Clear Harbor Asset Management as of March 31, 2013
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 186 positions in its portfolio as reported in the March 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Roper Industries (ROP) | 14.2 | $49M | 385k | 127.31 | |
| Pioneer Natural Resources | 5.5 | $19M | 151k | 124.25 | |
| American Water Works (AWK) | 3.2 | $11M | 267k | 41.44 | |
| Northern Oil & Gas | 3.1 | $11M | 739k | 14.38 | |
| Trimble Navigation (TRMB) | 3.1 | $11M | 353k | 29.98 | |
| Exxon Mobil Corporation (XOM) | 3.0 | $10M | 115k | 90.11 | |
| Flextronics International Ltd Com Stk (FLEX) | 2.7 | $9.4M | 1.4M | 6.76 | |
| Core Laboratories | 2.6 | $9.0M | 65k | 137.92 | |
| Energen Corporation | 2.3 | $7.9M | 153k | 52.01 | |
| Parker-Hannifin Corporation (PH) | 2.2 | $7.7M | 84k | 91.58 | |
| Johnson Controls | 2.0 | $7.0M | 199k | 35.07 | |
| Questar Corporation | 1.8 | $6.0M | 248k | 24.33 | |
| Caterpillar (CAT) | 1.7 | $6.0M | 69k | 86.97 | |
| Northwest Natural Gas | 1.7 | $6.0M | 136k | 43.82 | |
| QEP Resources | 1.6 | $5.5M | 173k | 31.84 | |
| Berkshire Hathaway (BRK.B) | 1.6 | $5.4M | 52k | 104.20 | |
| Apple (AAPL) | 1.5 | $5.3M | 12k | 442.67 | |
| Hartford Financial Services (HIG) | 1.5 | $5.0M | 195k | 25.80 | |
| EQT Corporation (EQT) | 1.4 | $5.0M | 74k | 67.75 | |
| Johnson & Johnson (JNJ) | 1.2 | $4.2M | 52k | 81.53 | |
| FX Energy | 1.2 | $4.1M | 1.2M | 3.36 | |
| New Jersey Resources Corporation (NJR) | 1.1 | $3.9M | 88k | 44.84 | |
| Apache Corporation | 1.1 | $3.9M | 50k | 77.16 | |
| Vodafone | 1.1 | $3.9M | 136k | 28.40 | |
| Connecticut Water Service | 1.1 | $3.8M | 131k | 29.23 | |
| EnerNOC | 1.0 | $3.6M | 206k | 17.37 | |
| South Jersey Industries | 1.0 | $3.5M | 63k | 55.59 | |
| Uni-Pixel | 1.0 | $3.4M | 110k | 30.65 | |
| China Ceramics | 1.0 | $3.3M | 1.5M | 2.15 | |
| General Electric Company | 0.9 | $3.2M | 137k | 23.12 | |
| Chesapeake Utilities Corporation (CPK) | 0.8 | $2.9M | 59k | 49.05 | |
| Hexcel Corporation (HXL) | 0.8 | $2.9M | 98k | 29.02 | |
| Getty Realty (GTY) | 0.8 | $2.9M | 141k | 20.21 | |
| Axis Capital Holdings (AXS) | 0.8 | $2.7M | 65k | 41.61 | |
| Occidental Petroleum Corporation (OXY) | 0.8 | $2.6M | 33k | 78.38 | |
| Consolidated Edison (ED) | 0.7 | $2.5M | 41k | 61.03 | |
| Spdr S&p 500 Etf (SPY) | 0.7 | $2.4M | 16k | 155.56 | |
| Microsoft Corporation (MSFT) | 0.7 | $2.4M | 82k | 28.60 | |
| Titan International (TWI) | 0.7 | $2.2M | 107k | 21.08 | |
| California Water Service (CWT) | 0.7 | $2.2M | 112k | 19.90 | |
| Solar Senior Capital | 0.7 | $2.2M | 117k | 19.20 | |
| SPDR Gold Trust (GLD) | 0.6 | $2.0M | 13k | 154.45 | |
| International Business Machines (IBM) | 0.6 | $1.9M | 8.9k | 213.29 | |
| Jabil Circuit (JBL) | 0.5 | $1.9M | 101k | 18.48 | |
| Vectren Corporation | 0.5 | $1.8M | 52k | 35.41 | |
| Delta Natural Gas Company | 0.5 | $1.7M | 80k | 21.86 | |
| Union Pacific Corporation (UNP) | 0.5 | $1.7M | 12k | 142.43 | |
| Exterran Partners | 0.5 | $1.7M | 66k | 26.27 | |
| Merck & Co (MRK) | 0.5 | $1.6M | 36k | 44.20 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $1.6M | 33k | 47.47 | |
| Exterran Holdings | 0.5 | $1.6M | 58k | 27.00 | |
| Cenovus Energy (CVE) | 0.5 | $1.5M | 50k | 31.00 | |
| Chevron Corporation (CVX) | 0.4 | $1.5M | 13k | 118.85 | |
| Ford Motor Company (F) | 0.4 | $1.5M | 116k | 13.15 | |
| Pfizer (PFE) | 0.4 | $1.5M | 51k | 28.87 | |
| Procter & Gamble Company (PG) | 0.4 | $1.4M | 18k | 77.07 | |
| UnitedHealth (UNH) | 0.4 | $1.4M | 25k | 57.22 | |
| Rda Microelectronics | 0.4 | $1.4M | 147k | 9.25 | |
| Realty Income (O) | 0.4 | $1.3M | 29k | 45.35 | |
| Aetna | 0.4 | $1.2M | 24k | 51.13 | |
| General Mtrs Co *w exp 07/10/201 | 0.3 | $1.2M | 99k | 11.79 | |
| Itron (ITRI) | 0.3 | $1.1M | 24k | 46.41 | |
| Marvell Technology Group | 0.3 | $1.1M | 104k | 10.58 | |
| Clayton Williams Energy | 0.3 | $1.1M | 25k | 43.72 | |
| Vivus | 0.3 | $1.0M | 95k | 11.00 | |
| NVIDIA Corporation (NVDA) | 0.3 | $1.0M | 79k | 12.83 | |
| Encana Corp | 0.3 | $986k | 51k | 19.47 | |
| Lihua International | 0.3 | $988k | 193k | 5.12 | |
| Matador Resources (MTDR) | 0.3 | $999k | 113k | 8.86 | |
| Aqua America | 0.3 | $980k | 31k | 31.43 | |
| Kroger (KR) | 0.3 | $932k | 28k | 33.13 | |
| Schlumberger (SLB) | 0.3 | $925k | 12k | 74.92 | |
| Cisco Systems (CSCO) | 0.3 | $887k | 42k | 20.90 | |
| Solar Cap (SLRC) | 0.2 | $858k | 37k | 23.49 | |
| Delta Air Lines (DAL) | 0.2 | $849k | 51k | 16.52 | |
| Ecolab (ECL) | 0.2 | $806k | 10k | 80.18 | |
| ConocoPhillips (COP) | 0.2 | $786k | 13k | 60.13 | |
| BHP Billiton (BHP) | 0.2 | $780k | 11k | 68.42 | |
| Laboratory Corp. of America Holdings | 0.2 | $766k | 8.5k | 90.22 | |
| J.M. Smucker Company (SJM) | 0.2 | $758k | 7.6k | 99.19 | |
| Oxford Lane Cap Corp (OXLC) | 0.2 | $747k | 47k | 15.97 | |
| Newfield Exploration | 0.2 | $735k | 33k | 22.50 | |
| BGC Partners | 0.2 | $741k | 178k | 4.16 | |
| iShares Gold Trust | 0.2 | $709k | 46k | 15.52 | |
| SELECT INCOME REIT COM SH BEN int | 0.2 | $709k | 27k | 26.44 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $704k | 41k | 17.20 | |
| PNC Financial Services (PNC) | 0.2 | $689k | 10k | 66.52 | |
| York Water Company (YORW) | 0.2 | $705k | 38k | 18.80 | |
| W&T Offshore (WTI) | 0.2 | $665k | 47k | 14.20 | |
| Powershares Senior Loan Portfo mf | 0.2 | $655k | 26k | 25.11 | |
| Sandstorm Gold (SAND) | 0.2 | $664k | 70k | 9.48 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $633k | 15k | 43.19 | |
| McKesson Corporation (MCK) | 0.2 | $581k | 5.4k | 107.99 | |
| Colgate-Palmolive Company (CL) | 0.2 | $583k | 4.9k | 117.97 | |
| Pure Cycle Corporation (PCYO) | 0.2 | $571k | 109k | 5.25 | |
| Spectranetics Corporation | 0.2 | $539k | 29k | 18.52 | |
| AGL Resources | 0.1 | $528k | 13k | 41.98 | |
| Emerson Electric (EMR) | 0.1 | $527k | 9.4k | 55.89 | |
| Walgreen Company | 0.1 | $533k | 11k | 47.72 | |
| Lowe's Companies (LOW) | 0.1 | $521k | 14k | 37.89 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $514k | 4.8k | 107.31 | |
| At&t (T) | 0.1 | $479k | 13k | 36.69 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $473k | 4.8k | 97.91 | |
| Fifth Street Finance | 0.1 | $484k | 44k | 11.02 | |
| Southwest Airlines (LUV) | 0.1 | $499k | 37k | 13.49 | |
| Abbvie (ABBV) | 0.1 | $485k | 12k | 40.79 | |
| TICC Capital | 0.1 | $464k | 47k | 9.94 | |
| BofI Holding | 0.1 | $436k | 12k | 35.91 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $449k | 3.8k | 117.85 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $438k | 4.1k | 105.59 | |
| Abbott Laboratories (ABT) | 0.1 | $420k | 12k | 35.32 | |
| Newmont Mining Corporation (NEM) | 0.1 | $413k | 9.9k | 41.89 | |
| Intel Corporation (INTC) | 0.1 | $402k | 18k | 21.86 | |
| Stillwater Mining Company | 0.1 | $404k | 31k | 12.93 | |
| Devon Energy Corporation (DVN) | 0.1 | $380k | 6.7k | 56.48 | |
| Calamos Asset Management | 0.1 | $396k | 34k | 11.76 | |
| Macquarie Infrastructure Company | 0.1 | $378k | 7.0k | 54.00 | |
| Piedmont Natural Gas Company | 0.1 | $388k | 12k | 32.88 | |
| Principal Financial (PFG) | 0.1 | $355k | 10k | 33.99 | |
| Coca-Cola Company (KO) | 0.1 | $348k | 8.6k | 40.47 | |
| Bristol Myers Squibb (BMY) | 0.1 | $343k | 8.3k | 41.21 | |
| Pepsi (PEP) | 0.1 | $345k | 4.4k | 79.18 | |
| Philip Morris International (PM) | 0.1 | $333k | 3.6k | 92.76 | |
| United Technologies Corporation | 0.1 | $336k | 3.6k | 93.57 | |
| EMC Corporation | 0.1 | $341k | 14k | 23.87 | |
| athenahealth | 0.1 | $344k | 3.6k | 96.90 | |
| Wisdomtree Asia Local Debt etf us | 0.1 | $348k | 6.6k | 52.37 | |
| Western Digital (WDC) | 0.1 | $317k | 6.3k | 50.32 | |
| Novartis (NVS) | 0.1 | $323k | 4.5k | 71.30 | |
| Plains All American Pipeline (PAA) | 0.1 | $305k | 5.4k | 56.48 | |
| Plum Creek Timber | 0.1 | $271k | 5.2k | 52.12 | |
| 0.1 | $272k | 342.00 | 795.32 | ||
| Oracle Corporation (ORCL) | 0.1 | $273k | 8.4k | 32.38 | |
| Hawaiian Holdings | 0.1 | $285k | 49k | 5.77 | |
| Diana Shipping (DSX) | 0.1 | $276k | 26k | 10.66 | |
| Central Fd Cda Ltd cl a | 0.1 | $271k | 14k | 19.36 | |
| Eqt Midstream Partners | 0.1 | $260k | 6.7k | 38.81 | |
| Two Harbors Investment | 0.1 | $229k | 18k | 12.59 | |
| Autodesk (ADSK) | 0.1 | $235k | 5.7k | 41.19 | |
| China Techfaith Wireless Comm. Tech | 0.1 | $226k | 226k | 1.00 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $244k | 2.0k | 120.14 | |
| Himax Technologies (HIMX) | 0.1 | $204k | 215k | 0.95 | |
| Amgen (AMGN) | 0.1 | $204k | 2.0k | 102.41 | |
| Anadarko Petroleum Corporation | 0.1 | $200k | 2.3k | 87.34 | |
| Stericycle (SRCL) | 0.1 | $212k | 2.0k | 106.00 | |
| Southwestern Energy Company | 0.1 | $201k | 5.4k | 37.22 | |
| Intevac (IVAC) | 0.1 | $213k | 45k | 4.71 | |
| Dime Community Bancshares | 0.1 | $209k | 15k | 14.38 | |
| TFS Financial Corporation (TFSL) | 0.1 | $217k | 20k | 10.85 | |
| Ltx Credence Corporation | 0.1 | $194k | 32k | 6.03 | |
| Equal Energy | 0.1 | $196k | 52k | 3.80 | |
| Xerox Corporation | 0.1 | $172k | 20k | 8.60 | |
| Perma-Fix Environmental Services | 0.1 | $157k | 192k | 0.82 | |
| WisdomTree Dreyfus NZ Dollar Fund | 0.0 | $153k | 6.7k | 22.68 | |
| BlackRock Income Trust | 0.0 | $96k | 13k | 7.21 | |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.0 | $117k | 950.00 | 123.16 | |
| Asia Entn & Resources | 0.0 | $108k | 25k | 4.32 | |
| Imprimis Pharmaceuticals | 0.0 | $118k | 20k | 5.90 | |
| PetroQuest Energy | 0.0 | $66k | 15k | 4.41 | |
| Arena Pharmaceuticals | 0.0 | $82k | 10k | 8.20 | |
| Weatherford International Lt reg | 0.0 | $57k | 20k | 2.85 | |
| Spectrum Pharmaceuticals | 0.0 | $75k | 10k | 7.45 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $74k | 784.00 | 94.39 | |
| China Gerui Advanced Materials | 0.0 | $54k | 28k | 1.94 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $84k | 1.0k | 84.00 | |
| Nts Inc Nev | 0.0 | $65k | 63k | 1.04 | |
| Professional Diversity Net I | 0.0 | $67k | 10k | 6.70 | |
| Herbalife Ltd Com Stk (HLF) | 0.0 | $31k | 14k | 2.30 | |
| Sirius XM Radio | 0.0 | $32k | 10k | 3.10 | |
| Exeter Res Corp | 0.0 | $44k | 36k | 1.21 | |
| Transatlantic Petroleum | 0.0 | $26k | 26k | 0.98 | |
| Camtek (CAMT) | 0.0 | $20k | 14k | 1.48 | |
| Magnum Hunter Resources Corporation | 0.0 | $47k | 12k | 4.01 | |
| Chyron Corporation | 0.0 | $43k | 28k | 1.56 | |
| Qihoo 360 Technologies Co Lt | 0.0 | $23k | 15k | 1.53 | |
| Dunkin' Brands Group | 0.0 | $18k | 20k | 0.90 | |
| Burger King Worldwide | 0.0 | $25k | 20k | 1.25 | |
| Forest Oil Corporation | 0.0 | $0 | 40k | 0.00 | |
| Tiffany & Co. | 0.0 | $15k | 20k | 0.75 | |
| Sigma-Aldrich Corporation | 0.0 | $0 | 11k | 0.00 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $3.0k | 50.00 | 60.00 | |
| Dot Hill Systems | 0.0 | $15k | 13k | 1.13 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $0 | 500.00 | 0.00 | |
| General Motors Company (GM) | 0.0 | $4.0k | 150.00 | 26.67 | |
| iShares S&P AMT-Fr Mncpl Bnd (NYF) | 0.0 | $11k | 100.00 | 110.00 | |
| Advanced Photonix | 0.0 | $8.0k | 17k | 0.47 |
