Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2016

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 247 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 11.4 $54M 294k 182.47
American Water Works (AWK) 3.4 $16M 214k 74.84
Flextronics International Ltd Com Stk (FLEX) 3.3 $16M 1.1M 13.62
Spdr S&p 500 Etf (SPY) 3.0 $14M 65k 216.30
Pioneer Natural Resources 3.0 $14M 75k 185.66
Apple (AAPL) 2.7 $13M 113k 113.05
Trimble Navigation (TRMB) 2.1 $10M 349k 28.56
Taiwan Semiconductor Mfg (TSM) 2.1 $9.8M 321k 30.59
Axis Capital Holdings (AXS) 2.0 $9.2M 169k 54.33
Hartford Financial Services (HIG) 1.9 $9.2M 214k 42.82
Parker-Hannifin Corporation (PH) 1.7 $7.9M 63k 125.52
Energen Corporation 1.5 $7.2M 125k 57.72
Johnson Controls International Plc equity (JCI) 1.5 $6.8M 147k 46.53
Cui Global 1.4 $6.6M 1.1M 5.83
Honeywell International (HON) 1.4 $6.5M 56k 116.58
Berkshire Hathaway (BRK.B) 1.3 $6.3M 43k 144.47
Macquarie Infrastructure Company 1.2 $5.6M 68k 83.24
Johnson & Johnson (JNJ) 1.2 $5.5M 47k 118.12
Northwest Natural Gas 1.2 $5.5M 91k 60.11
Core Laboratories 1.2 $5.4M 49k 112.33
General Motors Company (GM) 1.1 $5.4M 170k 31.77
Connecticut Water Service 1.1 $5.2M 105k 49.73
Solar Cap (SLRC) 1.1 $5.1M 251k 20.52
Exxon Mobil Corporation (XOM) 1.1 $5.1M 59k 87.28
CBS Corporation 1.1 $5.0M 91k 54.74
Chesapeake Utilities Corporation (CPK) 1.1 $4.9M 81k 61.06
Gramercy Ppty Tr 1.1 $4.9M 509k 9.64
Voya Financial (VOYA) 1.0 $4.6M 159k 28.82
WisdomTree Japan Total Dividend (DXJ) 1.0 $4.5M 106k 42.91
New Jersey Resources Corporation (NJR) 1.0 $4.5M 138k 32.86
Western Digital (WDC) 0.9 $4.3M 73k 58.48
EQT Corporation (EQT) 0.9 $4.1M 56k 72.62
Celgene Corporation 0.8 $4.0M 38k 105.88
Scorpio Tankers 0.8 $4.0M 863k 4.63
JPMorgan Chase & Co. (JPM) 0.8 $3.9M 58k 66.58
South Jersey Industries 0.8 $3.7M 126k 29.55
Crestwood Equity Partners master ltd part 0.8 $3.7M 175k 21.25
Two Harbors Investment 0.8 $3.7M 430k 8.53
Anworth Mortgage Asset Corporation 0.8 $3.5M 720k 4.92
Arthur J. Gallagher & Co. (AJG) 0.7 $3.1M 60k 50.87
AutoNation (AN) 0.6 $3.0M 61k 48.70
Matador Resources (MTDR) 0.6 $3.0M 121k 24.34
Walgreen Boots Alliance (WBA) 0.6 $2.9M 36k 80.63
Caterpillar (CAT) 0.6 $2.9M 32k 88.78
California Water Service (CWT) 0.6 $2.8M 87k 32.09
Tecogen (TGEN) 0.6 $2.7M 649k 4.16
Alphabet Inc Class C cs (GOOG) 0.6 $2.7M 3.5k 777.20
Direxion Shs Etf Tr daily sm cap bea 0.6 $2.6M 97k 26.87
Merck & Co (MRK) 0.5 $2.6M 41k 62.40
Verizon Communications (VZ) 0.5 $2.4M 45k 51.98
CF Industries Holdings (CF) 0.5 $2.3M 97k 24.35
Ares Coml Real Estate (ACRE) 0.5 $2.4M 188k 12.60
Harris Corporation 0.5 $2.3M 25k 91.61
Alphabet Inc Class A cs (GOOGL) 0.5 $2.2M 2.8k 804.15
PNC Financial Services (PNC) 0.5 $2.2M 25k 90.08
Anthem (ELV) 0.5 $2.2M 17k 125.29
Proshares Trust Ultrapro Short S&p500 etf 0.5 $2.1M 93k 23.14
Solar Senior Capital 0.5 $2.1M 130k 16.21
QEP Resources 0.4 $2.1M 107k 19.53
Westrock (WRK) 0.4 $2.1M 43k 48.48
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $2.0M 37k 53.74
First Solar (FSLR) 0.4 $2.0M 50k 39.49
iShares Gold Trust 0.4 $2.0M 154k 12.69
General Electric Company 0.4 $1.9M 65k 29.62
Qorvo (QRVO) 0.4 $1.9M 35k 55.74
Cherry Hill Mort (CHMI) 0.4 $1.9M 109k 17.11
Microsoft Corporation (MSFT) 0.4 $1.8M 31k 57.60
Titan International (TWI) 0.4 $1.8M 175k 10.12
1iqtech International 0.4 $1.8M 2.1M 0.83
ConAgra Foods (CAG) 0.4 $1.7M 36k 47.11
Allergan 0.4 $1.7M 7.4k 230.29
Commscope Hldg (COMM) 0.3 $1.6M 53k 30.11
Ecolab (ECL) 0.3 $1.6M 13k 121.74
Union Pacific Corporation (UNP) 0.3 $1.5M 16k 97.51
Hexcel Corporation (HXL) 0.3 $1.5M 35k 44.30
Gilead Sciences (GILD) 0.3 $1.5M 19k 79.12
Pfizer (PFE) 0.3 $1.4M 41k 33.86
J.M. Smucker Company (SJM) 0.3 $1.3M 9.9k 135.50
Goodyear Tire & Rubber Company (GT) 0.3 $1.3M 41k 32.33
Procter & Gamble Company (PG) 0.3 $1.3M 14k 89.73
West 0.3 $1.3M 57k 22.08
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.2M 9.7k 125.73
Consolidated Edison (ED) 0.2 $1.2M 16k 75.33
Express Scripts Holding 0.2 $1.2M 17k 70.54
Abbvie (ABBV) 0.2 $1.1M 18k 63.09
Chevron Corporation (CVX) 0.2 $1.1M 11k 102.89
V.F. Corporation (VFC) 0.2 $1.1M 19k 56.06
Aetna 0.2 $1.1M 9.5k 115.42
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.1M 20k 53.98
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $1.0M 9.2k 111.86
York Water Company (YORW) 0.2 $1.0M 34k 29.65
Amgen (AMGN) 0.2 $938k 5.6k 166.76
Entercom Communications 0.2 $954k 74k 12.94
American Capital Agency 0.2 $943k 48k 19.55
Aqua America 0.2 $895k 29k 30.48
Lowe's Companies (LOW) 0.2 $858k 12k 72.19
Assured Guaranty (AGO) 0.2 $848k 31k 27.76
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $859k 6.3k 137.44
Activision Blizzard 0.2 $786k 18k 44.31
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $813k 6.6k 123.18
Citigroup (C) 0.2 $732k 16k 47.24
Boeing Company (BA) 0.1 $716k 5.4k 131.74
CVS Caremark Corporation (CVS) 0.1 $703k 7.9k 89.01
Spectranetics Corporation 0.1 $705k 28k 25.08
Ishares Tr 0.1 $699k 28k 25.13
3M Company (MMM) 0.1 $653k 3.7k 176.30
Schlumberger (SLB) 0.1 $672k 8.5k 78.66
Illumina (ILMN) 0.1 $654k 3.6k 181.72
Hca Holdings (HCA) 0.1 $647k 8.6k 75.63
Marathon Petroleum Corp (MPC) 0.1 $642k 16k 40.59
Starz - Liberty Capital 0.1 $641k 21k 31.20
McKesson Corporation (MCK) 0.1 $595k 3.6k 166.85
Avis Budget (CAR) 0.1 $614k 18k 34.19
Pure Cycle Corporation (PCYO) 0.1 $589k 103k 5.74
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $625k 47k 13.36
Cisco Systems (CSCO) 0.1 $540k 17k 31.74
Liberty Media 0.1 $581k 29k 19.99
Dillard's (DDS) 0.1 $578k 9.2k 62.96
SPDR Gold Trust (GLD) 0.1 $574k 4.6k 125.66
Skyworks Solutions (SWKS) 0.1 $559k 7.3k 76.15
Piedmont Natural Gas Company 0.1 $570k 9.5k 60.00
iShares Lehman MBS Bond Fund (MBB) 0.1 $554k 5.0k 110.12
Western Asset Global Cp Defi (GDO) 0.1 $555k 31k 17.68
Kimberly-Clark Corporation (KMB) 0.1 $527k 4.2k 126.05
Intel Corporation (INTC) 0.1 $531k 14k 37.75
Deere & Company (DE) 0.1 $531k 6.2k 85.37
Western Refining 0.1 $502k 19k 26.46
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $518k 4.9k 105.69
Penn West Energy Trust 0.1 $525k 290k 1.81
Western Asset Hgh Yld Dfnd (HYI) 0.1 $522k 34k 15.40
Michael Kors Holdings 0.1 $496k 11k 46.79
Eqt Midstream Partners 0.1 $514k 6.8k 76.15
Proshs Ultrashrt S&p500 Prosha etf 0.1 $539k 33k 16.39
Intrawest Resorts Holdings 0.1 $522k 32k 16.22
Great Elm Cap 0.1 $511k 109k 4.69
Coca-Cola Company (KO) 0.1 $486k 12k 42.32
Anadarko Petroleum Corporation 0.1 $461k 7.3k 63.43
Colgate-Palmolive Company (CL) 0.1 $492k 6.6k 74.16
Pepsi (PEP) 0.1 $450k 4.1k 108.88
United Technologies Corporation 0.1 $456k 4.5k 101.60
UnitedHealth (UNH) 0.1 $473k 3.4k 139.94
NCI Building Systems 0.1 $457k 31k 14.60
North Amern Energy Partners 0.1 $471k 188k 2.50
Invesco Mortgage Capital 0.1 $450k 30k 15.22
Hollyfrontier Corp 0.1 $480k 20k 24.52
Wmi Holdings 0.1 $451k 193k 2.34
Performance Sports 0.1 $463k 114k 4.05
CSX Corporation (CSX) 0.1 $444k 15k 30.48
Bristol Myers Squibb (BMY) 0.1 $409k 7.6k 53.91
Autodesk (ADSK) 0.1 $434k 6.0k 72.27
International Business Machines (IBM) 0.1 $432k 2.7k 158.77
Ashford Hospitality Trust 0.1 $405k 69k 5.90
American Capital 0.1 $403k 24k 16.92
Graphic Packaging Holding Company (GPK) 0.1 $408k 29k 13.98
Stillwater Mining Company 0.1 $418k 31k 13.38
Information Services (III) 0.1 $441k 111k 3.99
PowerShares DB Agriculture Fund 0.1 $410k 21k 19.98
Ishares Trust Barclays (CMBS) 0.1 $445k 8.4k 53.13
Facebook Inc cl a (META) 0.1 $409k 3.2k 128.37
Blue Capital Reinsurance Hol 0.1 $419k 23k 18.34
Direxion Shs Etf Tr 0.1 $430k 30k 14.33
Home Depot (HD) 0.1 $381k 3.0k 128.72
Occidental Petroleum Corporation (OXY) 0.1 $393k 5.4k 72.95
Illinois Tool Works (ITW) 0.1 $353k 2.9k 119.70
Universal Display Corporation (OLED) 0.1 $395k 7.1k 55.48
Ishares Inc etf (HYXU) 0.1 $353k 7.4k 47.98
Liberty Global Inc C 0.1 $395k 12k 33.03
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $369k 14k 26.40
Time Warner 0.1 $336k 4.2k 79.58
Bank of America Corporation (BAC) 0.1 $321k 21k 15.67
Abbott Laboratories (ABT) 0.1 $340k 8.0k 42.26
E.I. du Pont de Nemours & Company 0.1 $309k 4.6k 66.91
Altria (MO) 0.1 $316k 5.0k 63.20
Philip Morris International (PM) 0.1 $349k 3.6k 97.21
Danaher Corporation (DHR) 0.1 $314k 4.0k 78.38
athenahealth 0.1 $312k 2.5k 125.96
Progenics Pharmaceuticals 0.1 $338k 53k 6.33
American International (AIG) 0.1 $305k 5.1k 59.35
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $323k 28k 11.53
Sequential Brnds 0.1 $310k 39k 8.00
FedEx Corporation (FDX) 0.1 $279k 1.6k 174.59
Travelers Companies (TRV) 0.1 $267k 2.3k 114.35
Emerson Electric (EMR) 0.1 $298k 5.5k 54.55
Olin Corporation (OLN) 0.1 $282k 14k 20.51
Stryker Corporation (SYK) 0.1 $298k 2.6k 116.22
Oracle Corporation (ORCL) 0.1 $295k 7.5k 39.23
Endurance Specialty Hldgs Lt 0.1 $262k 4.0k 65.35
Marvell Technology Group 0.1 $265k 20k 13.25
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $278k 3.2k 87.31
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $269k 2.1k 126.41
Nuveen Conn Prem Income Mun sh ben int 0.1 $260k 19k 13.80
Amc Networks Inc Cl A (AMCX) 0.1 $259k 5.0k 51.80
Mondelez Int (MDLZ) 0.1 $281k 6.4k 43.82
Monroe Cap (MRCC) 0.1 $262k 17k 15.75
Nuveen Int Dur Qual Mun Trm 0.1 $296k 21k 13.85
Stonecastle Finl (BANX) 0.1 $304k 16k 18.68
Intellicheck Mobilisa (IDN) 0.1 $258k 150k 1.72
Archer Daniels Midland Company (ADM) 0.1 $219k 5.2k 42.18
Walt Disney Company (DIS) 0.1 $216k 2.3k 92.70
Norfolk Southern (NSC) 0.1 $217k 2.2k 97.05
At&t (T) 0.1 $242k 6.0k 40.67
Bed Bath & Beyond 0.1 $221k 5.1k 43.14
Wells Fargo & Company (WFC) 0.1 $219k 5.0k 44.18
Fifth Third Ban (FITB) 0.1 $233k 11k 20.50
Hershey Company (HSY) 0.1 $242k 2.5k 95.58
Dime Community Bancshares 0.1 $244k 15k 16.79
Plains All American Pipeline (PAA) 0.1 $232k 7.4k 31.35
EMC Insurance 0.1 $242k 9.0k 26.89
BlackRock Income Trust 0.1 $249k 38k 6.48
Direxion Daily Small Cp Bull 3X (TNA) 0.1 $246k 75k 3.28
Alj Regional Hldgs 0.1 $220k 47k 4.70
Wisdomtree Asia Local Debt etf us 0.1 $239k 5.3k 45.52
Mosaic (MOS) 0.1 $239k 9.8k 24.48
1347 Property Insurance Holdings 0.1 $238k 38k 6.24
Liberty Global 0.1 $238k 8.5k 28.02
Newmont Mining Corporation (NEM) 0.0 $201k 5.1k 39.26
Novartis (NVS) 0.0 $207k 2.6k 79.01
Alcoa 0.0 $178k 18k 10.11
Getty Realty (GTY) 0.0 $200k 8.4k 23.93
Gran Tierra Energy 0.0 $186k 62k 3.01
KVH Industries (KVHI) 0.0 $204k 23k 8.79
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $185k 14k 13.73
Black Stone Minerals (BSM) 0.0 $178k 10k 17.80
Ford Motor Company (F) 0.0 $162k 13k 12.09
Frontier Communications 0.0 $120k 25k 4.74
Qlt 0.0 $150k 73k 2.06
Arbor Realty Trust (ABR) 0.0 $128k 17k 7.44
Central Fd Cda Ltd cl a 0.0 $142k 10k 13.85
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $157k 11k 14.16
Nuveen NY Municipal Value (NNY) 0.0 $148k 14k 10.31
Perma-fix Env. (PESI) 0.0 $155k 31k 5.02
Farmland Partners (FPI) 0.0 $120k 11k 11.23
Office Depot 0.0 $89k 25k 3.56
FelCor Lodging Trust Incorporated 0.0 $106k 17k 6.44
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $98k 12k 7.99
Putnam High Income Securities Fund 0.0 $103k 13k 7.98
Merrimack Pharmaceuticals In 0.0 $108k 17k 6.35
DURECT Corporation 0.0 $70k 50k 1.40
Exeter Res Corp 0.0 $36k 28k 1.27
Camtek (CAMT) 0.0 $63k 21k 3.01
Spectrum Pharmaceuticals 0.0 $47k 10k 4.68
Uni-Pixel 0.0 $35k 21k 1.67
Terravia Holdings 0.0 $34k 13k 2.73
iShares Russell 2000 Index (IWM) 0.0 $16k 15k 1.07
American DG Energy 0.0 $3.0k 10k 0.29
Sanofi Aventis Wi Conval Rt 0.0 $9.1k 34k 0.27
Cytrx 0.0 $8.1k 13k 0.62