Cowen Prime Services as of Sept. 30, 2017
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 178 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PDF Solutions (PDFS) | 9.6 | $20M | 1.3M | 15.49 | |
| eHealth (EHTH) | 6.6 | $14M | 579k | 23.89 | |
| NeoGenomics (NEO) | 5.7 | $12M | 1.1M | 11.13 | |
| Quotient Technology | 5.5 | $12M | 742k | 15.65 | |
| Digimarc Corporation (DMRC) | 5.2 | $11M | 299k | 36.60 | |
| Vonage Holdings | 3.2 | $6.7M | 820k | 8.14 | |
| Sonus Networ Ord | 2.9 | $6.0M | 788k | 7.65 | |
| Dowdupont | 2.7 | $5.7M | 82k | 69.22 | |
| Reis | 2.6 | $5.5M | 305k | 18.00 | |
| Pfizer (PFE) | 2.4 | $5.1M | 144k | 35.70 | |
| Luminex Corporation | 2.3 | $4.8M | 237k | 20.33 | |
| Expedia (EXPE) | 2.3 | $4.8M | 33k | 143.93 | |
| Revolution Lighting Technolo | 2.1 | $4.4M | 681k | 6.50 | |
| Leidos Holdings (LDOS) | 2.0 | $4.3M | 73k | 59.22 | |
| Invuity | 1.9 | $4.1M | 458k | 8.90 | |
| Genomic Health | 1.9 | $4.0M | 125k | 32.09 | |
| Iteris (ITI) | 1.8 | $3.7M | 563k | 6.65 | |
| Harmonic Inc note 4.000 12/0 | 1.6 | $3.5M | 3.9M | 0.89 | |
| Boston Omaha (BOC) | 1.6 | $3.4M | 222k | 15.50 | |
| Yum! Brands (YUM) | 1.6 | $3.4M | 46k | 73.61 | |
| Kinder Morgan (KMI) | 1.6 | $3.3M | 174k | 19.18 | |
| Crown Castle Intl (CCI) | 1.6 | $3.3M | 33k | 99.97 | |
| Inovalon Holdings Inc Cl A | 1.5 | $3.2M | 187k | 17.05 | |
| Zoetis Inc Cl A (ZTS) | 1.5 | $3.1M | 49k | 63.75 | |
| Berkshire Hathaway (BRK.B) | 1.4 | $2.9M | 16k | 183.30 | |
| Teva Pharmaceutical Industries (TEVA) | 1.2 | $2.6M | 146k | 17.60 | |
| Magellan Midstream Partners | 1.2 | $2.5M | 35k | 71.06 | |
| Forest City Realty Trust Inc Class A | 1.1 | $2.4M | 93k | 25.51 | |
| United Parcel Service (UPS) | 1.1 | $2.3M | 20k | 120.11 | |
| Exelon Corporation (EXC) | 1.1 | $2.3M | 62k | 37.68 | |
| JPMorgan Chase & Co. (JPM) | 1.1 | $2.2M | 23k | 95.51 | |
| KKR & Co | 1.1 | $2.2M | 110k | 20.33 | |
| Ptc (PTC) | 1.0 | $2.0M | 36k | 56.27 | |
| Weyerhaeuser Company (WY) | 0.9 | $1.9M | 57k | 34.03 | |
| Blackstone | 0.9 | $1.9M | 56k | 33.37 | |
| Enterprise Products Partners (EPD) | 0.8 | $1.7M | 65k | 26.08 | |
| Johnson & Johnson (JNJ) | 0.7 | $1.5M | 12k | 130.05 | |
| TransAct Technologies Incorporated (TACT) | 0.7 | $1.5M | 153k | 9.75 | |
| Analog Devices (ADI) | 0.7 | $1.5M | 17k | 86.18 | |
| 3M Company (MMM) | 0.7 | $1.4M | 6.7k | 209.90 | |
| Microsoft Corporation (MSFT) | 0.6 | $1.3M | 18k | 74.48 | |
| Boingo Wireless | 0.6 | $1.2M | 57k | 21.37 | |
| New Media Inv Grp | 0.5 | $1.1M | 75k | 14.79 | |
| Nic | 0.5 | $1.0M | 60k | 17.15 | |
| 3D Systems Corporation (DDD) | 0.5 | $1.0M | 75k | 13.39 | |
| General Electric Company | 0.5 | $991k | 41k | 24.19 | |
| Ceva (CEVA) | 0.3 | $743k | 17k | 42.79 | |
| Accuray Incorporated (ARAY) | 0.3 | $712k | 178k | 4.00 | |
| Castlight Health | 0.3 | $703k | 164k | 4.30 | |
| Harmonic (HLIT) | 0.3 | $663k | 218k | 3.05 | |
| Kopin Corporation (KOPN) | 0.3 | $646k | 155k | 4.17 | |
| Neogen Corporation (NEOG) | 0.3 | $662k | 8.6k | 77.43 | |
| Brocade Communications Systems | 0.3 | $617k | 52k | 11.95 | |
| National Resh Corp cl a (NRC) | 0.3 | $611k | 16k | 37.72 | |
| Bristol Myers Squibb (BMY) | 0.3 | $580k | 9.1k | 63.74 | |
| Bovie Medical Corporation | 0.3 | $589k | 174k | 3.38 | |
| NVE Corporation (NVEC) | 0.3 | $571k | 7.2k | 78.97 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $549k | 6.7k | 81.94 | |
| American Electric Power Company (AEP) | 0.2 | $460k | 6.6k | 70.23 | |
| International Business Machines (IBM) | 0.2 | $430k | 3.0k | 145.17 | |
| MetLife (MET) | 0.2 | $377k | 7.3k | 52.00 | |
| PRGX Global | 0.2 | $376k | 54k | 7.00 | |
| Apple (AAPL) | 0.2 | $354k | 2.3k | 154.25 | |
| Coca-Cola Company (KO) | 0.2 | $338k | 7.5k | 45.07 | |
| Nutanix Inc cl a (NTNX) | 0.2 | $343k | 15k | 22.42 | |
| Colgate-Palmolive Company (CL) | 0.1 | $291k | 4.0k | 72.75 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $270k | 3.0k | 89.64 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $264k | 13k | 20.46 | |
| Verizon Communications (VZ) | 0.1 | $250k | 5.1k | 49.50 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $254k | 2.9k | 89.12 | |
| Andeavor Logistics Lp Com Unit Lp Int | 0.1 | $250k | 5.0k | 50.00 | |
| NuStar Energy | 0.1 | $229k | 5.6k | 40.67 | |
| HCP | 0.1 | $223k | 8.0k | 27.88 | |
| Apollo Global Management 'a' | 0.1 | $226k | 7.5k | 30.13 | |
| Altaba | 0.1 | $222k | 3.4k | 66.15 | |
| Norfolk Southern (NSC) | 0.1 | $212k | 1.6k | 132.50 | |
| Deere & Company (DE) | 0.1 | $201k | 1.6k | 125.62 | |
| Procter & Gamble Company (PG) | 0.1 | $209k | 2.3k | 90.87 | |
| Senomyx | 0.1 | $203k | 333k | 0.61 | |
| M/a (MTSI) | 0.1 | $208k | 4.7k | 44.64 | |
| Markel Corporation (MKL) | 0.1 | $160k | 150.00 | 1066.67 | |
| BRT Realty Trust (BRT) | 0.1 | $172k | 16k | 10.73 | |
| Dominion Resources (D) | 0.1 | $154k | 2.0k | 77.00 | |
| Paychex (PAYX) | 0.1 | $144k | 2.4k | 60.00 | |
| General Mills (GIS) | 0.1 | $145k | 2.8k | 51.79 | |
| Philip Morris International (PM) | 0.1 | $155k | 1.4k | 110.71 | |
| Novo Nordisk A/S (NVO) | 0.1 | $156k | 3.3k | 48.00 | |
| Suburban Propane Partners (SPH) | 0.1 | $144k | 5.5k | 26.12 | |
| DURECT Corporation | 0.1 | $137k | 77k | 1.78 | |
| Synacor | 0.1 | $147k | 54k | 2.70 | |
| Wec Energy Group (WEC) | 0.1 | $157k | 2.5k | 62.80 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $129k | 450.00 | 286.67 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $124k | 400.00 | 310.00 | |
| Western Gas Partners | 0.1 | $128k | 2.5k | 51.20 | |
| Plains All American Pipeline (PAA) | 0.1 | $120k | 5.7k | 21.11 | |
| FormFactor (FORM) | 0.1 | $129k | 7.7k | 16.86 | |
| Mondelez Int (MDLZ) | 0.1 | $134k | 3.3k | 40.61 | |
| Kornit Digital (KRNT) | 0.1 | $134k | 8.8k | 15.30 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $134k | 140.00 | 957.14 | |
| 49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del | 0.1 | $132k | 3.1k | 42.58 | |
| Colony Northstar | 0.1 | $127k | 10k | 12.61 | |
| McDonald's Corporation (MCD) | 0.1 | $100k | 640.00 | 156.25 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $106k | 900.00 | 117.78 | |
| Altria (MO) | 0.1 | $95k | 1.5k | 63.33 | |
| Pepsi (PEP) | 0.1 | $100k | 900.00 | 111.11 | |
| UnitedHealth (UNH) | 0.1 | $98k | 500.00 | 196.00 | |
| Lennar Corporation (LEN) | 0.0 | $79k | 1.5k | 52.67 | |
| SYSCO Corporation (SYY) | 0.0 | $76k | 1.4k | 54.29 | |
| GlaxoSmithKline | 0.0 | $81k | 2.0k | 40.50 | |
| Merck & Co (MRK) | 0.0 | $90k | 1.4k | 64.29 | |
| Sempra Energy (SRE) | 0.0 | $91k | 800.00 | 113.75 | |
| Seagate Technology Com Stk | 0.0 | $76k | 2.3k | 33.04 | |
| Unilever (UL) | 0.0 | $84k | 1.4k | 58.13 | |
| GSI Technology (GSIT) | 0.0 | $75k | 10k | 7.31 | |
| Facebook Inc cl a (META) | 0.0 | $85k | 500.00 | 170.00 | |
| Allegion Plc equity (ALLE) | 0.0 | $86k | 999.00 | 86.09 | |
| New Residential Investment (RITM) | 0.0 | $75k | 4.5k | 16.67 | |
| Caterpillar (CAT) | 0.0 | $62k | 500.00 | 124.00 | |
| Abbott Laboratories (ABT) | 0.0 | $69k | 1.3k | 53.08 | |
| At&t (T) | 0.0 | $71k | 1.8k | 38.95 | |
| Intel Corporation (INTC) | 0.0 | $61k | 1.6k | 38.12 | |
| Emerson Electric (EMR) | 0.0 | $63k | 1.0k | 63.00 | |
| Schlumberger (SLB) | 0.0 | $58k | 835.00 | 69.46 | |
| Dcp Midstream Partners | 0.0 | $55k | 1.6k | 34.38 | |
| Global Partners (GLP) | 0.0 | $72k | 4.2k | 17.35 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $57k | 753.00 | 75.70 | |
| Onvia | 0.0 | $57k | 12k | 4.69 | |
| Cui Global | 0.0 | $54k | 15k | 3.72 | |
| Abbvie (ABBV) | 0.0 | $71k | 800.00 | 88.75 | |
| Paypal Holdings (PYPL) | 0.0 | $66k | 1.0k | 63.83 | |
| Corning Incorporated (GLW) | 0.0 | $34k | 1.2k | 29.57 | |
| American Express Company (AXP) | 0.0 | $36k | 400.00 | 90.00 | |
| Helmerich & Payne (HP) | 0.0 | $42k | 800.00 | 52.50 | |
| eBay (EBAY) | 0.0 | $38k | 1.0k | 38.00 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $35k | 550.00 | 63.64 | |
| TICC Capital | 0.0 | $52k | 7.6k | 6.84 | |
| Alliance Resource Partners (ARLP) | 0.0 | $45k | 2.3k | 19.31 | |
| National Retail Properties (NNN) | 0.0 | $42k | 1.0k | 42.00 | |
| FalconStor Software | 0.0 | $36k | 143k | 0.25 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $47k | 1.6k | 28.73 | |
| Alibaba Group Holding (BABA) | 0.0 | $35k | 200.00 | 175.00 | |
| Allergan | 0.0 | $37k | 181.00 | 204.42 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $39k | 40.00 | 975.00 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $46k | 2.0k | 23.00 | |
| smith Micro Software | 0.0 | $39k | 35k | 1.12 | |
| Brighthouse Finl (BHF) | 0.0 | $40k | 654.00 | 61.16 | |
| Bank of America Corporation (BAC) | 0.0 | $19k | 760.00 | 25.00 | |
| Apache Corporation | 0.0 | $21k | 450.00 | 46.67 | |
| Darden Restaurants (DRI) | 0.0 | $20k | 250.00 | 80.00 | |
| Williams Companies (WMB) | 0.0 | $30k | 1.0k | 30.00 | |
| EOG Resources (EOG) | 0.0 | $29k | 300.00 | 96.67 | |
| Oracle Corporation (ORCL) | 0.0 | $19k | 394.00 | 48.22 | |
| Ventas (VTR) | 0.0 | $26k | 400.00 | 65.00 | |
| SPDR Gold Trust (GLD) | 0.0 | $19k | 160.00 | 118.75 | |
| Tesla Motors (TSLA) | 0.0 | $17k | 50.00 | 340.00 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $25k | 2.7k | 9.26 | |
| Targa Res Corp (TRGP) | 0.0 | $21k | 434.00 | 48.39 | |
| Microvision Inc Del (MVIS) | 0.0 | $19k | 6.8k | 2.79 | |
| Aspen Aerogels (ASPN) | 0.0 | $19k | 4.4k | 4.32 | |
| Northstar Realty Europe | 0.0 | $14k | 1.1k | 12.93 | |
| Quality Care Properties | 0.0 | $25k | 1.6k | 15.62 | |
| Tyme Technologies | 0.0 | $26k | 5.0k | 5.20 | |
| Morgan Stanley (MS) | 0.0 | $1.0k | 18.00 | 55.56 | |
| Nokia Corporation (NOK) | 0.0 | $999.320000 | 166.00 | 6.02 | |
| Novartis (NVS) | 0.0 | $9.0k | 100.00 | 90.00 | |
| Intermolecular | 0.0 | $3.0k | 3.0k | 1.00 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $0 | 9.00 | 0.00 | |
| Noble Corp Plc equity | 0.0 | $4.0k | 800.00 | 5.00 | |
| Cimpress N V Shs Euro | 0.0 | $10k | 100.00 | 100.00 | |
| Chemours (CC) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Hp (HPQ) | 0.0 | $4.0k | 200.00 | 20.00 | |
| Determine | 0.0 | $2.0k | 700.00 | 2.86 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $999.950000 | 35.00 | 28.57 | |
| Alcoa (AA) | 0.0 | $5.0k | 111.00 | 45.05 | |
| Arconic | 0.0 | $8.0k | 333.00 | 24.02 | |
| Dxc Technology (DXC) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Micro Focus Intl | 0.0 | $999.960000 | 26.00 | 38.46 |
