Baker Avenue Asset Management

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are BND, AGG, VT, LAG, ACWI. These five stock positions account for 23.97% of Baker Avenue Asset Management's total stock portfolio.
  • Added to shares of these 10 stocks: IWM (+$8.70M), VWO (+$8.09M), SCHW (+$8.09M), EFG (+$5.65M), VMW (+$5.20M), IWF (+$5.07M), IWB, IBB, EFV, BND.
  • Started 28 new stock positions in MAT, ONNN, Potash Corp. Of Saskatchewan I, Abbvie, RHT, SCSS, Broad, DISH, IBB, CBS.
  • Reduced shares in these 10 stocks: VT (-$15.37M), ACWI (-$14.91M), IVE (-$11.68M), WFC (-$6.72M), GE, XLY, IJR, WHR, PDP, SE.
  • Sold out of its positions in ANF, BLL, EMR, Fidelity Bond Etf, FTR, GE, Hd Supply, IAU, IJH, IYJ.
  • As of Sept. 30, 2016, Baker Avenue Asset Management has $696.87M in assets under management (AUM). Assets under management grew from a total value of $664.54M to $696.87M.
  • Independent of market fluctuations, Baker Avenue Asset Management was a net buyer by $5.37M worth of stocks in the most recent quarter.

Baker Avenue Asset Management portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Total Bond Market ETF (BND) 6.17 511117 +10.00% 84.14 82.52
iShares Lehman Aggregate Bond (AGG) 5.26 325903 +9.00% 112.42 110.29
Vanguard Total World Stock Idx Fd (VT) 4.19 480041 -34.00% 60.85 60.60
SPDR Barclays Capital Aggregate Bo (LAG) 4.18 491635 +9.00% 59.25 58.34
iShares MSCI ACWI Index Fund (ACWI) 4.16 491073 -33.00% 59.10 58.94
Vanguard Total Stock Market ETF (VTI) 3.46 216767 -6.00% 111.33 106.32
iShares MSCI EAFE Index Fund (EFA) 2.48 292813 59.13 62.56
iShares Russell 3000 Index (IWV) 2.38 129152 +13.00% 128.19 122.37
iShares S&P; 500 Value Index (IVE) 1.87 137538 -47.00% 94.96 91.53
Vanguard Emerging Markets ETF (VWO) 1.87 347208 +162.00% 37.63 39.44
iShares Russell 2000 Index (IWM) 1.68 94248 +289.00% 124.21 119.90
ISHARES TR MSCI Small Cap msci small cap 1.66 220229 +13.00% 52.41 0.00
Ishares Msci Usa Quality Facto invalid 1.65 169925 +15.00% 67.49 0.00
iShares MSCI EAFE Growth Index (EFG) 1.64 166764 +98.00% 68.38 68.09
QUALCOMM (QCOM) 1.62 164337 +3.00% 68.50 71.27
iShares Russell 1000 Growth Index (IWF) 1.54 103053 +89.00% 104.17 97.71
Applied Materials (AMAT) 1.51 349254 -12.00% 30.15 23.76
Microsoft Corporation (MSFT) 1.49 180114 +6.00% 57.60 42.00
iShares Russell 1000 Index (IWB) 1.46 84625 +94.00% 120.46 114.60
Vanguard FTSE All-World ex-US ETF (VEU) 1.38 211217 +69.00% 45.43 47.62
Financial Select Sector SPDR (XLF) 1.24 448246 +21.00% 19.30 23.97
Apple (AAPL) 1.20 74149 -18.00% 113.04 123.28
Charles Schwab Corporation (SCHW) 1.16 256242 NEW 31.57 30.86
iShares MSCI EAFE Value Index (EFV) 1.12 168946 +112.00% 46.16 52.00
Ishares Tr Msci Usa Momentum Factor 1.12 101153 +8.00% 77.37 0.00
iShares Russell 2000 Value Index (IWN) 0.96 63822 +44.00% 104.74 99.26
SPDR Barclays Capital Convertible SecETF (CWB) 0.96 144263 +3.00% 46.36 46.99
Amgen (AMGN) 0.95 39623 -18.00% 166.82 153.92
Sony Corporation (SNE) 0.94 197700 -19.00% 33.21 26.85
iShares iBoxx $ High Yid Corp Bond (HYG) 0.87 69467 +5.00% 87.26 90.34
Energy Select Sector SPDR (XLE) 0.85 84092 70.61 75.34
PowerShares Fin. Preferred Port. (PGF) 0.84 305505 +4.00% 19.05 18.45
Amazon (AMZN) 0.83 6879 -19.00% 837.33 372.62
Vanguard Large-Cap ETF (VV) 0.81 57128 99.16 94.44
Vodafone Group New Adr F 0.80 191185 -2.00% 29.15 0.00
Pfizer (PFE) 0.79 162412 +8.00% 33.87 33.78
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.79 46961 +7.00% 117.20 110.08
International Business Machines (IBM) 0.78 34378 -2.00% 158.85 158.25
PowerShares Build America Bond Portfolio (BAB) 0.76 168164 +7.00% 31.39 29.90
VMware (VMW) 0.75 70890 NEW 73.35 81.59
iShares S&P;/Citi Intl Treasury Bond (IGOV) 0.75 52346 +8.00% 100.41 90.08
JPMorgan Chase & Co. (JPM) 0.74 76996 +21.00% 66.59 60.16
Materials SPDR (XLB) 0.73 106064 -21.00% 47.75 49.68
Johnson & Johnson (JNJ) 0.71 42137 -8.00% 118.14 98.55
iShares S&P; SmallCap 600 Index (IJR) 0.69 38828 -41.00% 124.16 113.70
Consumer Discretionary SPDR (XLY) 0.66 57155 -44.00% 80.05 74.69
Health Care SPDR (XLV) 0.64 61384 -13.00% 72.10 71.27
iShares Russell 1000 Value Index (IWD) 0.63 41744 +59.00% 105.62 101.93
iShares Russell 2000 Growth Index (IWO) 0.63 29702 +90.00% 148.91 146.64
iShares NASDAQ Biotechnology Index (IBB) 0.61 14772 NEW 289.47 341.41
iShares Dow Jones US Medical Dev. (IHI) 0.61 29374 -13.00% 145.40 116.94
Schlumberger (SLB) 0.58 51428 +52.00% 78.63 81.67
Intel Corporation (INTC) 0.57 105836 +439.00% 37.75 32.76
Exxon Mobil Corporation (XOM) 0.56 44708 -8.00% 87.28 84.57
CSX Corporation (CSX) 0.53 120971 -8.00% 30.50 33.62
Weyerhaeuser Company (WY) 0.53 115931 +70.00% 31.94 33.37
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.53 89362 NEW 41.59 42.42
Corning Incorporated (GLW) 0.52 151759 +27.00% 23.65 22.80
Dow Chemical Company (DOW) 0.52 69827 +56.00% 51.83 47.09
SPDR S&P; Dividend (SDY) 0.51 41761 +5.00% 84.36 76.89
Ishares High Dividend Equity F 0.51 43473 -36.00% 81.27 0.00
Ishares Inc ctr wld minvl 0.50 46067 -36.00% 76.19 0.00
U.S. Ban (USB) 0.49 79095 +75.00% 42.89 43.76
Liberty Global Inc Com Ser A 0.49 100830 NEW 34.18 0.00
PowerShares DWA Technical Ldrs Pf (PDP) 0.47 76410 -43.00% 42.42 42.56
Alphabet Inc Class C cs 0.46 4145 777.32 0.00
Honeywell International (HON) 0.45 26823 -8.00% 116.58 100.92
General Motors Company (GM) 0.42 92743 -9.00% 31.77 37.89
Goldman Sachs (GS) 0.41 17692 -3.00% 161.26 184.67
Vanguard Europe Pacific ETF (VEA) 0.39 71859 +107.00% 37.41 39.04
Ipath Dow Jones-aig Commodity 0.36 106075 -7.00% 23.47 0.00
SPDR S&P; Biotech (XBI) 0.34 36236 +35.00% 66.29 226.20
Northrop Grumman Corporation (NOC) 0.33 10734 -7.00% 213.99 158.85
iShares S&P; 500 Index (IVV) 0.33 10537 -6.00% 217.52 205.96
Chevron Corporation (CVX) 0.32 21879 102.93 102.86
Mattel (MAT) 0.32 73931 NEW 30.28 24.73
Vanguard Small-Cap ETF (VB) 0.32 17971 +101.00% 122.20 118.34
Rydex Russell Top 50 ETF (XLG) 0.31 14268 -31.00% 152.79 140.88
iShares MSCI Emerging Markets Indx (EEM) 0.28 51270 -35.00% 37.45 38.45
Globant S A 0.27 45395 42.12 0.00
Xilinx (XLNX) 0.26 33308 -33.00% 54.34 39.72
Technology SPDR (XLK) 0.25 35778 -36.00% 47.77 41.70
First Trust Large Cap Core Alp Fnd (FEX) 0.24 36240 46.74 45.69
Suntrust Banks Inc $1.00 Par Cmn 0.23 36979 -40.00% 43.81 0.00
SPDR S&P; MidCap 400 ETF (MDY) 0.23 5555 +6.00% 282.27 268.26
Real Estate Select Sect Spdr 0.21 44903 NEW 32.76 0.00
Industrial SPDR (XLI) 0.20 24060 -61.00% 58.40 56.03
Celgene Corporation (CELG) 0.20 13560 +296.00% 104.50 118.26
Blackhawk Network Hldgs Inc cl a 0.20 46322 30.18 0.00
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.19 14845 -45.00% 90.94 84.78
iShares Dow Jones US Basic Mater. (IYM) 0.18 15557 -9.00% 79.00 82.91
Sprott Physical Gold Trust (PHYS) 0.18 112740 +22.00% 10.95 9.52
Powershares S&p 500 0.18 32538 +8.00% 38.91 0.00
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.16 10420 105.76 105.16
United Parcel Service (UPS) 0.15 9685 -43.00% 109.34 99.32
CBS Corporation (CBS) 0.14 17620 NEW 54.77 59.57
Cisco Systems (CSCO) 0.14 30730 -5.00% 31.73 28.51
NVIDIA Corporation (NVDA) 0.13 13405 -31.00% 68.56 22.93
Merck & Co (MRK) 0.13 14634 62.39 56.20
Micron Technology (MU) 0.13 49719 17.78 27.78
Sanchez Energy Corp C ommon stocks 0.13 101140 +88.00% 8.84 0.00
Sealed Air (SEE) 0.12 18800 45.80 45.48
Regions Financial Corporation (RF) 0.12 82285 -39.00% 9.87 9.54
Red Hat (RHT) 0.12 10700 NEW 80.84 65.33
Vanguard REIT ETF (VNQ) 0.12 9590 86.76 80.84
Powershares Act Mang Comm Fd db opt yld div 0.12 47335 -40.00% 17.45 0.00
Advanced Micro Devices (AMD) 0.11 115905 +37.00% 6.91 2.92
ON Semiconductor (ONNN) 0.11 64550 NEW 12.32 12.68
Callon Pete Co Del Com Stk 0.11 50500 +24.00% 15.70 0.00
Vanguard Small-Cap Value ETF (VBR) 0.11 6800 110.59 105.60
On Deck Capital 0.11 135802 -15.00% 5.70 0.00
Fitbit 0.11 52000 +38.00% 14.85 0.00
Bank of America Corporation (BAC) 0.10 45800 +29.00% 15.66 15.95
AFLAC Incorporated (AFL) 0.10 9256 -4.00% 71.85 61.39
Select Comfort (SCSS) 0.10 33710 NEW 21.60 32.63
Vanguard Short Term Corporate Bond ETF (VCSH) 0.10 8330 80.55 79.79
Xylem 0.10 13790 -4.00% 52.43 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.10 12962 -46.00% 55.16 0.00
Bank of New York Mellon Corporation (BK) 0.09 16430 39.87 39.44
Walt Disney Company (DIS) 0.09 6740 +8.00% 92.88 103.60
McDermott International (MDR) 0.09 121920 +3.00% 5.01 3.06
iShares Dow Jones US Consumer Ser. (IYC) 0.09 4046 -34.00% 147.06 142.01
Yandex Nv-a 0.09 30375 -11.00% 21.04 0.00
Alphabet Inc Class A cs 0.09 742 -19.00% 804.58 0.00
Broad 0.09 3475 NEW 172.66 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.09 12100 -2.00% 50.08 0.00
Time Warner (TWX) 0.08 7377 79.57 83.25
Costco Wholesale Corporation (COST) 0.08 3533 152.56 148.30
Electronic Arts (ERTS) 0.08 6513 -34.00% 85.37 0.00
EXACT Sciences Corporation (EXAS) 0.08 30131 NEW 18.59 23.58
Ptc 0.08 13215 +4.00% 44.34 0.00
Shopify Inc cl a 0.08 12420 -8.00% 42.91 0.00
Vertex Pharmaceuticals Incorporated (VRTX) 0.07 5570 NEW 87.25 123.26
Apache Corporation (APA) 0.07 7640 NEW 63.87 60.29
Boston Scientific Corporation (BSX) 0.07 20225 +3.00% 23.78 16.49
Integrated Device Technology (IDTI) 0.07 19700 +17.00% 23.10 19.98
Whole Foods Market (WFMI) 0.07 17423 -43.00% 28.35 0.00
CommVault Systems (CVLT) 0.07 8910 +3.00% 53.09 45.28
Brocade Communications Systems (BRCD) 0.07 51700 NEW 9.23 12.05
CalAmp (CAMP) 0.07 34925 +65.00% 13.94 18.83
iShares S&P; 500 Growth Index (IVW) 0.07 3747 -11.00% 121.70 113.07
Mellanox Technologies 0.07 11345 +4.00% 43.28 0.00
iShares S&P; Global Industrials Sec (EXI) 0.07 6422 -35.00% 73.81 71.44
PowerShares High Yld. Dividend Achv (PEY) 0.07 30986 +5.00% 15.88 12.96
First Trust Morningstar Divid Ledr (FDL) 0.07 17126 +9.00% 27.27 23.19
Air Lease 0.07 16422 +5.00% 28.56 0.00
Phillips 66 0.07 5870 NEW 80.58 0.00
First Tr Exchange-traded Fd no amer energy 0.07 20020 +5.00% 25.32 0.00
First Tr Exchange Traded Fd nasd tech div 0.07 16912 NEW 29.33 0.00
* Proshares Tr S&p 500 Aristo Added 0.07 8727 -72.00% 54.31 0.00
Northern Trust Corporation (NTRS) 0.06 6465 +2.00% 68.06 69.63
Wells Fargo & Company (WFC) 0.06 9283 -94.00% 44.27 53.90
Marsh & McLennan Companies (MMC) 0.06 5860 67.24 55.76
Freeport-McMoRan Copper & Gold (FCX) 0.06 39703 10.86 18.56
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 3385 -4.00% 123.19 120.16
Citi 0.06 8791 47.21 0.00
Linkedin 0.06 2092 191.20 0.00
Blackstone (BX) 0.05 15000 NEW 25.53 37.98
Whirlpool Corporation (WHR) 0.05 2131 -89.00% 162.37 197.86
Mohawk Industries (MHK) 0.05 1800 200.56 179.34
DISH Network (DISH) 0.05 6000 NEW 54.83 73.44
Gilead Sciences (GILD) 0.05 4041 -84.00% 79.19 99.53
iShares S&P; 1500 Index Fund (ISI) 0.05 7098 -18.00% 49.59 0.00
Vanguard Energy ETF (VDE) 0.05 3750 -37.00% 97.60 106.20
Pimco Total Return Etf totl 0.05 3350 108.06 0.00
Hubspot 0.05 6100 NEW 57.54 0.00
Lockheed Martin Corporation (LMT) 0.04 1048 -29.00% 239.50 197.87
Colgate-Palmolive Company (CL) 0.04 3586 74.18 68.17
Vanguard Short-Term Bond ETF (BSV) 0.04 3060 80.72 80.04
Oasis Petroleum (OAS) 0.04 27000 -56.00% 11.48 13.82
Vanguard Dividend Appreciation ETF (VIG) 0.04 3545 84.06 80.49
Kayne Anderson MLP Investment (KYN) 0.04 14940 20.62 34.45
iShares S&P; MidCap 400 Value Index (IJJ) 0.04 1920 132.81 127.44
First Trust Value Line Dividend Indx Fnd (FVD) 0.04 10720 -33.00% 26.96 23.60
Pandora Media 0.04 18531 14.35 0.00
Palo Alto Networks 0.04 1921 159.29 0.00
Jd 0.04 11000 NEW 26.09 0.00
Berkshire Hathaway (BRK.B) 0.03 1608 144.28 0.00
Potash Corp. Of Saskatchewan I 0.03 12921 NEW 16.33 0.00
Tupperware Brands Corporation (TUP) 0.03 3110 NEW 65.27 66.12
Marvell Technology 0.03 16100 NEW 13.29 0.00
Abraxas Petroleum (AXAS) 0.03 144100 +92.00% 1.69 3.17
Garmin 0.03 4510 NEW 48.12 0.00
Db-x Msci Eafe Currency-hedged 0.03 7830 -14.00% 26.44 0.00
Abbvie 0.03 3704 NEW 63.17 0.00
Vanguard Charlotte Fds intl bd idx etf 0.03 3900 -15.00% 56.15 0.00
Stericycle, Inc. pfd cv 0.03 3040 NEW 66.12 0.00
Intel Corp sdcv 0.01 50000 1.38 0.00