Baker Ellis Asset Management as of Sept. 30, 2011
Portfolio Holdings for Baker Ellis Asset Management
Baker Ellis Asset Management holds 196 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vanguard Total Stock Market ETF (VTI) | 27.6 | $6.4B | 110k | 57720.00 | |
| Vanguard High Dividend Yield ETF (VYM) | 24.9 | $5.7B | 142k | 40420.05 | |
| Vodafone Group Plc-sp | 11.3 | $2.6B | 102k | 25660.00 | |
| Vanguard Utilities ETF (VPU) | 9.8 | $2.3B | 32k | 71460.95 | |
| Wal-Mart Stores (WMT) | 5.5 | $1.3B | 24k | 51899.08 | |
| Verizon Communications (VZ) | 5.2 | $1.2B | 32k | 36799.54 | |
| Waste Management (WM) | 3.5 | $812M | 25k | 32560.20 | |
| Yahoo! | 3.1 | $718M | 55k | 13170.00 | |
| Vectren Corporation | 2.2 | $499M | 18k | 27080.50 | |
| Yum! Brands (YUM) | 1.6 | $366M | 7.4k | 49390.00 | |
| Vanguard Total World Stock Idx (VT) | 1.2 | $281M | 6.9k | 40650.00 | |
| Wells Fargo & Company (WFC) | 1.1 | $255M | 11k | 24119.98 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.8 | $183M | 3.3k | 55580.00 | |
| WisdomTree India Earnings Fund (EPI) | 0.8 | $172M | 9.5k | 18150.00 | |
| Whirlpool Corporation (WHR) | 0.7 | $170M | 3.4k | 49910.00 | |
| Yamana Gold | 0.5 | $109M | 8.0k | 13660.00 | |
| Vanguard Energy ETF (VDE) | 0.0 | $7.0M | 81k | 86.34 | |
| SPDR Gold Trust (GLD) | 0.0 | $4.0M | 26k | 158.06 | |
| U.S. Bancorp (USB) | 0.0 | $2.0M | 85k | 23.54 | |
| Union Pacific Corporation (UNP) | 0.0 | $2.5M | 31k | 81.67 | |
| Pepsi (PEP) | 0.0 | $1.4M | 22k | 61.90 | |
| United Technologies Corporation | 0.0 | $1.2M | 17k | 70.36 | |
| Syngenta | 0.0 | $3.1M | 60k | 51.87 | |
| Rayonier (RYN) | 0.0 | $2.7M | 73k | 36.79 | |
| Vanguard Extended Market ETF (VXF) | 0.0 | $1.8M | 39k | 46.10 | |
| Vanguard Information Technology ETF (VGT) | 0.0 | $2.8M | 50k | 56.76 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.0 | $1.9M | 19k | 100.42 | |
| BP (BP) | 0.0 | $0 | 7.4k | 0.00 | |
| Ens | 0.0 | $0 | 33k | 0.00 | |
| Hasbro (HAS) | 0.0 | $206.358000 | 6.3k | 0.03 | |
| America Movil Sab De Cv spon adr l | 0.0 | $0 | 4.7k | 0.00 | |
| Comcast Corporation (CMCSA) | 0.0 | $0 | 12k | 0.00 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $380k | 17k | 22.45 | |
| Fomento Economico Mexicano SAB (FMX) | 0.0 | $4.129100 | 41k | 0.00 | |
| Petroleo Brasileiro SA (PBR.A) | 0.0 | $481k | 23k | 20.72 | |
| Microsoft Corporation (MSFT) | 0.0 | $1.3k | 54k | 0.02 | |
| Seacor Holdings | 0.0 | $921k | 12k | 80.21 | |
| Annaly Capital Management | 0.0 | $0 | 15k | 0.00 | |
| Broadridge Financial Solutions (BR) | 0.0 | $0 | 23k | 0.00 | |
| American Express Company (AXP) | 0.0 | $0 | 11k | 0.00 | |
| Berkshire Hathaway (BRK.B) | 0.0 | $5.200400 | 52k | 0.00 | |
| Canadian Natl Ry (CNI) | 0.0 | $0.300000 | 3.0k | 0.00 | |
| Caterpillar (CAT) | 0.0 | $0.324700 | 3.2k | 0.00 | |
| Coca-Cola Company (KO) | 0.0 | $1.372300 | 14k | 0.00 | |
| Costco Wholesale Corporation (COST) | 0.0 | $0.640600 | 6.4k | 0.00 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $1.831200 | 18k | 0.00 | |
| FedEx Corporation (FDX) | 0.0 | $0.175000 | 1.8k | 0.00 | |
| Republic Services (RSG) | 0.0 | $460k | 16k | 28.06 | |
| Home Depot (HD) | 0.0 | $334.165300 | 10k | 0.03 | |
| Peabody Energy Corporation | 0.0 | $110k | 3.2k | 33.88 | |
| Abbott Laboratories (ABT) | 0.0 | $3.986500 | 40k | 0.00 | |
| Johnson & Johnson (JNJ) | 0.0 | $1.2k | 19k | 0.06 | |
| Pfizer (PFE) | 0.0 | $544k | 31k | 17.68 | |
| Archer Daniels Midland Company (ADM) | 0.0 | $0 | 6.5k | 0.00 | |
| Walt Disney Company (DIS) | 0.0 | $0 | 6.7k | 0.00 | |
| AGL Resources | 0.0 | $0 | 4.6k | 0.00 | |
| Chevron Corporation (CVX) | 0.0 | $2.181000 | 22k | 0.00 | |
| Dominion Resources (D) | 0.0 | $1.241200 | 12k | 0.00 | |
| Duke Energy Corp | 0.0 | $0 | 9.1k | 0.00 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $223k | 2.0k | 113.15 | |
| General Electric Company | 0.0 | $0 | 14k | 0.00 | |
| Bristol Myers Squibb (BMY) | 0.0 | $0 | 17k | 0.00 | |
| United Parcel Service (UPS) | 0.0 | $785k | 12k | 63.15 | |
| Genuine Parts Company (GPC) | 0.0 | $903.833600 | 18k | 0.05 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $1.1k | 16k | 0.07 | |
| Kraft Foods | 0.0 | $174.720000 | 5.2k | 0.03 | |
| Newmont Mining Corporation (NEM) | 0.0 | $170.415000 | 2.7k | 0.06 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $1.2k | 24k | 0.05 | |
| Sonoco Products Company (SON) | 0.0 | $951k | 34k | 28.23 | |
| Travelers Companies (TRV) | 0.0 | $109k | 2.2k | 48.73 | |
| V.F. Corporation (VFC) | 0.0 | $207k | 1.7k | 121.52 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $502.959600 | 13k | 0.04 | |
| Automatic Data Processing (ADP) | 0.0 | $0 | 20k | 0.00 | |
| Boeing Company (BA) | 0.0 | $0.308700 | 3.1k | 0.00 | |
| Intel Corporation (INTC) | 0.0 | $2.1k | 100k | 0.02 | |
| Timken Company (TKR) | 0.0 | $195k | 6.0k | 32.82 | |
| Albany International (AIN) | 0.0 | $0 | 22k | 0.00 | |
| International Paper Company (IP) | 0.0 | $1.6k | 71k | 0.02 | |
| Transocean Ordinary Shares | 0.0 | $145k | 3.0k | 47.74 | |
| E.I. du Pont de Nemours & Company | 0.0 | $0 | 20k | 0.00 | |
| AmerisourceBergen (COR) | 0.0 | $0 | 46k | 0.00 | |
| Tidewater | 0.0 | $151k | 3.6k | 42.05 | |
| MDU Resources (MDU) | 0.0 | $324.864000 | 17k | 0.02 | |
| Raytheon Company | 0.0 | $311k | 7.6k | 40.87 | |
| Campbell Soup Company (CPB) | 0.0 | $0 | 6.2k | 0.00 | |
| Kroger (KR) | 0.0 | $2.1k | 96k | 0.02 | |
| Aetna | 0.0 | $0 | 6.2k | 0.00 | |
| Novartis (NVS) | 0.0 | $2.4k | 43k | 0.06 | |
| Plum Creek Timber | 0.0 | $107k | 3.1k | 34.71 | |
| Anadarko Petroleum Corporation | 0.0 | $0.174500 | 1.7k | 0.00 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $0.961200 | 9.00 | 0.11 | |
| Cenovus Energy (CVE) | 0.0 | $0 | 20k | 0.00 | |
| Deere & Company (DE) | 0.0 | $0.310000 | 3.1k | 0.00 | |
| Diageo (DEO) | 0.0 | $0.148500 | 1.5k | 0.00 | |
| General Mills (GIS) | 0.0 | $0 | 140k | 0.00 | |
| GlaxoSmithKline | 0.0 | $123.900000 | 3.0k | 0.04 | |
| Hewlett-Packard Company | 0.0 | $249.232500 | 11k | 0.02 | |
| Honda Motor (HMC) | 0.0 | $603.417600 | 21k | 0.03 | |
| Honeywell International (HON) | 0.0 | $203.257000 | 4.6k | 0.04 | |
| International Business Machines (IBM) | 0.0 | $604.629300 | 3.5k | 0.17 | |
| Liberty Global | 0.0 | $171.950000 | 4.8k | 0.04 | |
| Macy's (M) | 0.0 | $204.614000 | 7.8k | 0.03 | |
| Merck & Co (MRK) | 0.0 | $684.051300 | 21k | 0.03 | |
| Nike (NKE) | 0.0 | $590.719500 | 6.9k | 0.09 | |
| Procter & Gamble Company (PG) | 0.0 | $532k | 8.4k | 63.18 | |
| Royal Dutch Shell | 0.0 | $790k | 13k | 62.05 | |
| Schlumberger (SLB) | 0.0 | $504k | 8.4k | 59.73 | |
| Stryker Corporation (SYK) | 0.0 | $887k | 19k | 47.13 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $213k | 8.0k | 26.65 | |
| UnitedHealth (UNH) | 0.0 | $119k | 2.6k | 46.12 | |
| Encana Corp | 0.0 | $0 | 19k | 0.00 | |
| Canadian Natural Resources (CNQ) | 0.0 | $0 | 3.6k | 0.00 | |
| Imperial Oil (IMO) | 0.0 | $1.5k | 42k | 0.04 | |
| Southern Company (SO) | 0.0 | $318k | 7.5k | 42.37 | |
| Starbucks Corporation (SBUX) | 0.0 | $608k | 16k | 37.29 | |
| Accenture (ACN) | 0.0 | $0.305000 | 3.1k | 0.00 | |
| Investors Title Company (ITIC) | 0.0 | $384.770000 | 11k | 0.04 | |
| News Corporation | 0.0 | $335.400000 | 22k | 0.02 | |
| Clorox Company (CLX) | 0.0 | $1.150100 | 12k | 0.00 | |
| Philip Morris Cos. | 0.0 | $0 | 5.9k | 0.00 | |
| Hershey Company (HSY) | 0.0 | $177.600000 | 3.0k | 0.06 | |
| Kellogg Company (K) | 0.0 | $260.680000 | 4.9k | 0.05 | |
| Hilltop Holdings (HTH) | 0.0 | $116.640000 | 16k | 0.01 | |
| Coca-Cola Bottling Co. Consolidated (COKE) | 0.0 | $0.425000 | 4.3k | 0.00 | |
| Bce (BCE) | 0.0 | $0 | 4.7k | 0.00 | |
| PPL Corporation (PPL) | 0.0 | $1.0M | 37k | 28.54 | |
| Paccar (PCAR) | 0.0 | $102k | 3.0k | 33.82 | |
| Precision Castparts | 0.0 | $267k | 1.7k | 155.46 | |
| J.M. Smucker Company (SJM) | 0.0 | $1.5k | 21k | 0.07 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.0 | $550k | 6.8k | 81.42 | |
| Marathon Oil Corporation (MRO) | 0.0 | $334.800000 | 16k | 0.02 | |
| New York Times Company (NYT) | 0.0 | $256.824000 | 44k | 0.01 | |
| H.J. Heinz Company | 0.0 | $1.8k | 35k | 0.05 | |
| Ingram Micro | 0.0 | $276.115000 | 17k | 0.02 | |
| iShares MSCI Japan Index | 0.0 | $120.650000 | 13k | 0.01 | |
| Forestar | 0.0 | $0 | 15k | 0.00 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $160.170000 | 5.7k | 0.03 | |
| ITT Corporation | 0.0 | $881.706000 | 21k | 0.04 | |
| John Bean Technologies Corporation (JBT) | 0.0 | $815.114300 | 57k | 0.01 | |
| Nexen | 0.0 | $1.2k | 74k | 0.02 | |
| Pepco Holdings | 0.0 | $188k | 9.9k | 18.92 | |
| SCANA Corporation | 0.0 | $579k | 14k | 40.45 | |
| UGI Corporation (UGI) | 0.0 | $933k | 36k | 26.27 | |
| Southern Union Company | 0.0 | $1.0M | 25k | 40.57 | |
| Unilever (UL) | 0.0 | $485k | 16k | 31.19 | |
| URS Corporation | 0.0 | $270k | 9.1k | 29.66 | |
| Alexander & Baldwin | 0.0 | $0 | 37k | 0.00 | |
| Bk Nova Cad (BNS) | 0.0 | $2.340800 | 23k | 0.00 | |
| NBT Ban (NBTB) | 0.0 | $260.400000 | 14k | 0.02 | |
| Nstar | 0.0 | $1.1k | 25k | 0.04 | |
| Northwest Natural Gas | 0.0 | $538.725600 | 12k | 0.04 | |
| Seaboard Corporation (SEB) | 0.0 | $132k | 73.00 | 1801.99 | |
| St. Jude Medical | 0.0 | $676k | 19k | 36.19 | |
| TrustCo Bank Corp NY | 0.0 | $112k | 25k | 4.46 | |
| Urstadt Biddle Properties | 0.0 | $734k | 46k | 15.97 | |
| DIGIMARC CORP Com Stk | 0.0 | $0 | 4.0k | 0.00 | |
| Potlatch Corporation (PCH) | 0.0 | $354k | 11k | 31.52 | |
| HCP | 0.0 | $138.539700 | 3.9k | 0.04 | |
| Carriage Services (CSV) | 0.0 | $0 | 21k | 0.00 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.0 | $336.579100 | 24k | 0.01 | |
| St Mary Land & Expl Co Com Stk | 0.0 | $270k | 4.5k | 60.65 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.0 | $0 | 21k | 0.00 | |
| Central Fd Cda Ltd cl a | 0.0 | $0 | 31k | 0.00 | |
| Hawkins (HWKN) | 0.0 | $195.570000 | 6.2k | 0.03 | |
| Market Vectors Gold Miners ETF | 0.0 | $862.500000 | 16k | 0.06 | |
| American Safety Ins Hldgs Lt ord | 0.0 | $0 | 24k | 0.00 | |
| Multi-Color Corporation | 0.0 | $316.558200 | 14k | 0.02 | |
| Rush Enterprises (RUSHB) | 0.0 | $188k | 16k | 11.67 | |
| Urstadt Biddle Properties | 0.0 | $1.1M | 70k | 15.50 | |
| Midas | 0.0 | $211.765000 | 26k | 0.01 | |
| Ball Corporation (BALL) | 0.0 | $0 | 25k | 0.00 | |
| Oneok (OKE) | 0.0 | $198.000000 | 3.0k | 0.07 | |
| iShares MSCI Taiwan Index | 0.0 | $214.181800 | 18k | 0.01 | |
| Phillips Petroleum | 0.0 | $0.159300 | 1.6k | 0.00 | |
| Hubbell Incorporated | 0.0 | $249.750000 | 5.6k | 0.04 | |
| Mfri | 0.0 | $446.889600 | 62k | 0.01 | |
| Cooper Cameron Corp | 0.0 | $0 | 7.3k | 0.00 | |
| PowerShares FTSE RAFI US 1000 | 0.0 | $1.1M | 23k | 48.91 | |
| Pebblebrook Hotel Trust (PEB) | 0.0 | $208k | 13k | 15.65 | |
| Baldwin Technology | 0.0 | $0 | 38k | 0.00 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $225k | 5.8k | 38.72 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $0 | 81k | 0.00 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.0 | $114.300000 | 1.0k | 0.11 | |
| iShares MSCI Singapore Index Fund | 0.0 | $5.1k | 465k | 0.01 | |
| iShares MSCI Germany Index Fund (EWG) | 0.0 | $162.595500 | 8.9k | 0.02 | |
| CurrencyShares Canadian Dollar Trust | 0.0 | $0.250000 | 2.5k | 0.00 | |
| iShares MSCI Switzerland Index Fund (EWL) | 0.0 | $104.160000 | 4.8k | 0.02 | |
| iShares S&P Global Telecommunicat. (IXP) | 0.0 | $1.9k | 36k | 0.05 | |
| Chunghwa Telecom Co Ltd - (CHT) | 0.0 | $0 | 3.4k | 0.00 | |
| Swiss Helvetia Fund (SWZ) | 0.0 | $987k | 88k | 11.19 | |
| Lasalle Hotel Pptys Pfd D 7.5% | 0.0 | $255.730000 | 11k | 0.02 | |
| Urstadt Biddle Properties Inc. 7.5% Pfd p | 0.0 | $326k | 13k | 25.13 | |
| Fiserv | 0.0 | $0.200000 | 2.0k | 0.00 | |
| Urstadt Biddle Pptysinc Sr P | 0.0 | $300k | 2.9k | 103.55 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $230.350000 | 8.5k | 0.03 | |
| Pebblebrook Hotel Trust | 0.0 | $236k | 9.5k | 24.85 |
