Clear Harbor Asset Management

Clear Harbor Asset Management as of Dec. 31, 2011

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 168 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.2 $35M 399k 86.87
Northern Oil & Gas 4.9 $13M 534k 23.98
Pioneer Natural Resources 4.7 $12M 137k 89.48
Trimble Navigation (TRMB) 4.2 $11M 256k 43.40
Flextronics International Ltd Com Stk (FLEX) 3.0 $7.7M 1.4M 5.66
American Water Works (AWK) 2.8 $7.4M 234k 31.86
Energen Corporation 2.8 $7.3M 145k 50.00
Parker-Hannifin Corporation (PH) 2.8 $7.2M 95k 76.25
Exxon Mobil Corporation (XOM) 2.6 $6.7M 79k 84.76
Caterpillar (CAT) 2.5 $6.7M 74k 90.60
Northwest Natural Gas 2.3 $6.1M 126k 47.93
Johnson Controls 2.1 $5.6M 179k 31.26
FX Energy 2.0 $5.4M 1.1M 4.80
Core Laboratories 1.8 $4.8M 42k 113.94
Spdr S&p 500 Etf (SPY) 1.7 $4.5M 35k 126.83
QEP Resources 1.7 $4.4M 149k 29.30
Questar Corporation 1.6 $4.2M 210k 19.86
EQT Corporation (EQT) 1.4 $3.7M 67k 54.79
Lihua International 1.4 $3.7M 771k 4.76
Berkshire Hathaway (BRK.B) 1.4 $3.5M 46k 76.30
New Jersey Resources Corporation (NJR) 1.2 $3.3M 67k 49.20
China Ceramics 1.1 $3.0M 1.1M 2.79
Connecticut Water Service 1.1 $2.9M 107k 27.13
ConocoPhillips (COP) 1.1 $2.8M 38k 72.87
W.R. Berkley Corporation (WRB) 1.1 $2.8M 80k 34.39
South Jersey Industries 1.0 $2.6M 47k 56.81
Hexcel Corporation (HXL) 0.9 $2.5M 101k 24.21
Johnson & Johnson (JNJ) 0.9 $2.4M 37k 65.59
Consolidated Edison (ED) 0.9 $2.4M 38k 62.02
Integrated Silicon Solution 0.8 $2.2M 242k 9.14
Oshkosh Corporation (OSK) 0.8 $2.2M 103k 21.38
Jabil Circuit (JBL) 0.8 $2.1M 109k 19.66
EnerNOC 0.8 $2.1M 195k 10.87
Kulicke and Soffa Industries (KLIC) 0.8 $2.0M 221k 9.25
Marvell Technology Group 0.7 $1.8M 133k 13.85
Getty Realty (GTY) 0.7 $1.8M 130k 13.95
Alaska Air (ALK) 0.7 $1.8M 24k 75.10
California Water Service (CWT) 0.7 $1.8M 98k 18.26
Pennichuck Corporation (PNNW) 0.7 $1.8M 62k 28.83
Chesapeake Utilities Corporation (CPK) 0.6 $1.7M 39k 43.36
Microsoft Corporation (MSFT) 0.6 $1.6M 62k 25.96
Apple (AAPL) 0.6 $1.6M 3.9k 404.88
Vectren Corporation 0.6 $1.6M 52k 30.23
Cenovus Energy (CVE) 0.6 $1.5M 46k 33.20
Chevron Corporation (CVX) 0.6 $1.5M 14k 106.36
China Techfaith Wireless Comm. Tech 0.5 $1.4M 788k 1.80
Exterran Partners 0.5 $1.4M 71k 20.15
Delta Natural Gas Company 0.5 $1.4M 41k 34.36
SPDR Gold Trust (GLD) 0.5 $1.3M 8.3k 152.01
Pfizer (PFE) 0.5 $1.2M 57k 21.63
General Electric Company 0.5 $1.2M 67k 17.91
Energy Partners 0.4 $1.1M 75k 14.60
Ltx Credence Corporation 0.4 $1.0M 187k 5.35
Itron (ITRI) 0.3 $889k 25k 35.77
Intevac (IVAC) 0.3 $885k 120k 7.40
Abbott Laboratories (ABT) 0.3 $868k 15k 56.20
Procter & Gamble Company (PG) 0.3 $872k 13k 66.68
Encana Corp 0.3 $862k 47k 18.53
Apache Corporation 0.3 $831k 9.2k 90.58
Mission West Properties 0.3 $849k 94k 9.02
Hawaiian Holdings 0.3 $802k 138k 5.80
RGC Resources (RGCO) 0.3 $812k 45k 18.06
Dell 0.3 $797k 55k 14.64
Vodafone 0.3 $767k 27k 28.05
AGL Resources 0.3 $736k 17k 42.24
Union Pacific Corporation (UNP) 0.3 $724k 6.8k 106.00
International Business Machines (IBM) 0.3 $698k 3.8k 183.88
Clayton Williams Energy 0.3 $707k 9.3k 75.86
PNC Financial Services (PNC) 0.2 $656k 11k 57.64
Aqua America 0.2 $631k 29k 22.05
York Water Company (YORW) 0.2 $603k 34k 17.64
General Mtrs Co *w exp 07/10/201 0.2 $565k 72k 7.81
Spectrum Pharmaceuticals 0.2 $538k 37k 14.64
China Gerui Advanced Materials 0.2 $558k 167k 3.35
Annaly Capital Management 0.2 $518k 33k 15.95
At&t (T) 0.2 $534k 18k 30.23
Exterran Holdings 0.2 $512k 56k 9.10
Colgate-Palmolive Company (CL) 0.2 $513k 5.6k 92.43
Precision Drilling Corporation 0.2 $525k 51k 10.26
Ecolab (ECL) 0.2 $501k 8.7k 57.79
J.M. Smucker Company (SJM) 0.2 $504k 6.4k 78.19
Comverge 0.2 $503k 399k 1.26
Schlumberger (SLB) 0.2 $481k 7.0k 68.26
Axcelis Technologies 0.2 $466k 350k 1.33
Sealed Air (SEE) 0.2 $455k 26k 17.23
Axis Capital Holdings (AXS) 0.2 $444k 14k 32.00
Target Corporation (TGT) 0.2 $421k 8.2k 51.20
Harvest Natural Resources 0.2 $407k 55k 7.39
Kimberly-Clark Corporation (KMB) 0.1 $385k 5.2k 73.47
Emerson Electric (EMR) 0.1 $387k 8.3k 46.63
Piedmont Natural Gas Company 0.1 $401k 12k 33.98
Merck & Co (MRK) 0.1 $376k 10k 37.68
Fifth Street Finance 0.1 $368k 39k 9.56
US Airways 0.1 $360k 71k 5.07
Brooks Automation (AZTA) 0.1 $377k 37k 10.26
iShares Gold Trust 0.1 $355k 23k 15.24
Transatlantic Petroleum 0.1 $357k 272k 1.31
Equal Energy 0.1 $362k 81k 4.49
Texas Instruments Incorporated (TXN) 0.1 $347k 12k 29.09
KIT digital 0.1 $346k 41k 8.44
Valeant Pharmaceuticals Int 0.1 $348k 7.4k 46.74
Scorpio Tankers 0.1 $338k 69k 4.89
Coca-Cola Company (KO) 0.1 $325k 4.7k 69.89
Intel Corporation (INTC) 0.1 $314k 13k 24.29
Exeter Res Corp 0.1 $319k 122k 2.61
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $312k 3.0k 104.17
JPMorgan Chase & Co. (JPM) 0.1 $297k 8.9k 33.29
Travelers Companies (TRV) 0.1 $277k 4.7k 59.18
Pepsi (PEP) 0.1 $295k 4.5k 66.26
EMC Corporation 0.1 $297k 14k 21.53
Montpelier Re Holdings/mrh 0.1 $295k 17k 17.72
Perma-Fix Environmental Services 0.1 $284k 183k 1.55
Gran Tierra Energy 0.1 $288k 60k 4.81
Taiwan Semiconductor Mfg (TSM) 0.1 $267k 21k 12.91
Principal Financial (PFG) 0.1 $257k 10k 24.61
Newmont Mining Corporation (NEM) 0.1 $273k 4.6k 59.93
Novartis (NVS) 0.1 $259k 4.5k 57.17
Occidental Petroleum Corporation (OXY) 0.1 $268k 2.9k 93.87
Philip Morris International (PM) 0.1 $251k 3.2k 78.44
United Technologies Corporation 0.1 $258k 3.5k 73.07
Central Fd Cda Ltd cl a 0.1 $273k 14k 19.64
Market Vectors Gold Miners ETF 0.1 $257k 5.0k 51.40
Bristol Myers Squibb (BMY) 0.1 $241k 6.8k 35.28
Research In Motion 0.1 $248k 20k 12.35
TICC Capital 0.1 $240k 28k 8.67
Uni-Pixel 0.1 $243k 49k 5.01
Norfolk Southern (NSC) 0.1 $206k 2.8k 72.92
Laboratory Corp. of America Holdings 0.1 $219k 2.5k 86.05
Kroger (KR) 0.1 $222k 9.2k 24.19
Enbridge Energy Partners 0.1 $219k 6.6k 33.18
NxStage Medical 0.1 $210k 12k 17.79
Spectranetics Corporation 0.1 $205k 28k 7.23
INC/TN shares Miller Energy 0.1 $216k 77k 2.79
Hanover Compressor Co note 4.750% 1/1 0.1 $177k 192k 0.92
Ford Motor Company (F) 0.1 $176k 16k 10.73
Seagate Technology Com Stk 0.1 $171k 140k 1.22
Dime Community Bancshares 0.1 $183k 15k 12.59
Republic Airways Holdings 0.1 $190k 56k 3.43
Pure Cycle Corporation (PCYO) 0.1 $192k 102k 1.88
Veno 0.1 $146k 22k 6.78
GSI Technology (GSIT) 0.1 $170k 36k 4.68
Shengkai Innovations 0.1 $170k 271k 0.63
Advanced Photonix 0.1 $146k 261k 0.56
Crossroads Systems 0.1 $167k 31k 5.34
Star Bulk Carriers Corp 0.0 $98k 110k 0.89
FSI International 0.0 $94k 26k 3.66
Aurico Gold 0.0 $115k 14k 8.04
Dendreon Corporation 0.0 $76k 10k 7.60
Mag Silver Corp (MAG) 0.0 $69k 10k 6.70
Voyager Oil & Gas 0.0 $82k 32k 2.56
Mfc Industrial 0.0 $70k 10k 7.00
TrustCo Bank Corp NY 0.0 $59k 11k 5.59
WebMediaBrands 0.0 $41k 91k 0.45
Chimera Investment Corporation 0.0 $52k 21k 2.52
Magnum Hunter Resources Corporation 0.0 $63k 12k 5.37
Hldgs (UAL) 0.0 $48k 40k 1.20
MoSys 0.0 $60k 14k 4.18
Asia Entn & Resources 0.0 $59k 10k 5.90
Chyron Corporation 0.0 $46k 32k 1.43
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $37k 419.00 88.31
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $15k 15k 1.00
Johnson Ctls Inc unit 99/99/9999 0.0 $31k 200.00 155.00
Albany Intl Corp note 2.250% 3/1 0.0 $11k 12k 0.92
USA Technologies 0.0 $210.000000 200.00 1.05
General Motors Company (GM) 0.0 $2.0k 100.00 20.00
Usa Tech Inc-cw12 wts 0.0 $0 73k 0.00
China Ceramics Co Ltd *w exp 11/16/201 0.0 $1.0k 11k 0.09
Consumer Portfolio Services (CPSS) 0.0 $13k 15k 0.88