Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2017

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 244 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.4 $68M 279k 243.40
Flextronics International Ltd Com Stk (FLEX) 3.6 $18M 1.1M 16.57
American Water Works (AWK) 3.4 $17M 213k 80.91
Apple (AAPL) 2.9 $15M 96k 154.12
Trimble Navigation (TRMB) 2.6 $13M 337k 39.25
Parker-Hannifin Corporation (PH) 2.1 $11M 62k 175.03
Pioneer Natural Resources (PXD) 2.1 $11M 72k 147.54
Western Digital (WDC) 2.0 $10M 121k 86.40
Hartford Financial Services (HIG) 2.0 $10M 180k 55.43
Spdr S&p 500 Etf (SPY) 2.0 $10M 40k 251.24
Taiwan Semiconductor Mfg (TSM) 1.9 $9.6M 255k 37.55
Berkshire Hathaway (BRK.B) 1.6 $8.0M 44k 183.33
Honeywell International (HON) 1.5 $7.5M 53k 141.74
Unknown 1.5 $7.6M 796k 9.50
Energen Corporation 1.3 $6.7M 123k 54.68
Discover Financial Services (DFS) 1.3 $6.6M 102k 64.48
Axis Capital Holdings (AXS) 1.3 $6.6M 116k 57.31
Chesapeake Utilities Corporation (CPK) 1.2 $6.2M 79k 78.25
Connecticut Water Service 1.2 $6.0M 102k 59.30
Johnson Controls International Plc equity (JCI) 1.2 $6.0M 149k 40.29
New Jersey Resources Corporation (NJR) 1.2 $5.9M 141k 42.15
Macquarie Infrastructure Company 1.2 $5.9M 82k 72.18
Johnson & Johnson (JNJ) 1.1 $5.8M 45k 130.02
Northwest Natural Gas 1.1 $5.7M 89k 64.40
Voya Financial (VOYA) 1.0 $5.2M 129k 39.89
Solar Cap (SLRC) 1.0 $5.0M 233k 21.64
JPMorgan Chase & Co. (JPM) 1.0 $5.0M 52k 95.50
Exxon Mobil Corporation (XOM) 0.9 $4.6M 56k 81.98
Core Laboratories 0.9 $4.6M 46k 98.70
Cui Global 0.9 $4.4M 1.2M 3.69
Caterpillar (CAT) 0.8 $4.3M 34k 124.71
Qorvo (QRVO) 0.8 $4.3M 60k 70.68
Goodyear Tire & Rubber Company (GT) 0.8 $4.2M 127k 33.25
South Jersey Industries 0.8 $4.2M 123k 34.53
Alphabet Inc Class C cs (GOOG) 0.8 $4.2M 4.4k 959.07
Walgreen Boots Alliance (WBA) 0.8 $3.9M 50k 77.22
General Motors Company (GM) 0.7 $3.7M 93k 40.38
Two Harbors Investment 0.7 $3.7M 369k 10.08
EQT Corporation (EQT) 0.7 $3.6M 55k 65.24
Amc Networks Inc Cl A (AMCX) 0.7 $3.5M 60k 58.46
California Water Service (CWT) 0.7 $3.3M 87k 38.16
Intellicheck Mobilisa (IDN) 0.7 $3.3M 1.1M 2.88
Matador Resources (MTDR) 0.6 $3.2M 120k 27.15
Harris Corporation 0.6 $3.1M 24k 131.66
PNC Financial Services (PNC) 0.6 $3.1M 23k 134.77
Arthur J. Gallagher & Co. (AJG) 0.6 $3.0M 48k 61.55
Westrock (WRK) 0.6 $2.9M 52k 56.74
Alphabet Inc Class A cs (GOOGL) 0.6 $2.8M 2.9k 973.80
Nexstar Broadcasting (NXST) 0.6 $2.8M 45k 62.31
iShares Gold Trust 0.5 $2.7M 222k 12.31
Commscope Hldg (COMM) 0.5 $2.7M 82k 33.21
Merck & Co (MRK) 0.5 $2.6M 41k 64.03
Microsoft Corporation (MSFT) 0.5 $2.5M 33k 74.49
Vanguard Total Bond Market ETF (BND) 0.5 $2.4M 30k 81.97
Ares Coml Real Estate (ACRE) 0.5 $2.4M 178k 13.31
Target Corporation (TGT) 0.5 $2.4M 40k 59.00
Express Scripts Holding 0.5 $2.3M 37k 63.33
Wells Fargo & Company (WFC) 0.4 $2.2M 41k 55.16
Solar Senior Capital 0.4 $2.2M 128k 17.23
Tecogen (TGEN) 0.4 $2.1M 671k 3.19
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $2.1M 32k 64.70
WisdomTree Japan Total Dividend (DXJ) 0.4 $2.0M 36k 54.69
Titan International (TWI) 0.4 $1.9M 186k 10.15
Hexcel Corporation (HXL) 0.4 $1.9M 33k 57.42
Crestwood Equity Partners master ltd part 0.4 $1.9M 77k 24.40
Celgene Corporation 0.4 $1.8M 12k 145.79
Scorpio Tankers 0.3 $1.8M 523k 3.43
Union Pacific Corporation (UNP) 0.3 $1.7M 15k 115.98
Citigroup (C) 0.3 $1.6M 22k 72.72
Ecolab (ECL) 0.3 $1.6M 12k 128.62
Ashford Hospitality Trust 0.3 $1.6M 234k 6.67
Pfizer (PFE) 0.3 $1.5M 42k 35.70
V.F. Corporation (VFC) 0.3 $1.5M 23k 63.57
Aetna 0.3 $1.5M 9.4k 159.02
Fifth Street Finance 0.3 $1.4M 256k 5.47
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.4M 13k 106.53
Vanguard FTSE All-World ex-US ETF (VEU) 0.3 $1.4M 26k 52.72
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.4M 9.5k 143.32
Chevron Corporation (CVX) 0.2 $1.3M 11k 117.52
Consolidated Edison (ED) 0.2 $1.3M 16k 80.65
Lowe's Companies (LOW) 0.2 $1.3M 16k 79.95
General Electric Company 0.2 $1.2M 51k 24.18
Procter & Gamble Company (PG) 0.2 $1.2M 13k 90.98
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.2M 22k 52.78
Ishares Tr 0.2 $1.2M 47k 25.04
Amgen (AMGN) 0.2 $1.1M 6.1k 186.49
Avis Budget (CAR) 0.2 $1.1M 30k 38.07
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.1M 9.1k 121.27
York Water Company (YORW) 0.2 $1.1M 33k 33.90
Cherry Hill Mort (CHMI) 0.2 $1.1M 62k 18.10
J.M. Smucker Company (SJM) 0.2 $996k 9.5k 104.93
Marathon Petroleum Corp (MPC) 0.2 $1.0M 18k 56.09
Allergan 0.2 $1.0M 5.0k 205.00
Gilead Sciences (GILD) 0.2 $948k 12k 81.01
Oracle Corporation (ORCL) 0.2 $953k 20k 48.36
Aqua America 0.2 $922k 28k 33.20
Vanguard Total Stock Market ETF (VTI) 0.2 $908k 7.0k 129.46
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $865k 6.9k 124.73
QEP Resources 0.2 $888k 104k 8.57
Pandora Media 0.2 $886k 115k 7.70
Synergy Pharmaceuticals 0.2 $880k 304k 2.90
Abbvie (ABBV) 0.2 $839k 9.4k 88.88
McKesson Corporation (MCK) 0.2 $816k 5.3k 153.67
Time Warner 0.1 $742k 7.2k 102.39
CSX Corporation (CSX) 0.1 $763k 14k 54.25
Illumina (ILMN) 0.1 $765k 3.8k 199.27
Universal Display Corporation (OLED) 0.1 $756k 5.9k 128.83
Pure Cycle Corporation (PCYO) 0.1 $751k 100k 7.50
1iqtech International 0.1 $768k 2.1M 0.37
3M Company (MMM) 0.1 $716k 3.4k 210.03
First Solar (FSLR) 0.1 $718k 16k 45.89
Industrial SPDR (XLI) 0.1 $710k 10k 71.00
Hca Holdings (HCA) 0.1 $687k 8.6k 79.56
Facebook Inc cl a (META) 0.1 $686k 4.0k 170.82
Autodesk (ADSK) 0.1 $674k 6.0k 112.24
Intel Corporation (INTC) 0.1 $646k 17k 38.08
UnitedHealth (UNH) 0.1 $639k 3.3k 195.71
Toll Brothers (TOL) 0.1 $660k 16k 41.47
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $673k 7.6k 88.75
Calatlantic 0.1 $670k 18k 36.61
FedEx Corporation (FDX) 0.1 $586k 2.6k 225.56
Medical Properties Trust (MPW) 0.1 $591k 45k 13.13
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $622k 5.0k 123.44
Ishares Trust Barclays (CMBS) 0.1 $596k 12k 51.53
Schlumberger (SLB) 0.1 $576k 8.3k 69.82
Illinois Tool Works (ITW) 0.1 $547k 3.7k 147.88
Information Services (III) 0.1 $547k 136k 4.02
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $562k 5.3k 105.36
SPDR Barclays Capital 1-3 Month T- 0.1 $571k 13k 45.79
Ashford (AINC) 0.1 $551k 9.1k 60.64
Coca-Cola Company (KO) 0.1 $488k 11k 45.05
Home Depot (HD) 0.1 $532k 3.3k 163.44
Abbott Laboratories (ABT) 0.1 $483k 9.0k 53.40
Kimberly-Clark Corporation (KMB) 0.1 $492k 4.2k 117.68
Colgate-Palmolive Company (CL) 0.1 $498k 6.8k 72.87
Qualcomm (QCOM) 0.1 $499k 9.6k 51.80
Amazon (AMZN) 0.1 $496k 516.00 961.24
SPDR Gold Trust (GLD) 0.1 $532k 4.4k 121.66
Whitestone REIT (WSR) 0.1 $510k 39k 13.06
Vanguard European ETF (VGK) 0.1 $492k 8.4k 58.29
Western Asset Global Cp Defi (GDO) 0.1 $499k 27k 18.22
Pvh Corporation (PVH) 0.1 $512k 4.1k 126.11
Eqt Midstream Partners 0.1 $491k 6.6k 74.96
Blue Capital Reinsurance Hol 0.1 $513k 31k 16.46
AutoNation (AN) 0.1 $440k 9.3k 47.44
Bristol Myers Squibb (BMY) 0.1 $461k 7.2k 63.70
Verizon Communications (VZ) 0.1 $467k 9.4k 49.49
CVS Caremark Corporation (CVS) 0.1 $480k 5.9k 81.38
Pepsi (PEP) 0.1 $463k 4.2k 111.32
Graphic Packaging Holding Company (GPK) 0.1 $480k 34k 13.94
Progenics Pharmaceuticals 0.1 $461k 63k 7.36
Western Asset Hgh Yld Dfnd (HYI) 0.1 $468k 30k 15.55
Monroe Cap (MRCC) 0.1 $463k 32k 14.30
International Business Machines (IBM) 0.1 $406k 2.8k 145.21
Philip Morris International (PM) 0.1 $399k 3.6k 111.14
United Technologies Corporation 0.1 $431k 3.7k 116.14
Clorox Company (CLX) 0.1 $409k 3.1k 131.94
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $394k 29k 13.58
Liberty Global Inc C 0.1 $407k 13k 32.67
Anthem (ELV) 0.1 $388k 2.0k 189.73
Proshares Tr ultrapro short q 0.1 $419k 16k 26.79
Emerson Electric (EMR) 0.1 $343k 5.5k 62.79
Liberty Media 0.1 $354k 15k 23.60
Occidental Petroleum Corporation (OXY) 0.1 $373k 5.8k 64.18
Stryker Corporation (SYK) 0.1 $339k 2.4k 141.90
Ez (EZPW) 0.1 $366k 39k 9.51
iShares Lehman MBS Bond Fund (MBB) 0.1 $333k 3.1k 107.21
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $370k 24k 15.73
Vanguard Mid-Cap Value ETF (VOE) 0.1 $370k 3.5k 105.68
Ishares Inc etf (HYXU) 0.1 $338k 6.3k 53.56
Stonecastle Finl (BANX) 0.1 $335k 16k 20.65
Ishares Tr trs flt rt bd (TFLO) 0.1 $376k 7.5k 50.13
Mylan Nv 0.1 $349k 11k 31.41
Andeavor 0.1 $356k 3.4k 103.28
Bank of America Corporation (BAC) 0.1 $310k 12k 25.35
Legg Mason 0.1 $295k 7.5k 39.33
Norfolk Southern (NSC) 0.1 $296k 2.2k 132.38
At&t (T) 0.1 $305k 7.8k 39.13
NVIDIA Corporation (NVDA) 0.1 $288k 1.6k 178.88
Boeing Company (BA) 0.1 $295k 1.2k 254.09
Altria (MO) 0.1 $317k 5.0k 63.40
Deere & Company (DE) 0.1 $299k 2.4k 125.63
Danaher Corporation (DHR) 0.1 $309k 3.6k 85.81
Fifth Third Ban (FITB) 0.1 $318k 11k 27.98
Rite Aid Corporation 0.1 $284k 145k 1.96
Dime Community Bancshares 0.1 $313k 15k 21.53
EMC Insurance 0.1 $310k 11k 28.18
Apollo Global Management 'a' 0.1 $299k 10k 30.05
Mondelez Int (MDLZ) 0.1 $317k 7.8k 40.63
Nuveen Int Dur Qual Mun Trm 0.1 $282k 21k 13.20
Proshares Trust Ultrapro Short S&p500 etf 0.1 $310k 23k 13.78
Goldman Sachs (GS) 0.1 $248k 1.0k 237.55
McDonald's Corporation (MCD) 0.1 $243k 1.6k 156.77
Walt Disney Company (DIS) 0.1 $278k 2.8k 98.41
Automatic Data Processing (ADP) 0.1 $245k 2.2k 109.18
BB&T Corporation 0.1 $270k 5.8k 46.91
Berkshire Hathaway (BRK.A) 0.1 $275k 1.00 275000.00
Macy's (M) 0.1 $252k 12k 21.82
Dillard's (DDS) 0.1 $252k 4.5k 56.00
Hershey Company (HSY) 0.1 $232k 2.1k 109.33
CF Industries Holdings (CF) 0.1 $267k 7.6k 35.11
Alaska Air (ALK) 0.1 $269k 3.5k 76.20
Anworth Mortgage Asset Corporation 0.1 $247k 41k 6.00
athenahealth 0.1 $265k 2.1k 124.30
KVH Industries (KVHI) 0.1 $260k 22k 11.96
North Amern Energy Partners 0.1 $278k 64k 4.36
BlackRock Income Trust 0.1 $244k 39k 6.27
United Ins Hldgs (ACIC) 0.1 $269k 17k 16.33
Ishares Tr cur hdg ms emu (HEZU) 0.1 $249k 8.3k 30.05
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $267k 12k 22.97
Dell Technologies Inc Class V equity 0.1 $240k 3.1k 77.10
Plains Gp Holdings Lp-cl A (PAGP) 0.1 $236k 11k 21.85
Matlin & Partners Acquisitio cl a 0.1 $243k 25k 9.72
Himax Technologies (HIMX) 0.0 $207k 19k 10.94
Cisco Systems (CSCO) 0.0 $203k 6.0k 33.70
Travelers Companies (TRV) 0.0 $228k 1.9k 122.58
Laboratory Corp. of America Holdings (LH) 0.0 $211k 1.4k 151.25
Anadarko Petroleum Corporation 0.0 $210k 4.3k 48.84
Entercom Communications 0.0 $178k 16k 11.46
Marvell Technology Group 0.0 $179k 10k 17.90
iShares Lehman Aggregate Bond (AGG) 0.0 $207k 1.9k 109.35
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $201k 1.8k 110.93
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $209k 26k 8.03
Nuveen Conn Prem Income Mun sh ben int 0.0 $215k 18k 12.21
Connectone Banc (CNOB) 0.0 $209k 8.5k 24.59
Black Stone Minerals (BSM) 0.0 $182k 11k 17.33
Obsidian Energy 0.0 $199k 190k 1.05
Xai Octagon Floatng Rate Alt (XFLT) 0.0 $206k 20k 10.10
CBS Corporation 0.0 $135k 68k 2.00
Central Fd Cda Ltd cl a 0.0 $130k 10k 12.68
Gran Tierra Energy 0.0 $137k 60k 2.27
Spectrum Pharmaceuticals 0.0 $141k 10k 14.04
Nuveen NY Municipal Value (NNY) 0.0 $146k 14k 10.17
Bellicum Pharma 0.0 $160k 14k 11.55
Nabors Industries 0.0 $121k 15k 8.07
AVEO Pharmaceuticals 0.0 $91k 25k 3.64
Putnam Premier Income Trust (PPT) 0.0 $87k 16k 5.30
Putnam High Income Securities Fund 0.0 $102k 11k 8.92
Perma-fix Env. (PESI) 0.0 $97k 26k 3.79
WidePoint Corporation 0.0 $33k 50k 0.66
Direxion Daily Small Cp Bull 3X (TNA) 0.0 $6.0k 35k 0.17
Sanofi Aventis Wi Conval Rt 0.0 $12k 34k 0.36
Cytrx 0.0 $4.9k 13k 0.38
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $9.0k 25k 0.36