Cowen Group

Cowen as of Dec. 31, 2017

Portfolio Holdings for Cowen

Cowen holds 231 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akorn 12.4 $338M 2.0M 172.87
Spdr S&p 500 Etf (SPY) 9.8 $267M 1.0M 266.80
Aetna 8.6 $234M 1.3M 180.39
At&t (T) 7.4 $202M 3.2M 63.84
Nxp Semiconductors N V (NXPI) 6.6 $180M 5.0M 36.19
Monsanto Company 5.9 $160M 1.4M 116.78
Scripps Networks Interactive 5.0 $136M 1.6M 85.38
Discovery Communications 2.9 $78M 1.3M 59.12
Time Warner 2.9 $78M 848k 91.47
iShares Russell 2000 Index (IWM) 2.8 $76M 500k 152.46
Rockwell Collins 2.6 $71M 519k 135.67
Qualcomm (QCOM) 2.2 $61M 949k 64.02
Ilg 1.7 $46M 333k 137.10
Tribune Co New Cl A 1.6 $44M 1.0M 42.47
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 1.4 $39M 398k 97.76
BroadSoft 1.2 $32M 201k 157.10
Powershares Senior Loan Portfo mf 1.1 $30M 1.3M 23.04
Cavium 0.8 $23M 272k 83.83
United Technologies Corporation 0.7 $19M 151k 127.57
Straight Path Communic Cl B 0.7 $18M 100k 181.80
PowerShares QQQ Trust, Series 1 0.6 $16M 105k 155.76
Fgl Holdings 0.6 $16M 1.6M 10.07
CenturyLink 0.5 $14M 684k 20.15
Calpine Corporation 0.5 $13M 886k 15.13
Hunter Maritime Acquisition cl a 0.5 $12M 1.2M 9.76
Zayo Group Hldgs 0.4 $12M 324k 36.79
Adobe Systems Incorporated (ADBE) 0.4 $11M 65k 175.24
Consumer Staples Select Sect. SPDR (XLP) 0.4 $12M 202k 56.89
Liberty Media Corp Delaware Com A Siriusxm 0.4 $11M 273k 39.66
Delphi Automotive Inc international (APTV) 0.4 $11M 127k 84.67
Vantage Energy Acquisition unit 04/12/2024 0.4 $11M 1.0M 10.20
Amazon (AMZN) 0.4 $10M 8.9k 1169.42
Microsoft Corporation (MSFT) 0.4 $10M 117k 85.61
Pinnacle Foods Inc De 0.4 $10M 168k 59.46
Analog Devices (ADI) 0.3 $9.6M 108k 89.03
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.3 $9.5M 301k 31.74
Petrobras Energia Participaciones SA 0.3 $9.4M 689k 13.59
Twenty-first Century Fox 0.3 $9.4M 205k 45.73
Unilever (UL) 0.3 $9.0M 162k 55.34
Altaba 0.3 $8.8M 127k 69.85
Capitol Invt Corp Iv cl a ord 0.3 $8.8M 912k 9.68
Alphabet Inc Class A cs (GOOGL) 0.3 $8.7M 8.2k 1053.46
Kayne Anderson Acquisition unit 06/30/2022 0.3 $8.4M 846k 9.96
Activision Blizzard 0.3 $8.1M 128k 63.32
McDonald's Corporation (MCD) 0.3 $7.8M 45k 172.11
Take-Two Interactive Software (TTWO) 0.3 $8.0M 73k 109.78
salesforce (CRM) 0.3 $7.8M 77k 102.24
Caesars Entertainment 0.3 $7.9M 624k 12.65
Madison Square Garden Cl A (MSGS) 0.3 $8.0M 38k 210.86
BlackRock (BLK) 0.3 $7.1M 14k 513.70
Boeing Company (BA) 0.3 $7.1M 24k 294.92
Lennar Corporation (LEN.B) 0.3 $7.0M 136k 51.68
iShares MSCI South Korea Index Fund (EWY) 0.3 $7.1M 95k 74.93
Dell Technologies Inc Class V equity 0.3 $7.0M 86k 81.28
Matlin & Partners Acquisitio unit 05/28/2021a 0.3 $7.1M 698k 10.15
Fortinet (FTNT) 0.2 $6.9M 158k 43.69
Charter Communications Inc New Cl A cl a (CHTR) 0.2 $6.4M 19k 335.94
Liberty Ventures - Ser A 0.2 $6.6M 122k 54.24
LogMeIn 0.2 $6.3M 55k 114.50
Gigcapital Inc unit 03/06/2025 0.2 $5.9M 588k 10.00
Pepsi (PEP) 0.2 $5.5M 46k 120.00
Silicon Motion Technology (SIMO) 0.2 $5.3M 100k 52.96
Fox News 0.2 $5.5M 161k 34.12
Dynegy 0.2 $5.1M 431k 11.85
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $5.2M 505k 10.37
Sina Corporation 0.2 $4.9M 49k 100.30
Xerox 0.2 $4.9M 169k 29.15
Ambarella (AMBA) 0.2 $4.3M 72k 58.75
Global Partner Acquisition C 0.2 $4.4M 434k 10.05
Hrg 0.1 $4.2M 246k 16.95
First Data 0.1 $4.1M 245k 16.71
Federal Str Acquisition Corp cl a 0.1 $4.0M 417k 9.71
Apple (AAPL) 0.1 $3.8M 22k 169.38
Servicenow (NOW) 0.1 $3.9M 30k 130.37
Empresa Nacional de Electricidad 0.1 $3.5M 131k 26.91
Semtech Corporation (SMTC) 0.1 $3.5M 104k 34.19
stock 0.1 $3.4M 41k 82.83
Dana Holding Corporation (DAN) 0.1 $3.2M 100k 32.01
Oci Partners 0.1 $3.2M 402k 8.05
Snap Inc cl a (SNAP) 0.1 $2.9M 200k 14.61
Legacy Acquisition Corp unit 05/31/2024 0.1 $2.9M 295k 9.94
Transocean (RIG) 0.1 $2.8M 260k 10.68
Xilinx 0.1 $2.7M 40k 67.42
Gores Hldgs Ii 0.1 $2.8M 279k 9.94
Yogaworks 0.1 $2.6M 935k 2.83
Exxon Mobil Corporation (XOM) 0.1 $2.4M 29k 83.65
Johnson & Johnson (JNJ) 0.1 $2.4M 17k 139.64
General Mills (GIS) 0.1 $2.4M 40k 59.28
SPDR Gold Trust (GLD) 0.1 $2.5M 20k 123.65
Entercom Communications 0.1 $2.5M 230k 10.80
Gty Technology Holdings Inc cl a 0.1 $2.5M 247k 9.93
Washington Prime (WB) 0.1 $2.1M 20k 103.45
Alphabet Inc Class C cs (GOOG) 0.1 $2.2M 2.1k 1046.18
Cowen Group Inc New Cl A 0.1 $2.0M 149k 13.65
Cm Seven Star Acquisition 0.1 $2.2M 229k 9.65
Pentair cs (PNR) 0.1 $2.0M 29k 70.63
Conduent Incorporate (CNDT) 0.1 $1.8M 111k 16.16
Modern Media Acquisition unit 99/99/9999 0.1 $1.9M 179k 10.51
Silver Run Acquisition 0.1 $1.8M 186k 9.91
BHP Billiton 0.1 $1.7M 42k 40.29
MGM Resorts International. (MGM) 0.1 $1.7M 50k 33.40
PDF Solutions (PDFS) 0.1 $1.6M 100k 15.70
Metropcs Communications (TMUS) 0.1 $1.6M 25k 63.52
Johnson Controls International Plc equity (JCI) 0.1 $1.7M 45k 38.11
National Energy Services Reu (NESR) 0.1 $1.7M 167k 9.95
Berkshire Hathaway (BRK.B) 0.1 $1.4M 7.0k 198.26
Golar Lng (GLNG) 0.1 $1.5M 50k 29.81
iShares Silver Trust (SLV) 0.1 $1.4M 90k 15.99
Spdr Short-term High Yield mf (SJNK) 0.1 $1.4M 50k 27.55
Hd Supply 0.1 $1.3M 32k 40.03
Sterling Bancorp 0.1 $1.3M 52k 24.60
Ggp 0.1 $1.2M 53k 23.39
Tpg Pace Holdings Corp 0.1 $1.3M 126k 10.35
Jbg Smith Properties (JBGS) 0.1 $1.5M 42k 34.74
Capitol Invt Corp Iv unit 99/99/9999 0.1 $1.5M 147k 10.06
Constellation Alpha Cap Corp 0.1 $1.5M 150k 9.75
JPMorgan Chase & Co. (JPM) 0.0 $1.2M 11k 106.93
Martin Marietta Materials (MLM) 0.0 $1.1M 5.0k 221.00
NVIDIA Corporation (NVDA) 0.0 $1.1M 5.8k 193.47
Verizon Communications (VZ) 0.0 $964k 18k 52.94
Procter & Gamble Company (PG) 0.0 $1.2M 13k 91.87
Agilent Technologies Inc C ommon (A) 0.0 $1.2M 18k 66.97
Cypress Semiconductor Corporation 0.0 $1.1M 75k 15.24
EQT Corporation (EQT) 0.0 $1.0M 18k 56.92
Te Connectivity Ltd for (TEL) 0.0 $1.1M 12k 95.08
Facebook Inc cl a (META) 0.0 $1.2M 6.6k 176.53
Servicemaster Global 0.0 $1.1M 21k 51.26
M Iii Acquisition Corp unit 99/99/9999t 0.0 $1.0M 96k 10.60
Envision Healthcare 0.0 $1.1M 32k 34.55
Forum Merger Corp unit 06/01/2024 0.0 $1.1M 100k 10.90
Osprey Energy Acquisition Co unit 07/21/2022 0.0 $995k 100k 9.95
Charles Schwab Corporation (SCHW) 0.0 $848k 17k 51.39
Bank of America Corporation (BAC) 0.0 $812k 28k 29.53
Home Depot (HD) 0.0 $739k 3.9k 189.49
Pfizer (PFE) 0.0 $921k 25k 36.26
International Business Machines (IBM) 0.0 $852k 5.6k 153.42
Nextera Energy (NEE) 0.0 $781k 5.0k 156.20
Philip Morris International (PM) 0.0 $782k 7.4k 105.69
Rite Aid Corporation 0.0 $821k 417k 1.97
Sprouts Fmrs Mkt (SFM) 0.0 $862k 35k 24.36
Horizon Pharma 0.0 $781k 54k 14.60
Paypal Holdings (PYPL) 0.0 $832k 11k 73.63
Electrum Spl Acquisition Cor 0.0 $702k 68k 10.32
M I Acquisitions Inc unit 99/99/9999 0.0 $826k 78k 10.62
MasterCard Incorporated (MA) 0.0 $454k 3.0k 151.43
Coca-Cola Company (KO) 0.0 $592k 13k 45.89
Walt Disney Company (DIS) 0.0 $592k 5.5k 107.67
Chevron Corporation (CVX) 0.0 $601k 4.8k 125.21
Cisco Systems (CSCO) 0.0 $563k 15k 38.30
Northrop Grumman Corporation (NOC) 0.0 $614k 2.0k 307.00
Wells Fargo & Company (WFC) 0.0 $540k 8.9k 60.67
Intel Corporation (INTC) 0.0 $452k 9.8k 46.11
Cadence Design Systems (CDNS) 0.0 $518k 12k 41.86
Raytheon Company 0.0 $657k 3.5k 187.71
Altria (MO) 0.0 $528k 7.4k 71.33
Amgen (AMGN) 0.0 $522k 3.0k 173.85
Anadarko Petroleum Corporation 0.0 $671k 13k 53.68
Capital One Financial (COF) 0.0 $498k 5.0k 99.60
UnitedHealth (UNH) 0.0 $463k 2.1k 220.48
General Dynamics Corporation (GD) 0.0 $610k 3.0k 203.33
Visa (V) 0.0 $479k 4.2k 114.05
Zimmer Holdings (ZBH) 0.0 $543k 4.5k 120.67
Magellan Midstream Partners 0.0 $412k 5.8k 70.97
Acacia Research Corporation (ACTG) 0.0 $450k 111k 4.05
Tesla Motors (TSLA) 0.0 $467k 1.5k 311.33
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $449k 41k 10.94
Citigroup (C) 0.0 $580k 7.8k 74.32
Renewable Energy 0.0 $442k 38k 11.80
Ensco Plc Shs Class A 0.0 $655k 92k 7.13
Prudential Sht Duration Hg Y 0.0 $517k 35k 14.77
Grifols S A Sponsored Adr R (GRFS) 0.0 $522k 23k 22.91
Landcadia Hldgs Inc cl a 0.0 $567k 57k 9.93
Gty Technology Holdings Inc. unit 99/99/9999 0.0 $481k 47k 10.31
Kbl Merger Corp Iv unit 01/15/2024 0.0 $494k 49k 10.15
Modern Media Acquisition 0.0 $458k 47k 9.80
Cision Ltd *w exp 06/22/202 0.0 $490k 180k 2.72
Dowdupont 0.0 $584k 8.2k 71.18
Fgl Holdings Warrants warrants 0.0 $466k 300k 1.55
Sociedad Quimica y Minera (SQM) 0.0 $327k 5.5k 59.45
Wal-Mart Stores (WMT) 0.0 $296k 3.0k 98.67
Abbott Laboratories (ABT) 0.0 $223k 3.9k 57.18
General Electric Company 0.0 $372k 21k 17.46
3M Company (MMM) 0.0 $282k 1.2k 235.00
Hologic (HOLX) 0.0 $321k 7.5k 42.80
Union Pacific Corporation (UNP) 0.0 $322k 2.4k 134.17
Electronic Arts (EA) 0.0 $389k 3.7k 105.14
Honeywell International (HON) 0.0 $261k 1.7k 153.53
Merck & Co (MRK) 0.0 $225k 4.0k 56.25
NCR Corporation (VYX) 0.0 $340k 10k 34.00
Oracle Corporation (ORCL) 0.0 $355k 7.5k 47.33
Quanta Services (PWR) 0.0 $274k 7.0k 39.14
CPFL Energia 0.0 $314k 27k 11.52
Suburban Propane Partners (SPH) 0.0 $322k 13k 24.21
Vonage Holdings 0.0 $185k 18k 10.19
D Stemline Therapeutics 0.0 $374k 24k 15.62
Sprint 0.0 $312k 53k 5.90
Revance Therapeutics (RVNC) 0.0 $225k 6.3k 35.71
Klx Inc Com $0.01 0.0 $205k 3.0k 68.33
Juno Therapeutics 0.0 $309k 6.8k 45.78
Medtronic (MDT) 0.0 $234k 2.9k 80.69
Agrofresh Solutions wts feb 19 19 0.0 $286k 696k 0.41
Saban Cap Acquisition 0.0 $274k 28k 9.91
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $254k 162k 1.57
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $148k 462k 0.32
Energy Transfer Partners 0.0 $215k 12k 17.96
Silver Run Acquisition *w exp 03/28/202 0.0 $145k 97k 1.49
Forum Merger Corp - A 0.0 $155k 16k 9.98
Forum Merger Corp *w exp 06/01/202 0.0 $168k 247k 0.68
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $261k 620k 0.42
Vantage Energy Acquisition w exp 04/12/202 0.0 $181k 151k 1.20
Social Cap Hedosophia Hldgs unit 99/99/9999 0.0 $251k 24k 10.60
Hennessy Cap Acquston Corp I 0.0 $215k 22k 9.79
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $166k 195k 0.85
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $191k 109k 1.75
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $298k 271k 1.10
Community Health Sys Inc New right 01/27/2016 0.0 $55k 5.5M 0.01
Nii Holdings 0.0 $112k 267k 0.42
Nexeo Solutions Inc *w exp 06/09/202 0.0 $23k 38k 0.61
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $42k 34k 1.24
Fintech Acquisition Corp Ii 0.0 $121k 12k 9.96
National Energy Services Reu *w exp 05/05/202 0.0 $111k 135k 0.82
Modern Media Acquisition right 99/99/9999 0.0 $22k 56k 0.40
Modern Media Acquisition w exp 05/17/202 0.0 $9.9k 17k 0.57
Kbl Merger Corp Iv right 03/22/2019 0.0 $37k 129k 0.29
Industrea Acquisition Corp cl a 0.0 $97k 10k 9.70
Industrea Acquisition Corp *w exp 08/01/202 0.0 $14k 34k 0.41
Pensare Acquisition Corp *w exp 07/27/202 0.0 $18k 33k 0.55
Pensare Acquisition Corp right 0.0 $7.0k 13k 0.54
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $108k 70k 1.55
Willscot Corp *w exp 09/10/202 0.0 $18k 12k 1.45
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $91k 315k 0.29