Clear Harbor Asset Management

Clear Harbor Asset Management as of March 31, 2017

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 250 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 11.9 $59M 285k 206.49
Flextronics International Ltd Com Stk (FLEX) 3.8 $19M 1.1M 16.80
American Water Works (AWK) 3.3 $17M 212k 77.77
Apple (AAPL) 3.0 $15M 104k 143.66
iShares Russell 2000 Index (IWM) 2.8 $14M 100k 137.48
Pioneer Natural Resources (PXD) 2.8 $14M 73k 186.24
Trimble Navigation (TRMB) 2.3 $11M 349k 32.01
Spdr S&p 500 Etf (SPY) 2.1 $11M 45k 235.75
Parker-Hannifin Corporation (PH) 2.0 $10M 63k 160.32
Taiwan Semiconductor Mfg (TSM) 2.0 $9.9M 301k 32.84
Axis Capital Holdings (AXS) 1.8 $9.0M 134k 67.03
Hartford Financial Services (HIG) 1.6 $8.0M 167k 48.07
Berkshire Hathaway (BRK.B) 1.4 $7.1M 43k 166.68
Honeywell International (HON) 1.4 $7.0M 56k 124.87
Energen Corporation 1.4 $6.7M 124k 54.44
Johnson Controls International Plc equity (JCI) 1.3 $6.3M 150k 42.12
Macquarie Infrastructure Company 1.2 $6.1M 75k 80.58
Scorpio Tankers 1.2 $5.9M 1.3M 4.44
Johnson & Johnson (JNJ) 1.2 $5.9M 47k 124.55
Western Digital (WDC) 1.2 $5.8M 70k 82.53
Solar Cap (SLRC) 1.1 $5.6M 250k 22.61
New Jersey Resources Corporation (NJR) 1.1 $5.6M 142k 39.60
Cui Global 1.1 $5.6M 1.2M 4.74
Core Laboratories 1.1 $5.6M 48k 115.52
Chesapeake Utilities Corporation (CPK) 1.1 $5.5M 80k 69.20
Connecticut Water Service 1.1 $5.5M 103k 53.15
Northwest Natural Gas 1.1 $5.4M 91k 59.10
Exxon Mobil Corporation (XOM) 1.0 $4.9M 59k 82.01
JPMorgan Chase & Co. (JPM) 0.9 $4.5M 52k 87.84
South Jersey Industries 0.9 $4.5M 127k 35.65
General Motors Company (GM) 0.8 $4.2M 118k 35.36
Two Harbors Investment 0.8 $4.1M 424k 9.59
Direxion Daily Small Cp Bull 3X (TNA) 0.8 $4.1M 38k 105.78
CBS Corporation 0.8 $3.9M 56k 69.35
Qorvo (QRVO) 0.7 $3.7M 54k 68.56
Toll Brothers (TOL) 0.7 $3.5M 97k 36.11
EQT Corporation (EQT) 0.7 $3.4M 55k 61.10
Alphabet Inc Class C cs (GOOG) 0.7 $3.4M 4.1k 829.61
California Water Service (CWT) 0.6 $3.1M 87k 35.85
Caterpillar (CAT) 0.6 $3.0M 33k 92.77
Matador Resources (MTDR) 0.6 $2.9M 121k 23.79
PNC Financial Services (PNC) 0.6 $2.8M 23k 120.22
Arthur J. Gallagher & Co. (AJG) 0.6 $2.7M 48k 56.53
Harris Corporation 0.5 $2.7M 24k 111.27
Merck & Co (MRK) 0.5 $2.6M 41k 63.53
Commscope Hldg (COMM) 0.5 $2.6M 61k 41.72
iShares Gold Trust 0.5 $2.5M 210k 12.01
Tecogen (TGEN) 0.5 $2.5M 656k 3.79
Westrock (WRK) 0.5 $2.5M 48k 52.04
Alphabet Inc Class A cs (GOOGL) 0.5 $2.5M 2.9k 847.79
Verizon Communications (VZ) 0.5 $2.4M 49k 48.75
Crestwood Equity Partners master ltd part 0.5 $2.4M 93k 26.25
Vanguard Total Bond Market ETF (BND) 0.5 $2.3M 29k 81.08
Solar Senior Capital 0.5 $2.3M 129k 17.98
Goodyear Tire & Rubber Company (GT) 0.5 $2.3M 63k 36.00
Wisdomtree Tr intl hedge eqt (HEDJ) 0.5 $2.3M 36k 62.80
Ares Coml Real Estate (ACRE) 0.5 $2.2M 166k 13.38
Microsoft Corporation (MSFT) 0.4 $2.2M 34k 65.86
Amc Networks Inc Cl A (AMCX) 0.4 $2.2M 37k 58.69
Gilead Sciences (GILD) 0.4 $2.1M 31k 67.93
Avis Budget (CAR) 0.4 $2.0M 69k 29.58
Hexcel Corporation (HXL) 0.4 $1.9M 34k 54.54
General Electric Company 0.4 $1.8M 59k 29.79
Titan International (TWI) 0.4 $1.8M 172k 10.34
Intellicheck Mobilisa (IDN) 0.4 $1.8M 677k 2.61
Walgreen Boots Alliance (WBA) 0.3 $1.7M 21k 83.03
Celgene Corporation 0.3 $1.7M 14k 124.44
Ecolab (ECL) 0.3 $1.6M 13k 125.33
Union Pacific Corporation (UNP) 0.3 $1.6M 15k 105.93
WisdomTree Japan Total Dividend (DXJ) 0.3 $1.6M 31k 50.62
Target Corporation (TGT) 0.3 $1.5M 28k 55.21
J.M. Smucker Company (SJM) 0.3 $1.5M 12k 131.11
QEP Resources 0.3 $1.5M 119k 12.71
Direxion Shs Etf Tr 0.3 $1.5M 125k 12.11
Macy's (M) 0.3 $1.5M 50k 29.64
Pfizer (PFE) 0.3 $1.5M 43k 34.20
Dillard's (DDS) 0.3 $1.4M 27k 52.26
New York Reit 0.3 $1.4M 148k 9.69
Synergy Pharmaceuticals 0.3 $1.4M 295k 4.66
Cherry Hill Mort (CHMI) 0.3 $1.4M 81k 17.09
Aetna 0.3 $1.3M 10k 127.54
Rite Aid Corporation 0.3 $1.3M 313k 4.25
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.3M 9.5k 138.48
V.F. Corporation (VFC) 0.3 $1.3M 24k 54.98
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.3M 12k 105.59
West 0.3 $1.3M 52k 24.42
Consolidated Edison (ED) 0.2 $1.2M 16k 77.65
Procter & Gamble Company (PG) 0.2 $1.2M 14k 89.86
York Water Company (YORW) 0.2 $1.2M 34k 35.04
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.2M 23k 52.50
Chevron Corporation (CVX) 0.2 $1.2M 11k 107.35
Lowe's Companies (LOW) 0.2 $1.1M 14k 82.19
Marathon Petroleum Corp (MPC) 0.2 $1.1M 21k 50.52
Direxion Shs Etf Tr daily sm cap bea 0.2 $1.1M 61k 18.04
Amgen (AMGN) 0.2 $1.0M 6.3k 164.04
Vanguard FTSE All-World ex-US ETF (VEU) 0.2 $1.1M 22k 47.82
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.0M 8.5k 117.92
Hca Holdings (HCA) 0.2 $1.0M 11k 89.01
Ishares Tr 0.2 $951k 38k 24.97
Mbia (MBI) 0.2 $877k 104k 8.47
Ashford Hospitality Trust 0.2 $903k 142k 6.37
Aqua America 0.2 $851k 27k 32.15
Spectranetics Corporation 0.2 $819k 28k 29.14
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $858k 7.1k 120.76
1iqtech International 0.2 $824k 2.1M 0.39
Time Warner 0.2 $803k 8.2k 97.66
Express Scripts Holding 0.2 $799k 12k 65.89
Calatlantic 0.1 $685k 18k 37.43
CSX Corporation (CSX) 0.1 $655k 14k 46.57
3M Company (MMM) 0.1 $652k 3.4k 191.26
Schlumberger (SLB) 0.1 $666k 8.5k 78.14
Industrial SPDR (XLI) 0.1 $651k 10k 65.10
Illumina (ILMN) 0.1 $642k 3.8k 170.56
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $652k 7.4k 87.80
Vanguard Total Stock Market ETF (VTI) 0.1 $622k 5.1k 121.39
Voya Financial (VOYA) 0.1 $630k 17k 37.94
Allergan 0.1 $663k 2.8k 239.01
Intel Corporation (INTC) 0.1 $610k 17k 36.07
Universal Display Corporation (OLED) 0.1 $583k 6.8k 86.12
Assured Guaranty (AGO) 0.1 $607k 16k 37.11
Abbvie (ABBV) 0.1 $615k 9.4k 65.15
Interactive Brokers (IBKR) 0.1 $524k 15k 34.75
Cisco Systems (CSCO) 0.1 $564k 17k 33.82
Kimberly-Clark Corporation (KMB) 0.1 $550k 4.2k 131.55
UnitedHealth (UNH) 0.1 $535k 3.3k 163.86
Entercom Communications 0.1 $527k 37k 14.31
Stillwater Mining Company 0.1 $540k 31k 17.28
Western Refining 0.1 $553k 16k 35.07
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $532k 5.1k 105.24
Pure Cycle Corporation (PCYO) 0.1 $569k 103k 5.55
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $564k 4.6k 123.04
Western Asset Global Cp Defi (GDO) 0.1 $540k 31k 17.41
Ishares Trust Barclays (CMBS) 0.1 $569k 11k 51.26
Blue Capital Reinsurance Hol 0.1 $540k 28k 19.30
Autodesk (ADSK) 0.1 $519k 6.0k 86.43
Colgate-Palmolive Company (CL) 0.1 $497k 6.8k 73.26
International Business Machines (IBM) 0.1 $504k 2.9k 174.03
Illinois Tool Works (ITW) 0.1 $490k 3.7k 132.47
SPDR Gold Trust (GLD) 0.1 $517k 4.4k 118.63
Enterprise Products Partners (EPD) 0.1 $516k 19k 27.59
Progenics Pharmaceuticals 0.1 $497k 53k 9.45
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $514k 39k 13.16
Penn West Energy Trust 0.1 $496k 292k 1.70
Facebook Inc cl a (META) 0.1 $478k 3.4k 142.01
Eqt Midstream Partners 0.1 $519k 6.8k 76.89
Monroe Cap (MRCC) 0.1 $486k 31k 15.72
Coca-Cola Company (KO) 0.1 $460k 11k 42.47
Home Depot (HD) 0.1 $463k 3.2k 146.75
CVS Caremark Corporation (CVS) 0.1 $463k 5.9k 78.50
Anadarko Petroleum Corporation 0.1 $438k 7.1k 61.93
Occidental Petroleum Corporation (OXY) 0.1 $427k 6.7k 63.38
Pepsi (PEP) 0.1 $465k 4.2k 111.81
United Technologies Corporation 0.1 $447k 4.0k 112.14
First Solar (FSLR) 0.1 $462k 17k 27.07
Graphic Packaging Holding Company (GPK) 0.1 $462k 36k 12.86
North Amern Energy Partners 0.1 $422k 85k 4.95
Information Services (III) 0.1 $436k 139k 3.15
Western Asset Hgh Yld Dfnd (HYI) 0.1 $461k 30k 15.35
Pvh Corporation (PVH) 0.1 $442k 4.3k 103.39
Liberty Global Inc C 0.1 $437k 13k 35.08
Anthem (ELV) 0.1 $462k 2.8k 165.30
Direxion Shs Etf Tr dl russ bear 3x 0.1 $455k 72k 6.35
AutoNation (AN) 0.1 $374k 8.8k 42.28
Abbott Laboratories (ABT) 0.1 $402k 9.0k 44.44
Bristol Myers Squibb (BMY) 0.1 $399k 7.3k 54.38
Liberty Media 0.1 $400k 20k 20.00
Philip Morris International (PM) 0.1 $405k 3.6k 112.81
Clorox Company (CLX) 0.1 $418k 3.1k 134.84
FelCor Lodging Trust Incorporated 0.1 $412k 55k 7.52
Medical Properties Trust (MPW) 0.1 $387k 30k 12.90
Tribune Co New Cl A 0.1 $391k 11k 37.24
At&t (T) 0.1 $340k 8.2k 41.51
Laboratory Corp. of America Holdings (LH) 0.1 $344k 2.4k 143.63
E.I. du Pont de Nemours & Company 0.1 $322k 4.0k 80.34
Emerson Electric (EMR) 0.1 $327k 5.5k 59.86
McKesson Corporation (MCK) 0.1 $335k 2.3k 148.23
Altria (MO) 0.1 $357k 5.0k 71.40
Oracle Corporation (ORCL) 0.1 $324k 7.3k 44.57
iShares Lehman MBS Bond Fund (MBB) 0.1 $326k 3.1k 106.68
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $370k 24k 15.49
Mondelez Int (MDLZ) 0.1 $346k 8.0k 43.08
Stonecastle Finl (BANX) 0.1 $328k 16k 20.16
FedEx Corporation (FDX) 0.1 $312k 1.6k 195.24
Walt Disney Company (DIS) 0.1 $320k 2.8k 113.27
Wells Fargo & Company (WFC) 0.1 $307k 5.5k 55.65
Boeing Company (BA) 0.1 $309k 1.7k 176.98
Stryker Corporation (SYK) 0.1 $315k 2.4k 131.85
Danaher Corporation (DHR) 0.1 $315k 3.7k 85.46
Fifth Third Ban (FITB) 0.1 $289k 11k 25.43
Hershey Company (HSY) 0.1 $277k 2.5k 109.40
Marvell Technology Group 0.1 $287k 19k 15.27
Dime Community Bancshares 0.1 $295k 15k 20.29
athenahealth 0.1 $279k 2.5k 112.64
EMC Insurance 0.1 $309k 11k 28.09
American International (AIG) 0.1 $321k 5.1k 62.46
Vanguard Mid-Cap Value ETF (VOE) 0.1 $310k 3.0k 101.94
Citigroup (C) 0.1 $299k 5.0k 59.91
Hollyfrontier Corp 0.1 $306k 11k 28.38
Ishares Inc etf (HYXU) 0.1 $307k 6.6k 46.78
United Ins Hldgs (ACIC) 0.1 $318k 20k 15.95
Nuveen Int Dur Qual Mun Trm 0.1 $276k 21k 12.92
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $301k 13k 22.85
Bank of America Corporation (BAC) 0.1 $265k 11k 23.60
Norfolk Southern (NSC) 0.1 $250k 2.2k 111.81
Pulte (PHM) 0.1 $252k 11k 23.55
Travelers Companies (TRV) 0.1 $236k 2.0k 120.41
Automatic Data Processing (ADP) 0.1 $230k 2.2k 102.50
Deere & Company (DE) 0.1 $263k 2.4k 108.90
Amazon (AMZN) 0.1 $261k 294.00 887.76
CF Industries Holdings (CF) 0.1 $229k 7.8k 29.34
Anworth Mortgage Asset Corporation 0.1 $236k 43k 5.55
BlackRock Income Trust 0.1 $237k 38k 6.19
Nuveen Conn Prem Income Mun sh ben int 0.1 $238k 19k 12.28
Apollo Global Management 'a' 0.1 $242k 10k 24.32
Mosaic (MOS) 0.1 $268k 9.2k 29.21
Agios Pharmaceuticals (AGIO) 0.1 $270k 4.6k 58.32
Proshares Trust Ultrapro Short S&p500 etf 0.1 $263k 15k 17.14
Ishares Tr cur hdg ms emu (HEZU) 0.1 $238k 8.3k 28.73
Cit 0.0 $215k 5.0k 43.00
IAC/InterActive 0.0 $221k 3.0k 73.67
Bed Bath & Beyond 0.0 $201k 5.1k 39.47
Newmont Mining Corporation (NEM) 0.0 $210k 6.4k 32.97
Ares Capital Corporation (ARCC) 0.0 $199k 12k 17.35
Plains All American Pipeline (PAA) 0.0 $211k 6.7k 31.59
KVH Industries (KVHI) 0.0 $192k 23k 8.41
iShares Lehman Aggregate Bond (AGG) 0.0 $205k 1.9k 108.29
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $198k 26k 7.60
Wisdomtree Asia Local Debt etf us 0.0 $217k 4.9k 44.29
Connectone Banc (CNOB) 0.0 $218k 9.0k 24.22
PHH Corporation 0.0 $139k 11k 12.75
Arbor Realty Trust (ABR) 0.0 $144k 17k 8.37
Central Fd Cda Ltd cl a 0.0 $132k 10k 12.88
Gran Tierra Energy 0.0 $163k 62k 2.64
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $132k 10k 13.00
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $148k 11k 13.30
Nuveen NY Municipal Value (NNY) 0.0 $139k 14k 9.69
Farmland Partners (FPI) 0.0 $163k 15k 11.16
Black Stone Minerals (BSM) 0.0 $165k 10k 16.50
Putnam Premier Income Trust (PPT) 0.0 $86k 16k 5.24
Putnam High Income Securities Fund 0.0 $103k 12k 8.66
Perma-fix Env. (PESI) 0.0 $91k 29k 3.14
Exeter Res Corp 0.0 $43k 25k 1.73
Westell Technologies 0.0 $59k 84k 0.70
Spectrum Pharmaceuticals 0.0 $65k 10k 6.47
Merrimack Pharmaceuticals In 0.0 $44k 14k 3.06
American DG Energy 0.0 $3.0k 10k 0.29
WidePoint Corporation 0.0 $23k 50k 0.46
Uni-Pixel 0.0 $18k 21k 0.86
Sanofi Aventis Wi Conval Rt 0.0 $15k 34k 0.45
Cytrx 0.0 $6.0k 13k 0.46