Cowen Group

Cowen as of Sept. 30, 2017

Portfolio Holdings for Cowen

Cowen holds 225 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kite Pharma 26.7 $755M 4.2M 179.81
Nxp Semiconductors N V (NXPI) 11.7 $330M 2.9M 113.09
Time Warner 9.3 $264M 2.6M 102.46
Scripps Networks Interactive 7.9 $224M 2.6M 85.89
C.R. Bard 6.5 $183M 572k 320.50
Calpine Corporation 1.9 $54M 3.6M 14.75
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.7 $47M 380k 124.76
Tribune Co New Cl A 1.6 $44M 1.1M 40.86
CenturyLink 1.5 $43M 2.3M 18.90
Metropcs Communications (TMUS) 1.5 $43M 697k 61.65
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 1.5 $42M 447k 93.32
iShares Russell 2000 Index (IWM) 1.4 $39M 265k 148.18
Advisory Board Company 1.3 $36M 671k 53.62
New York Reit 1.3 $36M 4.6M 7.85
At&t (T) 1.2 $34M 856k 39.17
Straight Path Communic Cl B 1.2 $33M 183k 180.67
Powershares Senior Loan Portfo mf 1.1 $30M 1.3M 23.16
Charter Communications Inc New Cl A cl a (CHTR) 1.1 $30M 82k 363.43
Spdr S&p 500 Etf (SPY) 1.0 $29M 117k 251.23
Vwr Corp cash securities 0.8 $23M 706k 33.11
Alere 0.8 $22M 436k 50.99
Level 3 Communications 0.6 $18M 332k 53.29
Consumer Staples Select Sect. SPDR (XLP) 0.6 $16M 304k 53.98
Monsanto Company 0.5 $13M 108k 119.82
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.4 $12M 211k 54.61
Boulevard Acquisition cl a 0.4 $12M 1.2M 10.00
Liberty Ventures - Ser A 0.4 $12M 201k 57.55
Discovery Communications 0.4 $11M 520k 20.27
Vantage Energy Acquisition unit 04/12/2024 0.4 $10M 1.0M 10.17
Unilever (UL) 0.3 $9.3M 160k 57.96
Ishares Inc msci india index (INDA) 0.3 $9.3M 285k 32.85
iShares MSCI Turkey Index Fund (TUR) 0.3 $9.0M 216k 41.81
Liberty Media Corp Delaware Com A Siriusxm 0.3 $8.6M 206k 41.90
Altaba 0.3 $8.1M 123k 66.24
Herbalife Ltd Com Stk (HLF) 0.3 $8.0M 118k 67.84
Lululemon Athletica (LULU) 0.3 $7.9M 126k 62.25
Amazon (AMZN) 0.3 $7.3M 7.6k 961.39
Ensco Plc Shs Class A 0.2 $7.0M 1.2M 5.97
Liberty Broadband Corporation (LBRDA) 0.2 $7.0M 75k 94.18
Kayne Anderson Acquisition unit 06/30/2022 0.2 $7.0M 701k 10.05
Anadarko Petroleum Corporation 0.2 $6.7M 138k 48.85
Petrobras Energia Participaciones SA 0.2 $6.4M 505k 12.62
iShares MSCI South Korea Index Fund (EWY) 0.2 $6.6M 95k 69.06
Matlin & Partners Acquisitio unit 05/28/2021a 0.2 $6.2M 612k 10.15
Discovery Communications 0.2 $5.9M 276k 21.29
Moneygram International 0.2 $6.0M 370k 16.11
Ilg 0.2 $5.8M 218k 26.73
Huntsman Corporation (HUN) 0.2 $5.7M 209k 27.42
Kraft Heinz (KHC) 0.2 $5.2M 68k 77.56
ConAgra Foods (CAG) 0.2 $5.0M 149k 33.72
PowerShares DB Agriculture Fund 0.2 $5.0M 266k 18.98
Akorn 0.2 $4.8M 145k 33.19
Sprouts Fmrs Mkt (SFM) 0.2 $4.9M 260k 18.77
Gp Invts Acquisition Cor 0.2 $4.9M 516k 9.50
Cf Corp shs cl a 0.2 $4.7M 423k 11.20
I Am Cap Acquisition Co unit 08/15/2022 0.2 $4.9M 476k 10.25
CPFL Energia 0.2 $4.6M 268k 17.16
General Communication 0.2 $4.6M 112k 40.79
Marathon Petroleum Corp (MPC) 0.2 $4.5M 79k 56.08
Hd Supply 0.2 $4.6M 129k 36.08
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $4.6M 450k 10.32
Dillard's (DDS) 0.1 $4.4M 78k 56.08
Sina Corporation 0.1 $4.0M 35k 114.66
Constellation Alpha Cap Corp 0.1 $3.9M 401k 9.75
Nordstrom (JWN) 0.1 $3.5M 75k 47.15
Visa (V) 0.1 $3.7M 35k 105.23
Hain Celestial (HAIN) 0.1 $3.7M 90k 41.16
Us Natural Gas Fd Etf 0.1 $3.8M 574k 6.57
Godaddy Inc cl a (GDDY) 0.1 $3.7M 85k 43.51
Silver Run Acquisition 0.1 $3.8M 374k 10.18
Tenet Healthcare Corporation (THC) 0.1 $3.3M 202k 16.43
La Jolla Pharmaceuticl Com Par 0.1 $3.3M 94k 34.78
Vale 0.1 $3.0M 320k 9.35
BHP Billiton 0.1 $2.8M 79k 35.45
Sinclair Broadcast 0.1 $2.9M 91k 32.05
Modern Media Acquisition unit 99/99/9999 0.1 $2.7M 240k 11.28
National Energy Services Reu (NESR) 0.1 $2.9M 300k 9.62
Yogaworks 0.1 $2.9M 1.0M 2.77
Transocean (RIG) 0.1 $2.6M 242k 10.76
Rockwell Collins 0.1 $2.4M 19k 130.70
Washington Prime (WB) 0.1 $2.5M 25k 98.96
Neuroderm Ltd F 0.1 $2.5M 64k 38.90
Allergan 0.1 $2.4M 12k 204.92
Dell Technologies Inc Class V equity 0.1 $2.5M 32k 77.22
Amicus Therapeutics (FOLD) 0.1 $2.2M 147k 15.08
Tesla Motors (TSLA) 0.1 $2.2M 6.5k 341.20
Oci Partners 0.1 $2.1M 265k 8.00
Silver Run Acquisition unit 99/99/9999 0.1 $2.1M 200k 10.75
Hunter Maritime Acquisition cl a 0.1 $2.3M 236k 9.84
Bristol Myers Squibb (BMY) 0.1 $1.9M 30k 63.37
NxStage Medical 0.1 $1.9M 69k 27.61
Golar Lng (GLNG) 0.1 $1.9M 84k 22.61
Nortel Inversora 0.1 $2.0M 52k 39.00
Hollyfrontier Corp 0.1 $1.9M 52k 35.97
Orbital Atk 0.1 $2.0M 15k 133.15
Gores Hldgs Ii 0.1 $2.1M 207k 9.97
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.1 $2.0M 199k 10.20
Cision Ltd *w exp 06/22/202 0.1 $2.0M 669k 2.95
Rite Aid Corporation 0.1 $1.7M 858k 1.96
Rockwell Automation (ROK) 0.1 $1.8M 10k 178.20
Prospect Capital Corporation (PSEC) 0.1 $1.7M 248k 6.72
Grifols S A Sponsored Adr R (GRFS) 0.1 $1.7M 76k 21.89
Johnson Controls International Plc equity (JCI) 0.1 $1.6M 40k 40.30
M Iii Acquisition Corp equities 0.1 $1.7M 176k 9.80
Jbg Smith Properties (JBGS) 0.1 $1.7M 50k 34.20
Apple (AAPL) 0.1 $1.3M 8.3k 154.07
Anheuser-Busch InBev NV (BUD) 0.1 $1.3M 11k 119.27
Southwest Airlines (LUV) 0.1 $1.4M 25k 56.00
Energen Corporation 0.1 $1.4M 25k 54.68
Central Fd Cda Ltd cl a 0.1 $1.4M 112k 12.67
LogMeIn 0.1 $1.3M 12k 110.04
Spdr Short-term High Yield mf (SJNK) 0.1 $1.5M 52k 27.97
Pbf Energy Inc cl a (PBF) 0.1 $1.3M 48k 27.61
Sterling Bancorp 0.1 $1.3M 52k 24.65
Conduent Incorporate (CNDT) 0.1 $1.5M 94k 15.67
NVIDIA Corporation (NVDA) 0.0 $1.0M 5.8k 178.79
Syngenta 0.0 $1.1M 12k 92.08
Lennar Corporation (LEN.B) 0.0 $1.2M 26k 45.07
Nexstar Broadcasting (NXST) 0.0 $1.0M 17k 62.33
Insmed (INSM) 0.0 $1.1M 35k 31.22
Te Connectivity Ltd for 0.0 $998k 12k 83.14
Hca Holdings (HCA) 0.0 $1.2M 15k 79.60
Intercept Pharmaceuticals In 0.0 $1.2M 20k 58.05
Silver Spring Networks 0.0 $1.0M 65k 16.17
Sage Therapeutics (SAGE) 0.0 $1.2M 20k 62.30
Madison Square Garden Cl A (MSGS) 0.0 $1.3M 5.9k 214.14
Gty Technology Holdings Inc cl a 0.0 $1.0M 100k 10.06
Xerox 0.0 $1.2M 37k 33.30
Forum Merger Corp unit 06/01/2024 0.0 $1.0M 100k 10.25
Charles Schwab Corporation (SCHW) 0.0 $722k 17k 43.76
Morgan Stanley (MS) 0.0 $723k 15k 48.20
Cadence Design Systems (CDNS) 0.0 $742k 19k 39.47
Nextera Energy (NEE) 0.0 $733k 5.0k 146.60
Via 0.0 $734k 20k 36.70
Penn National Gaming (PENN) 0.0 $916k 39k 23.37
Wyndham Worldwide Corporation 0.0 $727k 6.9k 105.36
Chipotle Mexican Grill (CMG) 0.0 $831k 2.7k 307.78
Fred's 0.0 $927k 144k 6.44
Magellan Midstream Partners 0.0 $771k 11k 71.03
Sprint 0.0 $934k 120k 7.78
M Iii Acquisition Corp unit 99/99/9999t 0.0 $985k 96k 10.31
Modern Media Acquisition 0.0 $832k 85k 9.77
Forum Merger Corp - A 0.0 $987k 101k 9.75
Forestar Group (FOR) 0.0 $860k 50k 17.20
Social Cap Hedosophia Hldgs unit 99/99/9999 0.0 $961k 90k 10.67
Two Harbors Investment 0.0 $504k 50k 10.08
Bank of America Corporation (BAC) 0.0 $507k 20k 25.35
Johnson & Johnson (JNJ) 0.0 $436k 3.4k 129.82
Hologic (HOLX) 0.0 $550k 15k 36.67
Northrop Grumman Corporation (NOC) 0.0 $575k 2.0k 287.50
Raytheon Company 0.0 $653k 3.5k 186.57
International Business Machines (IBM) 0.0 $580k 4.0k 145.00
NCR Corporation (VYX) 0.0 $600k 16k 37.50
General Dynamics Corporation (GD) 0.0 $617k 3.0k 205.67
Enterprise Products Partners (EPD) 0.0 $533k 21k 26.06
Synchronoss Technologies 0.0 $624k 67k 9.33
Suburban Propane Partners (SPH) 0.0 $490k 19k 26.06
Terex Corporation (TEX) 0.0 $675k 15k 45.00
Alnylam Pharmaceuticals (ALNY) 0.0 $670k 5.7k 117.54
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $494k 44k 11.29
Pandora Media 0.0 $535k 70k 7.70
Prudential Sht Duration Hg Y 0.0 $534k 35k 15.26
Exone 0.0 $511k 45k 11.36
Ultragenyx Pharmaceutical (RARE) 0.0 $648k 12k 53.22
Zayo Group Hldgs 0.0 $438k 13k 34.42
Alphabet Inc Class C cs (GOOG) 0.0 $634k 661.00 959.15
Double Eagle Acquisition Cor 0.0 $659k 65k 10.10
Nexeo Solutions Inc *w exp 06/09/202 0.0 $444k 1.0M 0.44
Cogint 0.0 $467k 95k 4.90
Kbl Merger Corp Iv unit 01/15/2024 0.0 $442k 43k 10.20
Matlin & Partners Acquisitio cl a 0.0 $592k 60k 9.81
Osprey Energy Acquisition Co unit 07/21/2022 0.0 $467k 47k 9.93
Simply Good Foods Co *w exp 07/07/202 0.0 $534k 224k 2.38
Atlantic Acquisition Corp 0.0 $660k 67k 9.80
Sociedad Quimica y Minera (SQM) 0.0 $306k 5.5k 55.64
Berkshire Hathaway (BRK.A) 0.0 $275k 1.00 275000.00
Capital One Financial (COF) 0.0 $423k 5.0k 84.60
CIGNA Corporation 0.0 $350k 18k 19.66
Astoria Financial Corporation 0.0 $215k 10k 21.50
TICC Capital 0.0 $262k 38k 6.84
Boardwalk Pipeline Partners 0.0 $379k 26k 14.70
Brocade Communications Systems 0.0 $179k 15k 11.93
Acacia Research Corporation (ACTG) 0.0 $168k 37k 4.54
Oneok (OKE) 0.0 $246k 4.4k 55.32
Angie's List 0.0 $240k 19k 12.44
Delphi Automotive 0.0 $295k 3.0k 98.33
Caesars Entertainment 0.0 $334k 25k 13.36
Facebook Inc cl a (META) 0.0 $222k 1.3k 170.77
Ambarella (AMBA) 0.0 $294k 6.0k 49.00
D Stemline Therapeutics 0.0 $420k 38k 11.11
Paypal Holdings (PYPL) 0.0 $333k 5.2k 64.04
Zynerba Pharmaceuticals 0.0 $167k 20k 8.35
Agrofresh Solutions wts feb 19 19 0.0 $310k 564k 0.55
Pinnacle Entertainment 0.0 $330k 16k 21.29
Etf Managers Tr purefunds ise cy 0.0 $286k 9.5k 30.11
Landcadia Hldgs Inc cl a 0.0 $157k 16k 10.01
Daseke Inc *w exp 03/31/202 0.0 $285k 175k 1.63
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $390k 256k 1.52
Energy Transfer Partners 0.0 $283k 16k 18.29
Proshares Ultrashort S&p 500 0.0 $416k 8.9k 46.66
National Energy Services Reu *w exp 05/05/202 0.0 $150k 300k 0.50
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $231k 549k 0.42
Modern Media Acquisition right 99/99/9999 0.0 $143k 339k 0.42
Draper Oakwood Technology unit 09/30/2024 0.0 $321k 32k 10.15
Pensare Acquisition Corp 0.0 $298k 31k 9.68
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $199k 273k 0.73
Industrea Acquisition Corp cl a 0.0 $319k 33k 9.78
El Paso Electric Company 0.0 $0 951k 0.00
Nanoviricides 0.0 $0 374k 0.00
Community Health Sys Inc New right 01/27/2016 0.0 $7.7k 775k 0.01
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $25k 36k 0.69
Cf Corp *w exp 05/25/202 0.0 $48k 23k 2.11
Gty Technology Holdings Inc w exp 99/99/999 0.0 $16k 14k 1.15
Dynegy Inc New Del W Exp 02/02/202 0.0 $2.0k 10k 0.20
Tpg Pace Holdings Corp 0.0 $134k 13k 10.32
Kayne Anderson Acquisition 0.0 $98k 10k 9.80
Ovid Therapeutics (OVID) 0.0 $88k 10k 8.62
Forum Merger Corp right 06/01/2019 0.0 $128k 328k 0.39
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $81k 91k 0.89
Kbl Merger Corp Iv right 03/22/2019 0.0 $44k 153k 0.29
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $65k 270k 0.24
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $30k 87k 0.34
Bison Cap Acquisition Corp right 03/20/2019 0.0 $13k 42k 0.31
Industrea Acquisition Corp *w exp 08/01/202 0.0 $18k 45k 0.40
Pensare Acquisition Corp right 0.0 $42k 105k 0.40