Cowen Prime Services as of Sept. 30, 2015
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 265 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Digimarc Corporation (DMRC) | 12.0 | $26M | 844k | 30.55 | |
| PDF Solutions (PDFS) | 6.6 | $14M | 1.4M | 10.00 | |
| Boingo Wireless | 6.2 | $13M | 1.6M | 8.28 | |
| Reis | 5.9 | $13M | 557k | 22.65 | |
| Lionbridge Technologies | 4.9 | $11M | 2.1M | 4.94 | |
| Teva Pharmaceutical Industries (TEVA) | 3.6 | $7.7M | 137k | 56.46 | |
| NeoGenomics (NEO) | 3.2 | $6.9M | 1.2M | 5.73 | |
| Senomyx | 3.2 | $6.8M | 1.5M | 4.46 | |
| Pfizer (PFE) | 3.0 | $6.5M | 208k | 31.41 | |
| Kraft Heinz (KHC) | 2.2 | $4.8M | 68k | 70.58 | |
| ShoreTel | 2.0 | $4.3M | 582k | 7.47 | |
| Luminex Corporation | 2.0 | $4.3M | 254k | 16.91 | |
| Dow Chemical Company | 1.9 | $4.0M | 96k | 42.40 | |
| Easterly Government Properti reit (DEA) | 1.9 | $4.0M | 251k | 15.95 | |
| ARI Network Services | 1.9 | $4.0M | 1.1M | 3.74 | |
| Williams Companies (WMB) | 1.8 | $3.9M | 107k | 36.85 | |
| Bankrate | 1.8 | $3.7M | 362k | 10.35 | |
| Crown Castle Intl (CCI) | 1.7 | $3.6M | 45k | 78.88 | |
| Abbvie (ABBV) | 1.6 | $3.4M | 62k | 54.40 | |
| Plum Creek Timber | 1.5 | $3.2M | 82k | 39.51 | |
| TransAct Technologies Incorporated (TACT) | 1.5 | $3.2M | 357k | 9.06 | |
| Intermolecular | 1.4 | $2.9M | 1.5M | 1.89 | |
| SciQuest | 0.9 | $2.0M | 199k | 10.00 | |
| Ptc (PTC) | 0.9 | $2.0M | 63k | 31.74 | |
| Kinder Morgan (KMI) | 0.9 | $2.0M | 71k | 27.68 | |
| Blackstone | 0.8 | $1.8M | 57k | 31.68 | |
| American Electric Power Company (AEP) | 0.7 | $1.6M | 27k | 56.86 | |
| Ceva (CEVA) | 0.7 | $1.5M | 78k | 18.57 | |
| Johnson & Johnson (JNJ) | 0.7 | $1.4M | 15k | 93.36 | |
| General Electric Company | 0.6 | $1.4M | 54k | 25.23 | |
| Solera Holdings | 0.6 | $1.3M | 25k | 54.00 | |
| Partner Re | 0.6 | $1.3M | 9.3k | 138.92 | |
| Nic | 0.6 | $1.2M | 70k | 17.70 | |
| Cytec Industries | 0.5 | $1.1M | 16k | 73.87 | |
| Sigma-Aldrich Corporation | 0.5 | $1.1M | 7.8k | 138.97 | |
| Precision Castparts | 0.5 | $1.0M | 4.5k | 229.78 | |
| Premiere Global Services | 0.5 | $1.0M | 75k | 13.75 | |
| Thoratec Corporation | 0.5 | $1.0M | 16k | 63.25 | |
| Home Properties | 0.5 | $1.0M | 14k | 74.74 | |
| Analog Devices (ADI) | 0.5 | $989k | 18k | 56.44 | |
| Steiner Leisure Ltd Com Stk | 0.5 | $979k | 16k | 63.16 | |
| Cameron International Corporation | 0.5 | $977k | 16k | 61.33 | |
| Aon | 0.5 | $984k | 11k | 88.65 | |
| HCC Insurance Holdings | 0.4 | $930k | 12k | 77.50 | |
| Remy Intl Inc Hldg | 0.4 | $927k | 32k | 29.24 | |
| DTS | 0.4 | $875k | 33k | 26.68 | |
| Strategic Hotels & Resorts | 0.4 | $827k | 60k | 13.78 | |
| Avery Dennison Corporation (AVY) | 0.4 | $809k | 14k | 56.57 | |
| Cablevision Systems Corporation | 0.4 | $812k | 25k | 32.48 | |
| Health Net | 0.4 | $775k | 13k | 60.25 | |
| Sonus Networ Ord | 0.4 | $776k | 136k | 5.72 | |
| Altera Corporation | 0.3 | $751k | 15k | 50.07 | |
| At&t (T) | 0.3 | $721k | 22k | 32.58 | |
| Exar Corporation | 0.3 | $734k | 123k | 5.95 | |
| 3D Systems Corporation (DDD) | 0.3 | $706k | 61k | 11.55 | |
| KKR & Co | 0.3 | $680k | 41k | 16.79 | |
| Chubb Corporation | 0.3 | $673k | 5.5k | 122.65 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $662k | 8.9k | 74.30 | |
| JPMorgan Chase & Co. (JPM) | 0.3 | $614k | 10k | 60.95 | |
| eHealth (EHTH) | 0.3 | $569k | 44k | 12.82 | |
| Brocade Communications Systems | 0.3 | $578k | 56k | 10.38 | |
| Bristol Myers Squibb (BMY) | 0.2 | $533k | 9.0k | 59.22 | |
| StanCorp Financial | 0.2 | $504k | 4.4k | 114.31 | |
| International Business Machines (IBM) | 0.2 | $466k | 3.2k | 145.08 | |
| Ntelos Holdings | 0.2 | $464k | 51k | 9.04 | |
| Duke Energy (DUK) | 0.2 | $439k | 6.1k | 71.97 | |
| Microsoft Corporation (MSFT) | 0.2 | $409k | 9.2k | 44.26 | |
| Neogen Corporation (NEOG) | 0.2 | $405k | 9.0k | 45.00 | |
| Accuray Incorporated (ARAY) | 0.2 | $409k | 82k | 4.99 | |
| Market Vectors Gold Miners ETF | 0.2 | $408k | 30k | 13.73 | |
| Chatham Lodging Trust (CLDT) | 0.2 | $410k | 19k | 21.47 | |
| Verizon Communications (VZ) | 0.2 | $383k | 8.8k | 43.52 | |
| PRGX Global | 0.2 | $367k | 97k | 3.77 | |
| NVE Corporation (NVEC) | 0.2 | $374k | 7.7k | 48.53 | |
| Avolon Hldgs | 0.2 | $365k | 12k | 30.42 | |
| MetLife (MET) | 0.2 | $342k | 7.3k | 47.17 | |
| Coca-Cola Company (KO) | 0.1 | $318k | 7.9k | 40.15 | |
| Colgate-Palmolive Company (CL) | 0.1 | $314k | 5.0k | 63.37 | |
| FalconStor Software | 0.1 | $330k | 166k | 1.99 | |
| M/a (MTSI) | 0.1 | $317k | 11k | 29.03 | |
| Allergan | 0.1 | $328k | 1.2k | 271.52 | |
| Ares Capital Corporation (ARCC) | 0.1 | $290k | 20k | 14.50 | |
| Aixtron | 0.1 | $309k | 51k | 6.06 | |
| HCP | 0.1 | $298k | 8.0k | 37.25 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $279k | 600.00 | 465.00 | |
| United Parcel Service (UPS) | 0.1 | $271k | 2.8k | 98.55 | |
| Ellington Financial | 0.1 | $268k | 15k | 17.87 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $261k | 2.0k | 130.24 | |
| Apple (AAPL) | 0.1 | $255k | 2.3k | 110.39 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $254k | 5.0k | 50.80 | |
| I.D. Systems | 0.1 | $250k | 78k | 3.21 | |
| Markel Corporation (MKL) | 0.1 | $241k | 300.00 | 803.33 | |
| FormFactor (FORM) | 0.1 | $241k | 36k | 6.79 | |
| Invensense | 0.1 | $237k | 26k | 9.29 | |
| Wec Energy Group (WEC) | 0.1 | $235k | 4.5k | 52.22 | |
| Celgene Corporation | 0.1 | $216k | 2.0k | 108.00 | |
| Progenics Pharmaceuticals | 0.1 | $217k | 38k | 5.71 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $220k | 13k | 17.05 | |
| CVS Caremark Corporation (CVS) | 0.1 | $193k | 2.0k | 96.50 | |
| Deere & Company (DE) | 0.1 | $193k | 2.6k | 73.92 | |
| Procter & Gamble Company (PG) | 0.1 | $199k | 2.8k | 72.02 | |
| Novo Nordisk A/S (NVO) | 0.1 | $193k | 3.6k | 54.37 | |
| Hca Holdings (HCA) | 0.1 | $193k | 2.5k | 77.20 | |
| National Resh Corp cl a (NRC) | 0.1 | $193k | 16k | 11.91 | |
| DURECT Corporation | 0.1 | $162k | 83k | 1.95 | |
| Norfolk Southern (NSC) | 0.1 | $153k | 2.0k | 76.50 | |
| Dominion Resources (D) | 0.1 | $141k | 2.0k | 70.50 | |
| General Mills (GIS) | 0.1 | $157k | 2.8k | 56.07 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $149k | 3.0k | 49.47 | |
| Smith Micro Software | 0.1 | $158k | 181k | 0.87 | |
| Oasis Petroleum | 0.1 | $143k | 17k | 8.67 | |
| Apollo Global Management 'a' | 0.1 | $158k | 9.2k | 17.17 | |
| Mondelez Int (MDLZ) | 0.1 | $147k | 3.5k | 42.00 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $130k | 4.1k | 31.80 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $98k | 900.00 | 108.89 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $116k | 700.00 | 165.71 | |
| Paychex (PAYX) | 0.1 | $114k | 2.4k | 47.50 | |
| Newfield Exploration | 0.1 | $99k | 3.0k | 33.00 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $104k | 500.00 | 208.00 | |
| Philip Morris International (PM) | 0.1 | $111k | 1.4k | 79.29 | |
| Yahoo! | 0.1 | $97k | 3.4k | 28.90 | |
| Harmonic (HLIT) | 0.1 | $99k | 17k | 5.81 | |
| Cleco Corporation | 0.1 | $106k | 2.0k | 53.00 | |
| BRT Realty Trust (BRT) | 0.1 | $114k | 16k | 7.11 | |
| Alkermes (ALKS) | 0.1 | $117k | 2.0k | 58.50 | |
| Wal-Mart Stores (WMT) | 0.0 | $77k | 1.2k | 64.71 | |
| Hanesbrands (HBI) | 0.0 | $88k | 3.0k | 28.95 | |
| Altria (MO) | 0.0 | $92k | 1.7k | 54.12 | |
| GlaxoSmithKline | 0.0 | $77k | 2.0k | 38.50 | |
| Pepsi (PEP) | 0.0 | $95k | 1.0k | 93.97 | |
| Sempra Energy (SRE) | 0.0 | $77k | 800.00 | 96.25 | |
| Abiomed | 0.0 | $93k | 1.0k | 93.00 | |
| Onvia | 0.0 | $95k | 24k | 4.03 | |
| Google Inc Class C | 0.0 | $85k | 140.00 | 607.14 | |
| New Media Inv Grp | 0.0 | $82k | 5.3k | 15.47 | |
| Northstar Rlty Fin | 0.0 | $80k | 6.5k | 12.31 | |
| Northstar Asset Management C | 0.0 | $93k | 6.5k | 14.31 | |
| McDonald's Corporation (MCD) | 0.0 | $63k | 640.00 | 98.44 | |
| Lennar Corporation (LEN) | 0.0 | $72k | 1.5k | 48.00 | |
| SYSCO Corporation (SYY) | 0.0 | $66k | 1.7k | 38.82 | |
| Intel Corporation (INTC) | 0.0 | $64k | 2.1k | 30.09 | |
| Emerson Electric (EMR) | 0.0 | $57k | 1.3k | 43.85 | |
| UnitedHealth (UNH) | 0.0 | $58k | 502.00 | 115.54 | |
| Dcp Midstream Partners | 0.0 | $75k | 3.1k | 24.19 | |
| Unilever (UL) | 0.0 | $67k | 1.6k | 40.73 | |
| Immersion Corporation (IMMR) | 0.0 | $56k | 5.0k | 11.20 | |
| National Retail Properties (NNN) | 0.0 | $54k | 1.5k | 36.00 | |
| Sanchez Energy Corp C ommon stocks | 0.0 | $58k | 9.4k | 6.17 | |
| Allegion Plc equity (ALLE) | 0.0 | $58k | 999.00 | 58.06 | |
| Caterpillar (CAT) | 0.0 | $52k | 800.00 | 65.00 | |
| Seattle Genetics | 0.0 | $46k | 1.2k | 38.33 | |
| Abbott Laboratories (ABT) | 0.0 | $53k | 1.3k | 40.27 | |
| E.I. du Pont de Nemours & Company | 0.0 | $48k | 1.0k | 48.00 | |
| Helmerich & Payne (HP) | 0.0 | $38k | 800.00 | 47.50 | |
| ConocoPhillips (COP) | 0.0 | $34k | 700.00 | 48.57 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $36k | 550.00 | 65.45 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $47k | 1.0k | 47.00 | |
| Energy Xxi | 0.0 | $45k | 43k | 1.05 | |
| Kopin Corporation (KOPN) | 0.0 | $39k | 12k | 3.14 | |
| Dot Hill Systems | 0.0 | $46k | 4.7k | 9.75 | |
| Enterprise Products Partners (EPD) | 0.0 | $40k | 1.6k | 25.00 | |
| TICC Capital | 0.0 | $48k | 7.2k | 6.67 | |
| Rex Energy Corporation | 0.0 | $53k | 25k | 2.09 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $41k | 753.00 | 54.45 | |
| Suncor Energy (SU) | 0.0 | $53k | 2.0k | 26.50 | |
| Cobalt Intl Energy | 0.0 | $40k | 5.7k | 7.02 | |
| Jp Morgan Alerian Mlp Index (AMJ) | 0.0 | $46k | 1.5k | 30.67 | |
| Facebook Inc cl a (META) | 0.0 | $45k | 500.00 | 90.00 | |
| Horizon Pharma | 0.0 | $40k | 2.0k | 20.00 | |
| Huntington Bancshares Incorporated (HBAN) | 0.0 | $21k | 2.0k | 10.40 | |
| Corning Incorporated (GLW) | 0.0 | $20k | 1.2k | 17.39 | |
| American Express Company (AXP) | 0.0 | $17k | 230.00 | 73.91 | |
| Bank of America Corporation (BAC) | 0.0 | $12k | 761.00 | 15.77 | |
| Devon Energy Corporation (DVN) | 0.0 | $17k | 450.00 | 37.78 | |
| Apache Corporation | 0.0 | $18k | 450.00 | 40.00 | |
| Continental Resources | 0.0 | $14k | 500.00 | 28.00 | |
| PPG Industries (PPG) | 0.0 | $26k | 292.00 | 89.04 | |
| Darden Restaurants (DRI) | 0.0 | $17k | 250.00 | 68.00 | |
| eBay (EBAY) | 0.0 | $25k | 1.0k | 24.53 | |
| Merck & Co (MRK) | 0.0 | $20k | 400.00 | 50.00 | |
| Royal Dutch Shell | 0.0 | $24k | 500.00 | 48.00 | |
| Gap (GPS) | 0.0 | $29k | 1.0k | 28.38 | |
| Syngenta | 0.0 | $32k | 500.00 | 64.00 | |
| EMC Corporation | 0.0 | $12k | 500.00 | 24.00 | |
| EOG Resources (EOG) | 0.0 | $22k | 300.00 | 73.33 | |
| 0.0 | $26k | 40.00 | 650.00 | ||
| Oracle Corporation (ORCL) | 0.0 | $14k | 394.00 | 35.53 | |
| Netflix (NFLX) | 0.0 | $29k | 280.00 | 103.57 | |
| Ventas (VTR) | 0.0 | $28k | 500.00 | 56.00 | |
| SPDR Gold Trust (GLD) | 0.0 | $17k | 160.00 | 106.25 | |
| Targa Resources Partners | 0.0 | $20k | 700.00 | 28.57 | |
| Advantage Oil & Gas | 0.0 | $11k | 2.2k | 5.00 | |
| Tesla Motors (TSLA) | 0.0 | $12k | 50.00 | 240.00 | |
| Royal Bk Scotland Group Plc adr pref shs r | 0.0 | $25k | 1.0k | 25.00 | |
| Eaton Vance Tax Managed Diversified Eq. (ETY) | 0.0 | $11k | 1.0k | 10.76 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $20k | 775.00 | 25.81 | |
| Pimco Income Strategy Fund (PFL) | 0.0 | $13k | 1.3k | 9.90 | |
| Nuveen Tax-Advantaged Total Return Strat | 0.0 | $16k | 1.5k | 11.03 | |
| Bonanza Creek Energy | 0.0 | $22k | 5.5k | 4.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $12k | 200.00 | 60.00 | |
| Paypal Holdings (PYPL) | 0.0 | $32k | 1.0k | 31.40 | |
| NRG Energy (NRG) | 0.0 | $7.0k | 500.00 | 14.00 | |
| Eli Lilly & Co. (LLY) | 0.0 | $0 | 5.00 | 0.00 | |
| Walt Disney Company (DIS) | 0.0 | $3.0k | 33.00 | 90.91 | |
| American Eagle Outfitters (AEO) | 0.0 | $1.0k | 50.00 | 20.00 | |
| Cisco Systems (CSCO) | 0.0 | $1.0k | 37.00 | 27.03 | |
| R.R. Donnelley & Sons Company | 0.0 | $0 | 3.00 | 0.00 | |
| Union Pacific Corporation (UNP) | 0.0 | $0 | 4.00 | 0.00 | |
| Wells Fargo & Company (WFC) | 0.0 | $999.970000 | 19.00 | 52.63 | |
| Laboratory Corp. of America Holdings (LH) | 0.0 | $0 | 2.00 | 0.00 | |
| Intersil Corporation | 0.0 | $0 | 1.00 | 0.00 | |
| Aegon | 0.0 | $8.0k | 1.5k | 5.46 | |
| Anadarko Petroleum Corporation | 0.0 | $2.0k | 30.00 | 66.67 | |
| Cenovus Energy (CVE) | 0.0 | $0 | 4.00 | 0.00 | |
| Hewlett-Packard Company | 0.0 | $5.0k | 200.00 | 25.00 | |
| Symantec Corporation | 0.0 | $0 | 1.00 | 0.00 | |
| Target Corporation (TGT) | 0.0 | $1.0k | 11.00 | 90.91 | |
| United Technologies Corporation | 0.0 | $1.0k | 11.00 | 90.91 | |
| Encana Corp | 0.0 | $0 | 4.00 | 0.00 | |
| Ford Motor Company (F) | 0.0 | $4.0k | 267.00 | 14.98 | |
| Lowe's Companies (LOW) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Penn Virginia Corporation | 0.0 | $3.0k | 5.5k | 0.55 | |
| Frontier Communications | 0.0 | $2.0k | 439.00 | 4.56 | |
| Applied Materials (AMAT) | 0.0 | $0 | 12.00 | 0.00 | |
| Fastenal Company (FAST) | 0.0 | $0 | 6.00 | 0.00 | |
| Fair Isaac Corporation (FICO) | 0.0 | $0 | 3.00 | 0.00 | |
| Juniper Networks (JNPR) | 0.0 | $0 | 4.00 | 0.00 | |
| Kindred Healthcare | 0.0 | $0 | 7.00 | 0.00 | |
| Western Alliance Bancorporation (WAL) | 0.0 | $0 | 0 | 0.00 | |
| Bill Barrett Corporation | 0.0 | $2.0k | 500.00 | 4.00 | |
| United Bankshares (UBSI) | 0.0 | $0 | 1.00 | 0.00 | |
| Cbiz (CBZ) | 0.0 | $10k | 1.0k | 10.00 | |
| Allete (ALE) | 0.0 | $8.0k | 166.00 | 48.19 | |
| Enzo Biochem (ENZ) | 0.0 | $999.460000 | 242.00 | 4.13 | |
| Goodrich Petroleum Corporation | 0.0 | $1.0k | 2.5k | 0.40 | |
| LeapFrog Enterprises | 0.0 | $0 | 5.00 | 0.00 | |
| Alcatel-Lucent | 0.0 | $999.620000 | 302.00 | 3.31 | |
| ParkerVision | 0.0 | $3.0k | 17k | 0.18 | |
| Utilities SPDR (XLU) | 0.0 | $999.900000 | 22.00 | 45.45 | |
| Valeant Pharmaceuticals Int | 0.0 | $5.0k | 26.00 | 192.31 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.0 | $0 | 2.00 | 0.00 | |
| Stratus Properties (STRS) | 0.0 | $1.0k | 50.00 | 20.00 | |
| BroadVision | 0.0 | $0 | 4.00 | 0.00 | |
| Selectica | 0.0 | $3.0k | 700.00 | 4.29 | |
| Energy Xxi Bermuda cmn | 0.0 | $1.9k | 1.2k | 1.53 | |
| Liberty Global Inc C | 0.0 | $0 | 2.00 | 0.00 | |
| Sunedison | 0.0 | $7.0k | 1.0k | 7.00 | |
| Market Vectors Junior Gold Min | 0.0 | $999.950000 | 35.00 | 28.57 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $0 | 9.00 | 0.00 | |
| Noble Corp Plc equity | 0.0 | $9.0k | 800.00 | 11.25 | |
| Eleven Biotherapeutics | 0.0 | $2.0k | 700.00 | 2.86 | |
| Paragon Offshore Plc equity | 0.0 | $0 | 266.00 | 0.00 | |
| Zaza Energy (ZAZA) | 0.0 | $0 | 500.00 | 0.00 | |
| Halyard Health | 0.0 | $2.0k | 62.00 | 32.26 | |
| California Resources | 0.0 | $1.0k | 220.00 | 4.55 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Cimpress N V Shs Euro | 0.0 | $8.0k | 100.00 | 80.00 | |
| Medtronic (MDT) | 0.0 | $0 | 3.00 | 0.00 | |
| Williams Partners | 0.0 | $0 | 0 | 0.00 | |
| Zillow Group Inc Cl A (ZG) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Emerald Oil | 0.0 | $5.0k | 2.5k | 2.00 | |
| Chemours (CC) | 0.0 | $1.0k | 200.00 | 5.00 | |
| Westrock (WRK) | 0.0 | $0 | 2.00 | 0.00 | |
| Zillow Group Inc Cl C Cap Stk (Z) | 0.0 | $1.0k | 40.00 | 25.00 | |
| Care Cap Properties | 0.0 | $4.0k | 125.00 | 32.00 |
