Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management as of March 31, 2013

Portfolio Holdings for Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management holds 65 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 23.4 $68M 844k 80.33
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 15.0 $43M 495k 87.37
Pimco Etf Tr 1-3yr ustreidx 8.8 $26M 502k 50.89
Schwab Strategic Tr 0 (SCHP) 8.1 $24M 404k 58.03
Barclays Bk Plc Ipspgs Ttl Etn etf 5.1 $15M 444k 33.38
Vanguard Large-Cap ETF (VV) 4.2 $12M 171k 71.74
iShares Barclays TIPS Bond Fund (TIP) 4.1 $12M 98k 121.27
Vanguard REIT ETF (VNQ) 3.7 $11M 153k 70.53
Vanguard Short-Term Bond ETF (BSV) 3.5 $10M 124k 80.99
Schwab Strategic Tr us lrg cap etf (SCHX) 3.2 $9.3M 250k 37.35
Pimco Etf Tr 0-5 high yield (HYS) 2.5 $7.3M 70k 104.57
Vanguard Europe Pacific ETF (VEA) 2.0 $5.9M 162k 36.43
Ishares Inc core msci emkt (IEMG) 1.6 $4.6M 90k 50.76
Vanguard Total Stock Market ETF (VTI) 1.4 $3.9M 49k 80.96
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.1 $3.2M 30k 105.53
Vanguard Total World Stock Idx (VT) 0.6 $1.8M 35k 52.28
Spdr Series Trust cmn (HYMB) 0.6 $1.8M 30k 58.49
Schwab International Equity ETF (SCHF) 0.5 $1.5M 54k 27.85
Spdr Short-term High Yield mf (SJNK) 0.5 $1.4M 47k 30.88
Chevron Corporation (CVX) 0.5 $1.4M 12k 118.82
SPDR DJ Wilshire REIT (RWR) 0.5 $1.4M 18k 77.64
iShares MSCI EAFE Index Fund (EFA) 0.5 $1.3M 23k 58.98
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.5 $1.3M 23k 57.38
Spdr Series Trust nuvn s^p vrdo mn 0.4 $1.3M 42k 29.92
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.4 $1.2M 9.7k 123.52
Wisdomtree Tr em lcl debt (ELD) 0.3 $969k 19k 52.51
Microsoft Corporation (MSFT) 0.3 $922k 32k 28.51
iShares S&P World Ex-US Prop Index (WPS) 0.3 $827k 22k 38.02
Claymore Exchange-traded Fd gugg crp bd 2013 0.3 $798k 38k 20.87
Claymore Exchange-traded Fd gugg crp bd 2014 0.3 $778k 37k 21.30
Claymore Exchange-traded Fd gugg crp bd 2016 0.3 $774k 35k 22.32
Claymore Exchange-traded Fd gugg crp bd 2017 0.3 $776k 34k 22.91
Guggenheim Bulletshar 0.3 $770k 35k 21.87
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.3 $745k 8.8k 84.50
Apple (AAPL) 0.2 $709k 1.6k 442.57
iShares Lehman Aggregate Bond (AGG) 0.2 $737k 6.7k 110.79
Vanguard Value ETF (VTV) 0.2 $730k 11k 65.56
SPDR Dow Jones Global Real Estate (RWO) 0.2 $684k 15k 44.29
Vanguard High Dividend Yield ETF (VYM) 0.2 $608k 11k 54.77
Zagg 0.2 $617k 85k 7.28
Schwab Emerging Markets Equity ETF (SCHE) 0.2 $590k 23k 25.57
Procter & Gamble Company (PG) 0.2 $541k 7.0k 77.05
General Electric Company 0.2 $488k 21k 23.10
LSI Corporation 0.2 $500k 74k 6.77
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $499k 11k 44.00
iShares Russell Microcap Index (IWC) 0.2 $493k 8.4k 58.68
Claymore Exchange Trd Fd Tr gug bull2019 e 0.2 $500k 24k 21.19
Claymore Exchange Trd Fd Tr gug bull2018 e 0.2 $501k 24k 21.20
WisdomTree SmallCap Dividend Fund (DES) 0.2 $454k 8.0k 57.01
Claymore Exchange Trd Fd Tr gug bull2020 e 0.1 $439k 21k 21.28
3M Company (MMM) 0.1 $405k 3.8k 106.41
ConocoPhillips (COP) 0.1 $419k 7.0k 60.14
Vanguard Total Bond Market ETF (BND) 0.1 $367k 4.4k 83.56
iShares MSCI Emerging Markets Indx (EEM) 0.1 $306k 7.2k 42.77
Vanguard Emerging Markets ETF (VWO) 0.1 $305k 7.1k 42.95
Coca-Cola Company (KO) 0.1 $276k 6.8k 40.41
Bank of America Corporation (BAC) 0.1 $262k 22k 12.17
Spdr S&p 500 Etf (SPY) 0.1 $221k 1.4k 156.52
International Business Machines (IBM) 0.1 $236k 1.1k 213.57
Starbucks Corporation (SBUX) 0.1 $229k 4.0k 56.95
WisdomTree Intl. SmallCap Div (DLS) 0.1 $217k 3.9k 55.41
iShares S&P 500 Index (IVV) 0.1 $213k 1.4k 157.54
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $211k 1.8k 119.89
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $210k 4.4k 48.04
Opko Health (OPK) 0.1 $153k 20k 7.65