Dialectic Capital Management

Dialectic Capital Management as of Sept. 30, 2013

Portfolio Holdings for Dialectic Capital Management

Dialectic Capital Management holds 148 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Russell 2000 Etf Call Option (IWM) 7.3 $32M 300k 106.61
Immersion Corporation (IMMR) 5.6 $24M 1.9M 13.20
United Parcel Service CL B Call Option (UPS) 3.6 $16M 173k 91.37
Tesla Motors Put Option (TSLA) 2.6 $12M 59k 193.33
Tyco International SHS Call Option 2.3 $10M 293k 34.97
Tellabs 2.1 $9.0M 4.0M 2.27
Honeywell International Call Option (HON) 1.9 $8.1M 98k 83.04
Trinity Industries Put Option (TRN) 1.8 $7.7M 171k 45.34
Comcast Corp Cl A Spl 1.7 $7.6M 176k 43.34
Ishares Gold Trust Ishares 1.6 $7.0M 540k 12.89
Mohawk Industries (MHK) 1.6 $6.9M 53k 130.24
Vodafone Group Spons Adr New Call Option 1.6 $6.9M 195k 35.19
InterOil Corporation 1.5 $6.8M 95k 71.35
Marathon Petroleum Corp Put Option (MPC) 1.4 $6.3M 98k 64.29
Caterpillar Put Option (CAT) 1.4 $6.2M 74k 83.33
American Tower Reit Call Option (AMT) 1.4 $6.2M 83k 74.14
FedEx Corporation Call Option (FDX) 1.4 $6.1M 54k 114.16
Starbucks Corporation Call Option (SBUX) 1.4 $6.0M 78k 76.92
Royal Caribbean Cruises (RCL) 1.3 $5.7M 148k 38.28
MGM Resorts International. Call Option (MGM) 1.3 $5.5M 270k 20.46
Hess Call Option (HES) 1.2 $5.3M 68k 77.37
United Technologies Corporation Call Option 1.2 $5.3M 49k 107.83
Eaton Corp SHS Call Option (ETN) 1.2 $5.0M 73k 68.84
Packaging Corporation of America (PKG) 1.1 $5.0M 87k 57.09
Precision Castparts Call Option 1.1 $4.8M 21k 227.14
Ball Corporation Call Option (BALL) 1.1 $4.8M 107k 44.91
Cummins Put Option (CMI) 1.1 $4.6M 35k 132.90
Carnival Corp Paired Ctf Call Option (CCL) 1.0 $4.4M 134k 32.60
Beam Call Option 1.0 $4.3M 66k 64.62
Hollyfrontier Corp Put Option 0.9 $4.1M 98k 42.12
Owens Ill Com New 0.9 $4.1M 136k 30.02
Johnson Controls Call Option 0.9 $4.1M 98k 41.52
KBR Call Option (KBR) 0.9 $4.0M 122k 32.62
China Life Ins Spon Adr Rep H Put Option 0.9 $3.8M 99k 38.82
Discovery Communicatns Com Ser A 0.9 $3.8M 45k 84.40
Concho Resources Call Option 0.9 $3.7M 34k 108.77
Tenne Put Option 0.8 $3.7M 73k 50.50
Noble Energy Call Option 0.8 $3.6M 54k 66.98
Starwood Property Trust (STWD) 0.8 $3.6M 150k 23.97
Ingredion Incorporated (INGR) 0.8 $3.5M 53k 66.16
Dunkin' Brands Group 0.7 $3.3M 72k 45.26
Visa Com Cl A (V) 0.7 $3.2M 17k 191.11
Family Dollar Stores Put Option 0.7 $3.2M 45k 72.02
Cinedigm Digital Cinema 0.7 $3.2M 2.1M 1.50
Ingersoll-rand SHS Call Option 0.7 $3.2M 49k 64.89
SYSCO Corporation Put Option (SYY) 0.7 $3.1M 99k 31.82
Gentherm (THRM) 0.7 $2.9M 149k 19.09
Ellington Residential Mtg Re Com Shs Ben Int (EARN) 0.6 $2.8M 185k 15.37
Hasbro Put Option (HAS) 0.6 $2.8M 60k 47.16
Boyd Gaming Corporation (BYD) 0.6 $2.8M 197k 14.15
Genpact SHS (G) 0.6 $2.8M 148k 18.88
Cbs Corp CL B 0.6 $2.8M 50k 55.15
SBA Communications Corporation Call Option 0.6 $2.7M 34k 80.48
Mattel Put Option (MAT) 0.6 $2.7M 65k 41.91
Paccar Put Option (PCAR) 0.6 $2.7M 49k 55.64
International Paper Company (IP) 0.6 $2.7M 60k 44.87
Hormel Foods Corporation Put Option (HRL) 0.6 $2.7M 64k 42.10
Fifth Street Finance 0.6 $2.6M 250k 10.28
Hillshire Brands Call Option 0.6 $2.5M 82k 30.75
Waste Management (WM) 0.6 $2.5M 60k 41.25
Cimarex Energy Call Option 0.6 $2.5M 25k 96.46
Reynolds American Put Option 0.6 $2.4M 49k 48.74
Whiting Petroleum Corporation Call Option 0.5 $2.3M 39k 59.86
American Capital 0.5 $2.3M 165k 13.75
Western Refining Put Option 0.5 $2.2M 73k 30.07
Activision Blizzard Call Option 0.5 $2.1M 128k 16.68
Charter Communications Inc D Cl A New 0.5 $2.0M 15k 134.77
General Mills Put Option (GIS) 0.5 $2.0M 41k 47.91
Two Harbors Investment 0.4 $1.9M 200k 9.71
Air Lease Corp Cl A (AL) 0.4 $1.9M 70k 27.64
Liberty Global SHS CL C 0.4 $1.9M 25k 78.26
Intuitive Surgical Com New Put Option (ISRG) 0.4 $1.9M 5.0k 376.00
Potash Corp. Of Saskatchewan I Put Option 0.4 $1.8M 59k 31.25
Stealthgas SHS (GASS) 0.4 $1.8M 200k 9.14
American Express Company (AXP) 0.4 $1.8M 24k 75.52
Kellogg Company Put Option (K) 0.4 $1.7M 30k 58.77
Ares Capital Corporation (ARCC) 0.4 $1.7M 100k 17.28
Mosaic Put Option (MOS) 0.4 $1.7M 39k 43.07
Crown Holdings (CCK) 0.4 $1.6M 38k 42.29
Boeing Company (BA) 0.4 $1.6M 14k 117.54
Integrated Device Technology 0.4 $1.6M 168k 9.42
Philip Morris International Call Option (PM) 0.4 $1.5M 18k 86.62
Windstream Hldgs Put Option 0.4 $1.5M 192k 7.98
Las Vegas Sands (LVS) 0.3 $1.5M 22k 66.42
Hanesbrands (HBI) 0.3 $1.5M 24k 62.30
Wns Holdings Spon Adr 0.3 $1.5M 69k 21.22
Amc Networks Cl A (AMCX) 0.3 $1.5M 21k 68.53
Google Cl A 0.3 $1.4M 1.6k 876.04
Weyerhaeuser Company (WY) 0.3 $1.4M 50k 28.63
Aptar (ATR) 0.3 $1.4M 23k 60.14
Norwegian Cruise Line Hldgs SHS (NCLH) 0.3 $1.4M 45k 30.84
WESCO International (WCC) 0.3 $1.4M 18k 76.51
Lowe's Companies (LOW) 0.3 $1.4M 29k 47.63
Iac Interactivecorp Com Par $.001 0.3 $1.4M 25k 54.65
Pennantpark Floating Rate Capi (PFLT) 0.3 $1.3M 98k 13.78
Waste Connections 0.3 $1.3M 29k 45.41
Boise Cascade (BCC) 0.3 $1.3M 48k 26.95
Facebook Cl A (META) 0.3 $1.3M 26k 50.22
Wesco Aircraft Holdings 0.3 $1.3M 61k 20.88
Spdr Series Trust S&p Homebuild Put Option (XHB) 0.3 $1.2M 40k 30.67
Constellium Holdco B V Cl A 0.3 $1.2M 62k 19.39
Move Com New 0.3 $1.2M 68k 16.96
Berry Plastics (BERY) 0.3 $1.1M 56k 19.97
New Mountain Finance Corp (NMFC) 0.2 $1.1M 75k 14.41
Apollo Commercial Real Est. Finance (ARI) 0.2 $1.0M 68k 15.27
Arena Pharmaceuticals 0.2 $1.0M 195k 5.28
Andersons (ANDE) 0.2 $1.0M 15k 69.91
AGCO Corporation Put Option (AGCO) 0.2 $1.0M 17k 60.35
Republic Services (RSG) 0.2 $990k 30k 33.35
Rock-tenn Cl A 0.2 $984k 9.7k 101.41
Arotech Corp Com New 0.2 $953k 545k 1.75
Aeropostale Call Option 0.2 $920k 98k 9.40
Nokia Corp Sponsored Adr (NOK) 0.2 $910k 140k 6.50
Expedia Inc Del Com New (EXPE) 0.2 $899k 17k 51.79
Sprott Physical Gold Trust Unit (PHYS) 0.2 $837k 76k 11.02
Novadaq Technologies Put Option 0.2 $830k 50k 16.60
Red Hat 0.2 $829k 18k 46.12
Customers Ban (CUBI) 0.2 $805k 50k 16.09
ResMed Put Option (RMD) 0.2 $792k 15k 52.79
Emcore Corp Com New 0.2 $784k 175k 4.48
Hain Celestial Put Option (HAIN) 0.2 $772k 10k 77.17
Dick's Sporting Goods (DKS) 0.2 $767k 14k 53.43
Ares Coml Real Estate (ACRE) 0.2 $747k 60k 12.44
Jds Uniphase Corp Com Par $0.001 0.2 $735k 50k 14.70
Clearwater Paper (CLW) 0.2 $712k 15k 47.88
Xilinx 0.2 $705k 15k 46.96
Liberty Global Shs Cl A 0.2 $698k 8.9k 78.15
Bunge 0.2 $697k 9.2k 75.76
Magnum Hunter Resources Corporation Call Option 0.1 $601k 98k 6.15
Fabrinet SHS (FN) 0.1 $566k 34k 16.88
Lam Research Corporation 0.1 $511k 10k 51.11
Fortinet (FTNT) 0.1 $506k 25k 20.22
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.1 $497k 25k 19.87
Quanta Services (PWR) 0.1 $444k 16k 27.45
Organovo Holdings 0.1 $417k 72k 5.80
Fifth Str Sr Floating Rate 0.1 $399k 29k 13.56
Ariad Pharmaceuticals Put Option 0.1 $368k 20k 18.40
eBay (EBAY) 0.1 $366k 6.6k 55.68
Goldman Sachs (GS) 0.1 $286k 1.8k 158.66
Mastercard Cl A (MA) 0.1 $280k 416.00 672.73
Us Silica Hldgs (SLCA) 0.1 $275k 11k 24.94
Ericsson Adr B Sek 10 (ERIC) 0.1 $268k 20k 13.39
Neophotonics Corp 0.1 $238k 32k 7.38
Axcelis Technologies 0.0 $211k 100k 2.11
Dex Media Call Option 0.0 $203k 25k 8.12
RealD 0.0 $199k 29k 6.97
Global Telecom & Technology (GTLT) 0.0 $106k 20k 5.30
China Techfaith Wirls Comm T Sponsored Adr 0.0 $44k 31k 1.44