Cowen as of Sept. 30, 2013
Portfolio Holdings for Cowen
Cowen holds 166 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 79.7 | $5.6B | 33M | 168.08 | |
| Nuance Communications | 3.6 | $256M | 14M | 18.69 | |
| Rue21 | 2.9 | $203M | 5.1M | 40.00 | |
| MAKO Surgical | 2.4 | $166M | 5.6M | 29.50 | |
| Dell | 1.9 | $138M | 9.6M | 14.29 | |
| Jones Group | 1.4 | $98M | 6.6M | 15.01 | |
| SPDR S&P MidCap 400 ETF (MDY) | 1.4 | $97M | 431k | 226.33 | |
| Elan Corporation | 0.7 | $52M | 3.3M | 15.59 | |
| iShares Russell 1000 Value Index (IWD) | 0.6 | $42M | 490k | 86.20 | |
| Life Technologies | 0.6 | $40M | 529k | 74.85 | |
| Onyx Pharmaceuticals | 0.4 | $27M | 22M | 1.25 | |
| NYSE Euronext | 0.2 | $17M | 414k | 41.98 | |
| Noble Corporation Com Stk | 0.2 | $16M | 415k | 37.75 | |
| Powershares Senior Loan Portfo mf | 0.2 | $16M | 639k | 24.69 | |
| Halliburton Company (HAL) | 0.2 | $15M | 300k | 48.15 | |
| Vanguard Emerging Markets ETF (VWO) | 0.2 | $13M | 324k | 40.13 | |
| Leap Wireless International | 0.2 | $11M | 69M | 0.16 | |
| SLM Corporation (SLM) | 0.1 | $9.2M | 369k | 24.90 | |
| Perrigo Company | 0.1 | $8.6M | 7.0M | 1.23 | |
| Industries N shs - a - (LYB) | 0.1 | $7.7M | 105k | 73.23 | |
| Johnson & Johnson (JNJ) | 0.1 | $6.1M | 70k | 86.69 | |
| Globecomm Systems | 0.1 | $6.6M | 468k | 14.01 | |
| Molex Incorporated | 0.1 | $5.7M | 149k | 38.28 | |
| Linn Energy | 0.1 | $5.9M | 23M | 0.26 | |
| NV Energy | 0.1 | $5.8M | 247k | 23.61 | |
| Cowen | 0.1 | $5.5M | 1.6M | 3.44 | |
| Astex Pharmaceuticals | 0.1 | $5.3M | 629k | 8.49 | |
| Expedia (EXPE) | 0.1 | $5.3M | 102k | 51.86 | |
| Packaging Corporation of America (PKG) | 0.1 | $5.0M | 88k | 57.08 | |
| Scientific Games (LNW) | 0.1 | $4.7M | 293k | 16.17 | |
| Liberty Global Inc C | 0.1 | $4.8M | 64k | 75.42 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $4.5M | 59k | 75.83 | |
| Tesoro Corporation | 0.1 | $4.1M | 93k | 43.98 | |
| Cooper Tire & Rubber Company | 0.1 | $4.0M | 13M | 0.31 | |
| Rockwood Holdings | 0.1 | $3.7M | 56k | 66.90 | |
| Vivus | 0.1 | $3.8M | 410k | 9.29 | |
| Active Network | 0.1 | $3.5M | 243k | 14.28 | |
| Groupon | 0.1 | $3.8M | 336k | 11.21 | |
| Mylan | 0.0 | $2.7M | 70k | 38.17 | |
| Health Management Associates | 0.0 | $2.8M | 220k | 12.80 | |
| Equinix | 0.0 | $3.0M | 16k | 183.68 | |
| VirnetX Holding Corporation | 0.0 | $2.9M | 144k | 20.40 | |
| Fortress Paper Ltd Cl A class a | 0.0 | $2.6M | 385k | 6.83 | |
| Shfl Entertainment | 0.0 | $2.7M | 116k | 22.97 | |
| Baxter International (BAX) | 0.0 | $2.3M | 35k | 65.67 | |
| Cisco Systems (CSCO) | 0.0 | $2.1M | 88k | 23.44 | |
| FMC Technologies | 0.0 | $2.0M | 28k | 71.73 | |
| Sealed Air (SEE) | 0.0 | $2.3M | 83k | 27.18 | |
| Transocean (RIG) | 0.0 | $1.9M | 43k | 44.49 | |
| Compuware Corporation | 0.0 | $1.9M | 171k | 11.19 | |
| US Airways | 0.0 | $1.9M | 10M | 0.19 | |
| Hi-Tech Pharmacal | 0.0 | $2.1M | 50k | 43.14 | |
| ImmunoGen | 0.0 | $2.3M | 137k | 17.01 | |
| Magellan Midstream Partners | 0.0 | $1.9M | 34k | 56.43 | |
| Sunesis Pharmaceuticals | 0.0 | $2.2M | 453k | 4.96 | |
| American Realty Capital Prop | 0.0 | $2.0M | 164k | 12.20 | |
| Mallinckrodt Pub | 0.0 | $2.2M | 50k | 44.09 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $1.2M | 55k | 21.15 | |
| Seattle Genetics | 0.0 | $1.3M | 30k | 44.00 | |
| Family Dollar Stores | 0.0 | $1.7M | 24k | 72.00 | |
| Buckeye Partners | 0.0 | $1.6M | 24k | 65.52 | |
| Lowe's Companies (LOW) | 0.0 | $1.7M | 36k | 47.61 | |
| Iron Mountain Incorporated | 0.0 | $1.1M | 41k | 27.03 | |
| Applied Materials (AMAT) | 0.0 | $1.5M | 8.5M | 0.18 | |
| NII Holdings | 0.0 | $1.7M | 289k | 6.04 | |
| Boise | 0.0 | $1.3M | 100k | 12.60 | |
| Enterprise Products Partners (EPD) | 0.0 | $1.4M | 22k | 61.05 | |
| Northwest Pipe Company (NWPX) | 0.0 | $1.5M | 46k | 32.88 | |
| Oil States International (OIS) | 0.0 | $1.2M | 11k | 103.47 | |
| Plains All American Pipeline (PAA) | 0.0 | $1.2M | 23k | 52.67 | |
| Poly | 0.0 | $1.2M | 106k | 10.92 | |
| Sunoco Logistics Partners | 0.0 | $1.7M | 26k | 66.45 | |
| SPDR Barclays Capital High Yield B | 0.0 | $1.1M | 28k | 39.86 | |
| Repros Therapeutics | 0.0 | $1.2M | 46k | 26.80 | |
| Sprint | 0.0 | $1.2M | 20M | 0.06 | |
| Blackberry (BB) | 0.0 | $1.7M | 21M | 0.08 | |
| Crown Holdings (CCK) | 0.0 | $846k | 20k | 42.30 | |
| Microsoft Corporation (MSFT) | 0.0 | $901k | 27k | 33.27 | |
| Bank of America Corporation (BAC) | 0.0 | $365k | 2.6M | 0.14 | |
| Wal-Mart Stores (WMT) | 0.0 | $564k | 7.6k | 73.97 | |
| ResMed (RMD) | 0.0 | $660k | 13k | 52.80 | |
| Carnival Corporation (CCL) | 0.0 | $653k | 20k | 32.65 | |
| Copart (CPRT) | 0.0 | $501k | 16k | 31.81 | |
| Harsco Corporation (NVRI) | 0.0 | $498k | 20k | 24.90 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $784k | 15k | 51.92 | |
| Lamar Advertising Company | 0.0 | $847k | 18k | 47.06 | |
| Federal Signal Corporation (FSS) | 0.0 | $846k | 66k | 12.88 | |
| International Business Machines (IBM) | 0.0 | $833k | 4.5k | 185.11 | |
| Agilent Technologies Inc C ommon (A) | 0.0 | $461k | 9.0k | 51.22 | |
| Biogen Idec (BIIB) | 0.0 | $843k | 3.5k | 240.86 | |
| Williams Companies (WMB) | 0.0 | $455k | 13k | 36.40 | |
| 0.0 | $964k | 1.1k | 876.36 | ||
| Broadcom Corporation | 0.0 | $390k | 15k | 26.00 | |
| CF Industries Holdings (CF) | 0.0 | $474k | 2.3k | 210.67 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $810k | 7.6k | 106.58 | |
| Cypress Semiconductor Corporation | 0.0 | $725k | 78k | 9.36 | |
| Herbalife Ltd Com Stk (HLF) | 0.0 | $877k | 13k | 69.74 | |
| Questcor Pharmaceuticals | 0.0 | $510k | 8.8k | 57.95 | |
| Energy Transfer Equity (ET) | 0.0 | $932k | 14k | 65.75 | |
| Genesis Energy (GEL) | 0.0 | $501k | 10k | 50.10 | |
| Oneok Partners | 0.0 | $637k | 12k | 53.02 | |
| Suburban Propane Partners (SPH) | 0.0 | $669k | 14k | 46.79 | |
| Walter Investment Management | 0.0 | $448k | 11k | 39.52 | |
| MannKind Corporation | 0.0 | $377k | 67k | 5.67 | |
| Inergy | 0.0 | $355k | 26k | 13.79 | |
| Repligen Corporation (RGEN) | 0.0 | $776k | 70k | 11.09 | |
| Gen | 0.0 | $361k | 23k | 16.04 | |
| SIGA Technologies (SIGA) | 0.0 | $1.0M | 271k | 3.82 | |
| Sterling Ban | 0.0 | $565k | 41k | 13.73 | |
| Nabors Industries | 0.0 | $514k | 32k | 16.06 | |
| Ariad Pharmaceuticals | 0.0 | $828k | 45k | 18.40 | |
| Sourcefire | 0.0 | $486k | 6.4k | 75.94 | |
| Fortinet (FTNT) | 0.0 | $1.0M | 50k | 20.30 | |
| Oncothyreon | 0.0 | $412k | 200k | 2.06 | |
| Level 3 Communications | 0.0 | $360k | 14k | 26.67 | |
| Proshares Tr Ii Ultrashort Ye etf (YCS) | 0.0 | $785k | 13k | 62.20 | |
| Sanchez Energy Corp C ommon stocks | 0.0 | $779k | 30k | 26.42 | |
| Telephone And Data Systems (TDS) | 0.0 | $692k | 23k | 29.54 | |
| Facebook Inc cl a (META) | 0.0 | $704k | 14k | 50.25 | |
| Adt | 0.0 | $955k | 24k | 40.66 | |
| Pactera Technology- | 0.0 | $720k | 12M | 0.06 | |
| Sibanye Gold | 0.0 | $645k | 124k | 5.21 | |
| News Corp Class B cos (NWS) | 0.0 | $444k | 27k | 16.44 | |
| CapitalSource | 0.0 | $210k | 18k | 11.86 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $256k | 3.0k | 86.17 | |
| Gold Fields (GFI) | 0.0 | $61k | 13k | 4.59 | |
| Capital One Financial (COF) | 0.0 | $347k | 5.1k | 68.71 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $253k | 2.7k | 93.70 | |
| UnitedHealth (UNH) | 0.0 | $201k | 2.8k | 71.79 | |
| Belo | 0.0 | $340k | 2.4M | 0.14 | |
| Smithfield Foods | 0.0 | $0 | 79M | 0.00 | |
| Monster Worldwide | 0.0 | $72k | 16k | 4.44 | |
| SPDR Gold Trust (GLD) | 0.0 | $258k | 2.0k | 128.04 | |
| Houston American Energy Corporation | 0.0 | $11k | 38k | 0.29 | |
| Synta Pharmaceuticals | 0.0 | $221k | 35k | 6.31 | |
| Regency Energy Partners | 0.0 | $286k | 10k | 28.60 | |
| Golden Star Cad | 0.0 | $13k | 32k | 0.41 | |
| Harmony Gold Mining (HMY) | 0.0 | $59k | 17k | 3.39 | |
| Neurocrine Biosciences (NBIX) | 0.0 | $113k | 10k | 11.30 | |
| RadiSys Corporation | 0.0 | $91k | 28k | 3.20 | |
| Riverbed Technology | 0.0 | $146k | 10k | 14.60 | |
| PacWest Ban | 0.0 | $253k | 7.4k | 34.30 | |
| Iamgold Corp (IAG) | 0.0 | $57k | 12k | 4.79 | |
| New Gold Inc Cda (NGD) | 0.0 | $62k | 10k | 6.02 | |
| Vista Gold (VGZ) | 0.0 | $43k | 94k | 0.46 | |
| ParkerVision | 0.0 | $94k | 28k | 3.36 | |
| Rubicon Minerals Corp | 0.0 | $21k | 17k | 1.25 | |
| Achillion Pharmaceuticals | 0.0 | $0 | 100k | 0.00 | |
| Tanzanian Royalty Expl Corp | 0.0 | $31k | 12k | 2.52 | |
| Optimer Pharmaceuticals | 0.0 | $0 | 16k | 0.00 | |
| Transition Therapeutics | 0.0 | $150k | 37k | 4.10 | |
| Amyris | 0.0 | $99k | 43k | 2.31 | |
| iShares MSCI Canada Index (EWC) | 0.0 | $283k | 10k | 28.30 | |
| D Golden Minerals | 0.0 | $45k | 48k | 0.94 | |
| Threshold Pharmaceuticals | 0.0 | $93k | 20k | 4.65 | |
| Sterling Finl Corp Wash | 0.0 | $254k | 8.9k | 28.62 | |
| Richmont Mines | 0.0 | $74k | 52k | 1.41 | |
| B2gold Corp (BTG) | 0.0 | $62k | 25k | 2.48 | |
| Timmins Gold Corp | 0.0 | $26k | 16k | 1.67 | |
| Aurico Gold | 0.0 | $40k | 11k | 3.77 | |
| Kior Inc. Cl A | 0.0 | $31k | 11k | 2.79 | |
| Harris Teeter Supermarkets | 0.0 | $349k | 7.1k | 49.24 | |
| Access Midstream Partners, L.p | 0.0 | $242k | 5.0k | 48.40 | |
| Turquoisehillres | 0.0 | $75k | 17k | 4.41 | |
| Mondelez Int (MDLZ) | 0.0 | $283k | 9.0k | 31.44 | |
| Rlj Entmt | 0.0 | $74k | 14k | 5.48 |
