Empirical Asset Management

Empirical Asset Management as of Dec. 31, 2021

Portfolio Holdings for Empirical Asset Management

Empirical Asset Management holds 150 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Unit (SPY) 6.2 $6.4M 14k 475.01
Abrdn Physical Gold Shares Etf Physcl Gold Shs (SGOL) 3.5 $3.6M 207k 17.56
Ishares 1-3 Yr Treasury Bond Etf 1 3 Yr Treas Bd (SHY) 3.3 $3.5M 40k 85.54
Wisdomtree Bofa Merrill Lynch High Yield Bond Zero Duration Fund Hedged Hi Yld Bd (HYZD) 2.1 $2.2M 99k 22.27
Spdr Ssga Us Large Cap Low Volatility Index Etf Ssga Us Lrg Etf (LGLV) 1.7 $1.8M 12k 150.64
Goldman Sachs Activebeta U.s. Large Cap Equity Etf Activebeta Us Lg (GSLC) 1.7 $1.7M 18k 95.15
Schwab Intermediate-term U.s. Treasury Etf Intrm Trm Tres (SCHR) 1.6 $1.7M 30k 56.15
Pimco Broad U.s. Tips Index Exchange-traded Fund Broad Us Tips (TIPZ) 1.6 $1.6M 25k 66.03
Microsoft Corporation (MSFT) 1.6 $1.6M 4.8k 336.24
Dbx Etf Tr Msci Emerging Mkts Currency Hedged Equity Xtrack Msci Emrg (DBEM) 1.5 $1.6M 60k 26.49
Fidelity Low Volatility Factor Etf Low Volity Etf (FDLO) 1.5 $1.6M 30k 52.31
Flexshares Tr Iboxx 3 Yr Target Duration Tips Index Iboxx 3r Targt (TDTT) 1.5 $1.5M 58k 26.30
Wisdomtree Managed Futures Strategy Fund Futre Strat Fd (WTMF) 1.5 $1.5M 43k 35.43
Spdr Msci Eafe Strategicfactors Etf Msci Eafe Strtgc (QEFA) 1.4 $1.5M 19k 76.73
Ishares S&p 500 Value Etf S&p 500 Val Etf (IVE) 1.4 $1.5M 9.4k 156.61
Invesco Zacks Mid-cap Etf Zacks Mid Cap (CZA) 1.4 $1.4M 15k 96.10
John Hancock Multifactor Mid Cap Etf Multifactor Mi (JHMM) 1.4 $1.4M 26k 55.58
Ishares Morningstar Mid-cap Etf Mrgstr Md Cp Etf (IMCB) 1.2 $1.3M 18k 71.10
Invesco Qqq Trust Unit Ser 1 (QQQ) 1.2 $1.2M 3.1k 397.77
O'shares U.s. Small-cap Quality Dividend Etf Oshares Us Smlcp 1.1 $1.1M 30k 37.17
John Hancock Multifactor Small Cap Etf Multifactr Sml (JHSC) 1.1 $1.1M 30k 36.25
Ishares Msci Usa Small-cap Min Vol Factor Etf Msci Usa Smcp Mn (SMMV) 1.0 $1.1M 28k 39.08
Automatic Data Processing (ADP) 1.0 $1.1M 4.3k 246.62
Wisdomtree International Hedged Quality Dividend Growth Fund Itl Hdg Qtly Div (IHDG) 1.0 $1.0M 23k 45.76
Iq Hedge Multi-strategy Tracker Etf Hedge Mlti Etf (QAI) 1.0 $1.0M 32k 31.78
Texas Pacific Land Corp (TPL) 1.0 $1.0M 810.00 1249.38
Real Estate Select Sector Spdr Fund Rl Est Sel Sec (XLRE) 1.0 $1.0M 20k 51.82
Wisdomtree International Quality Dividend Growth Fund Intl Qulty Div (IQDG) 1.0 $997k 25k 39.89
Apple (AAPL) 0.9 $981k 5.5k 177.56
Iq Arb Global Resources Etf Iq Glb Res Etf 0.9 $971k 32k 30.58
CVS Caremark Corporation (CVS) 0.9 $969k 9.4k 103.21
Spdr Gold Etf Gold Shs (GLD) 0.9 $924k 5.4k 171.05
Wisdomtree Enhanced Commodity Strategy Fund Enhncd Cmmdty St (GCC) 0.9 $919k 44k 20.82
Spdr Barclays Capital Intl Treasury Bond Etf Blomberg Intl Tr (BWX) 0.8 $823k 29k 28.27
Keysight Technologies (KEYS) 0.8 $783k 3.8k 206.49
First Trust Materials Alphadex Materials Alph (FXZ) 0.7 $775k 13k 62.13
Cisco Systems (CSCO) 0.7 $772k 12k 63.33
Spdr International Government Tips Etf Ftse Int Gvt Etf (WIP) 0.7 $763k 14k 53.81
Lowe's Companies (LOW) 0.7 $751k 2.9k 258.43
American Water Works (AWK) 0.7 $747k 4.0k 188.92
Waters Corporation (WAT) 0.7 $740k 2.0k 372.80
New Jersey Resources Corporation (NJR) 0.7 $740k 18k 41.07
Goldman Sachs Activebeta Emerging Markets Equity Etf Activebeta Eme (GEM) 0.7 $737k 20k 37.03
First Trust Emerging Markets Small Cap Alphadex Fund Em Sml Cp Alph (FEMS) 0.7 $729k 18k 40.21
Ishares Msci Eafe Etf Msci Eafe Etf (EFA) 0.7 $715k 9.1k 78.65
Rh Tactical Outlook Etf Rh Tactical Outl (RHTX) 0.7 $694k 44k 15.95
Ishares U.s. Treasury Bond Etf Us Treas Bd Etf (GOVT) 0.7 $690k 26k 26.67
Schwab Emerging Markets Equity Etf Emrg Mkteq Etf (SCHE) 0.7 $684k 23k 29.63
J M Smucker Com New (SJM) 0.7 $679k 5.0k 135.88
Kroger (KR) 0.7 $674k 15k 45.27
Ecolab (ECL) 0.6 $668k 2.8k 234.47
Ishares Core S&p U.s. Growth Etf Core S&p Us Gwt (IUSG) 0.6 $667k 5.8k 115.72
Procter & Gamble Company (PG) 0.6 $667k 4.1k 163.48
Stryker Corporation (SYK) 0.6 $664k 2.5k 267.63
Agfiq U.s. Market Neutral Anti-beta Fund Agfiq Us Mk Anti (BTAL) 0.6 $644k 36k 17.77
Mondelez Intl Inc Cl A Cl A (MDLZ) 0.6 $641k 9.7k 66.35
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.6 $636k 1.5k 412.45
Paychex (PAYX) 0.6 $634k 4.6k 136.46
Comerica Incorporated (CMA) 0.6 $622k 7.2k 86.96
Key (KEY) 0.6 $613k 27k 23.13
Gartner (IT) 0.6 $609k 1.8k 334.25
Ameriprise Financial (AMP) 0.6 $595k 2.0k 301.42
Wabtec Corporation (WAB) 0.6 $589k 6.4k 92.15
Proshares Tr Short 20 Yr Treasury Etf Shrt 20+yr Tre (TBF) 0.6 $588k 37k 16.00
Ishares Core Msci Emerging Markets Etf Core Msci Emkt (IEMG) 0.6 $587k 9.8k 59.89
Ipath Series B Bloomberg Coffee Subindex Total Return Etn Etn Lkd 48 0.5 $566k 9.2k 61.25
Crown Castle Intl (CCI) 0.5 $557k 2.7k 208.61
A. O. Smith Corporation (AOS) 0.5 $548k 6.4k 85.84
Vanguard Long-term Government Bond Etf Long Term Treas (VGLT) 0.5 $547k 6.1k 89.36
Cigna Corp (CI) 0.5 $539k 2.3k 229.85
Synchrony Financial (SYF) 0.5 $526k 11k 46.42
Ishares Core Msci Eafe Etf Core Msci Eafe (IEFA) 0.5 $524k 7.0k 74.61
Texas Instruments Incorporated (TXN) 0.5 $517k 2.7k 188.62
McDonald's Corporation (MCD) 0.5 $516k 1.9k 267.77
T. Rowe Price (TROW) 0.5 $510k 2.6k 196.76
Visa Inc Com Cl A Com Cl A (V) 0.5 $504k 2.3k 216.49
Snap-on Incorporated (SNA) 0.5 $492k 2.3k 215.32
Hartford Multifactor Developed Markets Hartford Mlt Etf (RODM) 0.5 $486k 16k 30.14
Ishares 20 Yr Treasury Etf 20 Yr Tr Bd Etf (TLT) 0.5 $481k 3.2k 148.14
Amcor Plc Ord Ord (AMCR) 0.5 $477k 40k 12.01
Walt Disney Company (DIS) 0.5 $471k 3.0k 154.73
Weyerhaeuser Com New (WY) 0.5 $470k 11k 41.14
salesforce (CRM) 0.5 $467k 1.8k 253.94
Crestwood Equity Partners Lp Unit Ltd Partner Unit Ltd Partner 0.4 $466k 17k 27.56
Genuine Parts Company (GPC) 0.4 $454k 3.2k 140.17
Spdr Ssga Fixed Income Sector Rotation Etf Spdr Ssga Fxd (FISR) 0.4 $453k 15k 31.00
Howmet Aerospace (HWM) 0.4 $452k 14k 31.82
Berkshire Hathaway Inc Del Cl A Cl A (BRK.A) 0.4 $451k 1.00 451000.00
Celanese Corporation (CE) 0.4 $433k 2.6k 168.22
Schwab Us Aggregate Bond Etf Us Aggregate B (SCHZ) 0.4 $430k 8.0k 53.94
Amazon (AMZN) 0.4 $430k 129.00 3333.33
Vertex Pharmaceuticals Incorporated (VRTX) 0.4 $410k 1.9k 219.84
Hartford Financial Services (HIG) 0.4 $404k 5.9k 69.06
Ishares Russell 1000 Value Etf Rus 1000 Val Etf (IWD) 0.4 $396k 2.4k 168.01
Dbx Etf Tr Msci Eafecurrency Hedged Equity Xtrack Msci Eafe (DBEF) 0.4 $389k 9.9k 39.30
Capital One Financial (COF) 0.4 $381k 2.6k 144.92
Medtronic SHS (MDT) 0.4 $374k 3.6k 103.34
Proshares Ultra S&p 500 Pshs Ult S&p 500 (SSO) 0.4 $374k 2.6k 146.32
Invesco Db Agriculture Fund Agriculture Fd (DBA) 0.4 $373k 19k 19.72
Ishares Tips Bond Etf Tips Bd Etf (TIP) 0.4 $367k 2.8k 129.09
Cummins (CMI) 0.3 $349k 1.6k 218.12
First Tr Large Cap Value Opportunities Alphadex Com Shs (FTA) 0.3 $336k 4.8k 69.90
Carnival Corp Unit 99/99/9999 (CCL) 0.3 $336k 17k 20.10
Spdr Ser Tr Lehman Inter Term Treas Etf Portfli Intrmdit (SPTI) 0.3 $328k 10k 32.03
Proshares Short Qqq Short Qqq New 0.3 $326k 30k 10.82
Ishares Iboxx $ Investment Grade Corporate Bond Etf Iboxx Inv Cp Etf (LQD) 0.3 $320k 2.4k 132.56
First Trust Large Cap Growth Alphadex Fund Com Shs (FTC) 0.3 $309k 2.6k 120.19
Vanguard S&p 500 Etf S&p 500 Etf Shs (VOO) 0.3 $307k 703.00 436.70
AmerisourceBergen (COR) 0.3 $304k 2.3k 132.98
Ishares S&p 500 Index Core S&p500 Etf (IVV) 0.3 $299k 627.00 476.87
Cbre Group Inc Cl A Cl A (CBRE) 0.3 $299k 2.8k 108.33
Schwab Short-term U.s. Treasury Etf Sht Tm Us Tres (SCHO) 0.3 $294k 5.8k 50.94
Google Cap Stk Cl A (GOOGL) 0.3 $290k 100.00 2900.00
V.F. Corporation (VFC) 0.3 $286k 3.9k 73.31
Mettler-Toledo International (MTD) 0.3 $283k 167.00 1694.61
Delta Air Lines Inc Del Cmn Com New (DAL) 0.3 $283k 7.2k 39.14
Biogen Idec (BIIB) 0.3 $281k 1.2k 239.97
UnitedHealth (UNH) 0.3 $275k 548.00 501.82
Pimco Enhanced Short Maturity Active Exchange-traded Fund Enhan Shrt Ma Ac (MINT) 0.3 $273k 2.7k 101.56
Chubb (CB) 0.3 $273k 1.4k 193.21
Proshares Short Russell2000 Shrt Russell2000 (RWM) 0.3 $271k 13k 20.89
Pepsi (PEP) 0.3 $268k 1.5k 174.03
NVIDIA Corporation (NVDA) 0.3 $266k 904.00 294.25
Autodesk (ADSK) 0.3 $262k 933.00 280.81
Schwab U.s. Large-cap Etf Us Lrg Cap Etf (SCHX) 0.3 $262k 2.3k 113.86
Powershares Ftse Rafi Dev Mkts Ex Us Ftse Rafi Dev (PXF) 0.3 $260k 5.5k 47.40
Toronto Dominion Bank Com New (TD) 0.2 $259k 3.4k 76.81
S&p Global (SPGI) 0.2 $257k 545.00 471.56
Chevron Corporation (CVX) 0.2 $255k 2.2k 117.19
Alphabet Inc Cap Stk Cl C Cap Stk Cl C (GOOG) 0.2 $249k 86.00 2895.35
Meta Platforms Inc Cl A Cl A (META) 0.2 $247k 733.00 336.97
First Trust Energy Alphadex Fund Energy Alphadx (FXN) 0.2 $245k 21k 11.93
Eli Lilly & Co. (LLY) 0.2 $243k 878.00 276.77
Discover Financial Services (DFS) 0.2 $240k 2.1k 115.50
Ishares S&p Small-cap Fund Core S&p Scp Etf (IJR) 0.2 $238k 2.1k 114.59
Vanguard Total Stock Market Index Fund Total Stk Mkt (VTI) 0.2 $234k 971.00 240.99
Berkshire Hathaway Inc Del Cl B Cl B New (BRK.B) 0.2 $225k 753.00 298.80
Exxon Mobil Corporation (XOM) 0.2 $223k 3.6k 61.13
Adobe Systems Incorporated (ADBE) 0.2 $219k 387.00 565.89
Vanguard Growth Index Fund Growth Etf (VUG) 0.2 $217k 677.00 320.53
Ishares Core S&p Mid Cap Etf Core S&p Mcp Etf (IJH) 0.2 $215k 758.00 283.64
Spdr S&p Midcap 400 Etf Utser1 S&pdcrp (MDY) 0.2 $215k 416.00 516.83
Schwab Fundamental U.s. Large Company Index Etf Schwab Fdt Us Lg (FNDX) 0.2 $214k 3.6k 58.68
Vanguard Reit Index Etf Real Estate Etf (VNQ) 0.2 $211k 1.8k 116.13
Schwab Us Tips Etf Us Tips Etf (SCHP) 0.2 $209k 3.3k 62.76
General Dynamics Corporation (GD) 0.2 $207k 995.00 208.04
Ishares Russell 2000 Etf Russell 2000 Etf (IWM) 0.2 $202k 909.00 222.22
CECO Environmental (CECO) 0.1 $133k 21k 6.23
Mersana Therapeutics (MRSN) 0.1 $62k 10k 6.20
Genocea Biosciences Com New (GNCAQ) 0.0 $12k 10k 1.20