CNH Partners

Cnh Partners as of Sept. 30, 2018

Portfolio Holdings for Cnh Partners

Cnh Partners holds 482 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Novellus Systems, Inc. note 2.625% 5/1 5.9 $511M 111M 4.59
Advanced Micro Devices Inc Note 2.125% 9/0 bond 3.8 $331M 85M 3.88
Rockwell Collins 2.4 $212M 1.5M 140.47
Nxp Semiconductors N V (NXPI) 2.4 $207M 2.4M 85.50
Wellpoint Inc Note cb 2.4 $205M 54M 3.78
Molina Healthcare Inc. conv 2.3 $203M 56M 3.65
Intel Corp. Jr. Sub. Cv. Deb. conv 2.2 $193M 84M 2.30
Ca 2.2 $191M 4.3M 44.15
Andeavor 2.2 $188M 1.2M 153.50
Altaba 1.9 $170M 2.5M 68.12
Express Scripts Holding 1.9 $167M 1.8M 95.01
Microchip Technology Inc note 1.625% 2/1 1.7 $147M 97M 1.52
Aetna 1.7 $144M 709k 202.85
Pinnacle Foods Inc De 1.6 $141M 2.2M 64.81
Avista Corporation (AVA) 1.6 $138M 2.7M 50.56
Square Inc convertible security 1.6 $137M 32M 4.33
Forest City Realty Trust Inc Class A 1.4 $124M 5.0M 25.09
Twenty-first Century Fox 1.4 $123M 2.7M 46.33
Micron Technology Inc note 2.125% 2/1 1.4 $121M 29M 4.13
Vectren Corporation 1.4 $118M 1.7M 71.49
USG Corporation 1.2 $106M 2.4M 43.31
SCANA Corporation 1.2 $104M 2.7M 38.89
Sodastream International 1.2 $102M 710k 143.08
Orbotech Ltd Com Stk 1.2 $100M 1.7M 59.44
Palo Alto Networks Inc note 7/0 1.1 $99M 48M 2.04
Dun & Bradstreet Corporation 1.1 $98M 686k 142.51
KapStone Paper and Packaging 1.1 $98M 2.9M 33.91
Energen Corporation 1.1 $92M 1.1M 86.17
Sprint 1.1 $93M 14M 6.54
NxStage Medical 1.1 $91M 3.3M 27.89
Envision Healthcare 1.0 $88M 1.9M 45.73
Chesapeake Energy Corp convertible security 0.9 $80M 81M 0.99
Allegheny Technologies Inc note 4.750% 7/0 0.8 $74M 34M 2.17
Caesars Entmt Corp note 5.000%10/0 0.8 $72M 44M 1.63
Integrated Device Technology 0.8 $67M 1.4M 47.01
Aspen Insurance Holdings 0.8 $66M 1.6M 41.80
Wayfair Inc convertible security 0.8 $66M 44M 1.51
Pinnacle Entertainment 0.7 $64M 1.9M 33.69
Teradyne Inc note 1.250%12/1 0.7 $64M 49M 1.30
Exact Sciences Corp convertible/ 0.7 $62M 50M 1.24
Supervalu 0.7 $61M 1.9M 32.22
Microchip Technology Inc sdcv 2.125%12/1 0.7 $59M 56M 1.06
Mitel Networks Corp 0.7 $56M 5.1M 11.02
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.6 $54M 33M 1.64
Nuvasive Inc note 2.250% 3/1 0.6 $53M 42M 1.27
LaSalle Hotel Properties 0.6 $49M 1.4M 34.59
Amtrust Financial Services 0.5 $47M 3.2M 14.52
Ttm Technologies Inc conv 0.5 $45M 27M 1.69
Gramercy Property Trust 0.5 $45M 1.6M 27.44
Tribune Co New Cl A 0.5 $45M 1.2M 38.43
Oclaro 0.5 $43M 4.9M 8.94
Genworth Financial (GNW) 0.5 $42M 10M 4.17
Lamb Weston Hldgs (LW) 0.5 $41M 621k 66.60
Ocean Rig Udw 0.5 $40M 1.1M 34.62
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.4 $38M 32M 1.21
Rent-A-Center (UPBD) 0.4 $37M 2.6M 14.38
Illumina Inc. 0.00% June 15, 2019 ccb 0.4 $37M 26M 1.46
Workday Inc corporate bonds 0.4 $36M 20M 1.80
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $35M 33M 1.05
Spirit Realty Capital Inc convertible cor 0.4 $34M 34M 1.00
Lendingtree Inc convertible security 0.4 $34M 27M 1.27
Hilton Grand Vacations (HGV) 0.4 $32M 969k 33.10
State Street Bank Financial 0.4 $32M 1.0M 30.18
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.4 $31M 33M 0.94
Alcoa (AA) 0.4 $31M 766k 40.40
Convergys Corporation 0.3 $31M 1.3M 23.74
Shire 0.3 $29M 162k 181.27
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.3 $28M 20M 1.43
Akorn 0.3 $28M 2.1M 12.98
Ensco Jersey Fin Ltd note 3.000% 1/3 0.3 $28M 28M 1.00
Thrx 2 1/8 01/15/23 0.3 $26M 26M 1.02
Inphi Corp note 0.750% 9/0 0.3 $26M 26M 0.99
MB Financial 0.3 $25M 544k 46.11
Biomarin Pharmaceutical Inc note 0.750%10/1 0.3 $26M 25M 1.03
Fcb Financial Holdings-cl A 0.3 $25M 530k 47.40
Huron Consulting Group I 1.25% cvbond 0.3 $24M 24M 0.98
Ship Finance International L Note 5.75010/1 0.3 $24M 24M 1.00
Syntel 0.3 $22M 542k 40.98
Tesla Inc convertible security 0.3 $23M 22M 1.02
Intrexon Corp note 3.500% 7/0 0.3 $22M 19M 1.19
Micro Focus Intl 0.2 $22M 1.2M 18.48
Zillow Group Inc convertible/ 0.2 $22M 24M 0.93
Conduent Incorporate (CNDT) 0.2 $21M 935k 22.52
Hercules Capital Inc dbcv 4.375% 2/0 0.2 $21M 21M 0.97
Nvent Electric Plc Voting equities (NVT) 0.2 $21M 763k 27.16
Infinera Corporation note 2.125% 9/0 0.2 $21M 21M 1.01
Restoration Hardware Hldgs I dbcv 7/1 0.2 $21M 17M 1.24
Stewart Information Services Corporation (STC) 0.2 $20M 440k 45.01
Inphi Corp note 1.125%12/0 0.2 $20M 17M 1.16
Veeco Instrs Inc Del note 2.700% 1/1 0.2 $20M 23M 0.85
Apergy Corp 0.2 $20M 460k 43.56
Veoneer Incorporated 0.2 $20M 364k 55.07
KMG Chemicals 0.2 $19M 255k 75.56
Seacor Holdings Inc note 2.500%12/1 0.2 $19M 19M 1.01
Jbg Smith Properties (JBGS) 0.2 $19M 510k 36.83
Prospect Capital Corporation conb 0.2 $19M 19M 0.99
Redwood Trust Inc convertible security 0.2 $19M 19M 0.99
Team Inc note 5.000% 8/0 0.2 $19M 15M 1.26
Randgold Resources 0.2 $18M 253k 70.55
Klx Inc Com $0.01 0.2 $18M 284k 62.78
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.2 $18M 14M 1.30
Adient (ADNT) 0.2 $18M 467k 39.31
Redwood Tr Inc note 4.750% 8/1 0.2 $18M 19M 0.96
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $19M 19M 1.00
Wyndham Hotels And Resorts (WH) 0.2 $19M 333k 55.57
First Connecticut 0.2 $18M 595k 29.55
Xcerra 0.2 $18M 1.2M 14.27
Acorda Therap note 1.75% 6/15 0.2 $17M 20M 0.85
Black Hills Corp unit 99/99/9999 0.2 $18M 282k 62.78
Two Hbrs Invt Corp note 6.250% 1/1 0.2 $18M 17M 1.03
Thunder Bridge Acquisition L shs class a 0.2 $17M 1.8M 9.60
Forum Merger Ii Corp cl a 0.2 $17M 1.8M 9.55
Tkk Symphony Acquistion Cor 0.2 $18M 1.9M 9.50
Sonic Corporation 0.2 $16M 375k 43.34
Park Hotels & Resorts Inc-wi (PK) 0.2 $17M 510k 32.82
Zillow Group Inc note 2.000%12/0 0.2 $16M 15M 1.09
CoBiz Financial 0.2 $16M 708k 22.14
K2m Group Holdings 0.2 $16M 570k 27.37
Priceline Grp Inc note 0.350% 6/1 0.2 $15M 10M 1.52
Dell Technologies Inc Class V equity 0.2 $15M 158k 97.12
Blackstone Mtg Tr Inc note 4.375% 5/0 0.2 $16M 16M 1.00
Churchill Cap Corp unit 99/99/9999 0.2 $16M 1.6M 10.15
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $15M 15M 0.99
Varex Imaging (VREX) 0.2 $15M 509k 28.66
Vectoiq Acquisition Corp 0.2 $15M 1.5M 9.53
Gs Acquisition Holdings Cl A Ord 0.2 $15M 1.5M 9.75
Spartan Energy Acquisition Cl A Unt 0.2 $15M 1.5M 10.16
Vector Group Ltd frnt 1/1 0.2 $14M 13M 1.08
Integrated Device Tech conv 0.2 $14M 9.0M 1.51
Yum China Holdings (YUMC) 0.2 $14M 403k 35.11
Tesla Motors (TSLA) 0.1 $13M 48k 264.78
Amtrust Finl Svcs Inc note 2.750%12/1 0.1 $13M 13M 0.95
Versum Matls 0.1 $13M 364k 36.01
Brighthouse Finl (BHF) 0.1 $13M 295k 44.24
Black Knight 0.1 $13M 252k 51.95
Delphi Technologies 0.1 $13M 422k 31.36
Mudrick Cap Acquisition Corp 0.1 $13M 1.4M 9.68
Bemis Company 0.1 $12M 254k 48.60
athenahealth 0.1 $12M 93k 133.60
Web 0.1 $12M 437k 27.90
Mazor Robotics Ltd. equities 0.1 $12M 209k 58.32
Finisar Corp note 0.500%12/1 0.1 $12M 12M 1.00
Echo Global Logistics Inc note 2.500% 5/0 0.1 $12M 12M 1.06
Legacy Acquisition Corp 0.1 $12M 1.2M 9.73
Gordon Pointe Acquisition 0.1 $12M 1.2M 9.85
Union Acquisition Corp 0.1 $12M 1.3M 9.72
Pure Acquisition Corp cl a 0.1 $12M 1.2M 9.71
Megalith Finl Acquisition Co cl a 0.1 $12M 1.3M 9.51
Nevsun Res 0.1 $11M 2.5M 4.43
Altice Usa Inc cl a (ATUS) 0.1 $12M 640k 18.14
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.1 $11M 11M 0.99
Osi Systems Inc convertible security 0.1 $11M 12M 0.96
One Madison Corp 0.1 $12M 1.2M 9.72
Lf Cap Acquisition Corp cl a 0.1 $12M 1.2M 9.56
Twelve Seas Investment Compa 0.1 $11M 1.2M 9.52
LifePoint Hospitals 0.1 $11M 168k 64.40
Convergys Corp sdcv 5.750% 9/1 0.1 $10M 4.7M 2.18
Trinity Merger Corp 0.1 $10M 1.1M 9.81
Gores Holdings Iii Inc unit 09/07/2024 0.1 $10M 1.0M 10.22
Connecticut Water Service 0.1 $9.5M 137k 69.37
Guaranty Bancorp Del 0.1 $9.6M 323k 29.70
Beneficial Ban 0.1 $9.3M 548k 16.90
Amyris Inc bond 0.1 $9.6M 9.6M 1.00
Far Pt Acquisition Corp cl a founders sh 0.1 $9.6M 1000k 9.61
New Frontier Corp 0.1 $9.6M 1.0M 9.62
Navigators 0.1 $9.0M 130k 69.10
Haymaker Acquisition Corp 0.1 $8.8M 900k 9.76
Dfb Healthcare Acquistion 0.1 $8.6M 900k 9.61
Allegro Merger Corp 0.1 $8.6M 900k 9.51
Legacy Reserves Lp/ Legacy F note 8.000% 9/2 0.1 $8.9M 10M 0.89
Xo Group 0.1 $8.0M 231k 34.48
Zendesk 0.1 $8.2M 116k 71.00
Allscripts Healthcare So conv 0.1 $7.6M 7.3M 1.05
Cars (CARS) 0.1 $7.5M 273k 27.61
Industrea Acquisition Corp cl a 0.1 $7.5M 731k 10.20
Gigcapital 0.1 $7.7M 775k 9.93
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $7.6M 7.5M 1.01
Platinum Eagle Acq Corp 0.1 $7.8M 800k 9.79
Tiberius Acquisition Corp 0.1 $7.5M 775k 9.64
Scorpio Tankers Inc note 3.000% 5/1 0.1 $7.4M 8.8M 0.85
Fortive Corporation convertible preferred security 0.1 $7.5M 7.0k 1067.47
Pentair cs (PNR) 0.1 $7.3M 168k 43.35
Citrix Systems Inc conv 0.1 $7.1M 4.6M 1.54
Assurant Inc convertible preferred security 0.1 $7.1M 62k 114.40
Encore Cap Group Inc note 3.250% 3/1 0.1 $7.0M 7.0M 1.00
Leo Holdings Corp 0.1 $7.3M 747k 9.75
Clovis Oncology Inc note 1.250% 5/0 0.1 $7.2M 9.3M 0.78
New Mtn Fin Corp note 5.750% 8/1 0.1 $7.1M 7.0M 1.01
SELECT INCOME REIT COM SH BEN int 0.1 $5.7M 262k 21.94
Vector Group Ltd note 1.75% 4/15 0.1 $6.2M 6.0M 1.04
Modern Media Acquisition 0.1 $6.0M 595k 10.06
Pensare Acquisition Corp 0.1 $6.3M 637k 9.96
Green Plains Inc conv bnd 0.1 $6.5M 6.8M 0.96
Cm Seven Star Acquisition 0.1 $6.4M 638k 10.06
Booking Holdings (BKNG) 0.1 $5.8M 2.9k 1984.14
Nebula Acquisition Corp 0.1 $5.8M 600k 9.68
Hci Group Inc note 4.250% 3/0 0.1 $6.0M 6.0M 1.00
Illumina (ILMN) 0.1 $4.9M 13k 367.10
Leisure Acquisition Corp 0.1 $5.3M 550k 9.69
Regalwood Global Energy 0.1 $5.1M 523k 9.76
Sempra Energy convertible preferred security 0.1 $5.2M 52k 100.59
Pro 2.000 06/01/47 convertible bond 0.1 $4.9M 5.0M 0.98
Invacare Corp conv bnd 0.1 $4.4M 4.0M 1.09
Hennessy Cap Acquston Corp I 0.1 $4.1M 400k 10.19
I Am Cap Acquisition 0.1 $4.6M 450k 10.18
Sentinel Energy Svcs 0.1 $3.9M 400k 9.82
Gain Cap Hldgs Inc bond 0.1 $4.1M 4.0M 1.03
Oil States International (OIS) 0.0 $3.9M 117k 33.20
Q2 Holdings (QTWO) 0.0 $3.9M 64k 60.56
Engility Hldgs 0.0 $3.2M 89k 35.99
Pdl Biopharma Inc note 2.750 12/0 0.0 $3.1M 3.2M 0.99
New York Mtg Tr Inc note 6.250% 1/1 0.0 $3.7M 3.7M 1.00
Constellation Alpha Cap Corp 0.0 $3.5M 350k 10.12
Draper Oakwood Technology 0.0 $3.1M 303k 10.14
Helix Energy Solutions Group convertible security 0.0 $3.9M 3.0M 1.30
Pra Group Inc convertible security 0.0 $3.4M 3.3M 1.03
BioMarin Pharmaceutical (BMRN) 0.0 $2.6M 27k 96.97
At&t (T) 0.0 $2.3M 70k 33.58
Western Digital (WDC) 0.0 $2.4M 41k 58.55
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.7M 5.0M 0.53
Expedia (EXPE) 0.0 $2.3M 17k 130.49
News (NWSA) 0.0 $2.5M 193k 13.19
Green Ban 0.0 $2.3M 106k 22.10
Harmonic Inc note 4.000 12/0 0.0 $2.3M 2.0M 1.14
Opes Acquisition Corp 0.0 $2.4M 250k 9.78
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $2.8M 2.0M 1.40
Aegean Marine Pete Network I bond 0.0 $2.9M 5.0M 0.58
Gopro Inc note 3.500% 4/1 0.0 $2.4M 2.5M 0.96
South Jersey Inds Inc unit 99/99/9999 0.0 $2.3M 41k 56.36
Invacare Corp convertible security 0.0 $2.2M 2.0M 1.13
Carbonite Inc note 2.500% 4/0 0.0 $3.0M 2.0M 1.50
Qts Rlty Tr 0.0 $2.4M 23k 105.87
Hl Acquisitions Corp 0.0 $2.6M 270k 9.50
Innoviva Inc note 2.500% 8/1 0.0 $2.2M 2.0M 1.11
Tenzing Acquisition Corp unit 08/24/2024 0.0 $2.5M 250k 10.06
Jazz Pharmaceuticals (JAZZ) 0.0 $2.1M 12k 168.10
Guidewire Software (GWRE) 0.0 $2.0M 20k 101.01
Sirius Xm Holdings (SIRI) 0.0 $2.0M 319k 6.32
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $1.5M 675k 2.18
Hyde Park Bancorp, Mhc 0.0 $2.1M 88k 24.10
Corenergy Infrastructure note 7% 6/15 0.0 $1.7M 1.5M 1.16
Stellar Acquisition Iii 0.0 $2.1M 199k 10.52
Virtus Investment Partners convertible preferred security 0.0 $1.8M 18k 98.80
National Energy Services Reu *w exp 05/05/202 0.0 $1.5M 819k 1.84
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $1.4M 1.9M 0.75
Bison Cap Acquisition Corp ord 0.0 $1.5M 150k 10.20
Black Ridge Acquisition Corp 0.0 $2.0M 210k 9.75
Big Rock Partners Acquisi 0.0 $2.0M 200k 10.00
One Madison Corp w exp 99/99/999 0.0 $1.5M 1.3M 1.16
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $1.8M 2.5M 0.70
Leo Holdings Corp *w exp 02/07/202 0.0 $1.6M 1.2M 1.27
Sempra Energy Pfd Class B 6.75% cnv pfd b 0.0 $1.9M 19k 101.44
Williams Companies (WMB) 0.0 $790k 29k 27.21
Buckeye Partners 0.0 $493k 14k 35.72
Discovery Communications 0.0 $834k 28k 29.58
Enterprise Products Partners (EPD) 0.0 $798k 28k 28.75
Western Gas Partners 0.0 $539k 12k 43.68
AmeriGas Partners 0.0 $548k 14k 39.53
Dcp Midstream Partners 0.0 $817k 21k 39.57
Enbridge Energy Partners 0.0 $499k 45k 10.99
Genesis Energy (GEL) 0.0 $575k 24k 23.79
Martin Midstream Partners (MMLP) 0.0 $473k 41k 11.59
NuStar Energy 0.0 $485k 17k 27.81
Plains All American Pipeline (PAA) 0.0 $744k 30k 25.01
Spectra Energy Partners 0.0 $603k 17k 35.68
TC Pipelines 0.0 $476k 16k 30.32
TransMontaigne Partners 0.0 $779k 20k 38.52
Holly Energy Partners 0.0 $695k 22k 31.45
Teekay Lng Partners 0.0 $570k 34k 16.71
Magellan Midstream Partners 0.0 $654k 9.7k 67.72
Oneok (OKE) 0.0 $1.1M 17k 67.81
Cheniere Energy Partners (CQP) 0.0 $860k 22k 39.48
Targa Res Corp (TRGP) 0.0 $1.2M 21k 56.32
Semgroup Corp cl a 0.0 $537k 24k 22.07
Pandora Media 0.0 $927k 97k 9.51
Grifols S A Sponsored Adr R (GRFS) 0.0 $1.1M 49k 21.36
Eqt Midstream Partners 0.0 $527k 10k 52.81
Summit Midstream Partners 0.0 $496k 35k 14.29
Mplx (MPLX) 0.0 $802k 23k 34.70
Atlanticus Holdings (ATLC) 0.0 $567k 191k 2.96
Phillips 66 Partners 0.0 $652k 13k 51.16
Valero Energy Partners 0.0 $524k 14k 37.91
Enlink Midstream Ptrs 0.0 $740k 40k 18.64
Enable Midstream 0.0 $790k 47k 16.84
Shell Midstream Prtnrs master ltd part 0.0 $479k 22k 21.38
Patriot Natl Ban (PNBK) 0.0 $738k 35k 21.35
Tallgrass Energy Gp Lp master ltd part 0.0 $750k 32k 23.58
Easterly Acquisition Corp *w exp 07/29/202 0.0 $631k 573k 1.10
Crestwood Equity Partners master ltd part 0.0 $1.0M 28k 36.76
Jensyn Acquisition 0.0 $787k 69k 11.41
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $595k 500k 1.19
Vitamin Shoppe Inc note 2.250 12/0 0.0 $870k 1.0M 0.87
Gty Technology Holdings Inc w exp 99/99/999 0.0 $625k 500k 1.25
Hunter Maritime Acquisition cl a 0.0 $995k 100k 9.95
Energy Transfer Partners 0.0 $1.2M 55k 22.25
Rosehill Resources Inc - A warrant 0.0 $558k 490k 1.14
Hess Midstream Partners Lp unit ltd pr int 0.0 $691k 30k 22.81
Antero Midstream Gp partnerships 0.0 $552k 33k 16.93
Andeavor Logistics Lp Com Unit Lp Int 0.0 $733k 15k 48.54
Modern Media Acquisition right 99/99/9999 0.0 $799k 1.7M 0.47
Modern Media Acquisition w exp 05/17/202 0.0 $510k 850k 0.60
Kbl Merger Corp Iv right 03/22/2019 0.0 $460k 1.0M 0.46
Vantage Energy Acquisition w exp 04/12/202 0.0 $675k 500k 1.35
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $544k 375k 1.45
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $563k 375k 1.50
Industrea Acquisition Corp *w exp 08/01/202 0.0 $495k 500k 0.99
Pensare Acquisition Corp right 0.0 $450k 1.0M 0.45
Cnx Midstream Partners 0.0 $662k 34k 19.24
Fgl Holdings Warrants warrants 0.0 $591k 300k 1.97
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $910k 700k 1.30
Legacy Acquisition Corp wt 0.0 $675k 1.5M 0.45
Leisure Acquisition Corp *w exp 12/05/201 0.0 $803k 750k 1.07
Infra And Energy Altrntive I *w exp 05/20/202 0.0 $1.2M 709k 1.69
Mtech Acquisition Corp 0.0 $1.3M 125k 10.20
Regalwood Global Energy Ltd warrant 0.0 $765k 524k 1.46
Gigcapital Inc right 03/06/2020 0.0 $795k 1.5M 0.53
Gigcapital Inc w exp 06/08/202 0.0 $563k 1.1M 0.50
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $799k 1.2M 0.65
Union Acquisition Corp right 12/02/2019 0.0 $500k 1.3M 0.40
Union Acquisition Corp w exp 07/01/202 0.0 $438k 1.3M 0.35
Retail Value Inc reit 0.0 $440k 14k 32.67
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $1.0M 667k 1.53
Pure Acquisition Corp *w exp 04/17/202 0.0 $1.2M 863k 1.35
Trinity Merger Corp *w exp 05/11/202 0.0 $1.3M 2.5M 0.50
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $1.1M 1.8M 0.61
Far Pt Acquisition Corp w exp 06/01/202 0.0 $550k 333k 1.65
Tiberius Acquisition Corp w exp 02/28/202 0.0 $693k 1.2M 0.59
Magnolia Oil & Gas Corp tpg pace energy hold 0.0 $783k 167k 4.70
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $660k 1.2M 0.55
Klx Energy Servics Holdngs I 0.0 $469k 15k 32.03
Falcon Minerals Corp *w exp 07/21/202 0.0 $860k 500k 1.72
Endava Plc ads (DAVA) 0.0 $434k 15k 28.93
Longevity Acquisition Corp unit 08/29/2024 0.0 $1.3M 125k 10.24
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $825k 500k 1.65
Twelve Seas Investment Compa right 12/22/2019 0.0 $504k 1.2M 0.42
Ezcorp Inc note 2.875% 7/0 0.0 $1.2M 1.0M 1.24
International Mny Express In *w exp 01/19/202 0.0 $1.3M 550k 2.35
Forum Merger Ii Corp warrant 0.0 $1.0M 1.8M 0.58
Megalith Finl Acquisition Co warrant 0.0 $769k 1.3M 0.60
New Frontier Corp warrant 0.0 $590k 500k 1.18
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $851k 1.9M 0.46
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $810k 1.8M 0.45
AllianceBernstein Global Hgh Incm (AWF) 0.0 $143k 12k 11.63
Blackrock Municipal Income Trust (BFK) 0.0 $232k 19k 12.46
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $213k 18k 12.05
Dreyfus Strategic Municipal Bond Fund 0.0 $222k 30k 7.34
Eaton Vance Municipal Income Trust (EVN) 0.0 $290k 25k 11.47
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $138k 10k 13.47
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $288k 23k 12.40
Blackrock Muniyield Insured Fund (MYI) 0.0 $315k 26k 12.08
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $289k 23k 12.68
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $275k 23k 11.90
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $128k 11k 11.47
Nuveen California Municipal Value Fund (NCA) 0.0 $131k 14k 9.38
Western Asset Managed Municipals Fnd (MMU) 0.0 $227k 19k 12.09
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $201k 16k 12.26
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $232k 18k 13.29
BlackRock Municipal Bond Trust 0.0 $200k 15k 13.76
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $384k 29k 13.07
Blackrock MuniEnhanced Fund 0.0 $233k 23k 10.05
Blackrock Muniyield Quality Fund II (MQT) 0.0 $212k 18k 11.72
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $219k 17k 12.76
Dreyfus Strategic Muni. 0.0 $238k 32k 7.49
Dreyfus Municipal Income 0.0 $90k 12k 7.85
Eaton Vance Municipal Bond Fund (EIM) 0.0 $249k 22k 11.53
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $177k 16k 11.07
Federated Premier Municipal Income (FMN) 0.0 $200k 16k 12.76
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $233k 20k 11.56
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $390k 34k 11.45
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $141k 12k 11.74
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $145k 12k 11.85
Invesco Quality Municipal Inc Trust (IQI) 0.0 $288k 25k 11.57
MFS Municipal Income Trust (MFM) 0.0 $179k 28k 6.50
Lehman Brothers First Trust IOF (NHS) 0.0 $224k 21k 10.95
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $318k 25k 12.68
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $386k 30k 12.80
Pioneer Municipal High Income Trust (MHI) 0.0 $112k 10k 11.12
Putnam Managed Municipal Income Trust (PMM) 0.0 $250k 36k 6.92
Putnam Municipal Opportunities Trust (PMO) 0.0 $241k 21k 11.40
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $78k 11k 7.12
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $282k 23k 12.47
BlackRock MuniVest Fund (MVF) 0.0 $181k 21k 8.75
BlackRock MuniHolding Insured Investm 0.0 $248k 20k 12.53
Blackrock Muniyield Quality Fund (MQY) 0.0 $236k 18k 13.50
Nuveen Maryland Premium Income Municipal 0.0 $255k 22k 11.79
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $347k 30k 11.50
BlackRock Insured Municipal Income Trust (BYM) 0.0 $257k 20k 12.79
Blackrock MuniHoldings Insured 0.0 $144k 12k 11.57
Nuveen Ohio Quality Income M 0.0 $244k 18k 13.51
Nuveen Enhanced Mun Value 0.0 $131k 10k 13.04
Western Asset Intm Muni Fd I (SBI) 0.0 $249k 30k 8.44
Alliance California Municipal Income Fun 0.0 $299k 22k 13.59
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $282k 22k 12.85
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $322k 27k 11.91
Blackrock California Mun. Income Trust (BFZ) 0.0 $383k 31k 12.36
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $231k 22k 10.55
Blackrock New York Municipal Income Trst (BNY) 0.0 $125k 10k 12.11
Blackrock Muniyield Fund (MYD) 0.0 $230k 18k 13.12
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $309k 25k 12.56
BlackRock MuniYield California Fund 0.0 $232k 18k 12.72
Blackrock Muniyield California Ins Fund 0.0 $302k 24k 12.82
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $303k 24k 12.57
BlackRock MuniYield New Jersey Fund 0.0 $224k 17k 12.95
BlackRock MuniHoldings New York Insured (MHN) 0.0 $286k 24k 11.93
DTF Tax Free Income (DTF) 0.0 $232k 18k 12.84
Eaton Vance Mun Bd Fd Ii 0.0 $117k 10k 11.63
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $223k 22k 9.94
Invesco Insured Municipal Income Trust (IIM) 0.0 $302k 22k 13.86
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $259k 21k 12.30
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $376k 29k 12.93
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $321k 25k 12.83
Western Asset Municipal Partners Fnd 0.0 $209k 15k 13.73
Nuveen Michigan Qlity Incom Municipal 0.0 $256k 21k 12.35
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $264k 21k 12.42
Delaware Inv Mn Mun Inc Fd I 0.0 $158k 13k 11.92
Nuveen Ga Div Adv Mun Fd 2 0.0 $140k 13k 11.01
Blackrock Build America Bond Trust (BBN) 0.0 $259k 12k 21.19
Nuveen North Carol Premium Incom Mun 0.0 $230k 19k 12.01
Nuveen Conn Prem Income Mun sh ben int 0.0 $300k 26k 11.37
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $316k 27k 11.84
Valley Natl Bancorp *w exp 11/14/201 0.0 $1.1k 114k 0.01
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $380k 18k 20.73
Dividend & Income Fund (BXSY) 0.0 $321k 27k 11.94
Nuveen Intermediate 0.0 $285k 23k 12.48
Nuveen Int Dur Qual Mun Trm 0.0 $136k 11k 12.30
Dreyfus Mun Bd Infrastructure 0.0 $255k 21k 12.44
Community Health Sys Inc New right 01/27/2016 0.0 $93k 9.3M 0.01
Gopro (GPRO) 0.0 $197k 27k 7.19
Jason Inds Inc w exp 06/30/201 0.0 $39k 1.9M 0.02
Barington Hilco Acquisition right 02/13/2017 0.0 $93k 487k 0.19
Barington Hilco Acquisition *w exp 02/11/201 0.0 $29k 487k 0.06
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $16k 174k 0.09
Jensyn Acquisition Corp right 99/99/9999 0.0 $64k 174k 0.37
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $46k 42k 1.10
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $200k 1.0M 0.20
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $84k 600k 0.14
Daseke Inc *w exp 03/31/202 0.0 $302k 378k 0.80
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $287k 133k 2.15
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $141k 470k 0.30
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $348k 250k 1.39
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $220k 1.0M 0.22
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $154k 700k 0.22
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $39k 75k 0.52
Bison Cap Acquisition Corp right 03/20/2019 0.0 $80k 150k 0.53
Constellation Alpha Cap Corp right 99/99/9999 0.0 $280k 700k 0.40
Pensare Acquisition Corp *w exp 07/27/202 0.0 $260k 500k 0.52
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $117k 67k 1.76
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $89k 83k 1.07
Bp Midstream Partners Lp Ltd P ml 0.0 $329k 18k 18.80
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $95k 210k 0.45
Black Ridge Acquisition Corp right 07/10/2019 0.0 $78k 210k 0.37
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $79k 225k 0.35
I Am Cap Acquisition Right warrant and righ 0.0 $115k 225k 0.51
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $248k 167k 1.49
Draper Oakwood Technology right 09/19/2018 0.0 $77k 150k 0.51
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $188k 375k 0.50
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $413k 750k 0.55
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $397k 1.3M 0.30
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $45k 100k 0.45
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $100k 200k 0.50
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $44k 75k 0.59
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $171k 133k 1.28
Alta Mesa Res Inc *w exp 03/28/202 0.0 $154k 308k 0.50
Opes Acquisition Corp w exp 01/15/202 0.0 $100k 250k 0.40
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $360k 267k 1.35
Nebula Acquisition Corp *w exp 03/12/202 0.0 $324k 233k 1.39
Mtech Acquisition Corp warrants 0.0 $163k 125k 1.30
Spirit Mta Reit 0.0 $308k 27k 11.52
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $304k 29k 10.47
Corepoint Lodging Inc. Reit 0.0 $236k 12k 19.46
Pgim Global Short Duration H (GHY) 0.0 $296k 21k 13.88
Pgim Short Duration High Yie (ISD) 0.0 $277k 20k 14.15
M I Acquisitions Inc *w exp 11/15/202 0.0 $425k 250k 1.70
Bloom Energy Corp (BE) 0.0 $341k 10k 34.10
Dws Strategic Municipal Income Trust (KSM) 0.0 $135k 13k 10.57
Opera (OPRA) 0.0 $90k 10k 9.00
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $408k 1.2M 0.34
Allegro Merger Corp *w exp 01/06/202 0.0 $315k 900k 0.35
Hl Acquisitions Corp *w exp 06/21/202 0.0 $97k 270k 0.36
Hl Acquisitions Corp right 07/17/2023 0.0 $108k 270k 0.40
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $426k 1.9M 0.23
Allegro Merger Corp right 12/31/2023 0.0 $360k 900k 0.40