Castle Rock Wealth Management

Castle Rock Wealth Management as of Sept. 30, 2019

Portfolio Holdings for Castle Rock Wealth Management

Castle Rock Wealth Management holds 158 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Amazon (AMZN) 3.4 $3.3M 1.8k 1771.03
Apple (AAPL) 3.2 $3.1M 12k 261.58
Chevron Corporation (CVX) 2.9 $2.8M 23k 120.81
Goldman Sachs Etf Tr treasuryaccess (GBIL) 2.5 $2.4M 24k 100.33
Visa (V) 2.4 $2.3M 13k 179.58
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.3 $2.2M 20k 110.36
Microsoft Corporation (MSFT) 2.0 $1.9M 13k 145.56
Berkshire Hathaway (BRK.B) 1.8 $1.8M 8.0k 220.90
Gaslog Partners 1.8 $1.7M 98k 17.45
Walt Disney Company (DIS) 1.5 $1.5M 11k 136.28
Janus Short Duration (VNLA) 1.4 $1.3M 27k 49.80
Exchange Listed Fds Tr saba int rate (CEFS) 1.4 $1.3M 67k 20.15
Abbott Laboratories (ABT) 1.3 $1.3M 15k 83.79
Goldman Sachs Etf Tr fund (GIGB) 1.3 $1.3M 25k 51.89
Home Depot (HD) 1.3 $1.3M 5.5k 231.82
At&t (T) 1.2 $1.1M 29k 39.35
UnitedHealth (UNH) 1.1 $1.1M 4.4k 254.18
Invesco S&p 500 Equal Weight Etf (RSP) 1.1 $1.1M 9.5k 111.54
Nuveen CA Dividend Advantage Muni. Fund (NAC) 1.1 $1.0M 70k 14.87
SPDR Barclays Capital Convertible SecETF (CWB) 1.0 $997k 19k 53.72
Colgate-Palmolive Company (CL) 1.0 $946k 14k 66.55
SPDR Dow Jones Industrial Average ETF (DIA) 1.0 $948k 3.4k 277.27
iShares Barclays TIPS Bond Fund (TIP) 0.9 $891k 7.7k 115.58
D First Tr Exchange-traded (FPE) 0.9 $892k 45k 19.93
CVS Caremark Corporation (CVS) 0.9 $890k 12k 71.74
Boeing Company (BA) 0.9 $881k 2.4k 367.24
Ishares Tr usa min vo (USMV) 0.9 $866k 14k 63.35
Spdr S&p 500 Etf (SPY) 0.9 $848k 2.8k 307.58
Ionis Pharmaceuticals (IONS) 0.9 $842k 15k 56.65
Alerian Mlp Etf 0.9 $826k 100k 8.24
Proshares Tr S&p 500 Aristo (NOBL) 0.9 $827k 11k 73.79
Intel Corporation (INTC) 0.8 $760k 13k 58.37
Hanesbrands (HBI) 0.8 $761k 48k 16.00
Alphabet Inc Class C cs (GOOG) 0.8 $764k 588.00 1299.32
Pgx etf (PGX) 0.8 $759k 51k 14.93
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.8 $752k 11k 69.99
Adobe Systems Incorporated (ADBE) 0.8 $738k 2.5k 290.32
Johnson & Johnson (JNJ) 0.8 $734k 5.6k 131.94
Vanguard Utilities ETF (VPU) 0.8 $725k 5.3k 136.00
Schwab Strategic Tr 0 (SCHP) 0.8 $726k 13k 56.32
Janus Detroit Str Tr sml mid cp etf (JSMD) 0.8 $722k 16k 45.35
Abbvie (ABBV) 0.7 $713k 8.3k 85.72
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.7 $691k 7.4k 93.76
Target Corporation (TGT) 0.7 $681k 6.2k 110.52
Northrop Grumman Corporation (NOC) 0.7 $673k 1.9k 349.97
First Tr Exchange Traded Fd fst low mtg etf (LMBS) 0.7 $671k 13k 51.84
Paccar (PCAR) 0.7 $663k 8.3k 79.95
Costco Wholesale Corporation (COST) 0.7 $654k 2.2k 298.49
Alphabet Inc Class A cs (GOOGL) 0.7 $657k 506.00 1298.42
McDonald's Corporation (MCD) 0.7 $647k 3.4k 192.56
Bristol Myers Squibb (BMY) 0.7 $635k 11k 58.16
First Trust Value Line Dividend Indx Fnd (FVD) 0.7 $633k 18k 35.26
Vaneck Vectors Etf Tr morningstar wide (MOAT) 0.7 $640k 12k 53.49
Realty Income (O) 0.7 $629k 8.2k 76.59
Vanguard Emerging Markets ETF (VWO) 0.6 $613k 14k 42.60
Union Pacific Corporation (UNP) 0.6 $603k 3.4k 176.78
Invesco Qqq Trust Series 1 (QQQ) 0.6 $610k 3.0k 200.79
Intercontinental Exchange (ICE) 0.6 $600k 6.6k 91.13
First Trust/FIDAC Mortgage Income Fund (FMY) 0.6 $584k 42k 13.92
Mortgage Reit Index real (REM) 0.6 $586k 14k 43.56
Verizon Communications (VZ) 0.6 $575k 9.6k 59.62
iShares Dow Jones US Financial Svc. (IYG) 0.6 $580k 4.0k 145.84
Broadcom (AVGO) 0.6 $575k 1.8k 312.84
SPDR Gold Trust (GLD) 0.6 $548k 4.0k 137.07
Alps Etf Tr Riverfrnt Str Inc etf - fixed in (RIGS) 0.6 $551k 22k 24.88
Crown Castle Intl (CCI) 0.6 $533k 4.1k 131.18
Intuitive Surgical (ISRG) 0.5 $523k 960.00 544.79
salesforce (CRM) 0.5 $504k 3.1k 161.80
Waste Management (WM) 0.5 $492k 4.5k 110.51
Stryker Corporation (SYK) 0.5 $495k 2.5k 198.56
Church & Dwight (CHD) 0.5 $493k 7.3k 67.59
New Mountain Finance Corp (NMFC) 0.5 $494k 37k 13.37
First Trust Iv Enhanced Short (FTSM) 0.5 $495k 8.2k 60.08
Proshares Invt Grade Etf etf/closed end (IGHG) 0.5 $484k 6.4k 75.68
Pepsi (PEP) 0.5 $475k 3.6k 132.61
Procter & Gamble Company (PG) 0.5 $476k 4.0k 119.33
Constellation Brands (STZ) 0.5 $473k 2.6k 184.62
Bsco etf (BSCO) 0.5 $472k 22k 21.35
SPDR S&P Emerging Asia Pacific (GMF) 0.5 $454k 4.6k 99.13
Cbre Clarion Global Real Estat re (IGR) 0.5 $454k 58k 7.80
American Tower Reit (AMT) 0.5 $456k 2.2k 207.27
Servicenow (NOW) 0.5 $440k 1.8k 248.59
Nextera Energy (NEE) 0.5 $433k 2.0k 222.05
Vaneck Vectors Gold Miners mutual (GDX) 0.5 $437k 17k 26.21
Nuveen Floating Rate Income Fund (JFR) 0.4 $421k 44k 9.55
Sch Us Mid-cap Etf etf (SCHM) 0.4 $426k 7.3k 58.52
Brookfield Property Reit Inc cl a 0.4 $410k 22k 18.94
Moody's Corporation (MCO) 0.4 $409k 1.9k 218.02
Martin Marietta Materials (MLM) 0.4 $407k 1.6k 256.14
Cohen & Steers infrastucture Fund (UTF) 0.4 $406k 15k 26.74
Palo Alto Networks (PANW) 0.4 $401k 1.7k 235.74
Automatic Data Processing (ADP) 0.4 $394k 2.4k 163.55
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.4 $393k 2.9k 137.65
NVIDIA Corporation (NVDA) 0.4 $386k 1.9k 207.97
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.4 $383k 6.2k 61.38
Magellan Midstream Partners 0.4 $378k 6.3k 60.43
Facebook Inc cl a (META) 0.4 $377k 2.0k 186.91
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.4 $369k 6.4k 57.86
Spdr Series Trust aerospace def (XAR) 0.4 $355k 3.2k 110.08
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.4 $360k 7.4k 48.98
Main Street Capital Corporation (MAIN) 0.4 $348k 8.2k 42.34
Vanguard Short Term Corporate Bond ETF (VCSH) 0.4 $351k 4.3k 80.86
Etf Managers Tr purefunds ise mo 0.4 $346k 7.3k 47.13
Invesco Sp Finls Etf etf/closed end 0.4 $346k 4.8k 72.08
Sage Therapeutics (SAGE) 0.3 $334k 2.3k 144.21
iShares S&P US Pref Stock Idx Fnd (PFF) 0.3 $329k 8.9k 36.91
SPDR FTSE/Macquarie Global Infra (GII) 0.3 $326k 6.1k 53.44
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.3 $321k 5.9k 54.82
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $318k 3.1k 101.60
Paypal Holdings (PYPL) 0.3 $313k 3.1k 102.52
Wells Fargo & Company (WFC) 0.3 $306k 6.1k 50.44
iShares MSCI EAFE Index Fund (EFA) 0.3 $311k 4.6k 68.35
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $310k 2.8k 112.24
3M Company (MMM) 0.3 $300k 1.8k 170.26
Vanguard Extended Market ETF (VXF) 0.3 $294k 2.4k 120.99
Ishares Inc em mkt min vol (EEMV) 0.3 $289k 4.9k 58.98
Rio Tinto (RIO) 0.3 $283k 5.3k 53.32
Illinois Tool Works (ITW) 0.3 $276k 1.6k 175.46
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $277k 3.2k 86.78
Trinet (TNET) 0.3 $280k 5.2k 54.37
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.3 $274k 1.2k 228.91
Arista Networks (ANET) 0.3 $272k 1.4k 191.15
Alibaba Group Holding (BABA) 0.3 $272k 1.5k 186.43
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.3 $258k 17k 15.12
Bank of America Corporation (BAC) 0.2 $245k 7.5k 32.82
American Campus Communities 0.2 $240k 5.1k 46.99
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.2 $243k 16k 15.05
MasterCard Incorporated (MA) 0.2 $227k 818.00 277.51
iShares NASDAQ Biotechnology Index (IBB) 0.2 $234k 2.1k 109.86
Financial Select Sector SPDR (XLF) 0.2 $231k 7.8k 29.71
iShares S&P NA Tech. Sec. Idx (IGM) 0.2 $229k 1.0k 229.00
Ishares Tr core strm usbd (ISTB) 0.2 $229k 4.6k 50.33
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.2 $229k 1.9k 120.53
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.2 $220k 2.4k 90.27
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.2 $220k 2.6k 84.62
Ishares Tr liquid inc etf (ICSH) 0.2 $219k 4.3k 50.38
Brookfield Real Assets Incom shs ben int (RA) 0.2 $221k 9.8k 22.56
J P Morgan Exchange Traded F ultra shrt (JPST) 0.2 $226k 4.5k 50.48
Invesco Zacks Multi-asset Income Etf exchange traded fund (CVY) 0.2 $223k 9.7k 23.11
Stoneco (STNE) 0.2 $224k 6.4k 35.24
Wal-Mart Stores (WMT) 0.2 $215k 1.8k 119.11
PPL Corporation (PPL) 0.2 $209k 6.2k 33.59
First Tr Exchange-traded Fd no amer energy (EMLP) 0.2 $209k 8.6k 24.42
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.2 $216k 6.3k 34.53
Ceridian Hcm Hldg (DAY) 0.2 $209k 3.9k 53.98
Invesco Exchng Traded Fd Tr 1 30 lader tre (GOVI) 0.2 $215k 5.5k 39.09
Edwards Lifesciences (EW) 0.2 $203k 864.00 234.95
Kimberly-Clark Corporation (KMB) 0.2 $206k 1.6k 131.04
Vanguard Total Stock Market ETF (VTI) 0.2 $204k 1.3k 156.68
Gabelli Dividend & Income Trust (GDV) 0.2 $204k 9.6k 21.20
Allianzgi Nfj Divid Int Prem S cefs 0.2 $201k 16k 12.72
Gladstone Investment Corporation (GAIN) 0.2 $169k 14k 12.33
Vertical Cap Income Fund shs ben int (CCIF) 0.2 $172k 17k 9.91
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.2 $153k 15k 10.03
Cronos Group (CRON) 0.1 $106k 13k 8.05
Templeton Global Income Fund (SABA) 0.1 $82k 14k 6.05
Gopro (GPRO) 0.1 $60k 12k 5.22
Palatin Technologies 0.0 $16k 20k 0.80