Baker Avenue Asset Management, LP

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Baker Avenue Asset Management portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Total Bond Market ETF (BND) 6.16 544654 +6.00% 80.79 81.00
iShares Lehman Aggregate Bond (AGG) 5.11 338021 +3.00% 108.06 108.35
SPDR Barclays Capital Aggregate Bo (LAG) 4.11 515200 +4.00% 56.92 57.39
Vanguard Total Stock Market ETF (VTI) 3.52 217866 115.32 122.03
iShares Russell 3000 Index (IWV) 2.68 144053 +11.00% 132.98 140.70
Vanguard Emerging Markets ETF (VWO) 2.47 492138 +41.00% 35.78 39.49
Vanguard Total World Stock Idx Fd (VT) 2.45 287123 -40.00% 61.00 64.97
iShares Russell 2000 Index (IWM) 2.37 125567 +33.00% 134.85 140.20
Vanguard FTSE All-World ex-US ETF (VEU) 2.37 382597 +81.00% 44.18 47.09
iShares MSCI ACWI Index Fund (ACWI) 2.32 279489 -43.00% 59.17 62.69
iShares Russell 1000 Growth Index (IWF) 2.29 155814 +51.00% 104.90 112.81
Vanguard Europe Pacific ETF (VEA) 2.23 435850 +506.00% 36.54 38.64
iShares MSCI EAFE Growth Index (EFG) 2.21 247813 +48.00% 63.69 67.39
iShares Russell 1000 Index (IWB) 2.17 124634 +47.00% 124.46 131.84
Ishares Msci Usa Quality Facto invalid 1.88 193861 +14.00% 69.10 0.00
ISHARES TR MSCI Small Cap msci small cap 1.67 239845 +8.00% 49.84 0.00
Microsoft Corporation (MSFT) 1.64 188046 +4.00% 62.14 64.49
iShares MSCI EAFE Value Index (EFV) 1.63 246278 +45.00% 47.25 49.18
Applied Materials (AMAT) 1.60 354705 32.27 36.58
Charles Schwab Corporation (SCHW) 1.56 282451 +10.00% 39.47 41.78
QUALCOMM (QCOM) 1.53 167562 65.20 56.75
iShares Russell 2000 Value Index (IWN) 1.46 87783 +37.00% 118.94 121.90
iShares S&P; 500 Value Index (IVE) 1.42 100273 -27.00% 101.38 105.91
Financial Select Sector SPDR (XLF) 1.23 377939 -15.00% 23.25 24.59
Ishares Tr Msci Usa Momentum Factor 1.20 113385 +12.00% 75.86 0.00
Vanguard Large-Cap ETF (VV) 1.18 82541 +44.00% 102.37 108.46
Energy Select Sector SPDR (XLE) 0.97 92010 +9.00% 75.32 72.46
SPDR Barclays Capital Convertible SecETF (CWB) 0.95 147985 +2.00% 45.65 48.15
Apple (AAPL) 0.94 57914 -21.00% 115.83 136.70
VMware (VMW) 0.93 84330 +18.00% 78.73 92.35
iShares Russell 2000 Growth Index (IWO) 0.89 41320 +39.00% 153.94 162.61
Pfizer (PFE) 0.88 193389 +19.00% 32.48 33.62
iShares iBoxx $ High Yid Corp Bond (HYG) 0.88 72267 +4.00% 86.55 88.06
Weyerhaeuser Company (WY) 0.84 200039 +72.00% 30.09 33.98
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.83 119777 +34.00% 49.48 53.41
PowerShares Fin. Preferred Port. (PGF) 0.80 317487 +3.00% 17.96 18.52
Dow Chemical Company (DOW) 0.79 98369 +40.00% 57.22 61.22
iShares Barclays TIPS Bond Fund (TIP) 0.79 49906 NEW 113.17 114.15
Powershares Senior Loan Portfo mf 0.79 241144 NEW 23.36 0.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.77 49966 +6.00% 110.21 113.12
International Business Machines (IBM) 0.76 32581 -5.00% 165.99 180.26
JPMorgan Chase & Co. (JPM) 0.75 62175 -19.00% 86.29 91.01
Amgen (AMGN) 0.69 33928 -14.00% 146.22 173.14
iShares Russell 1000 Value Index (IWD) 0.68 43606 +4.00% 112.03 116.86
Amazon (AMZN) 0.65 6210 -9.00% 749.92 856.44
Johnson & Johnson (JNJ) 0.64 39377 -6.00% 115.22 119.66
Sony Corporation (SNE) 0.62 157615 -20.00% 28.03 31.23
Materials SPDR (XLB) 0.62 89021 -16.00% 49.70 52.47
Consumer Discretionary SPDR (XLY) 0.59 52000 -9.00% 81.40 87.11
CSX Corporation (CSX) 0.53 105611 -12.00% 35.93 48.91
Goldman Sachs (GS) 0.52 15500 -12.00% 239.48 251.76
Schlumberger (SLB) 0.52 44290 -13.00% 83.95 80.68
Chevron Corporation (CVX) 0.50 30407 +38.00% 117.70 111.72
SPDR S&P; Dividend (SDY) 0.50 41861 85.57 88.79
Exxon Mobil Corporation (XOM) 0.48 37671 -15.00% 90.26 81.89
U.S. Ban (USB) 0.47 65511 -17.00% 51.37 55.20
Health Care SPDR (XLV) 0.47 48753 -20.00% 68.94 73.99
Corning Incorporated (GLW) 0.46 136535 -10.00% 24.27 27.73
Walt Disney Company (DIS) 0.46 31454 +366.00% 104.22 110.01
iShares Dow Jones US Medical Dev. (IHI) 0.46 24644 -16.00% 133.14 148.95
Intel Corporation (INTC) 0.45 88930 -15.00% 36.26 36.52
iShares NASDAQ Biotechnology Index (IBB) 0.44 11899 -19.00% 265.40 292.80
Honeywell International (HON) 0.41 25156 -6.00% 115.84 124.71
iShares S&P; 500 Index (IVV) 0.40 12591 +19.00% 225.00 237.92
iShares S&P; SmallCap 600 Index (IJR) 0.40 20738 -46.00% 137.53 70.81
Vanguard Small-Cap ETF (VB) 0.40 22032 +22.00% 128.95 135.84
General Motors Company (GM) 0.39 80419 -13.00% 34.84 37.81
Alphabet Inc Class C cs 0.39 3588 -13.00% 771.74 0.00
Liberty Global Inc Com Ser A 0.38 87680 -13.00% 30.59 0.00
Northrop Grumman Corporation (NOC) 0.31 9416 -12.00% 232.58 244.12
PowerShares DWA Technical Ldrs Pf (PDP) 0.29 48612 -36.00% 42.01 45.17
Ipath Dow Jones-aig Commodity 0.28 83290 -21.00% 24.23 0.00
Ishares High Dividend Equity F 0.26 22606 -47.00% 82.23 0.00
First Trust Large Cap Core Alp Fnd (FEX) 0.25 36640 48.77 51.93
Blackhawk Network Hldgs Inc cl a 0.24 46322 37.67 0.00
SPDR S&P; Biotech (XBI) 0.23 27900 -23.00% 59.18 69.01
Ishares Inc ctr wld minvl 0.23 23056 -49.00% 72.61 0.00
Mattel (MAT) 0.22 57969 -21.00% 27.55 25.79
Xilinx (XLNX) 0.22 25440 -23.00% 60.38 60.27
SPDR S&P; MidCap 400 ETF (MDY) 0.22 5215 -6.00% 301.82 318.14
Celgene Corporation (CELG) 0.20 12600 -7.00% 115.71 119.44
Centene Corporation (CNC) 0.20 25903 NEW 56.52 70.28
Globant S A 0.20 42695 -5.00% 33.35 0.00
Powershares S&p 500 0.18 32285 39.18 0.00
Suntrust Banks Inc $1.00 Par Cmn 0.17 22585 -38.00% 54.86 0.00
Rydex Russell Top 50 ETF (XLG) 0.17 7670 -46.00% 157.50 166.54
NVIDIA Corporation (NVDA) 0.16 10810 -19.00% 106.75 111.07
Red Hat (RHT) 0.16 16305 +52.00% 69.67 83.75
Technology SPDR (XLK) 0.16 23940 -33.00% 48.37 52.46
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.16 12266 -17.00% 92.04 97.92
Regions Financial Corporation (RF) 0.15 73680 -10.00% 14.36 15.43
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.15 10170 -2.00% 104.92 105.15
iShares MSCI Emerging Markets Indx (EEM) 0.14 29329 -42.00% 35.02 38.81
Industrial SPDR (XLI) 0.14 15939 -33.00% 62.24 66.22
Cisco Systems (CSCO) 0.13 30152 30.21 34.13
iShares MSCI EAFE Index Fund (EFA) 0.13 15985 -94.00% 57.74 60.70
ON Semiconductor (ONNN) 0.13 70240 +8.00% 12.76 13.00
Bank of New York Mellon Corporation (BK) 0.12 17682 +7.00% 47.39 47.50
Merck & Co (MRK) 0.12 15116 +3.00% 58.88 65.48
Vanguard Small-Cap Value ETF (VBR) 0.12 6980 +2.00% 121.06 126.04
iShares Dow Jones US Basic Mater. (IYM) 0.12 9964 -35.00% 83.20 89.28
Direxion Shs Etf Tr daily jr gold mi 0.12 147600 NEW 5.58 0.00
Time Warner (TWX) 0.11 7792 +5.00% 96.51 96.42
Bank of America Corporation (BAC) 0.11 36080 -21.00% 22.09 24.78
Advanced Micro Devices (AMD) 0.11 71740 -38.00% 11.35 14.00
McDermott International (MDR) 0.11 102164 -16.00% 7.39 7.91
Oasis Petroleum (OAS) 0.11 52000 +92.00% 15.13 14.34
Vanguard REIT ETF (VNQ) 0.11 9590 82.48 84.84
Sprott Physical Gold Trust (PHYS) 0.11 86765 -23.00% 9.39 10.14
Yandex Nv-a 0.11 37715 +24.00% 20.12 0.00
Mondelez Int 0.11 17700 NEW 44.35 0.00
United Parcel Service (UPS) 0.10 6107 -36.00% 114.62 107.72
AFLAC Incorporated (AFL) 0.10 9847 +6.00% 69.56 71.42
Vanguard Short Term Corporate Bond ETF (VCSH) 0.10 9070 +8.00% 79.38 79.70
Xylem 0.10 14411 +4.00% 49.55 0.00
Sanchez Energy Corp C ommon stocks 0.10 80920 -19.00% 9.03 0.00
Alibaba Group Holding Ltd Spon 0.10 8525 NEW 87.86 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.10 15055 +24.00% 47.43 0.00
Northern Trust Corporation (NTRS) 0.09 7060 +9.00% 89.09 88.06
CBS Corporation (CBS) 0.09 10550 -40.00% 63.60 67.46
Micron Technology (MU) 0.09 30219 -39.00% 21.91 23.77
ABB (ABB) 0.09 31300 NEW 21.05 22.97
GOLAR LNG Limited Com 0.09 28705 NEW 22.92 0.00
CalAmp (CAMP) 0.09 43930 +25.00% 14.50 15.63
Citigroup Inc 0.09 11100 +26.00% 59.46 0.00
Air Lease Corp Com 0.09 19525 +18.00% 34.31 0.00
Jd 0.09 25000 +127.00% 25.44 0.00
On Deck Capital 0.09 135802 4.63 0.00
Powershares Act Mang Comm Fd db opt yld div 0.09 37450 -20.00% 17.28 0.00
Fitbit 0.09 84500 +62.00% 7.33 0.00
Broad 0.09 3803 +9.00% 176.70 0.00
Costco Wholesale Corporation (COST) 0.08 3504 160.10 176.94
Whole Foods Market (WFMI) 0.08 19263 +10.00% 30.78 0.00
Ciena Corporation (CIEN) 0.08 22765 NEW 24.42 25.90
Callon Pete Co Del Com Stk 0.08 39500 -21.00% 15.37 0.00
Phillips 66 0.08 6301 +7.00% 86.34 0.00
Zayo Group Hldgs 0.08 16850 NEW 32.88 0.00
Apache Corporation (APA) 0.07 8370 +9.00% 63.44 55.89
Boston Scientific Corporation (BSX) 0.07 22445 +10.00% 21.61 25.28
Electronic Arts (ERTS) 0.07 6500 78.77 0.00
FMC Corporation (FMC) 0.07 8840 NEW 56.56 57.91
Ingersoll-rand Co Ltd-cl A 0.07 6435 NEW 75.06 0.00
Motorola Solutions (MSI) 0.07 5615 NEW 82.81 80.15
PowerShares High Yld. Dividend Achv (PEY) 0.07 30991 16.94 17.15
MSCI Europe Financials Sector Index Fund (EUFN) 0.07 28000 NEW 18.96 19.48
First Trust Morningstar Divid Ledr (FDL) 0.07 17129 27.73 28.95
First Tr Exchange-traded Fd no amer energy 0.07 19624 25.22 0.00
First Tr Exchange Traded Fd nasd tech div 0.07 16823 29.60 0.00
* Proshares Tr S&p 500 Aristo Added 0.07 8729 53.96 0.00
Vodafone Group New Adr F 0.07 21239 -88.00% 24.44 0.00
Ishares Tr core tl usd bd 0.07 9740 NEW 50.31 0.00
Shopify Inc cl a 0.07 11735 -5.00% 42.86 0.00
Alphabet Inc Class A cs 0.07 671 -9.00% 792.85 0.00
Dentsply Sirona 0.07 8365 NEW 57.74 0.00
Johnson Controls International Plc equity 0.07 11704 NEW 41.18 0.00
Blackstone (BX) 0.06 15000 27.00 30.55
Sealed Air (SEE) 0.06 9961 -47.00% 45.38 47.94
Marsh & McLennan Companies (MMC) 0.06 5860 67.58 72.93
Marvell Technology Group Ltd 0.06 28600 +77.00% 13.88 0.00
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 3507 +3.00% 117.19 117.79
iShares S&P; 500 Growth Index (IVW) 0.06 3782 121.89 130.31
EXACT Sciences Corporation (EXAS) 0.06 34456 +14.00% 13.35 22.41
Ptc 0.06 9000 -31.00% 46.22 0.00
Truecar 0.06 33160 NEW 12.52 0.00
Mohawk Industries (MHK) 0.05 1800 199.44 224.54
DISH Network (DISH) 0.05 6000 58.00 62.82
Freeport-McMoRan Copper & Gold (FCX) 0.05 29703 -25.00% 13.20 14.13
Abraxas Petroleum (AXAS) 0.05 144100 2.57 2.25
iShares Dow Jones US Consumer Ser. (IYC) 0.05 2375 -41.00% 151.16 160.71
Lumber Liquidators Holdings (LL) 0.04 20000 NEW 15.75 17.98
Wells Fargo & Company (WFC) 0.04 4804 -48.00% 55.16 58.25
Lockheed Martin Corporation (LMT) 0.04 1051 250.24 265.66
Vanguard Dividend Appreciation ETF (VIG) 0.04 3280 -7.00% 85.06 90.26
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.04 2540 NEW 108.27 108.77
Kayne Anderson MLP Investment (KYN) 0.04 13940 -6.00% 19.58 21.66
iShares S&P; MidCap 400 Value Index (IJJ) 0.04 1920 145.31 151.98
iShares S&P; Global Industrials Sec (EXI) 0.04 3340 -47.00% 75.45 79.80
First Trust Value Line Dividend Indx Fnd (FVD) 0.04 10721 28.08 29.09
Vanguard Energy ETF (VDE) 0.04 2420 -35.00% 104.55 100.14
Pimco Total Return Etf totl 0.04 2630 -21.00% 104.18 0.00
Berkshire Hathaway (BRK.B) 0.03 1439 -10.00% 163.31 0.00
McDonald's Corporation (MCD) 0.03 1860 NEW 121.51 128.04
Paychex (PAYX) 0.03 3435 NEW 60.84 59.10
Potash Corp. Of Saskatchewan I 0.03 12471 -3.00% 18.12 0.00
Altria (MO) 0.03 3411 NEW 67.72 73.65
Colgate-Palmolive Company (CL) 0.03 3586 65.53 73.18
Ford Motor Company (F) 0.03 19767 NEW 12.14 12.69
Gilead Sciences (GILD) 0.03 2910 -27.00% 71.48 69.29
Vanguard Short-Term Bond ETF (BSV) 0.03 3060 79.41 79.69
iShares Gold Trust (IAU) 0.03 21690 NEW 11.07 11.90
Garmin Ltd. 0.03 4511 48.55 0.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.03 3660 NEW 56.28 59.60
Pandora Media Inc 0.03 18531 13.06 0.00
Palo Alto Networks 0.03 1921 124.93 0.00
Abbvie 0.03 3639 62.65 0.00
Stericycle, Inc. pfd cv 0.03 3440 +13.00% 63.37 0.00
MGIC Investment (MTG) 0.02 12985 NEW 10.17 10.58
Invensense 0.02 10755 NEW 12.83 0.00
Bazaarvoice 0.02 25000 NEW 4.84 0.00
Intel Corp sdcv 0.01 50000 1.36 0.00