Baker Avenue Asset Management, LP

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Baker Avenue Asset Management portfolio companies for March 2017 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Total Bond Market ETF (BND) 5.85 536784 81.08 82.25
iShares Lehman Aggregate Bond (AGG) 4.96 339984 108.49 110.05
Vanguard Total Stock Market ETF (VTI) 3.42 209945 -3.00% 121.32 125.05
SPDR Barclays Capital Aggregate Bo (LAG) 3.06 399214 -22.00% 57.12 57.39
iShares Russell 3000 Index (IWV) 2.67 142183 139.90 144.72
Vanguard Emerging Markets ETF (VWO) 2.43 456029 -7.00% 39.72 40.73
Vanguard FTSE All-World ex-US ETF (VEU) 2.43 378405 47.83 49.96
iShares MSCI EAFE Value Index (EFV) 2.39 353011 +43.00% 50.30 51.26
iShares Russell 1000 Growth Index (IWF) 2.34 152967 113.80 120.75
Vanguard Europe Pacific ETF (VEA) 2.34 443347 39.30 41.22
iShares Russell 1000 Index (IWB) 2.22 126143 131.25 135.92
Vanguard Total World Stock Idx Fd (VT) 2.10 239666 -16.00% 65.22 68.07
iShares MSCI ACWI Index Fund (ACWI) 1.88 221498 -20.00% 63.26 65.54
Ishares Msci Usa Quality Facto invalid 1.85 189403 -2.00% 72.80 0.00
Applied Materials (AMAT) 1.79 342721 -3.00% 38.90 44.09
ISHARES TR MSCI Small Cap msci small cap 1.71 235182 54.14 0.00
Microsoft Corporation (MSFT) 1.67 188335 65.86 71.21
iShares MSCI EAFE Growth Index (EFG) 1.66 177952 -28.00% 69.49 74.52
Charles Schwab Corporation (SCHW) 1.52 276711 -2.00% 40.81 41.62
iShares MSCI EAFE Index Fund (EFA) 1.46 173897 +987.00% 62.29 65.14
QUALCOMM (QCOM) 1.43 185896 +10.00% 57.34 56.91
iShares Russell 2000 Value Index (IWN) 1.36 85880 -2.00% 118.16 117.77
iShares Russell 2000 Index (IWM) 1.32 71591 -42.00% 137.48 140.91
Financial Select Sector SPDR (XLF) 1.21 379462 23.73 23.89
Ishares Tr Msci Usa Momentum Factor 1.21 109211 -3.00% 82.65 0.00
Vanguard Large-Cap ETF (VV) 1.18 81068 108.09 111.69
Apple (AAPL) 1.17 60563 +4.00% 143.65 146.28
Weyerhaeuser Company (WY) 1.13 246633 +23.00% 33.98 34.14
iShares S&P; 500 Value Index (IVE) 1.03 73981 -26.00% 104.04 104.96
VMware (VMW) 1.02 82389 -2.00% 92.14 90.92
iShares Russell 2000 Growth Index (IWO) 0.89 41108 161.67 170.30
SPDR Barclays Capital Convertible SecETF (CWB) 0.89 138476 -6.00% 48.10 50.32
Pfizer (PFE) 0.87 189267 -2.00% 34.21 34.17
International Business Machines (IBM) 0.85 36306 +11.00% 174.13 154.11
Dow Chemical Company (DOW) 0.82 96359 -2.00% 63.54 63.47
Energy Select Sector SPDR (XLE) 0.82 87126 -5.00% 69.90 64.38
iShares iBoxx $ High Yid Corp Bond (HYG) 0.82 69833 -3.00% 87.78 88.20
Amgen (AMGN) 0.80 36278 +6.00% 164.07 172.50
Amazon (AMZN) 0.80 6737 +8.00% 886.60 1003.74
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.79 114575 -4.00% 51.26 52.14
iShares Barclays TIPS Bond Fund (TIP) 0.79 51365 +2.00% 114.65 114.31
PowerShares Fin. Preferred Port. (PGF) 0.79 314290 18.66 19.06
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.77 50409 113.71 115.30
JPMorgan Chase & Co. (JPM) 0.76 64357 +3.00% 87.84 86.86
Johnson & Johnson (JNJ) 0.76 45295 +15.00% 124.54 136.43
Powershares Senior Loan Portfo mf 0.76 241770 23.26 0.00
Sony Corporation (SNE) 0.71 157098 33.73 38.52
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.69 49078 +382.00% 105.24 105.33
Materials SPDR (XLB) 0.62 88255 52.40 53.85
iShares Russell 1000 Value Index (IWD) 0.58 37755 -13.00% 114.95 115.90
Walt Disney Company (DIS) 0.56 36431 +15.00% 113.39 104.36
iShares NASDAQ Biotechnology Index (IBB) 0.56 14150 +18.00% 293.29 320.74
Schlumberger (SLB) 0.54 51096 +15.00% 78.11 65.93
Ishares Tr fltg rate nt 0.54 79737 NEW 50.87 0.00
iShares Dow Jones US Medical Dev. (IHI) 0.52 25639 +4.00% 151.41 167.80
Health Care SPDR (XLV) 0.51 51318 +5.00% 74.36 80.47
Corning Incorporated (GLW) 0.50 138428 27.00 29.99
Liberty Global Inc Com Ser A 0.50 103550 +18.00% 35.87 0.00
Goldman Sachs (GS) 0.49 15856 +2.00% 229.69 217.19
Consumer Discretionary SPDR (XLY) 0.49 41210 -20.00% 87.94 89.52
Alphabet Inc Class C cs 0.48 4277 +19.00% 829.55 0.00
CSX Corporation (CSX) 0.47 75905 -28.00% 46.55 52.65
Intel Corporation (INTC) 0.47 96588 +8.00% 36.07 34.19
Honeywell International (HON) 0.46 27593 +9.00% 124.89 133.99
U.S. Ban (USB) 0.45 64919 51.49 50.77
Exxon Mobil Corporation (XOM) 0.45 40960 +8.00% 82.01 81.61
SPDR S&P; Dividend (SDY) 0.45 38387 -8.00% 88.13 88.99
Northrop Grumman Corporation (NOC) 0.43 13557 +43.00% 237.81 257.40
Chevron Corporation (CVX) 0.40 27840 -8.00% 107.36 105.00
General Motors Company (GM) 0.40 85206 +5.00% 35.36 34.20
Mylan Nv 0.34 64238 NEW 39.00 0.00
Vanguard Small-Cap ETF (VB) 0.32 17768 -19.00% 133.27 135.49
iShares S&P; 500 Index (IVV) 0.28 8908 -29.00% 237.31 245.85
Blackhawk Network Hldgs Inc cl a 0.25 46322 40.61 0.00
SPDR S&P; Biotech (XBI) 0.24 25575 -8.00% 69.33 80.31
First Trust Large Cap Core Alp Fnd (FEX) 0.24 34240 -6.00% 51.61 53.33
Celgene Corporation (CELG) 0.22 13201 +4.00% 124.46 134.31
iShares S&P; SmallCap 600 Index (IJR) 0.22 23860 +15.00% 69.15 70.07
Red Hat (RHT) 0.21 18386 +12.00% 86.48 99.42
SPDR S&P; MidCap 400 ETF (MDY) 0.21 5025 -3.00% 312.44 317.27
Ipath Dow Jones-aig Commodity 0.21 67557 -18.00% 23.52 0.00
Weatherford Intl Plc ord shs 0.21 234347 NEW 6.65 0.00
Globant S A 0.21 42695 36.40 0.00
iShares FTSE KLD Select Scil Idx Fd (KLD) 0.20 15361 +25.00% 98.24 103.02
PowerShares DWA Technical Ldrs Pf (PDP) 0.20 32445 -33.00% 45.28 47.03
Ishares High Dividend Equity F 0.20 17940 -20.00% 83.84 0.00
Ishares Inc ctr wld minvl 0.19 18185 -21.00% 77.15 0.00
Xilinx (XLNX) 0.18 23615 -7.00% 57.89 67.53
GOLAR LNG Limited Com 0.17 45105 +57.00% 27.93 0.00
Alibaba Group Holding Ltd Spon 0.17 11925 +39.00% 107.84 0.00
Powershares S&p 500 0.16 29907 -7.00% 40.53 0.00
Avon Products (AVP) 0.15 255575 NEW 4.40 3.48
Regions Financial Corporation (RF) 0.15 75867 +2.00% 14.53 13.57
Merck & Co (MRK) 0.15 17430 +15.00% 63.57 66.16
Advanced Micro Devices (AMD) 0.15 79195 +10.00% 14.55 14.17
ON Semiconductor (ONNN) 0.15 71405 15.49 13.00
Sanchez Energy Corp C ommon stocks 0.15 114015 +40.00% 9.54 0.00
Time Warner (TWX) 0.13 9944 +27.00% 97.75 99.70
Suntrust Banks Inc $1.00 Par Cmn 0.13 16973 -24.00% 55.32 0.00
NVIDIA Corporation (NVDA) 0.13 9051 -16.00% 108.94 153.83
iShares MSCI Emerging Markets Indx (EEM) 0.12 23617 -19.00% 39.38 41.50
Bank of America Corporation (BAC) 0.12 37871 +4.00% 23.58 22.82
Bank of New York Mellon Corporation (BK) 0.12 18329 +3.00% 47.25 49.17
AFLAC Incorporated (AFL) 0.12 12754 +29.00% 72.45 77.60
Micron Technology (MU) 0.12 30219 28.89 31.73
FMC Corporation (FMC) 0.12 13095 +48.00% 69.57 74.78
Technology SPDR (XLK) 0.12 17077 -28.00% 53.29 56.30
Yandex Nv-a 0.12 40786 +8.00% 21.92 0.00
Broad 0.12 3934 +3.00% 218.86 0.00
Ecolab (ECL) 0.11 6247 NEW 125.34 131.66
ABB (ABB) 0.11 35589 +13.00% 23.41 25.40
McDermott International (MDR) 0.11 116414 +13.00% 6.75 7.13
CalAmp (CAMP) 0.11 47756 +8.00% 16.79 20.12
Vanguard Small-Cap Value ETF (VBR) 0.11 6920 122.83 122.40
Oasis Petroleum (OAS) 0.11 57000 +9.00% 14.26 7.75
EXACT Sciences Corporation (EXAS) 0.11 35251 +2.00% 23.63 35.51
Vanguard REIT ETF (VNQ) 0.11 9940 +3.00% 82.60 84.15
Vanguard Short Term Corporate Bond ETF (VCSH) 0.11 10370 +14.00% 79.75 80.10
Air Lease Corp Com 0.11 21357 +9.00% 38.77 0.00
Caterpillar (CAT) 0.10 8399 NEW 92.75 104.11
UnitedHealth (UNH) 0.10 4663 NEW 164.06 185.25
Rydex Russell Top 50 ETF (XLG) 0.10 4565 -40.00% 166.92 172.46
Xylem 0.10 15074 +4.00% 50.22 0.00
Mondelez Int 0.10 17700 43.11 0.00
Northern Trust Corporation (NTRS) 0.09 7721 +9.00% 86.52 94.01
CBS Corporation (CBS) 0.09 9142 -13.00% 69.35 63.61
Whole Foods Market (WFMI) 0.09 21785 +13.00% 29.70 0.00
FLIR Systems (FLIR) 0.09 17936 NEW 36.30 35.03
Ingersoll-rand Co Ltd-cl A 0.09 7974 +23.00% 81.26 0.00
Jd 0.09 22510 -9.00% 31.10 0.00
Berkshire Hathaway (BRK.B) 0.08 3410 +136.00% 166.57 0.00
Lumber Liquidators Holdings (LL) 0.08 28410 +42.00% 20.98 25.77
Boston Scientific Corporation (BSX) 0.08 24268 +8.00% 24.89 28.10
iShares MSCI ACWI ex US Index Fund (ACWX) 0.08 13226 NEW 43.63 45.50
MSCI Europe Financials Sector Index Fund (EUFN) 0.08 29740 +6.00% 20.31 21.17
Citigroup Inc 0.08 10100 -9.00% 59.80 0.00
Groupon 0.08 152284 NEW 3.93 0.00
Truecar 0.08 36325 +9.00% 15.47 0.00
Powershares Act Mang Comm Fd db opt yld div 0.08 35453 -5.00% 16.64 0.00
Alphabet Inc Class A cs 0.08 709 +5.00% 847.67 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.08 12390 -17.00% 47.94 0.00
Impinj 0.08 18761 NEW 30.28 0.00
Envision Healthcare 0.08 9797 NEW 61.35 0.00
United Parcel Service (UPS) 0.07 5047 -17.00% 107.39 110.27
Nordstrom (JWN) 0.07 10725 NEW 46.53 48.00
Freeport-McMoRan Copper & Gold (FCX) 0.07 40677 +36.00% 13.35 11.76
Manpower (MAN) 0.07 5350 NEW 102.62 106.58
iShares Gold Trust (IAU) 0.07 43567 +100.00% 12.00 12.08
PowerShares High Yld. Dividend Achv (PEY) 0.07 28428 -8.00% 17.06 16.86
Sprott Physical Gold Trust (PHYS) 0.07 51525 -40.00% 10.23 10.26
Phillips 66 0.07 6958 +10.00% 79.19 0.00
First Tr Exchange Traded Fd nasd tech div 0.07 15477 -8.00% 31.72 0.00
Ishares Inc msci india index 0.07 16000 NEW 31.50 0.00
On Deck Capital 0.07 100802 -25.00% 5.04 0.00
Shopify Inc cl a 0.07 7700 -34.00% 68.05 0.00
Marvell Technology Group Ltd 0.06 28600 15.24 0.00
Finisar Corporation (FNSR) 0.06 15000 NEW 27.33 28.20
Ciena Corporation (CIEN) 0.06 20345 -10.00% 23.59 26.42
MGM Resorts International. (MGM) 0.06 17045 NEW 27.40 34.16
Callon Pete Co Del Com Stk 0.06 34500 -12.00% 13.16 0.00
iShares S&P; 500 Growth Index (IVW) 0.06 3487 -7.00% 131.63 139.37
First Trust Morningstar Divid Ledr (FDL) 0.06 15916 -7.00% 28.84 28.45
First Tr Exchange-traded Fd no amer energy 0.06 18743 -4.00% 25.29 0.00
Ptc 0.06 9000 52.56 0.00
* Proshares Tr S&p 500 Aristo Added 0.06 8226 -5.00% 56.16 0.00
Zayo Group Hldgs 0.06 13606 -19.00% 32.93 0.00
Johnson Controls International Plc equity 0.06 10785 -7.00% 42.10 0.00
Costco Wholesale Corporation (COST) 0.05 2314 -33.00% 167.68 157.13
Industrial SPDR (XLI) 0.05 5734 -64.00% 65.05 68.01
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.05 3385 -3.00% 117.87 121.18
Vanguard Dividend Appreciation ETF (VIG) 0.05 3730 +13.00% 89.81 92.67
Wells Fargo & Company (WFC) 0.04 5401 +12.00% 55.73 52.45
Colgate-Palmolive Company (CL) 0.04 4306 +20.00% 73.15 75.92
Marsh & McLennan Companies (MMC) 0.04 4131 -29.00% 73.83 78.06
Abraxas Petroleum (AXAS) 0.04 144100 2.02 1.59
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.04 2540 109.06 110.10
iShares Dow Jones US Consumer Ser. (IYC) 0.04 1739 -26.00% 161.01 164.47
iShares S&P; MidCap 400 Value Index (IJJ) 0.04 1920 148.44 148.05
First Trust Value Line Dividend Indx Fnd (FVD) 0.04 9927 -7.00% 29.01 29.41
Pimco Total Return Etf totl 0.04 2630 105.32 0.00
MGIC Investment (MTG) 0.03 19578 +50.00% 10.11 10.87
McDonald's Corporation (MCD) 0.03 1656 -10.00% 129.83 154.64
General Electric Company (GE) 0.03 8080 NEW 29.83 27.57
Potash Corp. Of Saskatchewan I 0.03 11682 -6.00% 17.12 0.00
Altria (MO) 0.03 2926 -14.00% 71.43 76.49
Vanguard Short-Term Bond ETF (BSV) 0.03 3060 79.74 79.97
PowerShares QQQ Trust, Series 1 (QQQQ) 0.03 1610 NEW 132.30 0.00
Garmin Ltd. 0.03 4181 -7.00% 51.18 0.00
Tesla Motors (TSLA) 0.03 786 NEW 278.63 383.45
First Trust Mid Cap Core Alpha Fnd (FNX) 0.03 3660 58.47 59.03
iShares S&P; Global Industrials Sec (EXI) 0.03 2754 -17.00% 80.25 84.68
iShares Russell 3000 Growth Index (IWZ) 0.03 4725 NEW 46.35 73.70
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.03 2650 NEW 86.79 90.44
Pandora Media Inc 0.03 18531 11.82 0.00
Palo Alto Networks 0.03 1921 112.44 0.00
Abbvie 0.03 3473 -4.00% 65.07 0.00
Mallinckrodt Pub 0.03 5000 NEW 44.60 0.00
Stericycle, Inc. pfd cv 0.03 3256 -5.00% 71.56 0.00
Square Inc cl a 0.02 10175 NEW 17.30 0.00
Intel Corp sdcv 0.01 50000 1.36 0.00
Obseva Sa 0.01 10000 NEW 10.40 0.00
Brocade Communications conv 0.00 25000 NEW 1.00 0.00