Carret Asset Management as of Sept. 30, 2013
Portfolio Holdings for Carret Asset Management
Carret Asset Management holds 259 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Johnson & Johnson (JNJ) | 2.7 | $12M | 141k | 86.69 | |
| General Electric Company | 2.7 | $12M | 504k | 23.89 | |
| JPMorgan Chase & Co. (JPM) | 2.4 | $11M | 207k | 51.69 | |
| Chevron Corporation (CVX) | 2.4 | $11M | 88k | 121.50 | |
| Exxon Mobil Corporation (XOM) | 2.4 | $11M | 124k | 86.04 | |
| International Business Machines (IBM) | 2.3 | $10M | 56k | 185.17 | |
| Apple (AAPL) | 2.0 | $9.1M | 19k | 476.76 | |
| ConocoPhillips (COP) | 2.0 | $9.0M | 130k | 69.51 | |
| Berkshire Hathaway (BRK.B) | 2.0 | $9.0M | 79k | 113.51 | |
| E.I. du Pont de Nemours & Company | 1.9 | $8.3M | 142k | 58.56 | |
| Pepsi (PEP) | 1.7 | $7.5M | 94k | 79.50 | |
| Intel Corporation (INTC) | 1.6 | $7.3M | 318k | 22.92 | |
| Procter & Gamble Company (PG) | 1.6 | $7.0M | 93k | 75.59 | |
| Vodafone | 1.5 | $6.9M | 195k | 35.18 | |
| Microsoft Corporation (MSFT) | 1.5 | $6.7M | 202k | 33.28 | |
| CVS Caremark Corporation (CVS) | 1.4 | $6.1M | 107k | 56.75 | |
| Cisco Systems (CSCO) | 1.3 | $6.0M | 255k | 23.43 | |
| At&t (T) | 1.3 | $5.7M | 169k | 33.82 | |
| EMC Corporation | 1.2 | $5.6M | 219k | 25.56 | |
| Dominion Resources (D) | 1.2 | $5.4M | 87k | 62.48 | |
| Anadarko Petroleum Corporation | 1.2 | $5.4M | 58k | 92.99 | |
| Travelers Companies (TRV) | 1.2 | $5.2M | 62k | 84.78 | |
| American Express Company (AXP) | 1.1 | $5.2M | 69k | 75.52 | |
| Oracle Corporation (ORCL) | 1.1 | $5.1M | 153k | 33.17 | |
| Walt Disney Company (DIS) | 1.1 | $4.9M | 76k | 64.50 | |
| Wal-Mart Stores (WMT) | 1.1 | $4.8M | 65k | 73.96 | |
| Canadian Natl Ry (CNI) | 1.1 | $4.7M | 47k | 101.37 | |
| McDonald's Corporation (MCD) | 1.1 | $4.7M | 49k | 96.21 | |
| Verizon Communications (VZ) | 1.0 | $4.7M | 101k | 46.67 | |
| Target Corporation (TGT) | 1.0 | $4.6M | 72k | 63.99 | |
| Berkshire Hathaway (BRK.A) | 1.0 | $4.4M | 26.00 | 170423.08 | |
| Southern Company (SO) | 1.0 | $4.4M | 107k | 41.18 | |
| 0.9 | $4.3M | 4.9k | 875.95 | ||
| American Electric Power Company (AEP) | 0.9 | $4.3M | 98k | 43.35 | |
| Comcast Corporation | 0.9 | $4.2M | 96k | 43.35 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.9 | $4.2M | 60k | 69.60 | |
| Carpenter Technology Corporation (CRS) | 0.9 | $4.1M | 71k | 58.12 | |
| Church & Dwight (CHD) | 0.9 | $4.0M | 67k | 60.04 | |
| Goldman Sachs (GS) | 0.9 | $3.9M | 25k | 158.22 | |
| Allstate Corporation (ALL) | 0.9 | $3.9M | 78k | 50.55 | |
| Abbvie (ABBV) | 0.8 | $3.7M | 83k | 44.73 | |
| Mondelez Int (MDLZ) | 0.8 | $3.7M | 117k | 31.42 | |
| Hartford Financial Services (HIG) | 0.8 | $3.6M | 117k | 31.12 | |
| 3M Company (MMM) | 0.8 | $3.5M | 30k | 119.41 | |
| Emerson Electric (EMR) | 0.8 | $3.5M | 55k | 64.70 | |
| MetLife (MET) | 0.8 | $3.4M | 74k | 46.95 | |
| Novartis (NVS) | 0.8 | $3.4M | 45k | 76.71 | |
| Corning Incorporated (GLW) | 0.7 | $3.3M | 228k | 14.59 | |
| Parker-Hannifin Corporation (PH) | 0.7 | $3.2M | 30k | 108.73 | |
| iShares S&P 100 Index (OEF) | 0.7 | $3.2M | 42k | 74.83 | |
| Apache Corporation | 0.6 | $2.9M | 34k | 85.13 | |
| Qualcomm (QCOM) | 0.6 | $2.9M | 43k | 67.33 | |
| PNC Financial Services (PNC) | 0.6 | $2.9M | 39k | 72.44 | |
| SYSCO Corporation (SYY) | 0.6 | $2.8M | 89k | 31.83 | |
| Via | 0.6 | $2.7M | 33k | 83.58 | |
| Abbott Laboratories (ABT) | 0.6 | $2.8M | 83k | 33.19 | |
| U.S. Bancorp (USB) | 0.5 | $2.3M | 64k | 36.58 | |
| Schlumberger (SLB) | 0.5 | $2.2M | 25k | 88.37 | |
| Health Care REIT | 0.5 | $2.2M | 35k | 62.37 | |
| Bristol Myers Squibb (BMY) | 0.5 | $2.1M | 46k | 46.28 | |
| Home Depot (HD) | 0.5 | $2.1M | 28k | 75.84 | |
| United Technologies Corporation | 0.5 | $2.0M | 19k | 107.84 | |
| Applied Materials (AMAT) | 0.5 | $2.0M | 116k | 17.53 | |
| Hormel Foods Corporation (HRL) | 0.5 | $2.0M | 48k | 42.11 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.4 | $2.0M | 53k | 37.08 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $2.0M | 21k | 94.23 | |
| Pfizer (PFE) | 0.4 | $1.9M | 68k | 28.73 | |
| Comcast Corporation (CMCSA) | 0.4 | $1.9M | 42k | 45.11 | |
| Harris Corporation | 0.4 | $1.9M | 32k | 59.30 | |
| FedEx Corporation (FDX) | 0.4 | $1.9M | 16k | 114.14 | |
| BHP Billiton (BHP) | 0.4 | $1.8M | 27k | 66.49 | |
| Merck & Co (MRK) | 0.4 | $1.8M | 37k | 47.62 | |
| Eastman Chemical Company (EMN) | 0.4 | $1.7M | 22k | 77.89 | |
| Phillips 66 (PSX) | 0.4 | $1.7M | 30k | 57.82 | |
| Wells Fargo & Company (WFC) | 0.4 | $1.7M | 41k | 41.31 | |
| Deere & Company (DE) | 0.3 | $1.6M | 19k | 81.39 | |
| SPDR Gold Trust (GLD) | 0.3 | $1.6M | 12k | 128.16 | |
| Thermo Fisher Scientific (TMO) | 0.3 | $1.5M | 16k | 92.17 | |
| Blackstone | 0.3 | $1.4M | 57k | 24.89 | |
| Bed Bath & Beyond | 0.3 | $1.4M | 19k | 77.36 | |
| Walgreen Company | 0.3 | $1.4M | 27k | 53.79 | |
| Visa (V) | 0.3 | $1.4M | 7.5k | 191.07 | |
| Marathon Oil Corporation (MRO) | 0.3 | $1.5M | 42k | 34.88 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $1.4M | 34k | 40.76 | |
| Bank of America Corporation (BAC) | 0.3 | $1.4M | 102k | 13.80 | |
| Bank of New York Mellon Corporation (BK) | 0.3 | $1.4M | 46k | 30.20 | |
| Colgate-Palmolive Company (CL) | 0.3 | $1.4M | 23k | 59.28 | |
| Automatic Data Processing (ADP) | 0.3 | $1.4M | 19k | 72.36 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $1.4M | 15k | 93.56 | |
| Exelon Corporation (EXC) | 0.3 | $1.3M | 46k | 29.64 | |
| AFLAC Incorporated (AFL) | 0.3 | $1.3M | 21k | 61.97 | |
| Kayne Anderson Energy Total Return Fund | 0.3 | $1.3M | 43k | 29.94 | |
| Medtronic | 0.3 | $1.3M | 24k | 53.24 | |
| Kraft Foods | 0.3 | $1.3M | 24k | 52.50 | |
| MasterCard Incorporated (MA) | 0.3 | $1.2M | 1.8k | 672.91 | |
| Royal Dutch Shell | 0.3 | $1.2M | 18k | 68.86 | |
| Newell Rubbermaid (NWL) | 0.3 | $1.2M | 42k | 27.49 | |
| Marathon Petroleum Corp (MPC) | 0.2 | $1.1M | 17k | 64.33 | |
| Ameriprise Financial (AMP) | 0.2 | $1.1M | 12k | 91.08 | |
| Honeywell International (HON) | 0.2 | $1.1M | 13k | 83.06 | |
| Nike (NKE) | 0.2 | $1.1M | 15k | 72.67 | |
| Hershey Company (HSY) | 0.2 | $1.0M | 11k | 92.45 | |
| Oneok Partners | 0.2 | $1.0M | 19k | 53.01 | |
| Norfolk Southern (NSC) | 0.2 | $969k | 13k | 77.37 | |
| NCR Corporation (VYX) | 0.2 | $979k | 25k | 39.60 | |
| Xylem (XYL) | 0.2 | $994k | 36k | 27.93 | |
| Johnson Controls | 0.2 | $949k | 23k | 41.50 | |
| Illinois Tool Works (ITW) | 0.2 | $943k | 12k | 76.28 | |
| Molycorp, Inc. pfd conv ser a | 0.2 | $941k | 46k | 20.39 | |
| DENTSPLY International | 0.2 | $881k | 20k | 43.43 | |
| Boeing Company (BA) | 0.2 | $895k | 7.6k | 117.48 | |
| General Dynamics Corporation (GD) | 0.2 | $893k | 10k | 87.51 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $912k | 6.6k | 139.13 | |
| Vanguard Star Fd Sh Ben Int (VGSTX) | 0.2 | $915k | 40k | 23.00 | |
| Citigroup (C) | 0.2 | $882k | 18k | 48.49 | |
| Eaton (ETN) | 0.2 | $899k | 13k | 68.81 | |
| Coca-Cola Company (KO) | 0.2 | $872k | 23k | 37.87 | |
| Vanguard Value ETF (VTV) | 0.2 | $847k | 12k | 69.78 | |
| Baxter International (BAX) | 0.2 | $792k | 12k | 65.73 | |
| Altria (MO) | 0.2 | $797k | 23k | 34.33 | |
| L-3 Communications Holdings | 0.2 | $830k | 8.8k | 94.48 | |
| Ametek (AME) | 0.2 | $815k | 18k | 46.05 | |
| Fidelity Contra (FCNTX) | 0.2 | $829k | 8.9k | 93.27 | |
| Proshares Ultrashort 20+y Tr etf (TBT) | 0.2 | $775k | 10k | 75.24 | |
| Principal Financial (PFG) | 0.2 | $720k | 17k | 42.84 | |
| Philip Morris International (PM) | 0.2 | $702k | 8.1k | 86.55 | |
| Fifth Third Ban (FITB) | 0.2 | $705k | 39k | 18.04 | |
| Kinder Morgan Energy Partners | 0.2 | $729k | 9.1k | 79.87 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.2 | $742k | 37k | 20.03 | |
| ProShares UltraShort 7-10 Year Trea (PST) | 0.2 | $732k | 25k | 29.22 | |
| Greif (GEF) | 0.1 | $677k | 14k | 49.06 | |
| Dow Chemical Company | 0.1 | $656k | 17k | 38.40 | |
| Tiffany & Co. | 0.1 | $697k | 9.1k | 76.64 | |
| Becton, Dickinson and (BDX) | 0.1 | $665k | 6.6k | 100.06 | |
| Avnet (AVT) | 0.1 | $686k | 17k | 41.70 | |
| Royal Dutch Shell | 0.1 | $684k | 10k | 65.71 | |
| First Eagle Global A (SGENX) | 0.1 | $660k | 12k | 53.49 | |
| Stanley Black & Decker (SWK) | 0.1 | $650k | 7.2k | 90.53 | |
| Alcoa | 0.1 | $610k | 75k | 8.12 | |
| Diageo (DEO) | 0.1 | $626k | 4.9k | 127.16 | |
| General Mills (GIS) | 0.1 | $616k | 13k | 47.96 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $627k | 5.9k | 106.54 | |
| Camden Property Trust (CPT) | 0.1 | $623k | 10k | 61.43 | |
| iShares S&P India Nifty 50 Index Fund (INDY) | 0.1 | $623k | 30k | 21.02 | |
| Duke Energy (DUK) | 0.1 | $624k | 9.3k | 66.78 | |
| Enterprise Products Partners (EPD) | 0.1 | $606k | 9.9k | 61.00 | |
| BP (BP) | 0.1 | $530k | 13k | 42.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $547k | 15k | 37.77 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $559k | 3.3k | 168.12 | |
| Spectra Energy | 0.1 | $546k | 16k | 34.23 | |
| Lowe's Companies (LOW) | 0.1 | $535k | 11k | 47.63 | |
| Washington Real Estate Investment Trust (ELME) | 0.1 | $536k | 21k | 25.28 | |
| FirstMerit Corporation | 0.1 | $552k | 25k | 21.71 | |
| Chubb Corporation | 0.1 | $517k | 5.8k | 89.32 | |
| Progressive Corporation (PGR) | 0.1 | $509k | 19k | 27.22 | |
| Waste Management (WM) | 0.1 | $481k | 12k | 41.21 | |
| Nokia Corporation (NOK) | 0.1 | $501k | 77k | 6.51 | |
| Aetna | 0.1 | $496k | 7.8k | 64.00 | |
| Yum! Brands (YUM) | 0.1 | $506k | 7.1k | 71.37 | |
| Plum Creek Timber | 0.1 | $494k | 11k | 46.85 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $513k | 4.0k | 127.45 | |
| Nextera Energy (NEE) | 0.1 | $506k | 6.3k | 80.23 | |
| F.N.B. Corporation (FNB) | 0.1 | $494k | 41k | 12.12 | |
| TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) | 0.1 | $497k | 19k | 26.54 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $485k | 10k | 48.57 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $461k | 8.9k | 51.94 | |
| Dr Pepper Snapple | 0.1 | $439k | 9.8k | 44.84 | |
| Lam Research Corporation (LRCX) | 0.1 | $462k | 9.0k | 51.19 | |
| Aqua America | 0.1 | $468k | 19k | 24.71 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $438k | 17k | 25.27 | |
| Cerner Corporation | 0.1 | $394k | 7.5k | 52.53 | |
| Unum (UNM) | 0.1 | $418k | 14k | 30.46 | |
| Koninklijke Philips Electronics NV (PHG) | 0.1 | $424k | 13k | 32.28 | |
| Telefonica (TEF) | 0.1 | $389k | 25k | 15.47 | |
| Xcel Energy (XEL) | 0.1 | $403k | 15k | 27.63 | |
| Boardwalk Pipeline Partners | 0.1 | $419k | 14k | 30.36 | |
| EastGroup Properties (EGP) | 0.1 | $385k | 6.5k | 59.24 | |
| American Water Works (AWK) | 0.1 | $414k | 10k | 41.30 | |
| H&Q Healthcare Investors | 0.1 | $393k | 16k | 23.96 | |
| Schwab Select Small Cap Index (SWSSX) | 0.1 | $386k | 14k | 26.97 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $341k | 22k | 15.47 | |
| Consolidated Edison (ED) | 0.1 | $357k | 6.5k | 55.18 | |
| Pitney Bowes (PBI) | 0.1 | $352k | 19k | 18.18 | |
| Sap (SAP) | 0.1 | $344k | 4.7k | 73.98 | |
| Fulton Financial (FULT) | 0.1 | $370k | 32k | 11.69 | |
| Landauer | 0.1 | $345k | 6.7k | 51.19 | |
| Third Avenue Value | 0.1 | $367k | 6.4k | 57.03 | |
| Spartan Ext Mkt Indx Fid Advan mtlfnd | 0.1 | $348k | 6.9k | 50.43 | |
| Fidelity Secs Fd Otc Portfolio (FOCPX) | 0.1 | $359k | 4.8k | 75.40 | |
| Monsanto Company | 0.1 | $294k | 2.8k | 104.26 | |
| Ryder System (R) | 0.1 | $323k | 5.4k | 59.79 | |
| Cenovus Energy (CVE) | 0.1 | $328k | 11k | 29.88 | |
| GlaxoSmithKline | 0.1 | $311k | 6.2k | 50.25 | |
| Halliburton Company (HAL) | 0.1 | $299k | 6.2k | 48.23 | |
| iShares S&P 500 Index (IVV) | 0.1 | $295k | 1.7k | 169.05 | |
| Clorox Company (CLX) | 0.1 | $294k | 3.6k | 81.67 | |
| Vornado Realty Trust (VNO) | 0.1 | $322k | 3.8k | 84.05 | |
| Plains All American Pipeline (PAA) | 0.1 | $295k | 5.6k | 52.68 | |
| Suncor Energy (SU) | 0.1 | $303k | 8.5k | 35.84 | |
| Wts Wells Fargo & Co. | 0.1 | $301k | 22k | 14.03 | |
| Valeant Pharmaceuticals Int | 0.1 | $300k | 2.9k | 104.38 | |
| Dodge & Cox Fds Intl Stk Fd mutual funds | 0.1 | $325k | 8.0k | 40.53 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $328k | 4.7k | 69.57 | |
| Fidelity Small Cap Disc overy | 0.1 | $302k | 10k | 29.67 | |
| Beam | 0.1 | $309k | 4.8k | 64.71 | |
| Facebook Inc cl a (META) | 0.1 | $324k | 6.5k | 50.23 | |
| Fidelity Pa Tax Free Portfolpe mutual funds | 0.1 | $301k | 28k | 10.87 | |
| Caterpillar (CAT) | 0.1 | $254k | 3.0k | 83.55 | |
| Devon Energy Corporation (DVN) | 0.1 | $261k | 4.5k | 57.74 | |
| Helmerich & Payne (HP) | 0.1 | $255k | 3.7k | 68.92 | |
| Allergan | 0.1 | $291k | 3.2k | 90.37 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $268k | 5.3k | 50.57 | |
| Frontier Communications | 0.1 | $265k | 63k | 4.18 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $252k | 28k | 9.08 | |
| Axa (AXAHY) | 0.1 | $275k | 12k | 23.08 | |
| American Century Growth Inv Cl (TWCGX) | 0.1 | $257k | 8.1k | 31.80 | |
| Prudential Jenn Eqty Oppor-z (PJGZX) | 0.1 | $290k | 14k | 20.08 | |
| Ensco Plc Shs Class A | 0.1 | $281k | 5.2k | 53.79 | |
| Hartford Capital Apprec-i (ITHIX) | 0.1 | $259k | 5.9k | 44.07 | |
| Eli Lilly & Co. (LLY) | 0.1 | $209k | 4.2k | 50.36 | |
| Air Products & Chemicals (APD) | 0.1 | $240k | 2.3k | 106.67 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $238k | 5.9k | 40.34 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $211k | 6.4k | 33.13 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $203k | 4.2k | 47.88 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $210k | 3.2k | 66.35 | |
| Vanguard European ETF (VGK) | 0.1 | $218k | 4.0k | 54.50 | |
| Fidelity Blue Chip Growth Fund (FBGRX) | 0.1 | $222k | 3.8k | 58.51 | |
| Vanguard 500 Index - Adm (VFIAX) | 0.1 | $222k | 1.4k | 155.14 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.1 | $211k | 5.2k | 40.23 | |
| Baron Sml Cap Fd Instl (BSFIX) | 0.1 | $206k | 6.2k | 33.15 | |
| Fidelity Low Priced (FLPSX) | 0.1 | $206k | 4.4k | 46.81 | |
| Vanguard 500 Index Fd Sign | 0.1 | $234k | 1.8k | 128.29 | |
| Vanguard Windsor Fund Admiral (VWNEX) | 0.1 | $241k | 3.8k | 63.09 | |
| Janus Fund | 0.1 | $229k | 6.1k | 37.68 | |
| Uam Fpa Crescent Inst Shares op end (FPACX) | 0.1 | $225k | 7.0k | 32.05 | |
| Neuberger Berman Large Cap Dis | 0.1 | $228k | 27k | 8.53 | |
| Fidelity Global Balanced | 0.1 | $235k | 9.1k | 25.82 | |
| Invesco Convert Sec-y (CNSDX) | 0.1 | $247k | 10k | 23.89 | |
| Hancock Horizon Diversified In | 0.1 | $233k | 11k | 21.90 | |
| Western Union Company (WU) | 0.0 | $197k | 11k | 18.67 | |
| Ford Motor Company (F) | 0.0 | $197k | 12k | 16.84 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $201k | 886.00 | 226.86 | |
| Artio International Eqy Ii-i | 0.0 | $191k | 16k | 11.88 | |
| Jpmorgan Tr I Interm mutual | 0.0 | $189k | 17k | 10.88 | |
| iShares MSCI Japan Index | 0.0 | $146k | 12k | 11.92 | |
| ING Groep (ING) | 0.0 | $145k | 13k | 11.32 | |
| Sequenom | 0.0 | $118k | 44k | 2.68 | |
| Nuveen Equity Premium Income Fund (BXMX) | 0.0 | $134k | 11k | 12.04 | |
| Wells Fargo Advantage Tot Ret | 0.0 | $147k | 12k | 12.77 | |
| First Connecticut | 0.0 | $147k | 10k | 14.70 | |
| L&L Energy | 0.0 | $88k | 70k | 1.26 | |
| Bank Of America Corporation warrant | 0.0 | $79k | 13k | 6.08 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.0 | $82k | 18k | 4.55 | |
| Fortescue Metal Group (FSUMF) | 0.0 | $99k | 22k | 4.42 | |
| Lightbridge Corporation | 0.0 | $31k | 17k | 1.81 | |
| China Pharma Holdings | 0.0 | $13k | 45k | 0.29 | |
| Fuse Science | 0.0 | $6.2k | 88k | 0.07 | |
| Independence Energy | 0.0 | $0 | 325k | 0.00 | |
| Aastrom Biosciences | 0.0 | $4.1k | 14k | 0.29 |
