Cowen Group

Cowen as of March 31, 2018

Portfolio Holdings for Cowen

Cowen holds 293 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Aetna 21.4 $31B 184M 169.01
Spdr S&p 500 Etf (SPY) 18.2 $26B 101M 263.16
Nxp Semiconductors N V (NXPI) 14.9 $22B 185M 117.00
Xl 11.7 $17B 307M 55.26
CIGNA Corporation 9.9 $14B 40M 359.10
Qualcomm (QCOM) 6.2 $9.0B 162M 55.41
CVS Caremark Corporation (CVS) 4.8 $6.9B 111M 62.29
PowerShares QQQ Trust, Series 1 3.3 $4.8B 29M 167.48
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 2.9 $4.2B 40M 104.25
Acorda Therapeutics 1.1 $1.6B 67M 23.65
At&t (T) 1.0 $1.4B 202M 7.09
Express Scripts Holding 1.0 $1.4B 23M 60.40
Commscope Hldg (COMM) 0.6 $794M 20M 39.96
Microsemi Corporation 0.5 $777M 177M 4.39
International Paper Company (IP) 0.4 $535M 35M 15.11
Sirius Xm Holdings 0.3 $471M 75M 6.24
Transcanada Corp 0.2 $261M 6.3M 41.36
Cavium 0.2 $226M 2.9M 79.38
Akorn 0.1 $173M 9.2M 18.71
Monsanto Company 0.1 $146M 1.2M 116.69
Time Warner 0.1 $127M 1.3M 94.58
Exxon Mobil Corporation (XOM) 0.1 $116M 1.5M 74.65
Apple (AAPL) 0.1 $99M 591k 167.75
Johnson & Johnson (JNJ) 0.1 $94M 733k 128.09
Rockwell Collins 0.1 $89M 657k 134.67
Ablynx Nv 0.1 $74M 1.4M 54.56
Walt Disney Company (DIS) 0.0 $53M 532k 100.44
Bristol Myers Squibb (BMY) 0.0 $60M 944k 63.14
Raytheon Company 0.0 $55M 254k 215.71
Pepsi (PEP) 0.0 $65M 591k 109.15
Amazon (AMZN) 0.0 $55M 38k 1447.39
iShares Russell 2000 Index (IWM) 0.0 $57M 38M 1.52
Blackhawk Network Hldgs Inc cl a 0.0 $52M 1.2M 44.70
Alphabet Inc Class C cs (GOOG) 0.0 $53M 51k 1032.26
Microsoft Corporation (MSFT) 0.0 $39M 426k 91.27
DST Systems 0.0 $37M 445k 83.65
Dominion Resources (D) 0.0 $46M 35M 1.33
Electronic Arts (EA) 0.0 $47M 386k 121.24
Adobe Systems Incorporated (ADBE) 0.0 $23M 108k 216.08
Constellation Brands (STZ) 0.0 $27M 117k 227.93
salesforce (CRM) 0.0 $23M 195k 116.30
Validus Holdings 0.0 $34M 500k 67.45
Facebook Inc cl a (META) 0.0 $31M 194k 159.82
Paypal Holdings (PYPL) 0.0 $22M 289k 75.87
Stewart Information Services Corporation (STC) 0.0 $7.6M 173k 43.94
Archer Daniels Midland Company (ADM) 0.0 $7.6M 175k 43.36
Lennar Corporation (LEN) 0.0 $8.4M 142k 58.94
Analog Devices (ADI) 0.0 $12M 132k 91.13
AmerisourceBergen (COR) 0.0 $9.9M 115k 86.21
Cadence Design Systems (CDNS) 0.0 $13M 361k 36.77
Deere & Company (DE) 0.0 $12M 79k 155.32
United Technologies Corporation 0.0 $15M 119k 125.82
Wynn Resorts (WYNN) 0.0 $19M 106k 182.36
Take-Two Interactive Software (TTWO) 0.0 $8.5M 87k 97.78
Petrobras Energia Participaciones SA 0.0 $10M 850k 11.80
Empresa Nacional de Electricidad 0.0 $11M 368k 28.53
Chicago Bridge & Iron Company 0.0 $7.9M 548k 14.40
Unilever (UL) 0.0 $8.7M 157k 55.56
Orbotech Ltd Com Stk 0.0 $15M 238k 62.18
VMware 0.0 $13M 105k 121.28
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $10M 100k 103.80
Vectren Corporation 0.0 $11M 170k 63.92
Servicenow (NOW) 0.0 $12M 74k 165.45
Madison Square Garden Cl A (MSGS) 0.0 $9.3M 38k 245.79
Liberty Media Corp Delaware Com A Siriusxm 0.0 $11M 262k 41.10
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $13M 40k 311.23
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.0 $11M 436k 24.08
Kayne Anderson Acquisition unit 06/30/2022 0.0 $11M 1.1M 10.05
Vantage Energy Acquisition unit 04/12/2024 0.0 $12M 1.1M 10.23
Delphi Automotive Inc international (APTV) 0.0 $13M 155k 84.97
Sprott Physical Gold & S (CEF) 0.0 $11M 796k 13.22
BP (BP) 0.0 $2.6M 65k 40.54
PHH Corporation 0.0 $785k 75k 10.47
Vale (VALE) 0.0 $254k 20k 12.70
BHP Billiton 0.0 $810k 20k 39.72
BlackRock 0.0 $6.1M 11k 541.72
Goldman Sachs (GS) 0.0 $479k 190k 2.52
Charles Schwab Corporation (SCHW) 0.0 $862k 17k 52.24
U.S. Bancorp (USB) 0.0 $286k 560k 0.51
Coca-Cola Company (KO) 0.0 $460k 1.1M 0.43
Costco Wholesale Corporation (COST) 0.0 $414k 220k 1.88
IAC/InterActive 0.0 $1.5M 9.6k 156.35
Wal-Mart Stores (WMT) 0.0 $231k 260k 0.89
Home Depot (HD) 0.0 $516k 290k 1.78
BioMarin Pharmaceutical (BMRN) 0.0 $1.1M 13k 81.07
Incyte Corporation (INCY) 0.0 $4.4M 53k 83.34
Bunge 0.0 $2.3M 31k 73.92
Chevron Corporation (CVX) 0.0 $296k 260k 1.14
General Electric Company 0.0 $7.2M 535k 13.48
United Parcel Service (UPS) 0.0 $588k 560k 1.05
Bed Bath & Beyond 0.0 $1.1M 53k 21.00
Cisco Systems (CSCO) 0.0 $471k 1.1M 0.43
NVIDIA Corporation (NVDA) 0.0 $1.3M 5.8k 231.62
Northrop Grumman Corporation (NOC) 0.0 $698k 2.0k 349.00
Wells Fargo & Company (WFC) 0.0 $218k 420k 0.52
Automatic Data Processing (ADP) 0.0 $638k 560k 1.14
Verizon Communications (VZ) 0.0 $457k 951k 0.48
Kroger (KR) 0.0 $598k 2.5M 0.24
Thermo Fisher Scientific (TMO) 0.0 $662k 320k 2.07
McKesson Corporation (MCK) 0.0 $563k 4.0k 140.75
Lockheed Martin Corporation (LMT) 0.0 $304k 90k 3.38
Altria (MO) 0.0 $800k 1.3M 0.62
Capital One Financial (COF) 0.0 $479k 5.0k 95.80
ConocoPhillips (COP) 0.0 $478k 810k 0.59
Hess (HES) 0.0 $1.0M 21k 50.63
International Business Machines (IBM) 0.0 $465k 304k 1.53
Maxim Integrated Products 0.0 $3.4M 57k 60.23
Merck & Co (MRK) 0.0 $497k 920k 0.54
Nextera Energy (NEE) 0.0 $817k 5.0k 163.40
Nike (NKE) 0.0 $495k 750k 0.66
Occidental Petroleum Corporation (OXY) 0.0 $273k 420k 0.65
Philip Morris International (PM) 0.0 $220k 220k 1.00
Procter & Gamble Company (PG) 0.0 $806k 1.0M 0.79
Schlumberger (SLB) 0.0 $221k 340k 0.65
Texas Instruments Incorporated (TXN) 0.0 $770k 740k 1.04
UnitedHealth (UNH) 0.0 $321k 150k 2.14
Agilent Technologies Inc C ommon (A) 0.0 $3.8M 56k 66.89
Biogen Idec (BIIB) 0.0 $376k 1.4k 273.85
PG&E Corporation (PCG) 0.0 $326k 740k 0.44
Starbucks Corporation (SBUX) 0.0 $296k 510k 0.58
Accenture (ACN) 0.0 $367k 240k 1.53
General Dynamics Corporation (GD) 0.0 $404k 183k 2.21
Penn National Gaming (PENN) 0.0 $5.0M 191k 26.26
AutoZone (AZO) 0.0 $584k 90k 6.49
Discovery Communications 0.0 $6.2M 316k 19.52
Dr Pepper Snapple 0.0 $1.7M 14k 118.36
Dover Corporation (DOV) 0.0 $982k 10k 98.20
Oracle Corporation (ORCL) 0.0 $336k 730k 0.46
Pioneer Natural Resources 0.0 $1.3M 7.5k 171.73
Marathon Oil Corporation (MRO) 0.0 $1.3M 79k 16.13
Lennar Corporation (LEN.B) 0.0 $2.1M 45k 47.68
Rite Aid Corporation 0.0 $84k 50k 1.68
iShares NASDAQ Biotechnology Index (IBB) 0.0 $2.1M 20k 106.70
Quanta Services (PWR) 0.0 $619k 18k 34.38
Enbridge (ENB) 0.0 $2.0M 64k 31.46
KapStone Paper and Packaging 0.0 $3.7M 108k 34.31
Seagate Technology Com Stk 0.0 $844k 1.4M 0.59
BHP Billiton (BHP) 0.0 $3.7M 83k 44.43
Chipotle Mexican Grill (CMG) 0.0 $549k 170k 3.23
El Paso Electric Company 0.0 $0 951k 0.00
Exelixis (EXEL) 0.0 $444k 20k 22.20
MetLife (MET) 0.0 $244k 530k 0.46
Trinity Industries (TRN) 0.0 $1.6M 49k 32.65
Hain Celestial (HAIN) 0.0 $2.7M 83k 32.07
Lululemon Athletica (LULU) 0.0 $2.3M 26k 89.09
MGM Resorts International. (MGM) 0.0 $833k 24k 35.00
Neurocrine Biosciences (NBIX) 0.0 $1.9M 23k 82.92
ImmunoGen 0.0 $202k 19k 10.52
Callidus Software 0.0 $1.1M 31k 35.94
Alnylam Pharmaceuticals (ALNY) 0.0 $1.2M 10k 119.10
EQT Corporation (EQT) 0.0 $849k 18k 47.44
Manulife Finl Corp (MFC) 0.0 $406k 22k 18.58
Amicus Therapeutics (FOLD) 0.0 $4.6M 305k 15.04
Oclaro 0.0 $335k 35k 9.57
Simon Property (SPG) 0.0 $233k 150k 1.55
Vonage Holdings 0.0 $1.1M 101k 10.65
Thomson Reuters Corp 0.0 $566k 15k 38.67
Unisys Corporation (UIS) 0.0 $161k 15k 10.73
ACADIA Pharmaceuticals (ACAD) 0.0 $3.6M 158k 22.47
Insmed (INSM) 0.0 $1.3M 58k 22.54
Sanofi Aventis Wi Conval Rt 0.0 $19k 45k 0.42
Marathon Petroleum Corp (MPC) 0.0 $1.7M 23k 73.13
Plug Power (PLUG) 0.0 $485k 257k 1.89
Caesars Entertainment 0.0 $6.7M 597k 11.25
Phillips 66 (PSX) 0.0 $317k 330k 0.96
stock 0.0 $4.2M 43k 98.38
Prudential Sht Duration Hg Y 0.0 $243k 17k 14.11
Mondelez Int (MDLZ) 0.0 $643k 1.5M 0.42
Accelr8 Technology 0.0 $267k 12k 22.82
Helios & Matheson Informatio 0.0 $142k 50k 2.84
Pinnacle Foods Inc De 0.0 $3.5M 65k 54.09
D Stemline Therapeutics 0.0 $347k 23k 15.29
Metropcs Communications (TMUS) 0.0 $281k 4.6k 61.09
22nd Centy 0.0 $176k 75k 2.35
Twenty-first Century Fox 0.0 $4.7M 127k 36.70
Sprint 0.0 $713k 146k 4.89
Ptc Therapeutics I (PTCT) 0.0 $541k 20k 27.05
Nanoviricides 0.0 $0 374k 0.00
Sterling Bancorp 0.0 $1.2M 52k 22.56
Oci Partners 0.0 $6.5M 711k 9.15
La Jolla Pharmaceuticl Com Par 0.0 $1.2M 40k 29.78
Achaogen 0.0 $297k 23k 12.97
Community Health Sys Inc New right 01/27/2016 0.0 $39k 3.9M 0.01
Ladder Capital Corp Class A (LADR) 0.0 $917k 61k 15.07
La Quinta Holdings 0.0 $4.7M 251k 18.91
Alder Biopharmaceuticals 0.0 $452k 36k 12.72
Cymabay Therapeutics 0.0 $286k 22k 13.00
Assembly Biosciences 0.0 $1.2M 25k 49.12
Atara Biotherapeutics 0.0 $293k 7.5k 39.07
Dermira 0.0 $320k 40k 8.00
Nevro (NVRO) 0.0 $2.0M 23k 86.65
Medtronic (MDT) 0.0 $232k 290k 0.80
Hrg 0.0 $2.9M 174k 16.49
8point Energy Partners Lp ml 0.0 $2.1M 171k 12.15
Del Taco Restaurants Inc Exp 6 warr 0.0 $47k 21k 2.28
Aimmune Therapeutics 0.0 $1.3M 40k 31.81
Agrofresh Solutions wts feb 19 19 0.0 $359k 718k 0.50
Onemain Holdings (OMF) 0.0 $1.8M 61k 29.93
Myokardia 0.0 $650k 13k 48.89
Broad 0.0 $2.4M 10k 235.60
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $1.2M 111k 10.52
Ilg 0.0 $7.0M 226k 31.11
M I Acquisitions Inc unit 99/99/9999 0.0 $889k 81k 11.04
Envision Healthcare 0.0 $3.4M 89k 38.43
Technipfmc (FTI) 0.0 $1.2M 40k 29.45
Gty Technology Holdings Inc. unit 99/99/9999 0.0 $174k 17k 10.34
Saban Cap Acquisition 0.0 $103k 10k 9.97
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $42k 33k 1.29
Gty Technology Holdings Inc cl a 0.0 $995k 100k 9.95
Stellar Acquisition Iii 0.0 $4.1M 401k 10.35
M I Acquisitions 0.0 $127k 12k 10.45
M I Acquisitions Inc *w exp 99/99/999 0.0 $32k 39k 0.81
Dxc Technology (DXC) 0.0 $3.7M 37k 100.56
Mulesoft Inc cl a 0.0 $3.0M 67k 43.98
Daseke Inc *w exp 03/31/202 0.0 $514k 447k 1.15
Dynegy Inc New Del W Exp 02/02/202 0.0 $9.0k 33k 0.27
Matlin & Partners Acquisitio unit 05/28/2021a 0.0 $6.2M 600k 10.28
Fintech Acquisition Corp Ii 0.0 $1.2M 118k 9.94
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $147k 111k 1.32
Gores Hldgs Ii 0.0 $1.5M 154k 10.00
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $53k 30k 1.79
Hunter Maritime Acquisition cl a 0.0 $5.7M 575k 9.85
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $223k 378k 0.59
Altaba 0.0 $5.9M 80k 74.04
Iovance Biotherapeutics (IOVA) 0.0 $254k 15k 16.93
Constellation Alpha Capital unit 99/99/9999 0.0 $627k 60k 10.49
Hennessy Cap Acquston Corp I unit 06/15/2024 0.0 $4.7M 450k 10.52
Modern Media Acquisition unit 99/99/9999 0.0 $2.2M 204k 10.64
Vantage Energy Acquisition 0.0 $981k 100k 9.78
Modern Media Acquisition 0.0 $3.5M 353k 9.95
Proshares Ultrashort S&p 500 0.0 $1.1M 28k 40.96
Cision Ltd *w exp 06/22/202 0.0 $99k 43k 2.33
Modern Media Acquisition w exp 05/17/202 0.0 $8.0k 16k 0.51
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $11k 45k 0.25
Kbl Merger Corp Iv right 03/22/2019 0.0 $35k 101k 0.35
Tpg Pace Energy Hldgs Corp cl a 0.0 $604k 60k 10.10
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.0 $125k 67k 1.86
Vantage Energy Acquisition w exp 04/12/202 0.0 $213k 147k 1.45
Roku (ROKU) 0.0 $4.7M 15M 0.31
Capitol Invt Corp Iv unit 99/99/9999 0.0 $1.1M 105k 10.12
Draper Oakwood Technology unit 09/30/2024 0.0 $278k 26k 10.73
Social Cap Hedosophia Hldgs cl a 0.0 $1.9M 191k 10.03
Tpg Pace Hldgs Corp cl a 0.0 $537k 55k 9.80
Osprey Energy Acquisition Co unit 07/21/2022 0.0 $1.0M 100k 10.10
Simply Good Foods Co *w exp 07/07/202 0.0 $330k 93k 3.56
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $9.9k 26k 0.39
Bison Cap Acquisition Corp right 03/20/2019 0.0 $16k 32k 0.50
Constellation Alpha Cap Corp 0.0 $1.7M 173k 9.87
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $25k 31k 0.82
Industrea Acquisition Corp cl a 0.0 $98k 10k 9.80
Industrea Acquisition Corp *w exp 08/01/202 0.0 $56k 102k 0.55
Industrea Acquisition Corp unit 07/21/2024 0.0 $693k 67k 10.41
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $78k 102k 0.76
Pensare Acquisition Corp right 0.0 $13k 26k 0.49
Yogaworks 0.0 $2.7M 935k 2.88
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $77k 46k 1.67
Big Rock Partners Acquisi Co unit 11/20/2022 0.0 $303k 29k 10.34
Black Ridge Acquisition Corp 0.0 $149k 15k 9.69
Cm Seven Star Acquisition Co unit 08/21/2022 0.0 $3.1M 302k 10.25
Capitol Invt Corp Iv cl a ord 0.0 $967k 100k 9.67
Haymaker Acquisition unit 10/19/2022 0.0 $5.0M 500k 9.95
Legacy Acquisition Corp unit 05/31/2024 0.0 $3.8M 379k 9.95
Leisure Acquisition Corp unit 99/99/9999 0.0 $110k 11k 9.91
Mosaic Acquisition Corp unit 99/99/9999 0.0 $1.3M 128k 10.06
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $4.0M 400k 9.92
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $57k 142k 0.40
Willscot Corp *w exp 09/10/202 0.0 $173k 104k 1.67
Fgl Holdings 0.0 $521k 51k 10.16
Liberty Latin America Ser C (LILAK) 0.0 $225k 12k 19.07
Fgl Holdings Warrants warrants 0.0 $139k 76k 1.82
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $46k 106k 0.43
I Am Cap Acquisition Right warrant and righ 0.0 $6.9k 19k 0.36
Big Rock Partners Acquisi 0.0 $164k 17k 9.80
Black Ridge Acquisition Corp unit 10/05/2022 0.0 $521k 50k 10.42
Mosaic Acquisition Corp shs cl a 0.0 $2.0M 200k 9.75
Mosaic Acquisition Corp w exp 99/99/999 0.0 $53k 43k 1.24
Rimini Str Inc Del (RMNI) 0.0 $4.4M 516k 8.56
Legacy Acquisition Corp wt 0.0 $75k 214k 0.35
Leisure Acquisition Corp *w exp 12/05/201 0.0 $12k 17k 0.73
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $202k 213k 0.95
Booking Holdings (BKNG) 0.0 $832k 40k 20.80
Alta Mesa Resour 0.0 $1.7M 207k 8.00
Alta Mesa Res Inc *w exp 03/28/202 0.0 $1.6M 1.0M 1.55
One Madison Corp 0.0 $258k 27k 9.55
Union Acquisition Corp unit 99/99/9999 0.0 $124k 12k 10.26
Convergeone Hldgs Inc Com Cl A 0.0 $153k 17k 9.26
Regalwood Global Energy Ltd warrant 0.0 $251k 228k 1.10
Gigcapital Inc right 03/06/2020 0.0 $4.0k 10k 0.38
One Madison Corp w exp 99/99/999 0.0 $35k 39k 0.90
Union Acquisition Corp right 12/02/2019 0.0 $11k 32k 0.35
Union Acquisition Corp w exp 07/01/202 0.0 $193k 569k 0.34
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $218k 174k 1.25
Platinum Eagle Acq Corp 0.0 $4.3M 432k 9.85