Clear Harbor Asset Management

Clear Harbor Asset Management as of March 31, 2018

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 233 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 15.2 $78M 278k 280.69
American Water Works (AWK) 3.4 $17M 212k 82.13
Western Digital (WDC) 3.3 $17M 185k 92.27
Flextronics International Ltd Com Stk (FLEX) 3.3 $17M 1.0M 16.33
Apple (AAPL) 3.1 $16M 93k 167.78
Pioneer Natural Resources (PXD) 2.4 $12M 72k 171.78
Trimble Navigation (TRMB) 2.4 $12M 337k 35.88
Taiwan Semiconductor Mfg (TSM) 2.1 $11M 251k 43.76
Unknown 2.1 $11M 1.0M 10.60
Parker-Hannifin Corporation (PH) 2.1 $11M 63k 171.02
Berkshire Hathaway (BRK.B) 1.7 $8.8M 44k 199.48
Honeywell International (HON) 1.5 $7.6M 53k 144.51
Energen Corporation 1.5 $7.6M 122k 62.86
Hartford Financial Services (HIG) 1.4 $7.1M 138k 51.52
Axis Capital Holdings (AXS) 1.3 $6.8M 118k 57.57
Connecticut Water Service 1.2 $6.1M 101k 60.53
Johnson & Johnson (JNJ) 1.1 $5.7M 45k 128.16
CBS Corporation 1.1 $5.7M 110k 51.39
New Jersey Resources Corporation (NJR) 1.1 $5.6M 140k 40.10
General Motors Company (GM) 1.1 $5.6M 155k 36.34
Chesapeake Utilities Corporation (CPK) 1.1 $5.5M 78k 70.35
JPMorgan Chase & Co. (JPM) 1.0 $5.3M 49k 109.98
Caterpillar (CAT) 1.0 $5.1M 35k 147.37
Northwest Natural Gas 1.0 $5.1M 88k 57.65
Core Laboratories 0.9 $4.8M 44k 108.22
Everest Re Group (EG) 0.9 $4.7M 19k 256.83
Alphabet Inc Class C cs (GOOG) 0.9 $4.7M 4.6k 1031.71
Johnson Controls International Plc equity (JCI) 0.9 $4.5M 129k 35.24
Solar Cap (SLRC) 0.9 $4.5M 221k 20.31
Matador Resources (MTDR) 0.9 $4.4M 147k 29.91
Exxon Mobil Corporation (XOM) 0.8 $4.1M 55k 74.62
Amc Networks Inc Cl A (AMCX) 0.8 $4.1M 79k 51.70
Macquarie Infrastructure Company 0.8 $3.9M 106k 36.93
Qorvo (QRVO) 0.8 $3.8M 54k 70.46
Citigroup (C) 0.7 $3.8M 56k 67.49
Assured Guaranty (AGO) 0.7 $3.4M 94k 36.20
Commscope Hldg (COMM) 0.7 $3.4M 85k 39.96
South Jersey Industries 0.7 $3.3M 118k 28.16
Westrock (WRK) 0.6 $3.3M 51k 64.16
California Water Service (CWT) 0.6 $3.2M 87k 37.25
SPDR Gold Trust (GLD) 0.6 $3.2M 25k 125.78
Microsoft Corporation (MSFT) 0.6 $3.1M 34k 91.26
Walgreen Boots Alliance (WBA) 0.6 $3.1M 47k 65.47
S&p Global (SPGI) 0.6 $3.0M 16k 191.04
Cui Global 0.6 $2.9M 1.1M 2.60
Harris Corporation 0.6 $2.9M 18k 161.29
Alphabet Inc Class A cs (GOOGL) 0.6 $2.9M 2.8k 1037.08
PNC Financial Services (PNC) 0.6 $2.8M 19k 151.22
Arthur J. Gallagher & Co. (AJG) 0.6 $2.8M 41k 68.73
iShares Gold Trust 0.5 $2.8M 216k 12.73
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.7M 50k 54.38
Vanguard Total Bond Market ETF (BND) 0.5 $2.7M 34k 79.93
EQT Corporation (EQT) 0.5 $2.6M 55k 47.51
Spdr S&p 500 Etf (SPY) 0.5 $2.5M 9.7k 263.18
Devon Energy Corporation (DVN) 0.5 $2.5M 79k 31.79
Titan International (TWI) 0.5 $2.3M 186k 12.61
Intellicheck Mobilisa (IDN) 0.4 $2.2M 1.2M 1.80
Vanguard Total Stock Market ETF (VTI) 0.4 $2.2M 16k 135.69
Corporate Capital Trust 0.4 $2.2M 130k 16.90
Ares Coml Real Estate (ACRE) 0.4 $2.2M 176k 12.35
Merck & Co (MRK) 0.4 $2.1M 39k 54.48
Hexcel Corporation (HXL) 0.4 $2.0M 32k 64.58
Union Pacific Corporation (UNP) 0.4 $2.0M 15k 134.41
WisdomTree Japan Total Dividend (DXJ) 0.4 $2.0M 36k 56.01
Facebook Inc cl a (META) 0.4 $1.9M 12k 159.75
Illumina (ILMN) 0.4 $1.9M 8.0k 236.40
Tecogen (TGEN) 0.4 $1.9M 668k 2.86
Goodyear Tire & Rubber Company (GT) 0.4 $1.9M 70k 26.58
Solar Senior Capital 0.3 $1.7M 104k 16.80
Ecolab (ECL) 0.3 $1.7M 12k 137.09
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.7M 11k 158.59
Wisdomtree Tr intl hedge eqt (HEDJ) 0.3 $1.6M 26k 62.72
Pfizer (PFE) 0.3 $1.5M 43k 35.48
Crestwood Equity Partners master ltd part 0.3 $1.5M 60k 25.60
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.5M 14k 103.17
Blue Capital Reinsurance Hol 0.3 $1.5M 119k 12.20
Allergan 0.3 $1.3M 7.9k 168.23
Intel Corporation (INTC) 0.2 $1.3M 25k 52.06
Chevron Corporation (CVX) 0.2 $1.2M 11k 114.02
Consolidated Edison (ED) 0.2 $1.2M 16k 77.95
Amgen (AMGN) 0.2 $1.2M 7.1k 170.42
Avis Budget (CAR) 0.2 $1.2M 26k 46.85
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.2M 23k 51.58
Hca Holdings (HCA) 0.2 $1.1M 12k 96.97
Antero Res (AR) 0.2 $1.1M 57k 19.86
Cherry Hill Mort (CHMI) 0.2 $1.1M 63k 17.55
Ishares Tr 0.2 $1.1M 46k 24.77
Procter & Gamble Company (PG) 0.2 $1.1M 13k 79.27
First Solar (FSLR) 0.2 $1.1M 15k 70.99
Verizon Communications (VZ) 0.2 $1.0M 21k 47.83
Lowe's Companies (LOW) 0.2 $1.0M 12k 87.79
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.0M 8.8k 117.41
York Water Company (YORW) 0.2 $1.0M 33k 31.01
1iqtech International 0.2 $1.0M 2.1M 0.50
Oracle Corporation (ORCL) 0.2 $969k 21k 45.75
Ashford Hospitality Trust 0.2 $966k 150k 6.46
Abbvie (ABBV) 0.2 $950k 10k 94.67
Aqua America 0.2 $946k 28k 34.07
Pure Cycle Corporation (PCYO) 0.2 $944k 100k 9.45
Gilead Sciences (GILD) 0.2 $858k 11k 75.42
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $873k 7.2k 121.96
QEP Resources 0.2 $870k 89k 9.79
CSX Corporation (CSX) 0.2 $795k 14k 55.73
Marathon Petroleum Corp (MPC) 0.2 $839k 12k 73.08
Autodesk (ADSK) 0.1 $754k 6.0k 125.56
Qualcomm (QCOM) 0.1 $763k 14k 55.43
J.M. Smucker Company (SJM) 0.1 $753k 6.1k 124.05
Vanguard European ETF (VGK) 0.1 $788k 14k 58.12
3M Company (MMM) 0.1 $735k 3.3k 219.47
UnitedHealth (UNH) 0.1 $699k 3.3k 214.09
Amazon (AMZN) 0.1 $738k 510.00 1447.06
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $706k 5.9k 120.66
Zayo Group Hldgs 0.1 $731k 21k 34.15
FedEx Corporation (FDX) 0.1 $624k 2.6k 240.18
Home Depot (HD) 0.1 $590k 3.3k 178.14
McKesson Corporation (MCK) 0.1 $634k 4.5k 140.76
Time Warner 0.1 $588k 6.2k 94.50
Discover Financial Services (DFS) 0.1 $563k 7.8k 71.92
Illinois Tool Works (ITW) 0.1 $579k 3.7k 156.53
Graphic Packaging Holding Company (GPK) 0.1 $541k 35k 15.36
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $562k 5.4k 103.79
Pvh Corporation (PVH) 0.1 $541k 3.6k 151.46
Ishares Trust Barclays (CMBS) 0.1 $580k 12k 50.39
Monroe Cap (MRCC) 0.1 $567k 46k 12.29
Ishares Tr trs flt rt bd (TFLO) 0.1 $578k 12k 50.26
Mylan Nv 0.1 $577k 14k 41.16
Oaktree Specialty Lending Corp 0.1 $548k 130k 4.21
Abbott Laboratories (ABT) 0.1 $532k 8.9k 59.94
Bristol Myers Squibb (BMY) 0.1 $500k 7.9k 63.23
NVIDIA Corporation (NVDA) 0.1 $489k 2.1k 231.75
Colgate-Palmolive Company (CL) 0.1 $493k 6.9k 71.62
International Business Machines (IBM) 0.1 $497k 3.2k 153.54
Information Services (III) 0.1 $499k 119k 4.18
Synergy Pharmaceuticals 0.1 $519k 284k 1.83
Coca-Cola Company (KO) 0.1 $470k 11k 43.39
Kimberly-Clark Corporation (KMB) 0.1 $460k 4.2k 110.02
Anadarko Petroleum Corporation 0.1 $459k 7.6k 60.39
Pepsi (PEP) 0.1 $470k 4.3k 109.07
United Technologies Corporation 0.1 $457k 3.6k 125.69
Patterson-UTI Energy (PTEN) 0.1 $456k 26k 17.50
salesforce (CRM) 0.1 $441k 3.8k 116.42
Ez (EZPW) 0.1 $462k 35k 13.19
Progenics Pharmaceuticals 0.1 $450k 60k 7.46
Scorpio Tankers 0.1 $451k 230k 1.96
Vanguard Mid-Cap Value ETF (VOE) 0.1 $454k 4.1k 109.50
United Ins Hldgs (ACIC) 0.1 $468k 25k 19.13
Granite Pt Mtg Tr (GPMT) 0.1 $480k 29k 16.54
Himax Technologies (HIMX) 0.1 $406k 66k 6.15
CVS Caremark Corporation (CVS) 0.1 $398k 6.4k 62.21
Aetna 0.1 $430k 2.5k 168.89
Stryker Corporation (SYK) 0.1 $384k 2.4k 160.74
Fs Investment Corporation 0.1 $413k 57k 7.26
Bank of America Corporation (BAC) 0.1 $379k 13k 30.01
AutoNation (AN) 0.1 $336k 7.2k 46.83
Boeing Company (BA) 0.1 $381k 1.2k 328.17
Emerson Electric (EMR) 0.1 $380k 5.6k 68.31
Deere & Company (DE) 0.1 $370k 2.4k 155.46
Occidental Petroleum Corporation (OXY) 0.1 $382k 5.9k 64.88
Philip Morris International (PM) 0.1 $373k 3.8k 99.39
Schlumberger (SLB) 0.1 $375k 5.8k 64.78
Danaher Corporation (DHR) 0.1 $376k 3.8k 97.89
Fifth Third Ban (FITB) 0.1 $361k 11k 31.76
EMC Insurance 0.1 $366k 14k 27.11
Western Asset Hgh Yld Dfnd (HYI) 0.1 $379k 26k 14.62
Eqt Midstream Partners 0.1 $363k 6.2k 59.02
Ishares Inc etf (HYXU) 0.1 $363k 6.5k 55.53
Mondelez Int (MDLZ) 0.1 $355k 8.5k 41.75
Liberty Global Inc C 0.1 $349k 12k 30.46
Adamas Pharmaceuticals 0.1 $368k 15k 23.90
Walt Disney Company (DIS) 0.1 $321k 3.2k 100.56
Norfolk Southern (NSC) 0.1 $304k 2.2k 135.96
At&t (T) 0.1 $297k 8.3k 35.68
Wells Fargo & Company (WFC) 0.1 $308k 5.9k 52.47
Altria (MO) 0.1 $324k 5.2k 62.42
BB&T Corporation 0.1 $300k 5.8k 52.12
Berkshire Hathaway (BRK.A) 0.1 $299k 1.00 299000.00
Micron Technology (MU) 0.1 $289k 5.6k 52.07
athenahealth 0.1 $305k 2.1k 143.06
North Amern Energy Partners 0.1 $284k 54k 5.31
iShares Lehman MBS Bond Fund (MBB) 0.1 $294k 2.8k 104.59
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $327k 23k 14.51
Apollo Global Management 'a' 0.1 $295k 10k 29.65
Express Scripts Holding 0.1 $287k 4.2k 69.14
Stonecastle Finl (BANX) 0.1 $331k 15k 21.75
Goldman Sachs (GS) 0.1 $250k 994.00 251.51
Cisco Systems (CSCO) 0.1 $279k 6.5k 42.82
Travelers Companies (TRV) 0.1 $251k 1.8k 138.67
V.F. Corporation (VFC) 0.1 $236k 3.2k 74.10
Automatic Data Processing (ADP) 0.1 $255k 2.2k 113.64
Laboratory Corp. of America Holdings (LH) 0.1 $236k 1.5k 161.64
Clorox Company (CLX) 0.1 $280k 2.1k 133.33
CF Industries Holdings (CF) 0.1 $276k 7.3k 37.78
Dime Community Bancshares 0.1 $267k 15k 18.37
Capstead Mortgage Corporation 0.1 $275k 32k 8.66
Nuveen Int Dur Qual Mun Trm 0.1 $268k 21k 12.54
Connectone Banc (CNOB) 0.1 $245k 8.5k 28.82
Ishares Tr cur hdg ms emu (HEZU) 0.1 $243k 8.3k 29.33
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $256k 12k 22.02
Matlin & Partners Acquisitio cl a 0.1 $245k 25k 9.80
Dowdupont 0.1 $261k 4.1k 63.63
McDonald's Corporation (MCD) 0.0 $229k 1.5k 156.63
Baxter International (BAX) 0.0 $205k 3.2k 65.06
General Electric Company 0.0 $181k 14k 13.45
Macy's (M) 0.0 $209k 7.0k 29.73
Hershey Company (HSY) 0.0 $210k 2.1k 98.96
BlackRock Income Trust 0.0 $209k 36k 5.87
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $206k 26k 7.83
Western Asset Global Cp Defi (GDO) 0.0 $218k 13k 16.74
Nuveen Conn Prem Income Mun sh ben int 0.0 $202k 18k 11.50
Puma Biotechnology (PBYI) 0.0 $229k 3.4k 68.15
Achaogen 0.0 $190k 15k 12.92
Caredx (CDNA) 0.0 $230k 29k 7.99
Direxion Shs Etf Tr daily sm cap bea 0.0 $206k 17k 11.87
Obsidian Energy 0.0 $187k 187k 1.00
Xai Octagon Floatng Rate Alt (XFLT) 0.0 $206k 22k 9.43
Entercom Communications 0.0 $178k 18k 9.67
Infinity Pharmaceuticals (INFIQ) 0.0 $178k 85k 2.10
Gran Tierra Energy 0.0 $157k 56k 2.79
Spectrum Pharmaceuticals 0.0 $162k 10k 16.13
Nuveen NY Municipal Value (NNY) 0.0 $132k 14k 9.20
Claymore Exchange Trd Fd Tr gugg shippng etf 0.0 $166k 16k 10.52
Mbia (MBI) 0.0 $93k 10k 9.30
AVEO Pharmaceuticals 0.0 $81k 28k 2.89
Putnam Premier Income Trust (PPT) 0.0 $123k 24k 5.24
Perma-fix Env. (PESI) 0.0 $101k 24k 4.14
Range Resources (RRC) 0.0 $32k 10k 3.20
Rite Aid Corporation 0.0 $76k 45k 1.69
Novavax 0.0 $41k 20k 2.10
WidePoint Corporation 0.0 $29k 50k 0.58
Catalyst Pharmaceutical Partners (CPRX) 0.0 $27k 11k 2.39
Nabriva Therapeutics 0.0 $60k 12k 5.05
Sanofi Aventis Wi Conval Rt 0.0 $14k 34k 0.42
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $13k 25k 0.52