Catalyst Capital Advisors

Catalyst Capital Advisors as of Sept. 30, 2012

Portfolio Holdings for Catalyst Capital Advisors

Catalyst Capital Advisors holds 295 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Global Ship Lease inc usd0.01 class a 5.0 $5.2M 1.5M 3.41
BofI Holding 4.0 $4.2M 162k 26.05
Two Harbors Investment 4.0 $4.2M 355k 11.75
Network 3.0 $3.2M 458k 7.02
Invesco Mortgage Capital 2.5 $2.6M 130k 20.13
American Capital Agency 2.3 $2.4M 71k 34.59
Basic Energy Services 1.7 $1.8M 158k 11.22
Expedia (EXPE) 1.6 $1.7M 30k 57.83
Kronos Worldwide (KRO) 1.6 $1.7M 116k 14.94
Cooper Industries 1.6 $1.7M 23k 75.07
W&T Offshore (WTI) 1.6 $1.7M 88k 18.78
Nicholas Financial 1.4 $1.5M 114k 12.91
Suno 1.3 $1.4M 30k 46.83
Emmis Communications Corporation 1.2 $1.3M 652k 2.01
eBay (EBAY) 1.2 $1.2M 26k 48.43
Box Ships 1.2 $1.2M 207k 5.95
Ecolab (ECL) 1.1 $1.2M 18k 64.83
Swift Energy Company 1.1 $1.2M 56k 20.87
MasterCard Incorporated (MA) 1.1 $1.1M 2.5k 451.60
Aar (AIR) 1.1 $1.1M 67k 16.42
Home Depot (HD) 1.0 $1.1M 18k 60.39
NL Industries (NL) 1.0 $1.1M 95k 11.49
Watson Pharmaceuticals 1.0 $1.1M 13k 85.13
Macy's (M) 1.0 $1.0M 27k 37.63
Intuitive Surgical (ISRG) 0.9 $991k 2.0k 495.50
Tyco International Ltd S hs 0.9 $985k 18k 56.29
Fair Isaac Corporation (FICO) 0.9 $974k 22k 44.27
Pvh Corporation (PVH) 0.9 $981k 11k 93.70
Pitney Bowes (PBI) 0.9 $961k 70k 13.82
Toll Brothers (TOL) 0.9 $953k 29k 33.23
ISIS Pharmaceuticals 0.9 $957k 68k 14.07
Kimberly-Clark Corporation (KMB) 0.9 $944k 11k 85.82
Gravity 0.9 $930k 705k 1.32
Teradata Corporation (TDC) 0.9 $905k 12k 75.42
Hawaiian Telcom Holdco 0.9 $907k 51k 17.73
PPG Industries (PPG) 0.8 $876k 7.6k 114.81
Beam 0.8 $870k 15k 57.03
Hershey Company (HSY) 0.8 $851k 12k 70.92
Raytheon Company 0.8 $829k 15k 57.17
Travelers Companies (TRV) 0.8 $819k 12k 68.25
Olympic Steel (ZEUS) 0.8 $818k 49k 16.88
Thompson Creek Metals 0.7 $770k 270k 2.85
Collective Brands 0.7 $760k 35k 21.71
Abbott Laboratories (ABT) 0.7 $743k 11k 68.52
GlaxoSmithKline 0.7 $740k 16k 46.25
Ariba 0.6 $672k 15k 44.80
SPDR Dow Jones Industrial Average ETF (DIA) 0.6 $670k 5.0k 134.00
Wal-Mart Stores (WMT) 0.6 $668k 9.1k 73.86
CenturyLink 0.6 $667k 17k 40.42
Investors Title Company (ITIC) 0.6 $638k 9.8k 65.20
Microsoft Corporation (MSFT) 0.6 $636k 21k 29.80
Fifth & Pac Cos 0.6 $601k 47k 12.79
International Business Machines (IBM) 0.6 $587k 2.8k 207.42
Kinder Morgan Management 0.5 $567k 7.4k 76.43
Apple (AAPL) 0.5 $557k 834.00 667.50
Hallwood Group Incorporated 0.5 $563k 76k 7.40
Rock-Tenn Company 0.5 $540k 7.5k 72.19
Shaw 0.5 $537k 12k 43.66
Coach 0.5 $516k 9.2k 56.08
Nexen 0.5 $514k 20k 25.32
NACCO Industries (NC) 0.5 $502k 4.0k 125.50
Time Warner 0.5 $500k 11k 45.35
V.F. Corporation (VFC) 0.5 $494k 3.1k 159.35
Campbell Soup Company (CPB) 0.5 $497k 14k 34.81
Cisco Systems (CSCO) 0.5 $489k 26k 19.06
Buckle (BKE) 0.5 $470k 10k 45.41
Intel Corporation (INTC) 0.4 $460k 20k 22.67
Novartis (NVS) 0.4 $467k 7.6k 61.39
Illinois Tool Works (ITW) 0.4 $461k 7.8k 59.41
Chevron Corporation (CVX) 0.4 $453k 3.9k 116.45
Vodafone 0.4 $456k 16k 28.43
Qualcomm (QCOM) 0.4 $453k 7.3k 62.48
Dover Corporation (DOV) 0.4 $448k 7.5k 59.53
Wendy's/arby's Group (WEN) 0.4 $455k 100k 4.55
Praxair 0.4 $445k 4.3k 103.85
T. Rowe Price (TROW) 0.4 $427k 6.8k 63.26
TeleCommunication Systems 0.4 $427k 198k 2.16
BlackRock 0.4 $419k 2.4k 178.30
McDonald's Corporation (MCD) 0.4 $423k 4.6k 91.76
Teva Pharmaceutical Industries (TEVA) 0.4 $422k 10k 41.45
Ventas (VTR) 0.4 $417k 6.7k 62.24
McCormick & Company, Incorporated (MKC) 0.4 $422k 6.8k 62.06
Johnson & Johnson (JNJ) 0.4 $414k 6.0k 69.00
United Technologies Corporation 0.4 $415k 5.3k 78.38
UnitedHealth (UNH) 0.4 $412k 7.4k 55.45
Colgate-Palmolive Company (CL) 0.4 $403k 3.8k 107.18
General Dynamics Corporation (GD) 0.4 $400k 6.0k 66.17
Tupperware Brands Corporation (TUPBQ) 0.4 $397k 7.4k 53.54
Flagstone Reinsurance Holdin 0.4 $401k 47k 8.59
L-3 Communications Holdings 0.4 $400k 5.6k 71.75
CSX Corporation (CSX) 0.4 $394k 19k 20.76
Newmont Mining Corporation (NEM) 0.4 $375k 6.7k 55.94
ACCO Brands Corporation (ACCO) 0.3 $357k 55k 6.49
Molson Coors Brewing Company (TAP) 0.3 $338k 7.5k 45.00
Beacon Federal Ban (BFED) 0.3 $338k 17k 20.54
Prospect Capital Corporation (PSEC) 0.3 $301k 26k 11.53
Total (TTE) 0.3 $290k 5.8k 50.00
American Express Company (AXP) 0.3 $284k 5.0k 56.80
Sunrise Senior Living 0.3 $285k 20k 14.25
Brocade Communications Systems 0.2 $266k 45k 5.94
New England Bancshares 0.2 $264k 19k 13.71
Radiant Logistics (RLGT) 0.2 $267k 160k 1.67
Royal Dutch Shell 0.2 $257k 3.7k 69.50
CNO Financial (CNO) 0.2 $252k 26k 9.66
Genie Energy Ltd-b cl b (GNE) 0.2 $251k 35k 7.17
CVS Caremark Corporation (CVS) 0.2 $242k 5.0k 48.40
Medicis Pharmaceutical Corporation 0.2 $242k 5.6k 43.21
iShares Gold Trust 0.2 $243k 14k 17.33
Barrick Gold Corp (GOLD) 0.2 $229k 5.5k 41.79
Liberty Media 0.2 $231k 13k 18.48
Peet's Coffee & Tea 0.2 $227k 3.1k 73.23
Statoil ASA 0.2 $206k 8.0k 25.71
Reading International (RDI) 0.2 $207k 35k 5.89
Genon Energy 0.2 $208k 82k 2.53
Gannett 0.2 $190k 11k 17.76
Sanofi Aventis Wi Conval Rt 0.2 $185k 110k 1.68
Tellabs 0.2 $177k 50k 3.54
Oshkosh Corporation (OSK) 0.2 $181k 6.6k 27.42
Lightbridge Corporation 0.2 $175k 87k 2.02
McDermott International 0.2 $168k 14k 12.25
Kinder Morgan Inc/delaware Wts 0.2 $168k 48k 3.50
Eli Lilly & Co. (LLY) 0.1 $158k 3.2k 48.48
Endo Pharmaceuticals 0.1 $160k 5.0k 31.82
Hess (HES) 0.1 $156k 2.9k 53.79
Smithfield Foods 0.1 $156k 7.9k 19.63
SeaChange International 0.1 $162k 21k 7.84
Tempur-Pedic International (TPX) 0.1 $162k 5.4k 29.89
BP (BP) 0.1 $149k 3.6k 41.56
Moody's Corporation (MCO) 0.1 $150k 3.4k 44.29
Lumber Liquidators Holdings 0.1 $145k 2.9k 50.73
McGraw-Hill Companies 0.1 $147k 2.7k 54.55
Gap (GAP) 0.1 $148k 4.1k 35.70
Freeport-McMoRan Copper & Gold (FCX) 0.1 $146k 3.7k 39.50
Mbia (MBI) 0.1 $152k 15k 10.13
GameStop (GME) 0.1 $144k 6.8k 21.04
Ramtron International 0.1 $149k 48k 3.08
Lance 0.1 $150k 6.0k 25.00
Marathon Petroleum Corp (MPC) 0.1 $146k 2.7k 54.58
American Rlty Cap Tr 0.1 $144k 13k 11.13
Paychex (PAYX) 0.1 $132k 4.0k 33.22
Automatic Data Processing (ADP) 0.1 $132k 2.3k 58.46
Parker-Hannifin Corporation (PH) 0.1 $137k 1.6k 83.59
Symantec Corporation 0.1 $132k 7.3k 18.05
Ford Motor Company (F) 0.1 $138k 14k 9.86
CVR Energy (CVI) 0.1 $135k 3.7k 36.68
Kaman Corporation 0.1 $133k 3.7k 35.77
Masimo Corporation (MASI) 0.1 $135k 5.6k 24.24
Overland Storage 0.1 $138k 80k 1.72
Halcon Resources 0.1 $142k 19k 7.35
Bristol Myers Squibb (BMY) 0.1 $126k 3.7k 33.65
Cummins (CMI) 0.1 $122k 1.3k 92.15
Analog Devices (ADI) 0.1 $131k 3.4k 39.10
Xilinx 0.1 $128k 3.8k 33.40
Valassis Communications 0.1 $127k 5.2k 24.65
Maxim Integrated Products 0.1 $130k 4.9k 26.71
Linear Technology Corporation 0.1 $128k 4.0k 31.87
Applied Materials (AMAT) 0.1 $125k 11k 11.16
Novagold Resources Inc Cad (NG) 0.1 $126k 22k 5.64
OCZ Technology 0.1 $121k 35k 3.46
Diamond Offshore Drilling 0.1 $119k 1.8k 65.81
United Parcel Service (UPS) 0.1 $121k 1.7k 71.81
Hewlett-Packard Company 0.1 $120k 7.4k 16.16
Marathon Oil Corporation (MRO) 0.1 $118k 4.0k 29.50
Lorillard 0.1 $114k 983.00 115.97
Teledyne Technologies Incorporated (TDY) 0.1 $112k 1.8k 63.42
KLA-Tencor Corporation (KLAC) 0.1 $121k 2.5k 47.60
Odyssey Marine Exploration 0.1 $111k 35k 3.17
Chemtura Corporation 0.1 $112k 6.5k 17.29
Dejour Enterprise 0.1 $115k 500k 0.23
Timken Company (TKR) 0.1 $106k 2.8k 37.23
AGCO Corporation (AGCO) 0.1 $106k 2.2k 47.60
Beacon Roofing Supply (BECN) 0.1 $103k 3.6k 28.56
Contango Oil & Gas Company 0.1 $109k 2.2k 48.97
Sinclair Broadcast 0.1 $109k 9.7k 11.25
Hertz Global Holdings 0.1 $103k 7.5k 13.73
SPECTRUM BRANDS Hldgs 0.1 $110k 2.7k 40.12
Sealed Air (SEE) 0.1 $91k 5.9k 15.43
Valhi 0.1 $98k 8.0k 12.18
Merge Healthcare 0.1 $96k 25k 3.84
General Growth Properties 0.1 $97k 5.0k 19.40
Lrr Energy 0.1 $94k 5.0k 18.80
Netsol Technologies (NTWK) 0.1 $95k 15k 6.37
Windstream Corporation 0.1 $84k 8.2k 10.20
Netflix (NFLX) 0.1 $86k 1.6k 54.22
Dana Holding Corporation (DAN) 0.1 $87k 7.0k 12.35
iShares Silver Trust (SLV) 0.1 $85k 2.5k 33.85
Research In Motion 0.1 $75k 10k 7.50
Innodata Isogen (INOD) 0.1 $77k 19k 4.10
Calumet Specialty Products Partners, L.P 0.1 $67k 2.1k 31.78
NII Holdings 0.1 $67k 8.5k 7.90
Stone Energy Corporation 0.1 $51k 2.0k 25.31
Alliance Resource Partners (ARLP) 0.1 $49k 814.00 60.20
Salem Communications (SALM) 0.1 $51k 9.8k 5.20
Body Central Acquisition Corporation 0.1 $52k 5.0k 10.40
Allison Transmission Hldngs I (ALSN) 0.1 $49k 2.4k 20.30
MGIC Investment (MTG) 0.0 $40k 26k 1.55
MDU Resources (MDU) 0.0 $45k 2.0k 22.00
FLIR Systems 0.0 $43k 2.1k 20.12
Old Republic International Corporation (ORI) 0.0 $43k 4.6k 9.38
Kratos Defense & Security Solutions (KTOS) 0.0 $37k 6.3k 5.85
Parkway Properties 0.0 $37k 2.8k 13.38
TETRA Technologies (TTI) 0.0 $29k 4.8k 6.09
Pacific Sunwear of California 0.0 $28k 11k 2.47
Pinnacle Entertainment 0.0 $35k 2.9k 12.27
FelCor Lodging Trust Incorporated 0.0 $31k 6.6k 4.68
Dot Hill Systems 0.0 $30k 28k 1.08
Maxwell Technologies 0.0 $34k 4.2k 8.16
Bill Barrett Corporation 0.0 $27k 1.1k 24.32
EnPro Industries (NPO) 0.0 $30k 841.00 35.67
Hercules Offshore 0.0 $30k 6.1k 4.95
Rimage Corporation 0.0 $31k 4.6k 6.69
Sequenom 0.0 $31k 8.8k 3.51
Ducommun Incorporated (DCO) 0.0 $28k 2.1k 13.53
Halozyme Therapeutics (HALO) 0.0 $36k 4.8k 7.49
Nautilus (BFXXQ) 0.0 $34k 13k 2.60
Cosi 0.0 $29k 38k 0.76
Panhandle Oil and Gas 0.0 $27k 886.00 30.47
Acorn Energy 0.0 $35k 3.9k 8.98
Hldgs (UAL) 0.0 $32k 1.6k 19.57
TPC 0.0 $32k 780.00 41.03
Bonanza Creek Energy 0.0 $30k 1.3k 23.33
Libertyinteractivecorp lbtventcoma 0.0 $31k 625.00 49.60
Keryx Biopharmaceuticals 0.0 $19k 6.7k 2.82
JPMorgan Chase & Co. (JPM) 0.0 $16k 400.00 40.00
AES Corporation (AES) 0.0 $25k 2.3k 11.10
International Rectifier Corporation 0.0 $26k 1.5k 16.93
Fossil 0.0 $19k 225.00 84.44
Agrium 0.0 $17k 162.00 104.94
Aetna 0.0 $17k 423.00 40.19
RadioShack Corporation 0.0 $23k 9.5k 2.42
Capital One Financial (COF) 0.0 $17k 305.00 55.74
DISH Network 0.0 $18k 590.00 30.51
WellPoint 0.0 $16k 283.00 56.54
Forest Laboratories 0.0 $16k 463.00 34.56
Delta Air Lines (DAL) 0.0 $17k 1.8k 9.32
CF Industries Holdings (CF) 0.0 $16k 71.00 225.35
Humana (HUM) 0.0 $17k 238.00 71.43
Seagate Technology Com Stk 0.0 $20k 638.00 31.35
Delcath Systems 0.0 $23k 14k 1.65
Methode Electronics (MEI) 0.0 $18k 1.9k 9.65
Novatel Wireless 0.0 $17k 8.5k 2.00
Silicon Graphics International 0.0 $18k 2.0k 9.03
EV Energy Partners 0.0 $16k 261.00 61.30
MVC Capital 0.0 $20k 1.6k 12.53
Quidel Corporation 0.0 $17k 894.00 19.02
School Specialty 0.0 $19k 8.1k 2.34
ValueVision Media 0.0 $25k 11k 2.32
VSE Corporation (VSEC) 0.0 $21k 857.00 24.50
BioMimetic Therapeutics 0.0 $21k 5.1k 4.11
Navarre Corporation 0.0 $24k 15k 1.57
Paramount Gold and Silver 0.0 $16k 5.9k 2.71
Spectranetics Corporation 0.0 $18k 1.2k 14.63
General Motors Company (GM) 0.0 $20k 871.00 22.96
Opko Health (OPK) 0.0 $26k 6.2k 4.20
First M & F Corporation 0.0 $17k 2.2k 7.59
Samson Oil & Gas 0.0 $24k 23k 1.03
Sport Chalet (SPCHA) 0.0 $26k 17k 1.58
Geeknet 0.0 $21k 1.1k 19.66
SMTC Corporation 0.0 $23k 7.7k 2.99
Hca Holdings (HCA) 0.0 $20k 607.00 32.95
Liberty Media Corp lcpad 0.0 $19k 182.00 104.40
Forbes Energy Services 0.0 $18k 5.0k 3.60
Matador Resources (MTDR) 0.0 $21k 2.0k 10.46
Pioneer Energy Services 0.0 $23k 3.0k 7.79
Phoenix Cos 0.0 $25k 824.00 30.34
Corning Incorporated (GLW) 0.0 $15k 1.1k 13.35
CIGNA Corporation 0.0 $14k 300.00 46.67
ConocoPhillips (COP) 0.0 $11k 200.00 55.00
Xerox Corporation 0.0 $11k 1.5k 7.33
Dell 0.0 $9.0k 876.00 10.27
Penn Virginia Corporation 0.0 $8.0k 1.4k 5.89
Agilysys (AGYS) 0.0 $6.0k 753.00 7.97
Cliffs Natural Resources 0.0 $10k 260.00 38.46
Computer Programs & Systems (TBRG) 0.0 $14k 244.00 57.38
Ultralife (ULBI) 0.0 $12k 3.7k 3.24
Access National Corporation 0.0 $7.0k 530.00 13.21
Star Gas Partners (SGU) 0.0 $14k 3.3k 4.29
Hurco Companies (HURC) 0.0 $15k 647.00 23.18
Erie Indemnity Company (ERIE) 0.0 $12k 190.00 63.16
Ballantyne Strong 0.0 $13k 3.1k 4.23
Independence Holding Company 0.0 $14k 1.4k 10.17
BioTime 0.0 $14k 3.3k 4.27
Pacific Premier Ban (PPBI) 0.0 $9.0k 891.00 10.10
Kemet Corporation Cmn 0.0 $11k 2.4k 4.50
OmniAmerican Ban 0.0 $8.0k 338.00 23.67
Vera Bradley (VRA) 0.0 $14k 594.00 23.57
General Finance Corporation 0.0 $9.0k 2.3k 3.88
Stag Industrial (STAG) 0.0 $15k 925.00 16.22
Delphi Automotive 0.0 $15k 485.00 30.93
Novacopper 0.0 $8.8k 3.7k 2.38
Cytrx 0.0 $11k 3.1k 3.60
Ladenburg Thalmann Financial Services 0.0 $5.0k 4.0k 1.25
Phillips 66 (PSX) 0.0 $5.0k 100.00 50.00
Liberty Ventures Ser A 0.0 $3.0k 209.00 14.35
Power Integrations (POWI) -0.0 $-16k -530.00 30.19