Carret Asset Management as of June 30, 2013
Portfolio Holdings for Carret Asset Management
Carret Asset Management holds 320 positions in its portfolio as reported in the June 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Johnson & Johnson (JNJ) | 2.5 | $12M | 141k | 85.86 | |
| General Electric Company | 2.5 | $12M | 508k | 23.19 | |
| Exxon Mobil Corporation (XOM) | 2.4 | $12M | 129k | 90.35 | |
| JPMorgan Chase & Co. (JPM) | 2.3 | $11M | 208k | 52.79 | |
| International Business Machines (IBM) | 2.2 | $11M | 55k | 191.10 | |
| Chevron Corporation (CVX) | 2.2 | $11M | 89k | 118.34 | |
| Berkshire Hathaway (BRK.B) | 1.8 | $8.8M | 78k | 111.92 | |
| E.I. du Pont de Nemours & Company | 1.8 | $8.4M | 161k | 52.50 | |
| Microsoft Corporation (MSFT) | 1.7 | $8.1M | 234k | 34.55 | |
| ConocoPhillips (COP) | 1.6 | $7.9M | 131k | 60.50 | |
| Intel Corporation (INTC) | 1.6 | $7.7M | 319k | 24.23 | |
| Pepsi (PEP) | 1.6 | $7.7M | 95k | 81.78 | |
| Apple (AAPL) | 1.5 | $7.3M | 18k | 396.50 | |
| Procter & Gamble Company (PG) | 1.5 | $7.3M | 95k | 76.99 | |
| McDonald's Corporation (MCD) | 1.4 | $6.8M | 69k | 99.00 | |
| EMC Corporation | 1.3 | $6.3M | 269k | 23.62 | |
| Cisco Systems (CSCO) | 1.3 | $6.3M | 260k | 24.33 | |
| CVS Caremark Corporation (CVS) | 1.3 | $6.2M | 108k | 57.18 | |
| Verizon Communications (VZ) | 1.2 | $5.9M | 117k | 50.34 | |
| At&t (T) | 1.1 | $5.5M | 157k | 35.40 | |
| Vodafone | 1.1 | $5.3M | 183k | 28.74 | |
| Dominion Resources (D) | 1.1 | $5.1M | 90k | 56.82 | |
| American Express Company (AXP) | 1.1 | $5.1M | 68k | 74.76 | |
| Walt Disney Company (DIS) | 1.0 | $5.0M | 80k | 63.16 | |
| Wal-Mart Stores (WMT) | 1.0 | $4.9M | 66k | 74.49 | |
| Target Corporation (TGT) | 1.0 | $4.9M | 71k | 68.85 | |
| Oracle Corporation (ORCL) | 1.0 | $4.9M | 160k | 30.71 | |
| Travelers Companies (TRV) | 1.0 | $4.8M | 61k | 79.92 | |
| Anadarko Petroleum Corporation | 1.0 | $4.8M | 56k | 85.94 | |
| Southern Company (SO) | 1.0 | $4.7M | 107k | 44.13 | |
| Canadian Natl Ry (CNI) | 0.9 | $4.6M | 47k | 97.26 | |
| American Electric Power Company (AEP) | 0.9 | $4.4M | 99k | 44.78 | |
| Berkshire Hathaway (BRK.A) | 0.9 | $4.4M | 26.00 | 168615.38 | |
| Church & Dwight (CHD) | 0.9 | $4.3M | 69k | 61.70 | |
| Hartford Financial Services (HIG) | 0.8 | $3.9M | 127k | 30.92 | |
| Comcast Corporation | 0.8 | $3.9M | 98k | 39.67 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.8 | $3.9M | 59k | 65.79 | |
| Allstate Corporation (ALL) | 0.8 | $3.8M | 79k | 48.12 | |
| Goldman Sachs (GS) | 0.8 | $3.7M | 25k | 151.26 | |
| 0.7 | $3.5M | 4.0k | 880.25 | ||
| Abbvie (ABBV) | 0.7 | $3.4M | 83k | 41.34 | |
| MetLife (MET) | 0.7 | $3.3M | 71k | 45.76 | |
| Mondelez Int (MDLZ) | 0.7 | $3.3M | 115k | 28.53 | |
| Novartis (NVS) | 0.7 | $3.2M | 45k | 70.72 | |
| 3M Company (MMM) | 0.7 | $3.2M | 29k | 109.33 | |
| Corning Incorporated (GLW) | 0.7 | $3.1M | 219k | 14.23 | |
| Home Depot (HD) | 0.7 | $3.1M | 40k | 77.47 | |
| SYSCO Corporation (SYY) | 0.7 | $3.1M | 92k | 34.16 | |
| Carpenter Technology Corporation (CRS) | 0.6 | $3.1M | 69k | 45.07 | |
| iShares S&P 100 Index (OEF) | 0.6 | $3.0M | 42k | 71.95 | |
| PNC Financial Services (PNC) | 0.6 | $2.9M | 40k | 72.93 | |
| Abbott Laboratories (ABT) | 0.6 | $2.9M | 83k | 34.88 | |
| Apache Corporation | 0.6 | $2.8M | 34k | 83.83 | |
| Emerson Electric (EMR) | 0.6 | $2.8M | 52k | 54.54 | |
| Parker-Hannifin Corporation (PH) | 0.6 | $2.8M | 30k | 95.38 | |
| Qualcomm (QCOM) | 0.5 | $2.6M | 42k | 61.08 | |
| U.S. Bancorp (USB) | 0.5 | $2.3M | 64k | 36.15 | |
| Ezion Holdings | 0.5 | $2.2M | 1.3M | 1.67 | |
| Bristol Myers Squibb (BMY) | 0.4 | $2.1M | 47k | 44.68 | |
| Via | 0.4 | $2.0M | 30k | 68.03 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $2.0M | 21k | 97.15 | |
| Comcast Corporation (CMCSA) | 0.4 | $1.8M | 44k | 41.75 | |
| Pfizer (PFE) | 0.4 | $1.8M | 65k | 28.01 | |
| Harris Corporation | 0.4 | $1.8M | 37k | 49.26 | |
| Hormel Foods Corporation (HRL) | 0.4 | $1.8M | 48k | 38.58 | |
| Thai Tap Water Supply - Nvdr | 0.4 | $1.8M | 5.7M | 0.32 | |
| Schlumberger (SLB) | 0.4 | $1.8M | 25k | 71.66 | |
| Applied Materials (AMAT) | 0.4 | $1.8M | 119k | 14.92 | |
| Beijing Enterprises Water Grou | 0.4 | $1.8M | 5.0M | 0.36 | |
| Phillips 66 (PSX) | 0.4 | $1.8M | 30k | 58.90 | |
| Fifth Third Bancorp cnv pfd dep1/250 | 0.4 | $1.7M | 11k | 156.46 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.4 | $1.7M | 53k | 32.53 | |
| Thermo Fisher Scientific (TMO) | 0.4 | $1.7M | 20k | 84.62 | |
| Bangkok Expressway Pub-nvdr | 0.4 | $1.7M | 1.5M | 1.15 | |
| Wells Fargo & Company (WFC) | 0.3 | $1.7M | 41k | 41.27 | |
| Deere & Company (DE) | 0.3 | $1.7M | 21k | 81.27 | |
| United Technologies Corporation | 0.3 | $1.7M | 18k | 92.92 | |
| BHP Billiton (BHP) | 0.3 | $1.6M | 27k | 57.65 | |
| FedEx Corporation (FDX) | 0.3 | $1.5M | 15k | 98.57 | |
| China State Construction Intl | 0.3 | $1.5M | 988k | 1.56 | |
| SPDR Gold Trust (GLD) | 0.3 | $1.5M | 13k | 119.14 | |
| Banco Itau Holding Financeira (ITUB) | 0.3 | $1.5M | 114k | 12.92 | |
| Marathon Oil Corporation (MRO) | 0.3 | $1.4M | 42k | 34.59 | |
| Agricultural Bank Of China | 0.3 | $1.4M | 3.5M | 0.41 | |
| Kraft Foods | 0.3 | $1.5M | 26k | 55.88 | |
| Bed Bath & Beyond | 0.3 | $1.4M | 19k | 70.94 | |
| Merck & Co (MRK) | 0.3 | $1.4M | 30k | 46.44 | |
| Deutsche Post Ag-reg | 0.3 | $1.4M | 55k | 24.86 | |
| Bank of America Corporation (BAC) | 0.3 | $1.3M | 103k | 12.86 | |
| Bank of New York Mellon Corporation (BK) | 0.3 | $1.3M | 46k | 28.06 | |
| Medtronic | 0.3 | $1.3M | 26k | 51.46 | |
| Visa (V) | 0.3 | $1.3M | 7.0k | 182.71 | |
| Kayne Anderson Energy Total Return Fund | 0.3 | $1.3M | 44k | 29.94 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $1.3M | 14k | 89.22 | |
| Templeton Income Tr Glb Bd Adv mutual funds (TGBAX) | 0.3 | $1.2M | 96k | 12.91 | |
| Marathon Petroleum Corp (MPC) | 0.3 | $1.2M | 18k | 71.05 | |
| AFLAC Incorporated (AFL) | 0.2 | $1.2M | 21k | 58.13 | |
| Automatic Data Processing (ADP) | 0.2 | $1.2M | 18k | 68.89 | |
| Colgate-Palmolive Company (CL) | 0.2 | $1.2M | 21k | 57.28 | |
| TICC Capital | 0.2 | $1.2M | 126k | 9.62 | |
| Banco Santander (SAN) | 0.2 | $1.2M | 187k | 6.47 | |
| Advanced Info Services Pub | 0.2 | $1.2M | 135k | 9.05 | |
| Geely Automobile Holdings | 0.2 | $1.2M | 2.8M | 0.43 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $1.2M | 30k | 38.51 | |
| MasterCard Incorporated (MA) | 0.2 | $1.1M | 1.9k | 574.63 | |
| Blackstone | 0.2 | $1.1M | 53k | 21.06 | |
| Teva Pharmaceutical Industries (TEVA) | 0.2 | $1.1M | 28k | 39.22 | |
| Newell Rubbermaid (NWL) | 0.2 | $1.1M | 43k | 26.26 | |
| Honeywell International (HON) | 0.2 | $1.1M | 14k | 79.35 | |
| Royal Dutch Shell | 0.2 | $1.1M | 17k | 66.25 | |
| Walgreen Company | 0.2 | $1.1M | 25k | 44.21 | |
| Boeing Company (BA) | 0.2 | $1.0M | 10k | 102.46 | |
| Health Care REIT | 0.2 | $1.0M | 15k | 67.06 | |
| Exelon Corporation (EXC) | 0.2 | $1.0M | 33k | 30.87 | |
| Hershey Company (HSY) | 0.2 | $991k | 11k | 89.28 | |
| Thai Union Frozen Prod-nvdr | 0.2 | $1.0M | 536k | 1.87 | |
| Pan-united | 0.2 | $988k | 1.4M | 0.71 | |
| Ameriprise Financial (AMP) | 0.2 | $946k | 12k | 80.88 | |
| Oneok Partners | 0.2 | $949k | 19k | 49.52 | |
| Evergrande Real Estate Group L | 0.2 | $960k | 2.6M | 0.37 | |
| Fidelity Contra (FCNTX) | 0.2 | $952k | 11k | 85.63 | |
| Bombardier | 0.2 | $969k | 218k | 4.45 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $922k | 7.1k | 129.95 | |
| Molycorp, Inc. pfd conv ser a | 0.2 | $919k | 43k | 21.23 | |
| Vale (VALE) | 0.2 | $844k | 64k | 13.16 | |
| DENTSPLY International | 0.2 | $847k | 21k | 40.95 | |
| General Dynamics Corporation (GD) | 0.2 | $865k | 11k | 78.32 | |
| Weatherford International Lt reg | 0.2 | $869k | 64k | 13.70 | |
| Vanguard Star Fd Sh Ben Int (VGSTX) | 0.2 | $855k | 39k | 21.77 | |
| Beijing Enterprises Hldgs | 0.2 | $863k | 120k | 7.20 | |
| China Merchants Hldgs Pac | 0.2 | $846k | 1.2M | 0.69 | |
| Baxter International (BAX) | 0.2 | $835k | 12k | 69.29 | |
| Norfolk Southern (NSC) | 0.2 | $821k | 11k | 72.62 | |
| Johnson Controls | 0.2 | $816k | 23k | 35.77 | |
| Altria (MO) | 0.2 | $821k | 24k | 34.97 | |
| Nike (NKE) | 0.2 | $820k | 13k | 63.66 | |
| L-3 Communications Holdings | 0.2 | $798k | 9.3k | 85.71 | |
| Vanguard Value ETF (VTV) | 0.2 | $817k | 12k | 67.63 | |
| Eaton (ETN) | 0.2 | $842k | 13k | 65.81 | |
| Coca-Cola Company (KO) | 0.2 | $757k | 19k | 40.08 | |
| Illinois Tool Works (ITW) | 0.2 | $765k | 11k | 69.17 | |
| Lowe's Companies (LOW) | 0.2 | $751k | 18k | 40.92 | |
| Ametek (AME) | 0.2 | $749k | 18k | 42.32 | |
| iShares S&P India Nifty 50 Index Fund (INDY) | 0.2 | $753k | 34k | 22.30 | |
| Electricity Generating Public | 0.2 | $787k | 157k | 5.01 | |
| Citigroup (C) | 0.2 | $747k | 16k | 47.98 | |
| Xylem (XYL) | 0.2 | $791k | 29k | 26.94 | |
| Greif (GEF) | 0.1 | $727k | 14k | 52.68 | |
| Philip Morris International (PM) | 0.1 | $722k | 8.3k | 86.67 | |
| Enterprise Products Partners (EPD) | 0.1 | $733k | 12k | 62.11 | |
| Macquarie Infrastructure Company | 0.1 | $730k | 14k | 53.48 | |
| Kinder Morgan Energy Partners | 0.1 | $741k | 8.7k | 85.40 | |
| Camden Property Trust (CPT) | 0.1 | $701k | 10k | 69.13 | |
| Chu Kong Petroleum & Natural | 0.1 | $734k | 2.6M | 0.28 | |
| Proshares Ultrashort 20+y Tr etf (TBT) | 0.1 | $712k | 9.8k | 72.47 | |
| Principal Financial (PFG) | 0.1 | $661k | 18k | 37.43 | |
| Becton, Dickinson and (BDX) | 0.1 | $681k | 6.9k | 98.75 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.1 | $683k | 37k | 18.34 | |
| ProShares UltraShort 7-10 Year Trea (PST) | 0.1 | $695k | 24k | 29.51 | |
| Fpl Group Cap Trust I preferred | 0.1 | $661k | 26k | 25.20 | |
| Triyards Holdings | 0.1 | $684k | 1.2M | 0.55 | |
| Alcoa | 0.1 | $648k | 83k | 7.82 | |
| General Mills (GIS) | 0.1 | $621k | 13k | 48.55 | |
| First Eagle Global A (SGENX) | 0.1 | $630k | 12k | 50.68 | |
| Wu Mart Stores | 0.1 | $608k | 331k | 1.84 | |
| China Automation Group | 0.1 | $602k | 3.2M | 0.19 | |
| Duke Energy (DUK) | 0.1 | $622k | 9.2k | 67.54 | |
| BP (BP) | 0.1 | $577k | 14k | 41.75 | |
| Stanley Black & Decker (SWK) | 0.1 | $555k | 7.2k | 77.30 | |
| Avnet (AVT) | 0.1 | $590k | 18k | 33.62 | |
| Diageo (DEO) | 0.1 | $566k | 4.9k | 115.02 | |
| Royal Dutch Shell | 0.1 | $559k | 8.8k | 63.81 | |
| Washington Real Estate Investment Trust (ELME) | 0.1 | $596k | 22k | 26.90 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $600k | 6.2k | 97.01 | |
| Supalai Public Company Nvdr | 0.1 | $558k | 980k | 0.57 | |
| Sydney Airport | 0.1 | $591k | 191k | 3.09 | |
| Motor Sich Jsc Spon Gdr Reg S | 0.1 | $584k | 25k | 23.09 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $540k | 3.4k | 160.48 | |
| Spectra Energy | 0.1 | $548k | 16k | 34.45 | |
| Dow Chemical Company | 0.1 | $548k | 17k | 32.18 | |
| Tiffany & Co. | 0.1 | $551k | 7.6k | 72.82 | |
| Yum! Brands (YUM) | 0.1 | $512k | 7.4k | 69.28 | |
| Plum Creek Timber | 0.1 | $506k | 11k | 46.66 | |
| Nextera Energy (NEE) | 0.1 | $509k | 6.2k | 81.56 | |
| FirstMerit Corporation | 0.1 | $509k | 25k | 20.01 | |
| Zte Corp | 0.1 | $535k | 333k | 1.61 | |
| Chubb Corporation | 0.1 | $490k | 5.8k | 84.66 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $486k | 36k | 13.42 | |
| Progressive Corporation (PGR) | 0.1 | $475k | 19k | 25.40 | |
| Waste Management (WM) | 0.1 | $486k | 12k | 40.30 | |
| Aetna | 0.1 | $492k | 7.8k | 63.48 | |
| F.N.B. Corporation (FNB) | 0.1 | $492k | 41k | 12.07 | |
| Aqua America | 0.1 | $474k | 15k | 31.28 | |
| Suncor Energy (SU) | 0.1 | $504k | 17k | 29.51 | |
| TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) | 0.1 | $467k | 19k | 24.94 | |
| American Water Works (AWK) | 0.1 | $459k | 11k | 41.26 | |
| Unum (UNM) | 0.1 | $412k | 14k | 29.38 | |
| Dr Pepper Snapple | 0.1 | $450k | 9.8k | 45.96 | |
| Xcel Energy (XEL) | 0.1 | $413k | 15k | 28.32 | |
| Celanese Corporation (CE) | 0.1 | $435k | 9.7k | 44.85 | |
| Ashland | 0.1 | $416k | 5.0k | 83.45 | |
| Boardwalk Pipeline Partners | 0.1 | $417k | 14k | 30.22 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $439k | 9.9k | 44.19 | |
| Singapore Airport Terminal Ser | 0.1 | $444k | 171k | 2.60 | |
| Malaysia Airports Holdings Ber | 0.1 | $448k | 224k | 2.00 | |
| Lingkaran Trans Kota Holdings | 0.1 | $413k | 297k | 1.39 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $404k | 8.9k | 45.52 | |
| Fulton Financial (FULT) | 0.1 | $363k | 32k | 11.47 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $365k | 16k | 22.56 | |
| H&Q Healthcare Investors | 0.1 | $383k | 17k | 23.00 | |
| Vivendi Sa | 0.1 | $405k | 21k | 18.94 | |
| Metlife Inc 5% 10/0/14 Conv Pr cv prf | 0.1 | $400k | 7.3k | 54.83 | |
| Telefonica Brasil Sa | 0.1 | $406k | 18k | 22.80 | |
| Zoomlion Heavy Industry-h | 0.1 | $397k | 552k | 0.72 | |
| Consolidated Edison (ED) | 0.1 | $350k | 6.0k | 58.38 | |
| Ryder System (R) | 0.1 | $328k | 5.4k | 60.73 | |
| KBR (KBR) | 0.1 | $332k | 10k | 32.52 | |
| Koninklijke Philips Electronics NV (PHG) | 0.1 | $357k | 13k | 27.18 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $339k | 3.1k | 108.48 | |
| GlaxoSmithKline | 0.1 | $314k | 6.3k | 49.93 | |
| Telefonica (TEF) | 0.1 | $322k | 25k | 12.81 | |
| Vornado Realty Trust (VNO) | 0.1 | $317k | 3.8k | 82.75 | |
| Calpine Corporation | 0.1 | $359k | 17k | 21.24 | |
| Ship Finance Intl | 0.1 | $352k | 24k | 14.82 | |
| Lam Research Corporation (LRCX) | 0.1 | $336k | 7.6k | 44.36 | |
| Plains All American Pipeline (PAA) | 0.1 | $313k | 5.6k | 55.89 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $333k | 8.5k | 39.27 | |
| Third Avenue Value | 0.1 | $343k | 6.4k | 53.30 | |
| United Tractors | 0.1 | $328k | 179k | 1.83 | |
| Schwab Select Small Cap Index (SWSSX) | 0.1 | $354k | 15k | 24.42 | |
| Fidelity Short-intermediate Mu | 0.1 | $344k | 32k | 10.68 | |
| Spartan Ext Mkt Indx Fid Advan mtlfnd | 0.1 | $317k | 6.9k | 45.94 | |
| Yacktman Fund | 0.1 | $338k | 15k | 22.27 | |
| Cerner Corporation | 0.1 | $288k | 3.0k | 96.00 | |
| Nokia Corporation (NOK) | 0.1 | $291k | 78k | 3.74 | |
| Allergan | 0.1 | $275k | 3.3k | 84.10 | |
| Cenovus Energy (CVE) | 0.1 | $285k | 10k | 28.56 | |
| NCR Corporation (VYX) | 0.1 | $298k | 9.0k | 33.02 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $282k | 8.1k | 34.81 | |
| iShares S&P 500 Index (IVV) | 0.1 | $281k | 1.7k | 161.03 | |
| Sap (SAP) | 0.1 | $310k | 4.3k | 72.94 | |
| Clorox Company (CLX) | 0.1 | $305k | 3.7k | 83.11 | |
| Landauer | 0.1 | $309k | 6.4k | 48.36 | |
| Dodge & Cox Fds Intl Stk Fd mutual funds | 0.1 | $293k | 8.0k | 36.54 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $266k | 4.0k | 66.25 | |
| China Railway Construction | 0.1 | $266k | 306k | 0.87 | |
| Asian Property Development Pub | 0.1 | $310k | 1.5M | 0.21 | |
| China Minzhong Food | 0.1 | $294k | 358k | 0.82 | |
| Fidelity Small Cap Disc overy | 0.1 | $276k | 10k | 27.12 | |
| Acorn International Fund | 0.1 | $267k | 6.2k | 42.79 | |
| Beam | 0.1 | $301k | 4.8k | 63.04 | |
| Prudential Jenn Eqty Oppor-z (PJGZX) | 0.1 | $268k | 14k | 18.56 | |
| Eaton Vance Ser Tr Ii instl cl (EIBIX) | 0.1 | $310k | 53k | 5.89 | |
| Ensco Plc Shs Class A | 0.1 | $292k | 5.0k | 58.12 | |
| Columbia Us Gov Mortgage-z | 0.1 | $294k | 54k | 5.50 | |
| Fidelity Pa Tax Free Portfolpe mutual funds | 0.1 | $301k | 28k | 10.96 | |
| Fidelity Secs Fd Otc Portfolio (FOCPX) | 0.1 | $308k | 4.4k | 70.59 | |
| Renaissance Re Holdings Ltd Cmn (RNR) | 0.1 | $260k | 3.0k | 86.67 | |
| India Fund (IFN) | 0.1 | $250k | 13k | 19.18 | |
| Cummins (CMI) | 0.1 | $239k | 2.2k | 108.64 | |
| Helmerich & Payne (HP) | 0.1 | $231k | 3.7k | 62.43 | |
| Halliburton Company (HAL) | 0.1 | $259k | 6.2k | 41.77 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $242k | 4.7k | 51.49 | |
| Marriott International (MAR) | 0.1 | $227k | 5.6k | 40.42 | |
| Chesapeake Energy Corporation | 0.1 | $231k | 11k | 20.35 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $234k | 30k | 7.74 | |
| Koppers Holdings (KOP) | 0.1 | $241k | 6.3k | 38.25 | |
| Axa (AXAHY) | 0.1 | $235k | 12k | 19.72 | |
| EastGroup Properties (EGP) | 0.1 | $253k | 4.5k | 56.23 | |
| Valeant Pharmaceuticals Int | 0.1 | $247k | 2.9k | 85.94 | |
| Centrais Eletricas Brasileiras SA (EBR.B) | 0.1 | $239k | 60k | 3.98 | |
| West China Cement | 0.1 | $259k | 1.7M | 0.15 | |
| Vanguard 500 Index Fd Sign | 0.1 | $222k | 1.8k | 122.25 | |
| Vanguard Windsor Fund Admiral (VWNEX) | 0.1 | $227k | 3.8k | 59.42 | |
| Fidelity Strategic Income mf | 0.1 | $258k | 24k | 10.91 | |
| Uam Fpa Crescent Inst Shares op end (FPACX) | 0.1 | $218k | 7.0k | 31.05 | |
| American Century Growth Inv Cl (TWCGX) | 0.1 | $238k | 8.1k | 29.45 | |
| Neuberger Berman Large Cap Dis | 0.1 | $217k | 27k | 8.12 | |
| Tcw Emerging Markets equity | 0.1 | $232k | 21k | 11.07 | |
| Hartford Capital Apprec-i (ITHIX) | 0.1 | $238k | 5.9k | 40.50 | |
| Fidelity Global Balanced | 0.1 | $218k | 9.1k | 23.95 | |
| Invesco Convert Sec-y (CNSDX) | 0.1 | $231k | 10k | 22.48 | |
| Western Union Company (WU) | 0.0 | $181k | 11k | 17.16 | |
| Caterpillar (CAT) | 0.0 | $210k | 2.5k | 82.68 | |
| Eli Lilly & Co. (LLY) | 0.0 | $204k | 4.2k | 49.16 | |
| Air Products & Chemicals (APD) | 0.0 | $206k | 2.3k | 91.56 | |
| Ford Motor Company (F) | 0.0 | $196k | 13k | 15.44 | |
| iShares MSCI Japan Index | 0.0 | $179k | 16k | 11.21 | |
| L&L Energy | 0.0 | $213k | 60k | 3.55 | |
| iShares Russell 1000 Growth Index (IWF) | 0.0 | $200k | 2.8k | 72.73 | |
| WisdomTree Dreyfus Chinese Yuan | 0.0 | $202k | 7.8k | 25.90 | |
| Greif (GEF.B) | 0.0 | $202k | 3.6k | 56.11 | |
| Vanguard 500 Index - Adm (VFIAX) | 0.0 | $212k | 1.4k | 148.15 | |
| Artio International Eqy Ii-i | 0.0 | $177k | 16k | 11.01 | |
| Jpmorgan Tr I Interm mutual | 0.0 | $188k | 17k | 10.90 | |
| Fidelity Floating Rate High In (FFRHX) | 0.0 | $180k | 18k | 9.90 | |
| Hyflux Ltd. Ordinary Shares | 0.0 | $216k | 219k | 0.99 | |
| Janus Fund | 0.0 | $212k | 6.1k | 34.88 | |
| Express Scripts Holding | 0.0 | $212k | 3.4k | 61.77 | |
| Annaly Capital Management | 0.0 | $133k | 11k | 12.60 | |
| Sequenom | 0.0 | $151k | 36k | 4.22 | |
| Dole Food Company | 0.0 | $147k | 12k | 12.73 | |
| Nuveen Equity Premium Income Fund (BXMX) | 0.0 | $140k | 11k | 12.58 | |
| Fortune Real Estate Investment | 0.0 | $124k | 135k | 0.92 | |
| Wells Fargo Advantage Tot Ret | 0.0 | $147k | 12k | 12.77 | |
| First Connecticut | 0.0 | $139k | 10k | 13.90 | |
| ING Groep (ING) | 0.0 | $116k | 13k | 9.06 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.0 | $87k | 18k | 4.82 | |
| Ytl Power International Bhd | 0.0 | $107k | 210k | 0.51 | |
| Lightbridge Corporation | 0.0 | $29k | 17k | 1.70 | |
| China Communications Construct | 0.0 | $35k | 45k | 0.78 | |
| Pacific Basin Shipping | 0.0 | $64k | 112k | 0.57 | |
| Fortescue Metal Group (FSUMF) | 0.0 | $64k | 22k | 2.86 | |
| Pimco Real Estate Realreturn | 0.0 | $50k | 13k | 3.79 | |
| TeleCommunication Systems | 0.0 | $23k | 10k | 2.30 | |
| China Pharma Holdings | 0.0 | $9.0k | 45k | 0.20 | |
| Aastrom Biosciences | 0.0 | $6.0k | 14k | 0.43 | |
| Corporacion Geo Sab De Cv | 0.0 | $16k | 38k | 0.42 | |
| Fuse Science | 0.0 | $7.0k | 88k | 0.08 | |
| Independence Energy | 0.0 | $3.3k | 325k | 0.01 |
