Cowen Group

Cowen as of June 30, 2013

Portfolio Holdings for Cowen

Cowen holds 227 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 13.2 $130M 812k 160.42
SPDR S&P MidCap 400 ETF (MDY) 10.8 $106M 506k 210.11
Smithfield Foods 6.4 $63M 1.9M 32.75
iShares Russell 1000 Value Index (IWD) 4.7 $46M 553k 83.79
Life Technologies 4.4 $44M 591k 74.00
Gardner Denver 2.8 $28M 370k 75.18
Powershares Senior Loan Portfo mf 2.6 $26M 1.0M 24.75
VirnetX Holding Corporation 2.3 $22M 1.1M 19.99
Financial Select Sector SPDR (XLF) 2.2 $22M 1.1M 19.45
BMC Software 2.0 $20M 441k 45.13
Berry Petroleum Company 1.9 $19M 450k 42.32
National Financial Partners 1.9 $19M 749k 25.31
Chevron Corporation (CVX) 1.7 $17M 143k 118.33
NV Energy 1.7 $17M 714k 23.46
Vanguard Emerging Markets ETF (VWO) 1.7 $17M 426k 38.79
Halliburton Company (HAL) 1.4 $14M 333k 41.60
Johnson & Johnson (JNJ) 1.3 $13M 150k 85.86
Thermo Fisher Scientific (TMO) 1.3 $13M 150k 84.63
Dell 1.2 $12M 920k 13.33
iShares MSCI Brazil Index (EWZ) 1.1 $11M 243k 43.86
Freeport-McMoRan Copper & Gold (FCX) 1.0 $9.5M 346k 27.61
Bank of America Corporation (BAC) 0.9 $9.0M 700k 12.86
Linn 0.9 $8.9M 238k 37.27
Actavis 0.9 $8.9M 71k 126.21
iShares MSCI Emerging Markets Indx (EEM) 0.9 $8.5M 220k 38.50
Cisco Systems (CSCO) 0.9 $8.5M 351k 24.34
Fidelity National Financial 0.9 $8.5M 356k 23.81
Nuance Communications 0.8 $8.4M 455k 18.40
Cooper Tire & Rubber Company 0.8 $8.1M 245k 33.17
Clearwire Corporation 0.8 $8.1M 1.6M 4.99
Expedia (EXPE) 0.8 $7.8M 129k 60.14
JPMorgan Chase & Co. (JPM) 0.7 $7.0M 133k 52.79
Arbitron 0.7 $6.4M 138k 46.45
Home Depot (HD) 0.6 $6.4M 82k 77.47
Citigroup (C) 0.6 $5.7M 119k 47.97
Vivus 0.6 $5.6M 446k 12.58
Sprint Nextel Corporation 0.6 $5.4M 768k 7.02
NYSE Euronext 0.5 $5.1M 123k 41.40
Vertex Pharmaceuticals Incorporated (VRTX) 0.5 $5.0M 63k 80.05
Elan Corporation 0.5 $4.9M 345k 14.14
Pfizer (PFE) 0.5 $4.7M 169k 28.01
Merck & Co (MRK) 0.5 $4.5M 96k 46.45
Cowen 0.5 $4.5M 1.5M 2.89
Met-Pro Corporation 0.4 $4.1M 306k 13.44
Covidien 0.4 $4.0M 64k 62.84
Apple (AAPL) 0.4 $4.0M 10k 396.60
iShares FTSE/Xinhua China 25 Index (FXI) 0.4 $3.8M 116k 32.53
Trinity Industries (TRN) 0.4 $3.7M 98k 38.44
Bristol Myers Squibb (BMY) 0.4 $3.7M 83k 44.70
Occidental Petroleum Corporation (OXY) 0.4 $3.7M 42k 89.23
Herbalife Ltd Com Stk (HLF) 0.4 $3.6M 81k 45.13
SLM Corporation (SLM) 0.4 $3.6M 157k 22.87
Noble Energy 0.4 $3.6M 60k 60.03
Scientific Games (LNWO) 0.3 $3.3M 293k 11.25
Lender Processing Services 0.3 $3.1M 97k 32.35
Franco-Nevada Corporation (FNV) 0.3 $3.2M 88k 35.77
SPDR S&P Oil & Gas Explore & Prod. 0.3 $3.0M 52k 58.18
Telephone And Data Systems (TDS) 0.3 $3.1M 125k 24.65
Baxter International (BAX) 0.3 $3.0M 43k 69.25
Vodafone 0.3 $3.0M 104k 28.74
Fortinet (FTNT) 0.3 $3.0M 171k 17.50
Eli Lilly & Co. (LLY) 0.3 $2.8M 56k 49.11
Equinix 0.3 $2.8M 15k 184.73
Iamgold Corp (IAG) 0.3 $2.6M 590k 4.33
Omthera Pharmaceutica-ls 0.3 $2.6M 193k 13.30
Compuware Corporation 0.2 $2.4M 232k 10.34
Ford Motor Company (F) 0.2 $2.3M 152k 15.47
Iron Mountain Incorporated 0.2 $2.4M 91k 26.61
Fortress Paper Ltd Cl A class a 0.2 $2.4M 410k 5.75
Sanchez Energy Corp C ommon stocks 0.2 $2.4M 104k 22.96
Jos. A. Bank Clothiers 0.2 $2.3M 55k 41.33
Mylan 0.2 $2.2M 70k 31.03
Optimer Pharmaceuticals 0.2 $2.1M 148k 14.47
Theravance 0.2 $2.1M 55k 38.53
Linn Energy 0.2 $2.1M 63k 33.15
Belo 0.2 $2.0M 145k 13.95
Lamar Advertising Company 0.2 $1.9M 43k 43.40
Wyndham Worldwide Corporation 0.2 $1.8M 32k 57.22
Power-One 0.2 $1.9M 298k 6.32
Industries N shs - a - (LYB) 0.2 $1.8M 28k 66.25
Magellan Midstream Partners 0.2 $1.8M 33k 54.50
Sunoco Logistics Partners 0.2 $1.7M 26k 63.94
Packaging Corporation of America (PKG) 0.2 $1.6M 32k 48.96
At&t (T) 0.2 $1.6M 45k 35.40
Wells Fargo & Company (WFC) 0.2 $1.6M 38k 41.26
Prudential Financial (PRU) 0.2 $1.6M 21k 73.05
Aegerion Pharmaceuticals 0.2 $1.6M 26k 63.35
Adt 0.2 $1.5M 39k 39.84
Dresser-Rand 0.1 $1.5M 25k 60.00
Interpublic Group of Companies (IPG) 0.1 $1.4M 97k 14.55
Informatica Corporation 0.1 $1.3M 38k 34.97
TiVo 0.1 $1.4M 123k 11.05
Buckeye Partners 0.1 $1.3M 19k 70.19
Northwest Pipe Company (NWPX) 0.1 $1.3M 46k 27.90
Rockwood Holdings 0.1 $1.3M 20k 64.05
Telular Corporation 0.1 $1.3M 100k 12.61
NII Holdings 0.1 $1.2M 183k 6.66
Enterprise Products Partners (EPD) 0.1 $1.2M 20k 62.14
Plains All American Pipeline (PAA) 0.1 $1.2M 21k 55.81
SPDR Barclays Capital High Yield B 0.1 $1.2M 30k 39.49
Google 0.1 $1.1M 1.2k 880.00
Harris Teeter Supermarkets 0.1 $1.1M 23k 46.85
Seattle Genetics 0.1 $1.0M 33k 31.47
PROLOR Biotech 0.1 $991k 158k 6.29
Crown Holdings (CCK) 0.1 $856k 21k 41.15
Valspar Corporation 0.1 $867k 13k 64.70
Nokia Corporation (NOK) 0.1 $935k 250k 3.74
International Business Machines (IBM) 0.1 $860k 4.5k 191.11
Wal-Mart Stores (WMT) 0.1 $791k 11k 74.45
Biogen Idec (BIIB) 0.1 $753k 3.5k 215.14
Ariad Pharmaceuticals 0.1 $787k 45k 17.49
Level 3 Communications 0.1 $822k 39k 21.08
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.1 $800k 13k 64.05
Cenovus Energy (CVE) 0.1 $713k 25k 28.52
Horsehead Holding 0.1 $701k 55k 12.81
athenahealth 0.1 $703k 8.3k 84.70
Myriad Genetics (MYGN) 0.1 $709k 26k 26.87
Republic Airways Holdings 0.1 $702k 62k 11.32
Qlik Technologies 0.1 $708k 25k 28.30
Market Leader 0.1 $650k 61k 10.69
Charles Schwab Corporation (SCHW) 0.1 $584k 28k 21.24
Boardwalk Pipeline Partners 0.1 $622k 21k 30.19
MannKind Corporation 0.1 $585k 90k 6.50
Repligen Corporation (RGEN) 0.1 $577k 70k 8.24
SIGA Technologies (SIGA) 0.1 $603k 212k 2.84
Groupon 0.1 $560k 66k 8.55
Williams Companies (WMB) 0.1 $487k 15k 32.47
Genesis Energy (GEL) 0.1 $518k 10k 51.80
Sterling Ban 0.1 $478k 41k 11.61
Ebix (EBIXQ) 0.1 $463k 50k 9.26
Metropcs Communications (TMUS) 0.1 $459k 19k 24.81
Procter & Gamble Company (PG) 0.0 $354k 4.6k 76.96
Suburban Propane Partners (SPH) 0.0 $432k 9.3k 46.47
Walter Investment Management 0.0 $383k 11k 33.79
Warner Chilcott Plc - 0.0 $398k 20k 19.90
Inergy 0.0 $413k 26k 16.04
Exxon Mobil Corporation (XOM) 0.0 $268k 3.0k 90.21
Capital One Financial (COF) 0.0 $317k 5.1k 62.77
Tesoro Corporation 0.0 $314k 6.0k 52.33
iShares MSCI Canada Index (EWC) 0.0 $262k 10k 26.20
Oncothyreon 0.0 $259k 165k 1.57
Vanguard Health Systems 0.0 $259k 13k 20.72
Echelon Corporation 0.0 $196k 93k 2.11
iShares MSCI EAFE Index Fund (EFA) 0.0 $229k 4.0k 57.25
Tootsie Roll Industries (TR) 0.0 $203k 6.4k 31.72
MTR Gaming 0.0 $152k 45k 3.35
SPDR Gold Trust (GLD) 0.0 $216k 1.8k 119.01
Take-Two Interactive Software (TTWO) 0.0 $150k 10k 14.95
iShares Russell 2000 Index (IWM) 0.0 $240k 2.5k 97.01
Dolan Company 0.0 $184k 113k 1.63
Myers Industries (MYE) 0.0 $201k 13k 15.00
Harvest Natural Resources 0.0 $197k 64k 3.09
Oneok Partners 0.0 $224k 4.5k 49.61
Golden Star Cad 0.0 $168k 400k 0.42
Geo 0.0 $247k 7.3k 33.93
Mattson Technology 0.0 $203k 93k 2.19
iPass 0.0 $160k 85k 1.88
Harris & Harris 0.0 $194k 64k 3.04
Axt (AXTI) 0.0 $171k 63k 2.70
Cherokee 0.0 $189k 15k 12.77
Pdi 0.0 $163k 35k 4.71
Vista Gold (VGZ) 0.0 $200k 206k 0.97
CPI Aerostructures (CVU) 0.0 $200k 18k 10.87
Delta Apparel (DLAPQ) 0.0 $183k 13k 14.08
Oneok (OKE) 0.0 $219k 5.3k 41.24
FalconStor Software 0.0 $153k 111k 1.37
STR Holdings 0.0 $184k 81k 2.27
Aware (AWRE) 0.0 $219k 42k 5.19
Collectors Universe 0.0 $199k 15k 13.27
Codexis (CDXS) 0.0 $200k 91k 2.21
Red Lion Hotels Corporation 0.0 $186k 30k 6.12
Key Tronic Corporation (KTCC) 0.0 $193k 19k 10.38
D Golden Minerals 0.0 $180k 132k 1.36
Uranerz Energy Corporation Cmn 0.0 $197k 179k 1.10
QuickLogic Corporation 0.0 $190k 86k 2.21
Si Financial Group 0.0 $160k 15k 11.03
Gevo 0.0 $183k 90k 2.03
Bsb Bancorp Inc Md 0.0 $158k 12k 13.17
Mcewen Mining 0.0 $199k 118k 1.68
Exa 0.0 $153k 15k 10.27
Ofs Capital (OFS) 0.0 $202k 17k 11.88
Sypris Solutions (SYPR) 0.0 $68k 21k 3.19
Intevac (IVAC) 0.0 $140k 25k 5.67
Emulex Corporation 0.0 $98k 15k 6.53
Hill International 0.0 $117k 43k 2.75
RF Micro Devices 0.0 $134k 25k 5.36
Maxygen 0.0 $100k 41k 2.47
Arena Pharmaceuticals 0.0 $116k 15k 7.73
Innodata Isogen (INOD) 0.0 $79k 25k 3.20
Asta Funding 0.0 $138k 16k 8.62
Pacific Mercantile Ban 0.0 $102k 18k 5.76
U.S. Auto Parts Network 0.0 $73k 63k 1.15
Cape Ban 0.0 $144k 15k 9.47
Noranda Aluminum Holding Corporation 0.0 $54k 17k 3.23
Hansen Medical 0.0 $96k 67k 1.43
Rand Logistics 0.0 $97k 18k 5.27
Premier Exhibitions 0.0 $143k 82k 1.74
MicroFinancial Incorporated 0.0 $85k 11k 7.87
Transcept Pharmaceuticals 0.0 $100k 33k 3.02
Transition Therapeutics 0.0 $119k 37k 3.25
Cadiz (CDZI) 0.0 $110k 24k 4.58
Cumberland Pharmaceuticals (CPIX) 0.0 $101k 20k 5.10
National American Univ. Holdings (NAUH) 0.0 $120k 32k 3.73
Threshold Pharmaceuticals 0.0 $105k 20k 5.25
Discovery Laboratories 0.0 $101k 66k 1.53
Farmers Natl Banc Corp (FMNB) 0.0 $85k 14k 6.30
INC Ventrus Biosciences 0.0 $115k 48k 2.41
Bg Medicine 0.0 $91k 68k 1.33
Revett Minerals 0.0 $63k 98k 0.65
Forbes Energy Services 0.0 $103k 26k 4.04
Agenus 0.0 $99k 26k 3.78
Saratoga Res Inc Tex 0.0 $66k 43k 1.53
United States Antimony (UAMY) 0.0 $64k 57k 1.12
Cafepress 0.0 $85k 14k 6.25
Hudson Global 0.0 $146k 59k 2.48
Meetme 0.0 $102k 63k 1.63
Immunocellular Thera 0.0 $97k 50k 1.95
Turquoisehillres 0.0 $101k 17k 5.94
Rlj Entmt 0.0 $65k 14k 4.81
Liposcience 0.0 $106k 15k 7.02
Houston American Energy Corporation 0.0 $9.9k 38k 0.26
Dynavax Technologies Corporation 0.0 $17k 15k 1.10
American DG Energy 0.0 $26k 20k 1.33
Oclaro 0.0 $30k 25k 1.20
General Motors Company (GM) 0.0 $0 80k 0.00
Mattersight Corp 0.0 $48k 17k 2.87
Facebook Inc cl a (META) 0.0 $0 123k 0.00