Cowen as of March 31, 2013
Portfolio Holdings for Cowen
Cowen holds 222 positions in its portfolio as reported in the March 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| SPDR S&P MidCap 400 ETF (MDY) | 16.9 | $119M | 567k | 209.72 | |
| Spdr S&p 500 Etf (SPY) | 7.8 | $55M | 352k | 156.67 | |
| iShares Russell 1000 Value Index (IWD) | 5.2 | $37M | 450k | 81.17 | |
| Powershares Senior Loan Portfo mf | 4.0 | $28M | 1.1M | 25.10 | |
| iShares Russell 2000 Index (IWM) | 3.6 | $25M | 266k | 94.21 | |
| Constellation Brands (STZ) | 2.7 | $19M | 392k | 47.65 | |
| H.J. Heinz Company | 2.5 | $18M | 244k | 72.28 | |
| Gardner Denver | 2.3 | $16M | 219k | 75.12 | |
| Sanchez Energy Corp C ommon stocks | 2.3 | $16M | 824k | 19.92 | |
| Tesoro Corporation | 2.2 | $15M | 255k | 60.00 | |
| Halliburton Company (HAL) | 2.1 | $15M | 367k | 40.41 | |
| Vanguard Emerging Markets ETF (VWO) | 2.0 | $14M | 330k | 42.90 | |
| Baxter International (BAX) | 1.6 | $11M | 151k | 72.63 | |
| SLM Corporation (SLM) | 1.4 | $10M | 496k | 20.50 | |
| VirnetX Holding Corporation | 1.4 | $9.6M | 502k | 19.18 | |
| Valero Energy Corporation (VLO) | 1.3 | $9.1M | 199k | 45.49 | |
| Cymer | 1.3 | $8.9M | 93k | 96.16 | |
| Apple (AAPL) | 1.3 | $8.9M | 20k | 442.70 | |
| Plains Exploration & Production Company | 1.1 | $7.9M | 166k | 47.47 | |
| Intel Corporation (INTC) | 1.1 | $7.6M | 349k | 21.84 | |
| SPDR Gold Trust (GLD) | 1.1 | $7.4M | 48k | 154.25 | |
| Dell | 1.0 | $7.3M | 508k | 14.33 | |
| Wal-Mart Stores (WMT) | 1.0 | $6.8M | 91k | 74.85 | |
| Acme Packet | 0.9 | $6.5M | 223k | 29.23 | |
| iShares MSCI Brazil Index (EWZ) | 0.9 | $6.5M | 118k | 54.58 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.9 | $6.1M | 185k | 33.10 | |
| Verizon Communications (VZ) | 0.8 | $5.8M | 118k | 49.14 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $5.3M | 59k | 90.07 | |
| CenterPoint Energy (CNP) | 0.7 | $4.6M | 190k | 23.96 | |
| iShares Silver Trust (SLV) | 0.5 | $3.7M | 135k | 27.40 | |
| United Parcel Service (UPS) | 0.5 | $3.5M | 41k | 85.90 | |
| American International (AIG) | 0.5 | $3.4M | 88k | 38.86 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.5 | $3.4M | 29k | 117.84 | |
| Citigroup (C) | 0.5 | $3.3M | 75k | 44.17 | |
| FMC Corporation (FMC) | 0.5 | $3.2M | 57k | 57.02 | |
| Eastman Chemical Company (EMN) | 0.5 | $3.1M | 45k | 69.87 | |
| Johnson & Johnson (JNJ) | 0.4 | $2.9M | 36k | 81.55 | |
| International Business Machines (IBM) | 0.4 | $3.0M | 14k | 213.30 | |
| Facebook Inc cl a (META) | 0.4 | $2.9M | 115k | 25.56 | |
| Magellan Health Services | 0.4 | $2.9M | 60k | 47.57 | |
| Qualcomm (QCOM) | 0.4 | $2.8M | 42k | 66.90 | |
| Rockwood Holdings | 0.4 | $2.7M | 41k | 65.45 | |
| Home Depot (HD) | 0.4 | $2.6M | 37k | 69.89 | |
| 3M Company (MMM) | 0.4 | $2.5M | 24k | 106.36 | |
| OSI Systems (OSIS) | 0.4 | $2.5M | 41k | 62.28 | |
| Petroleo Brasileiro SA (PBR) | 0.3 | $2.5M | 147k | 16.74 | |
| Mylan | 0.3 | $2.5M | 85k | 28.96 | |
| Walgreen Company | 0.3 | $2.4M | 51k | 47.83 | |
| Akamai Technologies (AKAM) | 0.3 | $2.4M | 68k | 35.35 | |
| MetroPCS Communications | 0.3 | $2.4M | 219k | 10.90 | |
| Canadian Pacific Railway | 0.3 | $2.3M | 18k | 130.44 | |
| Procter & Gamble Company (PG) | 0.3 | $2.3M | 29k | 77.07 | |
| Yahoo! | 0.3 | $2.2M | 94k | 23.52 | |
| At&t (T) | 0.3 | $2.2M | 60k | 36.62 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.3 | $2.1M | 38k | 55.00 | |
| eBay (EBAY) | 0.3 | $2.1M | 39k | 54.18 | |
| JPMorgan Chase & Co. (JPM) | 0.3 | $2.1M | 43k | 47.40 | |
| KB Home (KBH) | 0.3 | $2.0M | 92k | 21.79 | |
| Aetna | 0.3 | $2.0M | 38k | 51.14 | |
| Aol | 0.3 | $2.0M | 51k | 38.49 | |
| Express Scripts Holding | 0.3 | $2.0M | 35k | 57.60 | |
| Monsanto Company | 0.3 | $1.9M | 18k | 105.56 | |
| Best Buy (BBY) | 0.3 | $1.8M | 83k | 22.07 | |
| Seagate Technology Com Stk | 0.3 | $1.8M | 50k | 36.55 | |
| Interpublic Group of Companies (IPG) | 0.2 | $1.7M | 133k | 13.03 | |
| Cisco Systems (CSCO) | 0.2 | $1.7M | 82k | 20.90 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $1.7M | 17k | 98.33 | |
| Financial Select Sector SPDR (XLF) | 0.2 | $1.7M | 93k | 18.11 | |
| E.I. du Pont de Nemours & Company | 0.2 | $1.6M | 33k | 49.05 | |
| Chesapeake Energy Corporation | 0.2 | $1.5M | 75k | 20.37 | |
| Crexus Investment | 0.2 | $1.5M | 119k | 13.02 | |
| Chevron Corporation (CVX) | 0.2 | $1.5M | 13k | 119.02 | |
| Schlumberger (SLB) | 0.2 | $1.5M | 19k | 74.87 | |
| Lowe's Companies (LOW) | 0.2 | $1.5M | 38k | 37.91 | |
| Microsoft Corporation (MSFT) | 0.2 | $1.4M | 49k | 28.61 | |
| Las Vegas Sands (LVS) | 0.2 | $1.4M | 26k | 56.46 | |
| Amgen (AMGN) | 0.2 | $1.4M | 13k | 102.57 | |
| Hewlett-Packard Company | 0.2 | $1.4M | 58k | 23.85 | |
| Visa (V) | 0.2 | $1.4M | 8.1k | 170.00 | |
| Research In Motion | 0.2 | $1.4M | 97k | 14.42 | |
| United Therapeutics Corporation (UTHR) | 0.2 | $1.4M | 23k | 60.80 | |
| Cobalt Intl Energy | 0.2 | $1.4M | 50k | 28.20 | |
| Sprint Nextel Corporation | 0.2 | $1.4M | 218k | 6.21 | |
| Goldman Sachs (GS) | 0.2 | $1.3M | 8.5k | 147.27 | |
| Bank of America Corporation (BAC) | 0.2 | $1.3M | 103k | 12.14 | |
| Newmont Mining Corporation (NEM) | 0.2 | $1.2M | 29k | 41.90 | |
| Supervalu | 0.2 | $1.2M | 209k | 5.56 | |
| Oracle Corporation (ORCL) | 0.2 | $1.2M | 37k | 32.21 | |
| W.R. Grace & Co. | 0.2 | $1.2M | 15k | 77.48 | |
| Broadcom Corporation | 0.2 | $1.2M | 35k | 34.67 | |
| MetLife (MET) | 0.2 | $1.2M | 32k | 38.10 | |
| Motorola Solutions (MSI) | 0.2 | $1.2M | 19k | 64.05 | |
| American Express Company (AXP) | 0.2 | $1.1M | 16k | 67.45 | |
| Apache Corporation | 0.2 | $1.1M | 14k | 77.19 | |
| Wells Fargo & Company (WFC) | 0.2 | $1.1M | 30k | 37.01 | |
| BP (BP) | 0.1 | $1.0M | 25k | 42.21 | |
| Eli Lilly & Co. (LLY) | 0.1 | $1.1M | 19k | 56.94 | |
| Morgan Stanley (MS) | 0.1 | $1.1M | 48k | 21.94 | |
| SanDisk Corporation | 0.1 | $1.1M | 19k | 55.06 | |
| Coca-Cola Company (KO) | 0.1 | $959k | 24k | 40.45 | |
| Walt Disney Company (DIS) | 0.1 | $982k | 17k | 56.75 | |
| McGraw-Hill Companies | 0.1 | $990k | 19k | 52.11 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $984k | 12k | 80.00 | |
| Informatica Corporation | 0.1 | $979k | 28k | 34.47 | |
| CommonWealth REIT | 0.1 | $997k | 44k | 22.45 | |
| Comcast Corporation (CMCSA) | 0.1 | $895k | 21k | 42.00 | |
| Caterpillar (CAT) | 0.1 | $915k | 11k | 87.12 | |
| General Electric Company | 0.1 | $896k | 39k | 23.16 | |
| Merck & Co (MRK) | 0.1 | $910k | 21k | 44.17 | |
| Starbucks Corporation (SBUX) | 0.1 | $945k | 17k | 56.93 | |
| Medicines Company | 0.1 | $935k | 28k | 33.39 | |
| Clearwire Corporation | 0.1 | $946k | 292k | 3.24 | |
| McDonald's Corporation (MCD) | 0.1 | $830k | 8.3k | 100.00 | |
| Pfizer (PFE) | 0.1 | $871k | 30k | 28.85 | |
| Whirlpool Corporation (WHR) | 0.1 | $838k | 7.1k | 118.00 | |
| Altria (MO) | 0.1 | $824k | 24k | 34.47 | |
| Deere & Company (DE) | 0.1 | $835k | 9.7k | 86.05 | |
| Macy's (M) | 0.1 | $809k | 19k | 41.91 | |
| Target Corporation (TGT) | 0.1 | $822k | 12k | 68.51 | |
| United Technologies Corporation | 0.1 | $868k | 9.2k | 94.29 | |
| Onyx Pharmaceuticals | 0.1 | $871k | 9.8k | 88.88 | |
| J.C. Penney Company | 0.1 | $766k | 51k | 15.16 | |
| Boeing Company (BA) | 0.1 | $766k | 8.9k | 86.07 | |
| Elan Corporation | 0.1 | $767k | 65k | 11.80 | |
| Nucor Corporation (NUE) | 0.1 | $698k | 15k | 46.20 | |
| Dow Chemical Company | 0.1 | $726k | 23k | 31.84 | |
| Endo Pharmaceuticals | 0.1 | $692k | 23k | 30.76 | |
| Colgate-Palmolive Company (CL) | 0.1 | $696k | 5.9k | 117.97 | |
| Pepsi (PEP) | 0.1 | $696k | 8.8k | 79.08 | |
| Williams Companies (WMB) | 0.1 | $714k | 19k | 37.38 | |
| Silver Wheaton Corp | 0.1 | $707k | 23k | 31.28 | |
| Barrick Gold Corp | 0.1 | $631k | 21k | 29.47 | |
| Cognizant Technology Solutions (CTSH) | 0.1 | $636k | 8.3k | 76.67 | |
| FedEx Corporation (FDX) | 0.1 | $639k | 6.5k | 98.24 | |
| Bristol Myers Squibb (BMY) | 0.1 | $604k | 15k | 41.07 | |
| NetApp (NTAP) | 0.1 | $640k | 19k | 34.03 | |
| Anadarko Petroleum Corporation | 0.1 | $603k | 6.9k | 87.33 | |
| UnitedHealth (UNH) | 0.1 | $630k | 11k | 57.27 | |
| Intuit (INTU) | 0.1 | $627k | 9.5k | 66.00 | |
| Virgin Media | 0.1 | $627k | 13k | 48.98 | |
| PNC Financial Services (PNC) | 0.1 | $540k | 8.1k | 66.67 | |
| Costco Wholesale Corporation (COST) | 0.1 | $585k | 5.5k | 106.27 | |
| Via | 0.1 | $541k | 8.8k | 61.48 | |
| News Corporation | 0.1 | $546k | 18k | 30.50 | |
| Nike (NKE) | 0.1 | $585k | 9.9k | 59.13 | |
| Scientific Games (LNWO) | 0.1 | $569k | 65k | 8.75 | |
| Aegerion Pharmaceuticals | 0.1 | $553k | 14k | 40.36 | |
| Eaton (ETN) | 0.1 | $558k | 9.1k | 61.29 | |
| Crown Holdings (CCK) | 0.1 | $524k | 13k | 41.59 | |
| Cardinal Health (CAH) | 0.1 | $508k | 12k | 41.64 | |
| International Paper Company (IP) | 0.1 | $475k | 10k | 46.60 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $488k | 12k | 39.38 | |
| Red Hat | 0.1 | $495k | 9.9k | 50.00 | |
| Philip Morris International (PM) | 0.1 | $510k | 5.5k | 92.63 | |
| EMC Corporation | 0.1 | $487k | 20k | 23.87 | |
| United States Steel Corporation | 0.1 | $502k | 26k | 19.61 | |
| General Motors Company (GM) | 0.1 | $482k | 17k | 27.86 | |
| U.S. Bancorp (USB) | 0.1 | $391k | 12k | 34.00 | |
| Peabody Energy Corporation | 0.1 | $406k | 19k | 21.04 | |
| Ross Stores (ROST) | 0.1 | $432k | 7.1k | 60.80 | |
| ConocoPhillips (COP) | 0.1 | $438k | 7.3k | 60.00 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $438k | 5.6k | 78.21 | |
| Ford Motor Company (F) | 0.1 | $417k | 32k | 13.15 | |
| Exelon Corporation (EXC) | 0.1 | $428k | 12k | 34.52 | |
| Prudential Financial (PRU) | 0.1 | $430k | 7.3k | 58.94 | |
| Marathon Oil Corporation (MRO) | 0.1 | $398k | 12k | 33.73 | |
| Wynn Resorts (WYNN) | 0.1 | $438k | 3.5k | 125.00 | |
| Deutsche Bank Ag-registered (DB) | 0.1 | $441k | 11k | 39.00 | |
| MannKind Corporation | 0.1 | $425k | 126k | 3.39 | |
| Michael Kors Holdings | 0.1 | $438k | 7.7k | 56.88 | |
| Vale (VALE) | 0.1 | $358k | 21k | 17.38 | |
| Expeditors International of Washington (EXPD) | 0.1 | $319k | 8.7k | 36.67 | |
| Abbott Laboratories (ABT) | 0.1 | $372k | 11k | 35.43 | |
| Medtronic | 0.1 | $385k | 8.2k | 46.95 | |
| Johnson Controls | 0.1 | $341k | 9.7k | 35.15 | |
| Capital One Financial (COF) | 0.1 | $334k | 6.1k | 54.78 | |
| ArcelorMittal | 0.1 | $368k | 29k | 12.86 | |
| VeriFone Systems | 0.1 | $331k | 16k | 20.69 | |
| Lululemon Athletica (LULU) | 0.1 | $361k | 5.8k | 62.24 | |
| Linn | 0.1 | $386k | 9.9k | 38.99 | |
| State Street Corporation (STT) | 0.0 | $254k | 4.3k | 59.07 | |
| CSX Corporation (CSX) | 0.0 | $285k | 12k | 24.57 | |
| Union Pacific Corporation (UNP) | 0.0 | $256k | 1.8k | 142.22 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $292k | 6.7k | 43.58 | |
| Transocean (RIG) | 0.0 | $301k | 5.8k | 51.90 | |
| Western Digital (WDC) | 0.0 | $296k | 5.9k | 50.17 | |
| McKesson Corporation (MCK) | 0.0 | $302k | 2.8k | 107.86 | |
| Symantec Corporation | 0.0 | $303k | 12k | 24.63 | |
| Danaher Corporation (DHR) | 0.0 | $255k | 4.1k | 62.20 | |
| General Dynamics Corporation (GD) | 0.0 | $296k | 4.2k | 70.48 | |
| Clorox Company (CLX) | 0.0 | $270k | 3.0k | 90.00 | |
| Hca Holdings (HCA) | 0.0 | $281k | 6.9k | 40.72 | |
| Expedia (EXPE) | 0.0 | $246k | 4.1k | 60.00 | |
| Mondelez Int (MDLZ) | 0.0 | $276k | 9.0k | 30.67 | |
| Pulte (PHM) | 0.0 | $234k | 12k | 20.17 | |
| Arbitron | 0.0 | $234k | 5.0k | 46.80 | |
| Yum! Brands (YUM) | 0.0 | $209k | 2.9k | 72.07 | |
| Alcoa | 0.0 | $198k | 23k | 8.52 | |
| Baker Hughes Incorporated | 0.0 | $201k | 4.3k | 46.74 | |
| Hess (HES) | 0.0 | $216k | 3.0k | 72.00 | |
| Honeywell International (HON) | 0.0 | $205k | 2.7k | 75.93 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $230k | 6.5k | 35.38 | |
| WellPoint | 0.0 | $232k | 3.5k | 66.29 | |
| Southern Company (SO) | 0.0 | $239k | 5.1k | 46.86 | |
| Illinois Tool Works (ITW) | 0.0 | $225k | 3.7k | 60.81 | |
| Theravance | 0.0 | $203k | 8.6k | 23.60 | |
| Micron Technology (MU) | 0.0 | $199k | 20k | 10.00 | |
| Juniper Networks (JNPR) | 0.0 | $203k | 11k | 18.62 | |
| Lorillard | 0.0 | $209k | 5.2k | 40.19 | |
| Loral Space & Communications | 0.0 | $217k | 3.5k | 62.00 | |
| Cliffs Natural Resources | 0.0 | $227k | 12k | 19.24 | |
| Cheniere Energy (LNG) | 0.0 | $204k | 7.3k | 27.95 | |
| Yamana Gold | 0.0 | $216k | 14k | 15.43 | |
| Mosaic (MOS) | 0.0 | $233k | 3.9k | 59.74 | |
| Arch Coal | 0.0 | $146k | 26k | 5.58 | |
| SandRidge Energy | 0.0 | $163k | 31k | 5.29 | |
| Radian (RDN) | 0.0 | $116k | 11k | 10.64 | |
| US Airways | 0.0 | $170k | 10k | 17.00 | |
| Sangamo Biosciences (SGMO) | 0.0 | $154k | 16k | 9.57 | |
| Alpha Natural Resources | 0.0 | $87k | 11k | 8.29 | |
| Hecla Mining Company (HL) | 0.0 | $41k | 11k | 3.90 | |
| iShares Dow Jones US Real Estate (IYR) | 0.0 | $63k | 900.00 | 70.00 |
