Carlson Capital

Carlson Capital as of Sept. 30, 2015

Portfolio Holdings for Carlson Capital

Carlson Capital holds 301 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Chubb Corporation 2.4 $208M 1.7M 122.65
Citigroup Com New (C) 2.4 $207M 4.2M 49.61
Exelon Corporation (EXC) 2.3 $201M 6.8M 29.70
Bunge 2.3 $200M 2.7M 73.30
Calpine Corp Com New 1.9 $161M 11M 14.60
Nrg Energy Com New (NRG) 1.7 $147M 9.9M 14.85
Precision Castparts 1.5 $134M 583k 229.71
Sigma-Aldrich Corporation 1.4 $121M 874k 138.92
HCC Insurance Holdings 1.4 $120M 1.5M 77.47
Exterran Holdings 1.4 $120M 6.6M 18.00
Hudson City Ban 1.3 $109M 11M 10.17
Cameron International Corporation 1.2 $106M 1.7M 61.32
Cit Group Com New 1.2 $104M 2.6M 40.03
Coca-Cola Company (KO) 1.2 $102M 2.6M 40.12
Tri Pointe Homes (TPH) 1.2 $100M 7.6M 13.09
Broadcom Corp Cl A 1.2 $100M 1.9M 51.43
StanCorp Financial 1.1 $92M 805k 114.20
Teradata Corporation (TDC) 1.0 $89M 3.1M 28.96
Comcast Corp Cl A (CMCSA) 1.0 $88M 1.5M 56.88
Dynegy 1.0 $87M 4.2M 20.67
Wpx Energy 1.0 $86M 13M 6.62
Valero Energy Corporation (VLO) 1.0 $83M 1.4M 60.10
Kennametal (KMT) 0.9 $81M 3.2M 24.89
eBay (EBAY) 0.9 $77M 3.2M 24.44
WESCO International (WCC) 0.9 $77M 1.7M 46.47
Cytec Industries 0.9 $76M 1.0M 73.85
Western Digital (WDC) 0.9 $76M 952k 79.44
Partner Re 0.9 $74M 535k 138.88
Morgan Stanley Com New (MS) 0.8 $73M 2.3M 31.50
Altera Corporation 0.8 $72M 1.4M 50.08
Ace SHS 0.8 $70M 678k 103.40
Regions Financial Corporation (RF) 0.8 $69M 7.6M 9.01
Devon Energy Corporation (DVN) 0.8 $68M 1.8M 37.09
Pinnacle Foods Inc De 0.8 $68M 1.6M 41.88
Gap (GAP) 0.8 $67M 2.3M 28.50
Viavi Solutions Inc equities (VIAV) 0.8 $67M 12M 5.37
Vitamin Shoppe 0.7 $64M 2.0M 32.64
Altria (MO) 0.7 $62M 1.1M 54.40
Express Scripts Holding 0.7 $60M 735k 80.96
Popular Com New (BPOP) 0.7 $58M 1.9M 30.23
Newfield Exploration 0.7 $57M 1.7M 32.90
Wellpoint Note 2.750%10/1 (Principal) 0.7 $57M 30M 1.89
Ally Financial (ALLY) 0.7 $57M 2.8M 20.38
JPMorgan Chase & Co. (JPM) 0.6 $55M 906k 60.97
Kindred Healthcare 0.6 $55M 3.5M 15.75
American Rlty Cap Pptys Note 3.000% 8/0 (Principal) 0.6 $54M 57M 0.95
Bank of America Corporation (BAC) 0.6 $54M 3.5M 15.58
Ultratech 0.6 $53M 3.3M 16.02
Verisign SDCV 3.250% 8/1 (Principal) 0.6 $52M 25M 2.09
McGraw-Hill Companies 0.6 $52M 597k 86.50
Anadarko Petroleum Corporation 0.6 $51M 849k 60.39
Marathon Oil Corporation (MRO) 0.6 $51M 3.3M 15.40
Navient Corporation equity (NAVI) 0.6 $51M 4.5M 11.24
Gulfport Energy Corp Com New 0.6 $49M 1.7M 29.68
Citizens Financial (CFG) 0.5 $47M 2.0M 23.86
Halliburton Company (HAL) 0.5 $47M 1.3M 35.35
NiSource (NI) 0.5 $47M 2.5M 18.55
ConAgra Foods (CAG) 0.5 $47M 1.2M 40.51
Cisco Systems (CSCO) 0.5 $46M 1.7M 26.25
Tenaris S A Sponsored Adr (TS) 0.5 $44M 1.8M 24.11
Nokia Corp Sponsored Adr (NOK) 0.5 $44M 6.5M 6.78
Fifth Third Ban (FITB) 0.5 $44M 2.3M 18.91
Uti Worldwide Ord 0.5 $44M 9.5M 4.59
American Tower Reit (AMT) 0.5 $44M 494k 87.98
Digital Realty Trust (DLR) 0.5 $43M 656k 65.32
Cosan Shs A 0.5 $43M 15M 2.89
Cimarex Energy 0.5 $41M 404k 102.48
Schlumberger (SLB) 0.5 $41M 600k 68.97
Time Warner Cable 0.5 $41M 230k 179.37
Kellogg Company (K) 0.5 $41M 615k 66.55
Monolithic Power Systems (MPWR) 0.5 $41M 793k 51.20
EQT Corporation (EQT) 0.5 $40M 623k 64.77
Concho Resources 0.4 $39M 397k 98.30
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.4 $39M 202k 191.63
Southwest Airlines (LUV) 0.4 $39M 1.0M 38.04
Verizon Communications (VZ) 0.4 $38M 883k 43.51
General Mills (GIS) 0.4 $38M 683k 56.13
Fidelity National Financial Fnf Group Com (FNF) 0.4 $36M 1.0M 35.47
Coach 0.4 $36M 1.2M 28.93
Renewable Energy Group Com New 0.4 $35M 4.3M 8.28
Autodesk (ADSK) 0.4 $35M 796k 44.14
Google CL C 0.4 $35M 57k 608.41
Paychex (PAYX) 0.4 $34M 712k 47.63
Fidelity National Information Services (FIS) 0.4 $34M 504k 67.08
Merck & Co (MRK) 0.4 $34M 680k 49.39
Finisar Corp Com New 0.4 $33M 3.0M 11.13
Level 3 Communications Com New 0.4 $33M 752k 43.69
Gerdau S A Spon Adr Rep Pfd (GGB) 0.4 $33M 24M 1.37
Intuit (INTU) 0.4 $32M 359k 88.75
Paypal Holdings (PYPL) 0.4 $32M 1.0M 31.04
Baxter International (BAX) 0.4 $31M 954k 32.85
Noble Energy 0.4 $31M 1.0M 30.18
Vmware Cl A Com 0.4 $31M 389k 78.79
PPG Industries (PPG) 0.4 $31M 349k 87.69
Thomson Reuters Corp 0.4 $31M 759k 40.26
Nextera Energy (NEE) 0.3 $29M 301k 97.55
Molson Coors Brewing CL B (TAP) 0.3 $29M 351k 83.02
Moneygram Intl Com New 0.3 $29M 3.6M 8.02
DealerTrack Holdings 0.3 $29M 460k 63.16
Realogy Hldgs (HOUS) 0.3 $28M 750k 37.63
CommVault Systems (CVLT) 0.3 $28M 823k 33.96
Avnet (AVT) 0.3 $28M 653k 42.68
Nationstar Mortgage 0.3 $28M 2.0M 13.87
Sempra Energy (SRE) 0.3 $28M 284k 96.72
Aramark Hldgs (ARMK) 0.3 $27M 925k 29.64
Crown Castle Intl (CCI) 0.3 $27M 348k 78.87
Zoetis Cl A (ZTS) 0.3 $27M 664k 41.18
Suntrust Banks Inc $1.00 Par Cmn 0.3 $26M 679k 38.24
Symetra Finl Corp 0.3 $26M 807k 31.64
Sabre (SABR) 0.3 $25M 931k 27.18
FMC Technologies 0.3 $25M 807k 31.00
Mead Johnson Nutrition 0.3 $25M 351k 70.40
Williams Companies (WMB) 0.3 $24M 650k 36.85
Bank of New York Mellon Corporation (BK) 0.3 $24M 602k 39.15
TJX Companies (TJX) 0.3 $24M 329k 71.42
salesforce (CRM) 0.3 $23M 337k 69.43
Dr Pepper Snapple 0.3 $23M 294k 79.05
Cirrus Logic (CRUS) 0.3 $23M 723k 31.51
Pioneer Natural Resources 0.3 $23M 187k 121.64
Alcatel-lucent Sponsored Adr 0.3 $23M 6.2M 3.65
Anixter International 0.3 $22M 384k 57.78
Vimpelcom Sponsored Adr 0.3 $22M 5.4M 4.12
Palo Alto Networks Note 7/0 (Principal) 0.3 $22M 14M 1.63
Tripadvisor (TRIP) 0.3 $22M 344k 63.02
Plains Gp Hldgs Shs A Rep Ltpn 0.2 $22M 1.2M 17.50
Homeaway 0.2 $22M 815k 26.54
Xura 0.2 $21M 953k 22.38
Frontier Communications 0.2 $21M 4.4M 4.75
Science App Int'l (SAIC) 0.2 $21M 510k 40.21
Targa Res Corp (TRGP) 0.2 $20M 391k 51.52
Olin Corp Com Par $1 (OLN) 0.2 $20M 1.2M 16.81
Steel Dynamics (STLD) 0.2 $20M 1.2M 17.18
Interxion Holding SHS 0.2 $19M 707k 27.08
Bwx Technologies (BWXT) 0.2 $19M 725k 26.36
Advance Auto Parts (AAP) 0.2 $19M 101k 189.53
Nrg Yield CL C 0.2 $19M 1.6M 11.61
Amc Networks Cl A (AMCX) 0.2 $19M 256k 73.17
Allstate Corporation (ALL) 0.2 $18M 316k 58.24
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.2 $18M 425k 43.29
Media Gen 0.2 $18M 1.3M 13.99
Key (KEY) 0.2 $18M 1.4M 13.01
Hewlett-Packard Company 0.2 $18M 685k 25.61
Prudential Financial (PRU) 0.2 $17M 226k 76.21
Spdr Series Trust S&p Oilgas Exp 0.2 $17M 522k 32.84
Western Alliance Bancorporation (WAL) 0.2 $17M 550k 30.71
Quintiles Transnatio Hldgs I 0.2 $17M 240k 69.57
NetApp (NTAP) 0.2 $17M 564k 29.60
Dollar General (DG) 0.2 $17M 230k 72.44
Investors Ban 0.2 $17M 1.4M 12.34
Silicon Laboratories (SLAB) 0.2 $17M 399k 41.54
Automatic Data Processing (ADP) 0.2 $17M 206k 80.36
Clorox Company (CLX) 0.2 $17M 143k 115.53
Medtronic SHS (MDT) 0.2 $16M 244k 66.94
Linkedin Corp Com Cl A 0.2 $16M 86k 190.13
McDonald's Corporation (MCD) 0.2 $16M 165k 98.53
Bloomin Brands (BLMN) 0.2 $16M 892k 18.18
Unum (UNM) 0.2 $16M 504k 32.08
American Electric Power Company (AEP) 0.2 $16M 284k 56.86
Jarden Corp Note 1.875% 9/1 (Principal) 0.2 $16M 10M 1.61
Dominion Resources (D) 0.2 $16M 227k 70.38
Cme (CME) 0.2 $16M 171k 92.74
Anthem (ELV) 0.2 $16M 112k 140.00
SolarWinds 0.2 $16M 397k 39.24
Computer Sciences Corporation 0.2 $15M 251k 61.38
M&T Bank Corporation (MTB) 0.2 $15M 125k 121.95
NetScout Systems (NTCT) 0.2 $15M 427k 35.37
Navigator Holdings SHS (NVGS) 0.2 $15M 1.1M 13.35
Interpublic Group of Companies (IPG) 0.2 $15M 781k 19.13
Berry Plastics (BERY) 0.2 $15M 497k 30.07
Teva Pharmaceutical Inds Adr (TEVA) 0.2 $15M 264k 56.46
Microchip Technology (MCHP) 0.2 $15M 345k 43.09
Qualcomm (QCOM) 0.2 $15M 274k 53.73
PMC-Sierra 0.2 $15M 2.2M 6.77
Spdr Series Trust S&p Regl Bkg (KRE) 0.2 $15M 352k 41.18
Cognizant Technology Solutio Cl A (CTSH) 0.2 $14M 229k 62.61
Priceline Grp Note 1.000% 3/1 (Principal) 0.2 $14M 10M 1.41
Patterson Companies (PDCO) 0.2 $14M 324k 43.25
Forestar 0.2 $14M 1.0M 13.15
PPL Corporation (PPL) 0.2 $14M 410k 32.89
Mccormick & Co Com Non Vtg (MKC) 0.2 $13M 161k 82.18
SCANA Corporation 0.1 $13M 227k 56.26
Zillow Group Cl C Cap Stk (Z) 0.1 $13M 473k 27.00
Eastman Chemical Company (EMN) 0.1 $13M 195k 64.72
Benchmark Electronics (BHE) 0.1 $13M 580k 21.76
Church & Dwight (CHD) 0.1 $13M 150k 83.90
EMC Corporation 0.1 $13M 520k 24.16
Sandisk Corp Note 1.500% 8/1 (Principal) 0.1 $12M 10M 1.24
Godaddy Cl A (GDDY) 0.1 $12M 485k 25.21
Bristol Myers Squibb (BMY) 0.1 $12M 205k 59.20
National Interstate Corporation 0.1 $12M 450k 26.68
Itt Corp Com New 0.1 $12M 358k 33.43
Hortonworks 0.1 $12M 545k 21.89
Communications Sales&leas Incom us equities / etf's 0.1 $12M 653k 17.90
Barclays Bank Sp Adr 7.1%pf3 0.1 $12M 449k 25.60
Carrizo Oil & Gas 0.1 $11M 369k 30.54
Plexus (PLXS) 0.1 $11M 292k 38.58
Kythera Biopharmaceuticals I 0.1 $11M 150k 74.98
Intel Corporation (INTC) 0.1 $11M 373k 30.14
Intel Corp SDCV 3.250% 8/0 (Principal) 0.1 $11M 7.3M 1.51
Zimmer Holdings (ZBH) 0.1 $11M 116k 93.93
Allergan SHS 0.1 $11M 40k 271.80
Market Vectors Etf Tr Semiconductor 0.1 $11M 217k 49.88
F M C Corp Com New (FMC) 0.1 $11M 319k 33.91
Walgreen Boots Alliance 0.1 $11M 129k 83.10
Nxp Semiconductors N V (NXPI) 0.1 $11M 123k 87.07
Allegiant Travel Company (ALGT) 0.1 $10M 47k 216.25
Alere 0.1 $10M 210k 48.15
Hartford Financial Services (HIG) 0.1 $10M 219k 45.78
NuVasive 0.1 $9.7M 201k 48.22
Linear Technology Corporation 0.1 $9.6M 238k 40.35
Broadridge Financial Solutions (BR) 0.1 $9.5M 172k 55.35
B&G Foods (BGS) 0.1 $9.4M 259k 36.45
Liberty Global SHS CL C 0.1 $9.2M 225k 41.02
Scripps Networks Interact In Cl A Com 0.1 $9.1M 185k 49.19
Wpx Energy Pfd Ser A Cv 0.1 $9.0M 250k 35.82
Humana (HUM) 0.1 $9.0M 50k 179.00
Edgewell Pers Care (EPC) 0.1 $8.9M 109k 81.60
Red Hat 0.1 $8.8M 122k 71.88
Aptar (ATR) 0.1 $8.4M 128k 65.96
QLogic Corporation 0.1 $8.2M 803k 10.25
Priceline Grp Com New 0.1 $8.0M 6.5k 1236.92
Signature Bank (SBNY) 0.1 $7.9M 57k 137.56
Universal Hlth Svcs CL B (UHS) 0.1 $7.7M 62k 124.81
On Semiconductor Corp Note 2.625%12/1 (Principal) 0.1 $7.7M 6.9M 1.12
Virgin Amer Com Vtg 0.1 $7.7M 225k 34.23
Arista Networks 0.1 $7.3M 119k 61.19
UniFirst Corporation (UNF) 0.1 $7.3M 68k 106.80
Renewable Energy Group MTNF 2.750% 6/1 (Principal) 0.1 $7.0M 8.0M 0.87
DSW Cl A 0.1 $6.9M 273k 25.31
Constellium Nv Cl A 0.1 $6.9M 1.1M 6.06
Nvidia Corp Note 1.000%12/0 (Principal) 0.1 $6.6M 5.0M 1.32
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $6.4M 525k 12.17
Great Wastern Ban 0.1 $6.4M 251k 25.37
Sunedison 0.1 $6.1M 850k 7.18
Robert Half International (RHI) 0.1 $6.1M 119k 51.16
Mitel Networks Corp 0.1 $5.7M 883k 6.45
Servicenow Note 11/0 (Principal) 0.1 $5.7M 5.0M 1.13
Wl Ross Hldg Corp Unit 06/11/2019 0.1 $5.6M 496k 11.23
Synopsys (SNPS) 0.1 $5.3M 116k 46.18
Consolidated-Tomoka Land 0.1 $4.7M 95k 49.80
Liberty Global Shs Cl A 0.1 $4.6M 106k 42.94
Axis Capital Holdings SHS (AXS) 0.1 $4.5M 83k 53.72
Illumina (ILMN) 0.0 $4.3M 25k 175.84
BlueLinx Holdings 0.0 $4.3M 6.1M 0.70
Lumentum Hldgs (LITE) 0.0 $4.2M 245k 16.95
Oasis Petroleum 0.0 $3.5M 400k 8.68
Spx Flow 0.0 $3.5M 101k 34.43
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $3.5M 350k 9.87
Select Sector Spdr Tr Sbi Materials Put Option (XLB) 0.0 $3.2M 6.8k 477.50
First Tr High Income L/s (FSD) 0.0 $3.2M 225k 14.09
Team Health Holdings 0.0 $2.9M 53k 54.04
Bonanza Creek Energy 0.0 $2.4M 600k 4.07
Magnum Hunter Resources Corporation 0.0 $2.2M 6.5M 0.34
Western Asset Hgh Yld Dfnd (HYI) 0.0 $2.1M 153k 14.00
Forestar Group Note 3.750% 3/0 (Principal) 0.0 $2.1M 2.4M 0.86
Lehman Brothers First Trust IOF (NHS) 0.0 $2.0M 200k 10.19
Cheniere Energy Com New (LNG) 0.0 $2.0M 42k 48.29
W&T Offshore (WTI) 0.0 $1.9M 640k 3.00
Verint Systems (VRNT) 0.0 $1.8M 42k 43.14
Wmi Holdings 0.0 $1.6M 628k 2.60
Deutsche High Income Tr SHS 0.0 $1.6M 200k 7.85
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $1.6M 333k 4.69
Western Asset Managed High Incm Fnd 0.0 $1.5M 333k 4.47
Ivy High Income Opportunities 0.0 $1.5M 113k 12.97
Deutsche High Income Opport 0.0 $1.3M 100k 13.15
Tesla Motors Put Option (TSLA) 0.0 $1.2M 6.7k 181.50
Netflix Put Option (NFLX) 0.0 $1.2M 1.1k 1120.00
Gol Linhas Aereas Intlg S A Sp Adr Rep Pfd 0.0 $1.2M 1.2M 0.97
J.C. Penney Company Put Option 0.0 $898k 6.6k 137.14
ISIS Pharmaceuticals Put Option 0.0 $860k 664.00 1295.77
Covisint 0.0 $860k 400k 2.15
Halozyme Therapeutics Put Option (HALO) 0.0 $848k 1.0k 809.93
EXACT Sciences Corporation Put Option (EXAS) 0.0 $713k 1.6k 445.46
Newlink Genetics Corporation Put Option 0.0 $694k 466.00 1489.27
Staples Call Option 0.0 $675k 18k 37.50
Scientific Games Corp Cl A Put Option (LNW) 0.0 $646k 1.5k 430.09
Universal Display Corporation Put Option (OLED) 0.0 $645k 876.00 735.80
Sherwin-Williams Company Put Option (SHW) 0.0 $639k 202.00 3163.37
Intercept Pharmaceuticals In Put Option 0.0 $594k 93.00 6387.10
Milacron Holdings 0.0 $583k 33k 17.56
Tableau Software Cl A Put Option 0.0 $579k 388.00 1493.24
TASER International Put Option 0.0 $536k 1.4k 374.74
BioMarin Pharmaceutical Put Option (BMRN) 0.0 $480k 384.00 1248.80
Whitewave Foods Put Option 0.0 $445k 669.00 665.17
General Motors Company (GM) 0.0 $443k 15k 30.01
Sealed Air Put Option (SEE) 0.0 $389k 2.6k 150.00
Infinera Put Option 0.0 $350k 1.0k 350.00
Align Technology (ALGN) 0.0 $335k 5.9k 56.77
Ambarella SHS Put Option (AMBA) 0.0 $325k 183.00 1775.96
United Therapeutics Corporation Put Option (UTHR) 0.0 $319k 156.00 2044.87
AK Steel Holding Corporation Call Option 0.0 $317k 4.5k 70.44
ACADIA Pharmaceuticals Put Option (ACAD) 0.0 $281k 676.00 415.68
Vertex Pharmaceuticals Incorporated Put Option (VRTX) 0.0 $281k 213.00 1319.25
General Mtrs *w Exp 07/10/201 0.0 $274k 13k 20.42
Skechers U S A Cl A Put Option 0.0 $253k 179.00 1413.41
Diamondback Energy Put Option (FANG) 0.0 $243k 180.00 1350.00
Fortinet Put Option (FTNT) 0.0 $225k 591.00 380.71
Amgen Put Option (AMGN) 0.0 $200k 181.00 1104.97
General Mtrs *w Exp 07/10/201 0.0 $177k 13k 13.19
Oi Spn Adr New 0.0 $51k 75k 0.68
Community Health Sys Right 99/99/9999 0.0 $31k 3.4M 0.01