82
EOG Resources (EOG) 0.1 $430k 3.4k 127.98
Tempur-Pedic International (SGI) 0.1 $416k 8.4k 49.64
Responsys 0.1 $421k 48k 8.84
Coach 0.1 $378k 7.6k 50.00
Cabela's Incorporated 0.1 $393k 6.5k 60.79
Sotheby's 0.1 $374k 10k 37.40
Halliburton Company (HAL) 0.1 $388k 9.6k 40.37
Fifth Third Ban (FITB) 0.1 $389k 24k 16.31
Energy Select Sector SPDR (XLE) 0.1 $371k 4.7k 79.24
Allscripts Healthcare Solutions (MDRX) 0.1 $367k 27k 13.59
Procera Networks 0.1 $372k 31k 11.88
Gnc Holdings Inc Cl A 0.1 $385k 9.8k 39.29
Pandora Media 0.1 $397k 28k 14.16
Costco Wholesale Corporation (COST) 0.1 $341k 3.2k 106.10
Crocs (CROX) 0.1 $330k 22k 14.80
Citrix Systems 0.1 $341k 4.7k 72.09
J.C. Penney Company 0.1 $340k 23k 15.11
NVIDIA Corporation (NVDA) 0.1 $353k 28k 12.84
Safeway 0.1 $338k 13k 26.32
Potash Corp. Of Saskatchewan I 0.1 $340k 8.7k 39.30
Corporate Executive Board Company 0.1 $341k 5.9k 58.09
Finisar Corporation 0.1 $351k 27k 13.20
SanDisk Corporation 0.1 $345k 6.3k 55.02
iShares Russell 3000 Index (IWV) 0.1 $363k 3.9k 93.46
Calix (CALX) 0.1 $342k 42k 8.15
Genworth Financial (GNW) 0.1 $280k 28k 10.00
Leucadia National 0.1 $287k 11k 27.46
American Eagle Outfitters (AEO) 0.1 $299k 16k 18.69
Intel Corporation (INTC) 0.1 $289k 13k 21.87
Blount International 0.1 $312k 23k 13.36
United Rentals (URI) 0.1 $280k 5.1k 54.90
Xerox Corporation 0.1 $301k 35k 8.60
Gra (GGG) 0.1 $322k 5.6k 58.02
Titan International (TWI) 0.1 $301k 14k 21.08
Industrial SPDR (XLI) 0.1 $305k 7.3k 41.71
Ixia 0.1 $294k 14k 21.62
Albemarle Corporation (ALB) 0.1 $283k 4.5k 62.61
Rentech 0.1 $284k 121k 2.35
Teradyne (TER) 0.1 $308k 19k 16.21
MetroPCS Communications 0.1 $300k 28k 10.91
Sodastream International 0.1 $305k 6.2k 49.59
Tillys (TLYS) 0.1 $309k 24k 12.70
Palo Alto Networks (PANW) 0.1 $283k 5.0k 56.60
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $277k 7.5k 36.93
Tenaris (TS) 0.1 $245k 6.0k 40.83
American Express Company (AXP) 0.1 $251k 3.7k 67.47
Charles River Laboratories (CRL) 0.1 $268k 6.1k 44.22
Emerson Electric (EMR) 0.1 $249k 4.5k 55.83
Praxair 0.1 $241k 2.2k 111.47
Penn Virginia Corporation 0.1 $239k 59k 4.05
Chesapeake Energy Corporation 0.1 $263k 13k 20.39
Atmel Corporation 0.1 $251k 36k 6.97
Juniper Networks (JNPR) 0.1 $241k 13k 18.54
Marvell Technology Group 0.1 $264k 25k 10.56
Lam Research Corporation 0.1 $264k 6.4k 41.40
Helix Energy Solutions (HLX) 0.1 $243k 11k 22.92
Jabil Circuit (JBL) 0.1 $240k 13k 18.46
Kronos Worldwide (KRO) 0.1 $250k 16k 15.62
VeriFone Systems 0.1 $238k 12k 20.70
United States Steel Corporation 0.1 $257k 13k 19.47
Weatherford International Lt reg 0.1 $243k 20k 12.15
Financial Select Sector SPDR (XLF) 0.1 $257k 14k 18.19
First Trust Small Cap Cr AlphaDEX (FYX) 0.1 $241k 6.4k 37.95
iShares Barclays TIPS Bond Fund (TIP) 0.1 $243k 2.0k 121.50
Solazyme 0.1 $273k 35k 7.80
Level 3 Communications 0.1 $248k 12k 20.27
Emcore Corp 0.1 $279k 48k 5.82
Proofpoint 0.1 $270k 16k 16.88
Catamaran 0.1 $270k 5.1k 52.94
iShares MSCI Emerging Markets Indx (EEM) 0.1 $205k 4.8k 42.71
Health Care SPDR (XLV) 0.1 $208k 4.5k 45.94
Marsh & McLennan Companies (MMC) 0.1 $223k 5.9k 38.05
Whiting Petroleum Corporation 0.1 $217k 4.3k 50.82
Commerce Bancshares (CBSH) 0.1 $204k 5.0k 40.80
iShares Russell Midcap Index Fund (IWR) 0.1 $218k 1.7k 127.49
Spirit AeroSystems Holdings (SPR) 0.1 $218k 12k 18.96
CurrencyShares Canadian Dollar Trust 0.1 $220k 2.3k 97.78
Francescas Hldgs Corp 0.1 $201k 7.0k 28.71
United Cmnty Bks Ga Cap Stk (UCB) 0.0 $186k 16k 11.31
Dreyfus Municipal Income 0.0 $124k 12k 10.33
Verisign Inc sdcv 3.250% 8/1 0.0 $30k 20k 1.50
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.0 $26k 27k 0.96
Agco Corp note 1.250%12/1 0.0 $26k 20k 1.30
Accuray 0.0 $46k 10k 4.60
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.0 $9.0k 32k 0.28