Dialectic Capital Management

Dialectic Capital Management as of Sept. 30, 2014

Portfolio Holdings for Dialectic Capital Management

Dialectic Capital Management holds 142 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 6.7 $29M 145k 197.00
Lyondellbasell Industries N Shs - A - (LYB) 4.5 $19M 177k 108.89
Gopro Cl A (GPRO) 3.4 $15M 156k 93.70
3-d Sys Corp Del Com New (DDD) 3.1 $13M 285k 46.40
Ishares Tr Russell 2000 Etf Put Option (IWM) 2.7 $12M 105k 109.34
Nucor Corporation (NUE) 2.3 $9.7M 179k 54.26
Church & Dwight (CHD) 2.0 $8.4M 119k 70.24
CARBO Ceramics 1.9 $8.3M 140k 59.24
Deere & Company Put Option (DE) 1.9 $8.2M 100k 81.98
Spdr Gold Trust Gold Shs Call Option (GLD) 1.9 $8.1M 70k 116.22
Comcast Corp Cl A Spl 1.8 $7.8M 145k 53.50
Immersion Corporation (IMMR) 1.7 $7.4M 867k 8.58
Transocean Reg Shs Call Option (RIG) 1.5 $6.4M 200k 31.97
Liberty Interactive Corp Lbt Vent Com A 1.5 $6.3M 167k 37.96
Steel Dynamics (STLD) 1.5 $6.3M 280k 22.61
Credit Acceptance Call Option (CACC) 1.3 $5.7M 45k 126.00
Ishares Us Home Cons Etf Put Option (ITB) 1.3 $5.6M 250k 22.49
Devon Energy Corporation (DVN) 1.3 $5.5M 80k 68.11
Seadrill SHS Call Option 1.3 $5.4M 200k 26.76
Move Com New 1.2 $5.2M 251k 20.96
Dow Chemical Company Call Option 1.2 $5.2M 100k 52.44
Rowan Companies Shs Cl A Call Option 1.2 $5.1M 200k 25.31
Allegheny Technologies Incorporated (ATI) 1.2 $4.9M 133k 37.10
Liberty Tripadvisor Hldgs In Com Ser A (LTRPA) 1.1 $4.7M 137k 33.89
Intuitive Surgical Com New Put Option (ISRG) 1.1 $4.6M 10k 461.74
Dish Network Corp Cl A 1.1 $4.6M 71k 64.62
EOG Resources (EOG) 1.0 $4.5M 45k 99.03
Microsoft Corporation (MSFT) 1.0 $4.4M 94k 46.34
Cisco Systems (CSCO) 1.0 $4.3M 173k 25.16
Puma Biotechnology Call Option (PBYI) 1.0 $4.2M 18k 238.57
Google Cl A 0.9 $3.7M 6.3k 588.95
NetApp (NTAP) 0.9 $3.7M 86k 42.94
EMC Corporation 0.9 $3.6M 124k 29.26
Brocade Communications Sys I Com New 0.8 $3.6M 327k 10.87
Iac Interactivecorp Com Par $.001 0.8 $3.5M 53k 65.88
Reynolds American 0.8 $3.4M 58k 59.00
Diamond Offshore Drilling Call Option 0.8 $3.4M 100k 34.27
BlackRock Credit All Inc Trust IV (BTZ) 0.8 $3.4M 257k 13.31
Starwood Property Trust (STWD) 0.8 $3.3M 150k 21.95
Blackstone Mtg Tr Com Cl A (BXMT) 0.8 $3.3M 120k 27.11
Crown Castle International Call Option 0.8 $3.2M 40k 80.58
Broadcom Corp Cl A 0.7 $3.1M 78k 40.45
Two Harbors Investment 0.7 $2.9M 300k 9.68
Kinder Morgan Call Option (KMI) 0.7 $2.9M 75k 38.33
Facebook Cl A (META) 0.7 $2.9M 36k 79.03
Kraft Foods Call Option 0.7 $2.8M 50k 56.41
Comstock Res Com New Call Option 0.7 $2.8M 150k 18.62
American Capital 0.6 $2.8M 195k 14.15
Disney Walt Com Disney (DIS) 0.6 $2.7M 30k 89.02
Pharmacyclics Call Option 0.6 $2.6M 23k 117.43
Starwood Hotels & Resorts Worldwide 0.6 $2.6M 31k 83.23
Archer Daniels Midland Company Call Option (ADM) 0.6 $2.6M 50k 51.11
ResMed Put Option (RMD) 0.6 $2.5M 52k 49.28
Solar Cap (SLRC) 0.6 $2.5M 135k 18.69
Renaissance Re Holdings Ltd Cmn Put Option (RNR) 0.6 $2.5M 25k 100.00
Hilton Worlwide Hldgs 0.6 $2.5M 101k 24.61
Mallinckrodt Pub SHS Put Option 0.6 $2.5M 28k 90.16
Northstar Rlty Fin Corp Com New 0.6 $2.4M 135k 17.68
Ares Capital Corporation (ARCC) 0.5 $2.3M 145k 16.16
Halcon Res Corp Com New 0.5 $2.3M 591k 3.96
Smucker J M Com New Call Option (SJM) 0.5 $2.3M 24k 99.03
Liberty Global SHS CL C 0.5 $2.3M 56k 40.97
American Tower Reit (AMT) 0.5 $2.2M 24k 93.63
Energizer Holdings 0.5 $2.2M 18k 123.28
BofI Holding Call Option 0.5 $2.2M 30k 72.61
SBA Communications Corporation 0.5 $2.2M 20k 110.90
Google CL C 0.5 $2.2M 3.8k 577.62
American Cap Sr Floating 0.5 $2.2M 166k 13.01
At&t Put Option (T) 0.5 $2.1M 60k 35.24
Tower Semiconductor Shs New (TSEM) 0.5 $2.1M 206k 10.18
Voxeljet Ads 0.5 $2.1M 151k 13.85
Anadarko Petroleum Corporation 0.5 $2.1M 20k 101.54
Fs Investment Corporation 0.5 $2.0M 190k 10.77
Five Oaks Investment 0.5 $2.0M 188k 10.51
Charter Communications Inc D Cl A New 0.5 $2.0M 13k 151.28
Nmi Hldgs Cl A (NMIH) 0.5 $1.9M 223k 8.64
Goodrich Pete Corp Com New 0.5 $1.9M 130k 14.83
Time Warner Com New Call Option 0.4 $1.9M 25k 75.23
Plug Power Com New (PLUG) 0.4 $1.8M 397k 4.59
Marriott Intl Cl A (MAR) 0.4 $1.8M 26k 69.95
Intercept Pharmaceuticals In Call Option 0.4 $1.8M 7.5k 236.84
Aruba Networks 0.4 $1.8M 82k 21.58
Gastar Exploration 0.4 $1.7M 292k 5.87
Alcentra Cap 0.4 $1.7M 125k 13.27
Waste Connections 0.4 $1.7M 34k 48.48
Realnetworks Com New 0.4 $1.6M 231k 6.94
Hyatt Hotels Corp Com Cl A (H) 0.4 $1.6M 26k 60.54
CommVault Systems (CVLT) 0.4 $1.6M 31k 50.32
Fortinet (FTNT) 0.4 $1.6M 62k 25.29
Commercial Metals Company (CMC) 0.4 $1.5M 90k 17.06
General Mills Call Option (GIS) 0.4 $1.5M 30k 50.48
Mindray Medical Intl Spon Adr Call Option 0.4 $1.5M 50k 30.16
Nuveen Flexible Invt Income 0.3 $1.4M 82k 17.51
La Quinta Holdings 0.3 $1.4M 73k 18.99
Sunedison Semiconductor SHS 0.3 $1.3M 70k 19.37
CONSOL Energy Call Option 0.3 $1.3M 35k 37.84
Saratoga Invt Corp Com New (SAR) 0.3 $1.3M 80k 16.04
Campbell Soup Company Call Option (CPB) 0.3 $1.3M 30k 42.76
Fifth Str Sr Floating Rate 0.3 $1.3M 108k 11.84
Magnum Hunter Resources Corporation 0.3 $1.2M 223k 5.57
Discovery Communicatns Com Ser A Call Option 0.3 $1.2M 16k 75.13
Range Resources (RRC) 0.3 $1.2M 18k 67.78
Solar Senior Capital 0.3 $1.2M 77k 15.41
Customers Ban (CUBI) 0.3 $1.2M 64k 17.96
Etfs Palladium Tr Sh Ben Int 0.3 $1.1M 15k 75.12
WidePoint Corporation 0.3 $1.1M 624k 1.71
Verizon Communications Put Option (VZ) 0.2 $1.0M 20k 50.00
Sirius Xm Holdings 0.2 $989k 284k 3.49
Apple (AAPL) 0.2 $950k 9.4k 100.75
Emcore Corp Com New 0.2 $917k 161k 5.69
Scripps Networks Interact In Cl A Com Call Option 0.2 $897k 12k 78.00
Amc Networks Cl A Call Option (AMCX) 0.2 $875k 15k 58.36
Oxford Lane Cap Corp (OXLC) 0.2 $844k 55k 15.34
Applied Optoelectronics (AAOI) 0.2 $835k 52k 16.09
Akamai Technologies (AKAM) 0.2 $790k 13k 59.81
Ruckus Wireless 0.2 $781k 58k 13.39
Triplepoint Venture Gr Bdc cs (TPVG) 0.2 $713k 49k 14.65
Sunedison 0.2 $690k 37k 18.87
Actuate Corporation 0.2 $669k 171k 3.90
Sonus Networks 0.1 $627k 183k 3.43
NetScout Systems (NTCT) 0.1 $617k 14k 45.67
Western Refining 0.1 $603k 14k 42.17
Zynga Cl A 0.1 $589k 217k 2.71
American Capital Mortgage In 0.1 $564k 30k 18.80
Tpg Specialty Lnding Inc equity 0.1 $560k 35k 15.99
Blackhawk Network Hldgs Cl A 0.1 $550k 17k 32.41
Apollo Commercial Real Est. Finance (ARI) 0.1 $550k 35k 15.71
Ftd Cos 0.1 $532k 16k 34.26
Xoom 0.1 $521k 24k 21.97
NCR Corporation (VYX) 0.1 $498k 15k 33.19
Textura 0.1 $483k 18k 26.40
Red Hat 0.1 $478k 8.5k 56.06
Ladder Cap Corp Cl A (LADR) 0.1 $471k 25k 18.90
Capitala Finance 0.1 $468k 26k 17.73
Digimarc Corporation (DMRC) 0.1 $420k 20k 20.72
Tcp Capital 0.1 $400k 25k 16.01
Advisorshares Tr Gartman Gd/yen 0.1 $319k 25k 12.76
Vonage Holdings 0.1 $314k 95k 3.29
Wix SHS (WIX) 0.1 $257k 16k 16.30
Alpha & Omega Semiconductor SHS (AOSL) 0.1 $248k 26k 9.38
Organovo Holdings 0.0 $129k 20k 6.44
Mattson Technology 0.0 $111k 44k 2.52