Cowen Group

Cowen as of March 31, 2013

Portfolio Holdings for Cowen

Cowen holds 222 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SPDR S&P MidCap 400 ETF (MDY) 16.9 $119M 567k 209.72
Spdr S&p 500 Etf (SPY) 7.8 $55M 352k 156.67
iShares Russell 1000 Value Index (IWD) 5.2 $37M 450k 81.17
Powershares Senior Loan Portfo mf 4.0 $28M 1.1M 25.10
iShares Russell 2000 Index (IWM) 3.6 $25M 266k 94.21
Constellation Brands (STZ) 2.7 $19M 392k 47.65
H.J. Heinz Company 2.5 $18M 244k 72.28
Gardner Denver 2.3 $16M 219k 75.12
Sanchez Energy Corp C ommon stocks 2.3 $16M 824k 19.92
Tesoro Corporation 2.2 $15M 255k 60.00
Halliburton Company (HAL) 2.1 $15M 367k 40.41
Vanguard Emerging Markets ETF (VWO) 2.0 $14M 330k 42.90
Baxter International (BAX) 1.6 $11M 151k 72.63
SLM Corporation (SLM) 1.4 $10M 496k 20.50
VirnetX Holding Corporation 1.4 $9.6M 502k 19.18
Valero Energy Corporation (VLO) 1.3 $9.1M 199k 45.49
Cymer 1.3 $8.9M 93k 96.16
Apple (AAPL) 1.3 $8.9M 20k 442.70
Plains Exploration & Production Company 1.1 $7.9M 166k 47.47
Intel Corporation (INTC) 1.1 $7.6M 349k 21.84
SPDR Gold Trust (GLD) 1.1 $7.4M 48k 154.25
Dell 1.0 $7.3M 508k 14.33
Wal-Mart Stores (WMT) 1.0 $6.8M 91k 74.85
Acme Packet 0.9 $6.5M 223k 29.23
iShares MSCI Brazil Index (EWZ) 0.9 $6.5M 118k 54.58
Freeport-McMoRan Copper & Gold (FCX) 0.9 $6.1M 185k 33.10
Verizon Communications (VZ) 0.8 $5.8M 118k 49.14
Exxon Mobil Corporation (XOM) 0.8 $5.3M 59k 90.07
CenterPoint Energy (CNP) 0.7 $4.6M 190k 23.96
iShares Silver Trust (SLV) 0.5 $3.7M 135k 27.40
United Parcel Service (UPS) 0.5 $3.5M 41k 85.90
American International (AIG) 0.5 $3.4M 88k 38.86
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $3.4M 29k 117.84
Citigroup (C) 0.5 $3.3M 75k 44.17
FMC Corporation (FMC) 0.5 $3.2M 57k 57.02
Eastman Chemical Company (EMN) 0.5 $3.1M 45k 69.87
Johnson & Johnson (JNJ) 0.4 $2.9M 36k 81.55
International Business Machines (IBM) 0.4 $3.0M 14k 213.30
Facebook Inc cl a (META) 0.4 $2.9M 115k 25.56
Magellan Health Services 0.4 $2.9M 60k 47.57
Qualcomm (QCOM) 0.4 $2.8M 42k 66.90
Rockwood Holdings 0.4 $2.7M 41k 65.45
Home Depot (HD) 0.4 $2.6M 37k 69.89
3M Company (MMM) 0.4 $2.5M 24k 106.36
OSI Systems (OSIS) 0.4 $2.5M 41k 62.28
Petroleo Brasileiro SA (PBR) 0.3 $2.5M 147k 16.74
Mylan 0.3 $2.5M 85k 28.96
Walgreen Company 0.3 $2.4M 51k 47.83
Akamai Technologies (AKAM) 0.3 $2.4M 68k 35.35
MetroPCS Communications 0.3 $2.4M 219k 10.90
Canadian Pacific Railway 0.3 $2.3M 18k 130.44
Procter & Gamble Company (PG) 0.3 $2.3M 29k 77.07
Yahoo! 0.3 $2.2M 94k 23.52
At&t (T) 0.3 $2.2M 60k 36.62
Vertex Pharmaceuticals Incorporated (VRTX) 0.3 $2.1M 38k 55.00
eBay (EBAY) 0.3 $2.1M 39k 54.18
JPMorgan Chase & Co. (JPM) 0.3 $2.1M 43k 47.40
KB Home (KBH) 0.3 $2.0M 92k 21.79
Aetna 0.3 $2.0M 38k 51.14
Aol 0.3 $2.0M 51k 38.49
Express Scripts Holding 0.3 $2.0M 35k 57.60
Monsanto Company 0.3 $1.9M 18k 105.56
Best Buy (BBY) 0.3 $1.8M 83k 22.07
Seagate Technology Com Stk 0.3 $1.8M 50k 36.55
Interpublic Group of Companies (IPG) 0.2 $1.7M 133k 13.03
Cisco Systems (CSCO) 0.2 $1.7M 82k 20.90
Kimberly-Clark Corporation (KMB) 0.2 $1.7M 17k 98.33
Financial Select Sector SPDR (XLF) 0.2 $1.7M 93k 18.11
E.I. du Pont de Nemours & Company 0.2 $1.6M 33k 49.05
Chesapeake Energy Corporation 0.2 $1.5M 75k 20.37
Crexus Investment 0.2 $1.5M 119k 13.02
Chevron Corporation (CVX) 0.2 $1.5M 13k 119.02
Schlumberger (SLB) 0.2 $1.5M 19k 74.87
Lowe's Companies (LOW) 0.2 $1.5M 38k 37.91
Microsoft Corporation (MSFT) 0.2 $1.4M 49k 28.61
Las Vegas Sands (LVS) 0.2 $1.4M 26k 56.46
Amgen (AMGN) 0.2 $1.4M 13k 102.57
Hewlett-Packard Company 0.2 $1.4M 58k 23.85
Visa (V) 0.2 $1.4M 8.1k 170.00
Research In Motion 0.2 $1.4M 97k 14.42
United Therapeutics Corporation (UTHR) 0.2 $1.4M 23k 60.80
Cobalt Intl Energy 0.2 $1.4M 50k 28.20
Sprint Nextel Corporation 0.2 $1.4M 218k 6.21
Goldman Sachs (GS) 0.2 $1.3M 8.5k 147.27
Bank of America Corporation (BAC) 0.2 $1.3M 103k 12.14
Newmont Mining Corporation (NEM) 0.2 $1.2M 29k 41.90
Supervalu 0.2 $1.2M 209k 5.56
Oracle Corporation (ORCL) 0.2 $1.2M 37k 32.21
W.R. Grace & Co. 0.2 $1.2M 15k 77.48
Broadcom Corporation 0.2 $1.2M 35k 34.67
MetLife (MET) 0.2 $1.2M 32k 38.10
Motorola Solutions (MSI) 0.2 $1.2M 19k 64.05
American Express Company (AXP) 0.2 $1.1M 16k 67.45
Apache Corporation 0.2 $1.1M 14k 77.19
Wells Fargo & Company (WFC) 0.2 $1.1M 30k 37.01
BP (BP) 0.1 $1.0M 25k 42.21
Eli Lilly & Co. (LLY) 0.1 $1.1M 19k 56.94
Morgan Stanley (MS) 0.1 $1.1M 48k 21.94
SanDisk Corporation 0.1 $1.1M 19k 55.06
Coca-Cola Company (KO) 0.1 $959k 24k 40.45
Walt Disney Company (DIS) 0.1 $982k 17k 56.75
McGraw-Hill Companies 0.1 $990k 19k 52.11
Energy Select Sector SPDR (XLE) 0.1 $984k 12k 80.00
Informatica Corporation 0.1 $979k 28k 34.47
CommonWealth REIT 0.1 $997k 44k 22.45
Comcast Corporation (CMCSA) 0.1 $895k 21k 42.00
Caterpillar (CAT) 0.1 $915k 11k 87.12
General Electric Company 0.1 $896k 39k 23.16
Merck & Co (MRK) 0.1 $910k 21k 44.17
Starbucks Corporation (SBUX) 0.1 $945k 17k 56.93
Medicines Company 0.1 $935k 28k 33.39
Clearwire Corporation 0.1 $946k 292k 3.24
McDonald's Corporation (MCD) 0.1 $830k 8.3k 100.00
Pfizer (PFE) 0.1 $871k 30k 28.85
Whirlpool Corporation (WHR) 0.1 $838k 7.1k 118.00
Altria (MO) 0.1 $824k 24k 34.47
Deere & Company (DE) 0.1 $835k 9.7k 86.05
Macy's (M) 0.1 $809k 19k 41.91
Target Corporation (TGT) 0.1 $822k 12k 68.51
United Technologies Corporation 0.1 $868k 9.2k 94.29
Onyx Pharmaceuticals 0.1 $871k 9.8k 88.88
J.C. Penney Company 0.1 $766k 51k 15.16
Boeing Company (BA) 0.1 $766k 8.9k 86.07
Elan Corporation 0.1 $767k 65k 11.80
Nucor Corporation (NUE) 0.1 $698k 15k 46.20
Dow Chemical Company 0.1 $726k 23k 31.84
Endo Pharmaceuticals 0.1 $692k 23k 30.76
Colgate-Palmolive Company (CL) 0.1 $696k 5.9k 117.97
Pepsi (PEP) 0.1 $696k 8.8k 79.08
Williams Companies (WMB) 0.1 $714k 19k 37.38
Silver Wheaton Corp 0.1 $707k 23k 31.28
Barrick Gold Corp (GOLD) 0.1 $631k 21k 29.47
Cognizant Technology Solutions (CTSH) 0.1 $636k 8.3k 76.67
FedEx Corporation (FDX) 0.1 $639k 6.5k 98.24
Bristol Myers Squibb (BMY) 0.1 $604k 15k 41.07
NetApp (NTAP) 0.1 $640k 19k 34.03
Anadarko Petroleum Corporation 0.1 $603k 6.9k 87.33
UnitedHealth (UNH) 0.1 $630k 11k 57.27
Intuit (INTU) 0.1 $627k 9.5k 66.00
Virgin Media 0.1 $627k 13k 48.98
PNC Financial Services (PNC) 0.1 $540k 8.1k 66.67
Costco Wholesale Corporation (COST) 0.1 $585k 5.5k 106.27
Via 0.1 $541k 8.8k 61.48
News Corporation 0.1 $546k 18k 30.50
Nike (NKE) 0.1 $585k 9.9k 59.13
Scientific Games (LNW) 0.1 $569k 65k 8.75
Aegerion Pharmaceuticals 0.1 $553k 14k 40.36
Eaton (ETN) 0.1 $558k 9.1k 61.29
Crown Holdings (CCK) 0.1 $524k 13k 41.59
Cardinal Health (CAH) 0.1 $508k 12k 41.64
International Paper Company (IP) 0.1 $475k 10k 46.60
Potash Corp. Of Saskatchewan I 0.1 $488k 12k 39.38
Red Hat 0.1 $495k 9.9k 50.00
Philip Morris International (PM) 0.1 $510k 5.5k 92.63
EMC Corporation 0.1 $487k 20k 23.87
United States Steel Corporation (X) 0.1 $502k 26k 19.61
General Motors Company (GM) 0.1 $482k 17k 27.86
U.S. Bancorp (USB) 0.1 $391k 12k 34.00
Peabody Energy Corporation 0.1 $406k 19k 21.04
Ross Stores (ROST) 0.1 $432k 7.1k 60.80
ConocoPhillips (COP) 0.1 $438k 7.3k 60.00
Occidental Petroleum Corporation (OXY) 0.1 $438k 5.6k 78.21
Ford Motor Company (F) 0.1 $417k 32k 13.15
Exelon Corporation (EXC) 0.1 $428k 12k 34.52
Prudential Financial (PRU) 0.1 $430k 7.3k 58.94
Marathon Oil Corporation (MRO) 0.1 $398k 12k 33.73
Wynn Resorts (WYNN) 0.1 $438k 3.5k 125.00
Deutsche Bank Ag-registered (DB) 0.1 $441k 11k 39.00
MannKind Corporation 0.1 $425k 126k 3.39
Michael Kors Holdings 0.1 $438k 7.7k 56.88
Vale (VALE) 0.1 $358k 21k 17.38
Expeditors International of Washington (EXPD) 0.1 $319k 8.7k 36.67
Abbott Laboratories (ABT) 0.1 $372k 11k 35.43
Medtronic 0.1 $385k 8.2k 46.95
Johnson Controls 0.1 $341k 9.7k 35.15
Capital One Financial (COF) 0.1 $334k 6.1k 54.78
ArcelorMittal 0.1 $368k 29k 12.86
VeriFone Systems 0.1 $331k 16k 20.69
Lululemon Athletica (LULU) 0.1 $361k 5.8k 62.24
Linn 0.1 $386k 9.9k 38.99
State Street Corporation (STT) 0.0 $254k 4.3k 59.07
CSX Corporation (CSX) 0.0 $285k 12k 24.57
Union Pacific Corporation (UNP) 0.0 $256k 1.8k 142.22
Adobe Systems Incorporated (ADBE) 0.0 $292k 6.7k 43.58
Transocean (RIG) 0.0 $301k 5.8k 51.90
Western Digital (WDC) 0.0 $296k 5.9k 50.17
McKesson Corporation (MCK) 0.0 $302k 2.8k 107.86
Symantec Corporation 0.0 $303k 12k 24.63
Danaher Corporation (DHR) 0.0 $255k 4.1k 62.20
General Dynamics Corporation (GD) 0.0 $296k 4.2k 70.48
Clorox Company (CLX) 0.0 $270k 3.0k 90.00
Hca Holdings (HCA) 0.0 $281k 6.9k 40.72
Expedia (EXPE) 0.0 $246k 4.1k 60.00
Mondelez Int (MDLZ) 0.0 $276k 9.0k 30.67
Pulte (PHM) 0.0 $234k 12k 20.17
Arbitron 0.0 $234k 5.0k 46.80
Yum! Brands (YUM) 0.0 $209k 2.9k 72.07
Alcoa 0.0 $198k 23k 8.52
Baker Hughes Incorporated 0.0 $201k 4.3k 46.74
Hess (HES) 0.0 $216k 3.0k 72.00
Honeywell International (HON) 0.0 $205k 2.7k 75.93
Texas Instruments Incorporated (TXN) 0.0 $230k 6.5k 35.38
WellPoint 0.0 $232k 3.5k 66.29
Southern Company (SO) 0.0 $239k 5.1k 46.86
Illinois Tool Works (ITW) 0.0 $225k 3.7k 60.81
Theravance 0.0 $203k 8.6k 23.60
Micron Technology (MU) 0.0 $199k 20k 10.00
Juniper Networks (JNPR) 0.0 $203k 11k 18.62
Lorillard 0.0 $209k 5.2k 40.19
Loral Space & Communications 0.0 $217k 3.5k 62.00
Cliffs Natural Resources 0.0 $227k 12k 19.24
Cheniere Energy (LNG) 0.0 $204k 7.3k 27.95
Yamana Gold 0.0 $216k 14k 15.43
Mosaic (MOS) 0.0 $233k 3.9k 59.74
Arch Coal 0.0 $146k 26k 5.58
SandRidge Energy 0.0 $163k 31k 5.29
Radian (RDN) 0.0 $116k 11k 10.64
US Airways 0.0 $170k 10k 17.00
Sangamo Biosciences (SGMO) 0.0 $154k 16k 9.57
Alpha Natural Resources 0.0 $87k 11k 8.29
Hecla Mining Company (HL) 0.0 $41k 11k 3.90
iShares Dow Jones US Real Estate (IYR) 0.0 $63k 900.00 70.00