Baker Avenue Asset Management

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Companies in the Baker Avenue Asset Management portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Vanguard Total Bond Market ETF (BND) 5.53 599001 +9% 81.96
iShares Lehman Aggregate Bond (AGG) 4.41 357625 +3% 109.59
Vanguard Total Stock Market ETF (VTI) 3.79 259802 +20% 129.52
iShares Russell 3000 Index (IWV) 3.36 199916 +38% 149.28
SPDR Barclays Capital Aggregate Bo (LAG) 2.76 424859 +5% 57.71
iShares MSCI EAFE Value Index (EFV) 2.52 409597 +8% 54.60
Vanguard FTSE All-World ex-US ETF (VEU) 2.40 403949 +2% 52.71
Vanguard Europe Pacific ETF (VEA) 2.33 477271 43.41
iShares S&P; 500 Value Index (IVE) 2.20 181340 +52% 107.91
ISHARES TR MSCI Small Cap msci small cap 1.92 275430 +13% 62.00
iShares MSCI ACWI Index Fund (ACWI) 1.87 241788 +25% 68.82
iShares MSCI EAFE Index Fund (EFA) 1.85 239918 +28% 68.48
Ishares Msci Usa Quality Facto invalid 1.80 207424 +8% 77.14
Vanguard Total World Stock Idx Fd (VT) 1.78 223641 +7% 70.72
Applied Materials (AMAT) 1.71 292176 -10% 52.09
Microsoft Corporation (MSFT) 1.67 199307 +4% 74.49
Vanguard Emerging Markets ETF (VWO) 1.65 335334 NEW 43.57
iShares Russell 1000 Growth Index (IWF) 1.55 110385 -30% 125.06
iShares MSCI EAFE Growth Index (EFG) 1.55 177927 -2% 77.39
Vanguard Large-Cap ETF (VV) 1.46 112190 +29% 115.40
Charles Schwab Corporation (SCHW) 1.43 290007 43.74
iShares Russell 1000 Index (IWB) 1.43 91009 139.88
iShares Russell 2000 Value Index (IWN) 1.36 97514 +12% 124.12
Ishares Tr Msci Usa Momentum Factor 1.30 121023 +7% 95.68
iShares Russell 2000 Index (IWM) 1.29 77388 +4% 148.18
QUALCOMM (QCOM) 1.23 211238 +6% 51.84
Simpson Manufacturing (SSD) 1.19 214780 NEW 49.04
Financial Select Sector SPDR (XLF) 1.14 391976 25.86
Apple (AAPL) 1.06 61274 +5% 154.13
Weyerhaeuser Company (WY) 1.06 277105 +2% 34.03
VMware (VMW) 1.00 81503 109.19
iShares Russell 2000 Growth Index (IWO) 0.95 47153 +9% 178.95
SPDR Barclays Capital Convertible SecETF (CWB) 0.88 153077 +10% 51.07
iShares iBoxx $ High Yid Corp Bond (HYG) 0.86 86447 +23% 88.76
Pfizer (PFE) 0.82 204893 +3% 35.70
Dowdupont Inc 0.81 103901 NEW 69.23
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.77 119079 57.16
PowerShares Fin. Preferred Port. (PGF) 0.73 343729 +9% 18.97
Amgen (AMGN) 0.72 34096 +2% 186.44
Energy Select Sector SPDR (XLE) 0.72 93780 +9% 68.48
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.71 54521 NEW 116.41
iShares Barclays TIPS Bond Fund (TIP) 0.70 54435 +4% 113.59
Johnson & Johnson (JNJ) 0.67 45766 130.01
Sony Corporation (SNE) 0.67 158293 37.34
iShares Russell 1000 Value Index (IWD) 0.67 50146 +16% 118.51
Honeywell International (HON) 0.66 41534 141.74
Powershares Senior Loan Portfo mf 0.66 253962 +4% 23.16
International Business Machines (IBM) 0.65 39718 +6% 145.07
JPMorgan Chase & Co. (JPM) 0.63 58379 -4% 95.51
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.62 52577 +6% 105.35
Amazon (AMZN) 0.60 5551 +3% 961.27
iShares NASDAQ Biotechnology Index (IBB) 0.52 13895 333.57
Walt Disney Company (DIS) 0.51 45923 +11% 98.58
Goldman Sachs (GS) 0.49 18176 237.18
Health Care SPDR (XLV) 0.49 53625 81.73
Ishares Tr fltg rate nt 0.48 82918 +3% 50.94
Corning Incorporated (GLW) 0.47 139154 29.92
iShares Dow Jones US Medical Dev. (IHI) 0.47 25241 -2% 167.03
Schlumberger (SLB) 0.45 57397 +3% 69.76
Materials SPDR (XLB) 0.45 70081 -5% 56.81
Alphabet Inc Class C cs 0.45 4155 -2% 959.09
Intel Corporation (INTC) 0.44 102380 38.08
Northrop Grumman Corporation (NOC) 0.43 13363 -3% 287.73
Consumer Discretionary SPDR (XLY) 0.42 41544 90.07
Exxon Mobil Corporation (XOM) 0.40 42893 81.97
General Motors Company (GM) 0.40 88842 40.38
PowerShares QQQ Trust, Series 1 (QQQQ) 0.39 23566 +1204% 145.46
Vanguard Small-Cap ETF (VB) 0.38 23844 +55% 141.34
Freeport-McMoRan Copper & Gold (FCX) 0.37 236693 -3% 14.04
SPDR S&P; Dividend (SDY) 0.37 35903 -5% 91.33
U.S. Ban (USB) 0.35 58398 -4% 53.60
Ishares Inc msci world idx 0.34 35852 84.10
CSX Corporation (CSX) 0.31 50054 -2% 54.26
GOLAR LNG Limited Com 0.31 120167 +18% 22.61
Liberty Global Inc Com Ser A 0.31 80104 -4% 33.91
iShares S&P; 500 Growth Index (IVW) 0.30 18287 +424% 143.44
Chevron Corporation (CVX) 0.29 22167 -11% 117.52
Vanguard REIT ETF (VNQ) 0.29 30633 +219% 83.08
Alibaba Group Holding Ltd Spon 0.28 14198 -20% 172.70
Celgene Corporation (CELG) 0.27 16164 +16% 145.82
Red Hat (RHT) 0.24 19383 -18% 110.87
Oracle Corporation (ORCL) 0.24 43638 +9% 48.35
Vanguard Short-Term Bond ETF (BSV) 0.24 26835 +776% 79.82
Blackhawk Network Hldgs Inc cl a 0.23 46322 43.80
Mylan Nv 0.23 63895 -2% 31.36
SPDR S&P; Biotech (XBI) 0.21 21686 -10% 86.55
First Trust Large Cap Core Alp Fnd (FEX) 0.21 33650 54.89
iShares S&P; SmallCap 600 Index (IJR) 0.20 23727 +18% 74.22
iShares S&P; 500 Index (IVV) 0.19 6619 -20% 252.91
Abbvie 0.18 17830 +11% 88.84
Bank of New York Mellon Corporation (BK) 0.17 28384 +25% 53.02
Lowe's Companies (LOW) 0.17 19161 NEW 79.95
SPDR S&P; MidCap 400 ETF (MDY) 0.17 4625 -2% 326.27
Vanguard Value ETF (VTV) 0.17 15032 NEW 99.79
Suntrust Banks Inc $1.00 Par Cmn 0.16 24022 59.78
Merck & Co (MRK) 0.16 22089 +11% 64.01
ON Semiconductor (ONNN) 0.16 75695 +11% 18.47
Callon Pete Co Del Com Stk 0.16 125538 +29% 11.24
iShares MSCI ACWI ex US Index Fund (ACWX) 0.15 28357 +45% 48.35
Vanguard Short Term Corporate Bond ETF (VCSH) 0.15 16175 +55% 80.12
Caterpillar (CAT) 0.14 9760 +8% 124.69
AFLAC Incorporated (AFL) 0.14 15058 +8% 81.42
Regions Financial Corporation (RF) 0.14 80503 +12% 15.23
Groupon 0.14 245286 -6% 5.20
Mallinckrodt Pub 0.14 32176 +26% 37.36
iShares MSCI Emerging Markets Indx (EEM) 0.13 25358 +21% 44.80
ABB (ABB) 0.13 45763 +15% 24.76
Technology SPDR (XLK) 0.13 19592 59.11
Ipath Dow Jones-aig Commodity 0.13 51330 23.26
Citigroup Inc 0.13 15503 +2% 72.76
Xylem 0.13 17732 +8% 62.66
NVIDIA Corporation (NVDA) 0.12 6065 -17% 178.73
UnitedHealth (UNH) 0.12 5523 +4% 195.91
Flowserve Corporation (FLS) 0.12 25197 +38% 42.58
CalAmp (CAMP) 0.12 46698 -3% 23.26
Vanguard Small-Cap Value ETF (VBR) 0.12 8227 +17% 127.75
PowerShares DWA Technical Ldrs Pf (PDP) 0.12 21270 -10% 48.61
Broad 0.12 4377 -5% 242.63
Berkshire Hathaway (BRK.B) 0.11 5223 +2% 183.23
Costco Wholesale Corporation (COST) 0.11 5742 164.23
Ecolab (ECL) 0.11 7433 +8% 128.62
Target Corporation (TGT) 0.11 16658 +11% 59.01
United States Steel Corporation (X) 0.11 36432 -10% 25.66
Rydex Russell Top 50 ETF (XLG) 0.11 5442 +18% 177.88
Vanguard Dividend Appreciation ETF (VIG) 0.11 9842 -4% 94.80
Yandex Nv-a 0.11 28760 -14% 32.96
Sanchez Energy Corp C ommon stocks 0.11 197611 +22% 4.82
Weatherford Intl Plc ord shs 0.11 220100 -24% 4.58
Globant S A 0.11 23310 40.07
Technipfmc 0.11 35924 +27% 27.92
Northern Trust Corporation (NTRS) 0.10 9457 +9% 91.89
Range Resources (RRC) 0.10 47575 +40% 19.57
Vulcan Materials Company (VMC) 0.10 7299 NEW 119.61
Ingersoll-rand Co Ltd-cl A 0.10 9899 +15% 89.20
McDermott International (MDR) 0.10 121752 7.27
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.10 7850 +209% 110.19
WisdomTree Intl. SmallCap Div Fd. (DLS) 0.10 12470 NEW 73.94
Air Lease Corp Com 0.10 20297 +12% 42.62
Powershares Act Mang Comm Fd db opt yld div 0.10 50088 +68% 16.85
AT&T; (T) 0.09 20025 +55% 39.15
International Flavors & Fragrances (IFF) 0.09 5596 NEW 142.96
Ctrip.com International (CTRP) 0.09 14939 +16% 52.75
Urban Outfitters (URBN) 0.09 33520 NEW 23.90
FleetCor Technologies (FLT) 0.09 4918 +2% 154.74
Mosaic Co New 0.09 35525 NEW 21.59
Mondelez Int 0.09 18557 40.69
Ishares Tr core strm usbd 0.09 16620 NEW 50.24
Ssga Active Etf Tr blkstn gsosrln 0.09 17140 NEW 47.43
Alphabet Inc Class A cs 0.09 820 +11% 973.17
Envision Healthcare 0.09 17018 44.95
Hologic (HOLX) 0.08 19398 +2% 36.70
Marvell Technology Group Ltd 0.08 39823 -21% 17.90
Huntsman Corporation (HUN) 0.08 26398 NEW 27.43
Cognex Corporation (CGNX) 0.08 6653 -7% 110.33
First Trust Large Cap Value Opp Fnd (FTA) 0.08 13650 NEW 51.14
Truecar 0.08 42542 +14% 15.80
Ishares Tr msci eafe esg 0.08 10155 66.27
Martin Marietta Materials (MLM) 0.07 3217 206.09
Wells Fargo & Company (WFC) 0.07 10932 +104% 55.16
Flotek Industries (FTK) 0.07 139732 +53% 4.65
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.07 5947 104.42
Ishares Core Intl Stock Etf core 0.07 10627 NEW 60.98
Ishares Tr core div grwth 0.07 17834 -7% 32.47
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.07 13105 +10% 48.91
Ishares Inc msci em esg se 0.07 8390 69.49
Vanguard Intermediate-Term Bond ETF (BIV) 0.06 5920 NEW 84.63
iShares S&P; MidCap 400 Value Index (IJJ) 0.06 3199 152.86
Vanguard Admiral Fds Inc equity 0.06 4740 NEW 104.01
Ishares Core Msci Eafe Etf core msci eafe 0.06 8310 NEW 64.14
Gtt Communications 0.06 17240 +3% 31.67
Manpower (MAN) 0.05 3630 -10% 117.91
Industrial SPDR (XLI) 0.05 6852 -16% 70.93
iShares Gold Trust (IAU) 0.05 38872 -8% 12.32
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.05 3670 +4% 121.25
PowerShares High Yld. Dividend Achv (PEY) 0.05 25728 -4% 17.14
First Trust Morningstar Divid Ledr (FDL) 0.05 14781 -6% 29.02
Sprott Physical Gold Trust (PHYS) 0.05 42525 +86% 10.44
Facebook Inc cl a 0.05 2461 +17% 171.07
First Tr Exchange Traded Fd nasd tech div 0.05 14177 -4% 32.38
* Proshares Tr S&p 500 Aristo Added 0.05 7712 -7% 59.39
Cara Therapeutics 0.05 34221 +8% 13.68
Snap Inc cl a 0.05 32900 +12% 14.53
CBS Corporation (CBS) 0.04 6036 -13% 57.99
Nordstrom (JWN) 0.04 7255 -5% 47.14
Marsh & McLennan Companies (MMC) 0.04 4075 83.93
Banco Itau Holding Financeira S.A. (ITUB) 0.04 26552 13.71
LOGITECH INTERNATIONAL SA APP Com Stk 0.04 8669 NEW 36.45
MGM Resorts International. (MGM) 0.04 11655 -8% 32.60
SPDR KBW Regional Banking (KRE) 0.04 6971 NEW 56.81
iShares Dow Jones US Consumer Ser. (IYC) 0.04 2267 +26% 164.09
iShares S&P; SmallCap 600 Value Idx (IJS) 0.04 2470 NEW 148.18
iShares Russell Microcap Index (IWC) 0.04 3780 NEW 94.44
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.04 3904 +13% 92.73
Xpo Logistics Inc equity 0.04 5854 NEW 67.82
Coca-Cola Company (KO) 0.03 6100 45.08
McDonald's Corporation (MCD) 0.03 1838 +7% 156.69
SPDR S&P; 500 ETF (SPY) 0.03 898 NEW 250.56
Altria (MO) 0.03 3961 +20% 63.37
Colgate-Palmolive Company (CL) 0.03 3586 72.78
Micron Technology (MU) 0.03 5884 NEW 39.26
Ciena Corporation (CIEN) 0.03 13885 21.97
Nxp Semiconductors N V 0.03 2000 113.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.03 3660 61.75
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.03 8580 NEW 33.80
iShares Russell 3000 Growth Index (IWZ) 0.03 5310 +2% 50.47
First Trust Value Line Dividend Indx Fnd (FVD) 0.03 9037 -7% 29.77
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.03 1980 NEW 115.15
Advisorshares Tr bny grwth adr 0.03 4435 NEW 55.69
First Tr Exchange-traded Fd no amer energy 0.03 10175 -43% 24.77
Palo Alto Networks 0.03 1921 144.20
Johnson Controls International Plc equity 0.03 7400 -4% 40.27
Taiwan Semiconductor Mfg (TSM) 0.02 5606 NEW 37.64
Potash Corp. Of Saskatchewan I 0.02 10230 -9% 19.26
Ford Motor Company (F) 0.02 13491 NEW 11.93
Gilead Sciences (GILD) 0.02 2590 -8% 81.08
Garmin Ltd. 0.02 3719 -7% 54.05
iShares S&P; Global Industrials Sec (EXI) 0.02 2342 NEW 88.81
Pandora Media Inc 0.02 18531 7.72
Ishares Tr eafe min volat 0.02 2960 NEW 70.95
Intel Corp sdcv 0.01 50000 1.42
On Deck Capital 0.01 15802 4.68

Past 13F-HR SEC Filings by Baker Avenue Asset Management

View All Filings