Concept Capital Markets

Cowen Prime Services as of Sept. 30, 2017

Portfolio Holdings for Cowen Prime Services

Cowen Prime Services holds 178 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PDF Solutions (PDFS) 9.6 $20M 1.3M 15.49
eHealth (EHTH) 6.6 $14M 579k 23.89
NeoGenomics (NEO) 5.7 $12M 1.1M 11.13
Quotient Technology 5.5 $12M 742k 15.65
Digimarc Corporation (DMRC) 5.2 $11M 299k 36.60
Vonage Holdings 3.2 $6.7M 820k 8.14
Sonus Networ Ord 2.9 $6.0M 788k 7.65
Dowdupont 2.7 $5.7M 82k 69.22
Reis 2.6 $5.5M 305k 18.00
Pfizer (PFE) 2.4 $5.1M 144k 35.70
Luminex Corporation 2.3 $4.8M 237k 20.33
Expedia (EXPE) 2.3 $4.8M 33k 143.93
Revolution Lighting Technolo 2.1 $4.4M 681k 6.50
Leidos Holdings (LDOS) 2.0 $4.3M 73k 59.22
Invuity 1.9 $4.1M 458k 8.90
Genomic Health 1.9 $4.0M 125k 32.09
Iteris (ITI) 1.8 $3.7M 563k 6.65
Harmonic Inc note 4.000 12/0 1.6 $3.5M 3.9M 0.89
Boston Omaha (BOC) 1.6 $3.4M 222k 15.50
Yum! Brands (YUM) 1.6 $3.4M 46k 73.61
Kinder Morgan (KMI) 1.6 $3.3M 174k 19.18
Crown Castle Intl (CCI) 1.6 $3.3M 33k 99.97
Inovalon Holdings Inc Cl A 1.5 $3.2M 187k 17.05
Zoetis Inc Cl A (ZTS) 1.5 $3.1M 49k 63.75
Berkshire Hathaway (BRK.B) 1.4 $2.9M 16k 183.30
Teva Pharmaceutical Industries (TEVA) 1.2 $2.6M 146k 17.60
Magellan Midstream Partners 1.2 $2.5M 35k 71.06
Forest City Realty Trust Inc Class A 1.1 $2.4M 93k 25.51
United Parcel Service (UPS) 1.1 $2.3M 20k 120.11
Exelon Corporation (EXC) 1.1 $2.3M 62k 37.68
JPMorgan Chase & Co. (JPM) 1.1 $2.2M 23k 95.51
KKR & Co 1.1 $2.2M 110k 20.33
Ptc (PTC) 1.0 $2.0M 36k 56.27
Weyerhaeuser Company (WY) 0.9 $1.9M 57k 34.03
Blackstone 0.9 $1.9M 56k 33.37
Enterprise Products Partners (EPD) 0.8 $1.7M 65k 26.08
Johnson & Johnson (JNJ) 0.7 $1.5M 12k 130.05
TransAct Technologies Incorporated (TACT) 0.7 $1.5M 153k 9.75
Analog Devices (ADI) 0.7 $1.5M 17k 86.18
3M Company (MMM) 0.7 $1.4M 6.7k 209.90
Microsoft Corporation (MSFT) 0.6 $1.3M 18k 74.48
Boingo Wireless 0.6 $1.2M 57k 21.37
New Media Inv Grp 0.5 $1.1M 75k 14.79
Nic 0.5 $1.0M 60k 17.15
3D Systems Corporation (DDD) 0.5 $1.0M 75k 13.39
General Electric Company 0.5 $991k 41k 24.19
Ceva (CEVA) 0.3 $743k 17k 42.79
Accuray Incorporated (ARAY) 0.3 $712k 178k 4.00
Castlight Health 0.3 $703k 164k 4.30
Harmonic (HLIT) 0.3 $663k 218k 3.05
Kopin Corporation (KOPN) 0.3 $646k 155k 4.17
Neogen Corporation (NEOG) 0.3 $662k 8.6k 77.43
Brocade Communications Systems 0.3 $617k 52k 11.95
National Resh Corp cl a (NRC) 0.3 $611k 16k 37.72
Bristol Myers Squibb (BMY) 0.3 $580k 9.1k 63.74
Bovie Medical Corporation 0.3 $589k 174k 3.38
NVE Corporation (NVEC) 0.3 $571k 7.2k 78.97
Exxon Mobil Corporation (XOM) 0.3 $549k 6.7k 81.94
American Electric Power Company (AEP) 0.2 $460k 6.6k 70.23
International Business Machines (IBM) 0.2 $430k 3.0k 145.17
MetLife (MET) 0.2 $377k 7.3k 52.00
PRGX Global 0.2 $376k 54k 7.00
Apple (AAPL) 0.2 $354k 2.3k 154.25
Coca-Cola Company (KO) 0.2 $338k 7.5k 45.07
Nutanix Inc cl a (NTNX) 0.2 $343k 15k 22.42
Colgate-Palmolive Company (CL) 0.1 $291k 4.0k 72.75
Texas Instruments Incorporated (TXN) 0.1 $270k 3.0k 89.64
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.1 $264k 13k 20.46
Verizon Communications (VZ) 0.1 $250k 5.1k 49.50
Ingersoll-rand Co Ltd-cl A 0.1 $254k 2.9k 89.12
Andeavor Logistics Lp Com Unit Lp Int 0.1 $250k 5.0k 50.00
NuStar Energy (NS) 0.1 $229k 5.6k 40.67
HCP 0.1 $223k 8.0k 27.88
Apollo Global Management 'a' 0.1 $226k 7.5k 30.13
Altaba 0.1 $222k 3.4k 66.15
Norfolk Southern (NSC) 0.1 $212k 1.6k 132.50
Deere & Company (DE) 0.1 $201k 1.6k 125.62
Procter & Gamble Company (PG) 0.1 $209k 2.3k 90.87
Senomyx 0.1 $203k 333k 0.61
M/a (MTSI) 0.1 $208k 4.7k 44.64
Markel Corporation (MKL) 0.1 $160k 150.00 1066.67
BRT Realty Trust (BRT) 0.1 $172k 16k 10.73
Dominion Resources (D) 0.1 $154k 2.0k 77.00
Paychex (PAYX) 0.1 $144k 2.4k 60.00
General Mills (GIS) 0.1 $145k 2.8k 51.79
Philip Morris International (PM) 0.1 $155k 1.4k 110.71
Novo Nordisk A/S (NVO) 0.1 $156k 3.3k 48.00
Suburban Propane Partners (SPH) 0.1 $144k 5.5k 26.12
DURECT Corporation 0.1 $137k 77k 1.78
Synacor 0.1 $147k 54k 2.70
Wec Energy Group (WEC) 0.1 $157k 2.5k 62.80
Northrop Grumman Corporation (NOC) 0.1 $129k 450.00 286.67
Lockheed Martin Corporation (LMT) 0.1 $124k 400.00 310.00
Western Gas Partners 0.1 $128k 2.5k 51.20
Plains All American Pipeline (PAA) 0.1 $120k 5.7k 21.11
FormFactor (FORM) 0.1 $129k 7.7k 16.86
Mondelez Int (MDLZ) 0.1 $134k 3.3k 40.61
Kornit Digital (KRNT) 0.1 $134k 8.8k 15.30
Alphabet Inc Class C cs (GOOG) 0.1 $134k 140.00 957.14
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.1 $132k 3.1k 42.58
Colony Northstar 0.1 $127k 10k 12.61
McDonald's Corporation (MCD) 0.1 $100k 640.00 156.25
Kimberly-Clark Corporation (KMB) 0.1 $106k 900.00 117.78
Altria (MO) 0.1 $95k 1.5k 63.33
Pepsi (PEP) 0.1 $100k 900.00 111.11
UnitedHealth (UNH) 0.1 $98k 500.00 196.00
Lennar Corporation (LEN) 0.0 $79k 1.5k 52.67
SYSCO Corporation (SYY) 0.0 $76k 1.4k 54.29
GlaxoSmithKline 0.0 $81k 2.0k 40.50
Merck & Co (MRK) 0.0 $90k 1.4k 64.29
Sempra Energy (SRE) 0.0 $91k 800.00 113.75
Seagate Technology Com Stk 0.0 $76k 2.3k 33.04
Unilever (UL) 0.0 $84k 1.4k 58.13
GSI Technology (GSIT) 0.0 $75k 10k 7.31
Facebook Inc cl a (META) 0.0 $85k 500.00 170.00
Allegion Plc equity (ALLE) 0.0 $86k 999.00 86.09
New Residential Investment (RITM) 0.0 $75k 4.5k 16.67
Caterpillar (CAT) 0.0 $62k 500.00 124.00
Abbott Laboratories (ABT) 0.0 $69k 1.3k 53.08
At&t (T) 0.0 $71k 1.8k 38.95
Intel Corporation (INTC) 0.0 $61k 1.6k 38.12
Emerson Electric (EMR) 0.0 $63k 1.0k 63.00
Schlumberger (SLB) 0.0 $58k 835.00 69.46
Dcp Midstream Partners 0.0 $55k 1.6k 34.38
Global Partners (GLP) 0.0 $72k 4.2k 17.35
Bank Of Montreal Cadcom (BMO) 0.0 $57k 753.00 75.70
Onvia 0.0 $57k 12k 4.69
Cui Global 0.0 $54k 15k 3.72
Abbvie (ABBV) 0.0 $71k 800.00 88.75
Paypal Holdings (PYPL) 0.0 $66k 1.0k 63.83
Corning Incorporated (GLW) 0.0 $34k 1.2k 29.57
American Express Company (AXP) 0.0 $36k 400.00 90.00
Helmerich & Payne (HP) 0.0 $42k 800.00 52.50
eBay (EBAY) 0.0 $38k 1.0k 38.00
Occidental Petroleum Corporation (OXY) 0.0 $35k 550.00 63.64
TICC Capital 0.0 $52k 7.6k 6.84
Alliance Resource Partners (ARLP) 0.0 $45k 2.3k 19.31
National Retail Properties (NNN) 0.0 $42k 1.0k 42.00
FalconStor Software 0.0 $36k 143k 0.25
Vodafone Group New Adr F (VOD) 0.0 $47k 1.6k 28.73
Alibaba Group Holding (BABA) 0.0 $35k 200.00 175.00
Allergan 0.0 $37k 181.00 204.42
Alphabet Inc Class A cs (GOOGL) 0.0 $39k 40.00 975.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $46k 2.0k 23.00
smith Micro Software (SMSI) 0.0 $39k 35k 1.12
Brighthouse Finl (BHF) 0.0 $40k 654.00 61.16
Bank of America Corporation (BAC) 0.0 $19k 760.00 25.00
Apache Corporation 0.0 $21k 450.00 46.67
Darden Restaurants (DRI) 0.0 $20k 250.00 80.00
Williams Companies (WMB) 0.0 $30k 1.0k 30.00
EOG Resources (EOG) 0.0 $29k 300.00 96.67
Oracle Corporation (ORCL) 0.0 $19k 394.00 48.22
Ventas (VTR) 0.0 $26k 400.00 65.00
SPDR Gold Trust (GLD) 0.0 $19k 160.00 118.75
Tesla Motors (TSLA) 0.0 $17k 50.00 340.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $25k 2.7k 9.26
Targa Res Corp (TRGP) 0.0 $21k 434.00 48.39
Microvision Inc Del (MVIS) 0.0 $19k 6.8k 2.79
Aspen Aerogels (ASPN) 0.0 $19k 4.4k 4.32
Northstar Realty Europe 0.0 $14k 1.1k 12.93
Quality Care Properties 0.0 $25k 1.6k 15.62
Tyme Technologies 0.0 $26k 5.0k 5.20
Morgan Stanley (MS) 0.0 $1.0k 18.00 55.56
Nokia Corporation (NOK) 0.0 $999.320000 166.00 6.02
Novartis (NVS) 0.0 $9.0k 100.00 90.00
Intermolecular 0.0 $3.0k 3.0k 1.00
Sirius Xm Holdings (SIRI) 0.0 $0 9.00 0.00
Noble Corp Plc equity 0.0 $4.0k 800.00 5.00
Cimpress N V Shs Euro 0.0 $10k 100.00 100.00
Chemours (CC) 0.0 $5.0k 100.00 50.00
Hp (HPQ) 0.0 $4.0k 200.00 20.00
Determine 0.0 $2.0k 700.00 2.86
Hewlett Packard Enterprise (HPE) 0.0 $3.0k 200.00 15.00
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $999.950000 35.00 28.57
Alcoa (AA) 0.0 $5.0k 111.00 45.05
Arconic 0.0 $8.0k 333.00 24.02
Dxc Technology (DXC) 0.0 $1.0k 16.00 62.50
Micro Focus Intl 0.0 $999.960000 26.00 38.46