Equitec Proprietary Markets

Equitec Proprietary Markets as of Sept. 30, 2021

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 223 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stamps Com New Call Option 38.7 $209M 633k 329.79
Kansas City Southern Com New Put Option 9.7 $52M 194k 270.64
Tesla Motors Call Option (TSLA) 8.1 $44M 56k 775.00
B. Riley Financial (RILY) 7.7 $42M 706k 59.04
Acceleron Pharma 3.8 $20M 118k 172.11
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 3.2 $17M 40k 429.19
Occidental Petroleum Corporation Call Option (OXY) 2.3 $12M 418k 29.58
Qad Cl A Put Option 1.9 $10M 119k 87.39
Jazz Pharmaceuticals Shs Usd (JAZZ) 1.8 $9.8M 75k 130.23
Hill-Rom Holdings Put Option 1.7 $9.4M 63k 150.00
Gamestop Corp Cl A Call Option (GME) 1.6 $8.5M 48k 175.48
Coherent 1.4 $7.7M 31k 250.12
Green Plains Renewable Energy (GPRE) 1.4 $7.7M 236k 32.65
Nuance Communications Put Option 1.3 $6.9M 125k 55.04
Sanderson Farms Put Option 1.2 $6.2M 33k 188.23
Abbvie Put Option (ABBV) 1.1 $6.1M 57k 107.86
Xilinx Put Option 1.1 $6.0M 40k 150.98
Veoneer Incorporated 1.0 $5.6M 165k 34.06
Doubledown Interactive Co Lt Ads (DDI) 1.0 $5.6M 315k 17.61
Orion Engineered Carbons (OEC) 0.9 $4.9M 271k 18.23
Trillium Therapeutics Com New Put Option 0.9 $4.7M 268k 17.56
Parabellum Acquisition Corp Unit 99/99/9999 0.8 $4.6M 457k 9.97
Advanced Micro Devices Put Option (AMD) 0.6 $3.3M 32k 102.94
Viacomcbs CL B (PARA) 0.5 $2.7M 67k 39.51
Domtar Corp Com New Put Option 0.4 $1.9M 36k 54.55
Babcock & Wilcox Enterpr (BW) 0.3 $1.9M 292k 6.41
Kraton Performance Polymers Put Option 0.3 $1.9M 41k 46.00
Ishares Tr Russell 2000 Etf (IWM) 0.3 $1.7M 7.7k 218.78
Clover Health Investments Com Cl A Put Option (CLOV) 0.3 $1.7M 224k 7.41
Lucid Group (LCID) 0.3 $1.5M 58k 25.37
Unisys Corp Com New (UIS) 0.3 $1.4M 57k 25.14
Rumbleon Com Cl B (RMBL) 0.2 $1.3M 33k 38.97
Synchronoss Technologies 0.2 $1.3M 539k 2.40
Magnachip Semiconductor Corp Call Option (MX) 0.2 $1.2M 67k 17.75
Greenidge Generation Hldgs I Class A Com Call Option 0.2 $1.2M 45k 25.56
Inovalon Hldgs Com Cl A Call Option 0.2 $1.1M 28k 40.29
Smith Micro Software Com New (SMSI) 0.2 $880k 182k 4.84
Canadian Pacific Railway Put Option 0.2 $846k 13k 65.08
Minim 0.1 $795k 427k 1.86
Kadmon Hldgs 0.1 $696k 80k 8.70
Imedia Brands Com Cl A (IMBIQ) 0.1 $591k 103k 5.75
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $513k 258k 1.99
Change Healthcare Call Option 0.1 $510k 26k 20.00
Evo Acquisition Corp Unit 99/99/9999 0.1 $474k 48k 9.96
Tellurian (TELL) 0.1 $471k 121k 3.91
Meta Materials 0.1 $468k 81k 5.81
Amc Entmt Hldgs Cl A Com 0.1 $373k 9.8k 38.06
Ciner Resources Com Unit Ltd 0.1 $356k 22k 15.88
23andme Holding *w Exp 06/16/202 0.1 $340k 185k 1.84
Perella Weinberg Partners *w Exp 12/31/202 0.1 $316k 100k 3.16
Lifemd (LFMD) 0.0 $248k 40k 6.20
Growth Cap Acquisition Corp Cl A 0.0 $236k 24k 9.88
Burgerfi International *w Exp 12/16/202 (BFIIW) 0.0 $227k 142k 1.60
Forterra 0.0 $224k 9.5k 23.56
Aerojet Rocketdy 0.0 $210k 4.8k 43.64
Lmf Acquisition Opportunit I Cl A Com 0.0 $202k 20k 10.06
Lightning Emotors *w Exp 08/18/202 (ZEVYW) 0.0 $201k 125k 1.61
Avepoint *w Exp 09/18/202 (AVPTW) 0.0 $183k 93k 1.96
Fast Acquisition Corp *w Exp 08/25/202 0.0 $179k 30k 5.97
Microstrategy Cl A New (MSTR) 0.0 $174k 300.00 580.00
Vinco Ventures 0.0 $168k 26k 6.41
Indie Semiconductor *w Exp 06/15/202 0.0 $160k 45k 3.54
Advent Technologies Holdng I *w Exp 02/03/202 (ADNWW) 0.0 $159k 100k 1.59
Xperi Holding Corp 0.0 $157k 8.3k 18.82
Celularity *w Exp 05/24/202 (CELUW) 0.0 $153k 133k 1.15
Quantum Fintech Acquistin Common Stock 0.0 $136k 14k 9.86
Sos Spnsord Ads New 0.0 $130k 61k 2.13
Aersale Corporation *w Exp 12/22/202 0.0 $123k 20k 6.15
Growth Cap Acquisition Corp *w Exp 06/01/202 0.0 $123k 121k 1.01
Ark Etf Tr Innovation Etf Put Option (ARKK) 0.0 $122k 1.1k 110.91
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $120k 107k 1.12
Faraday Futre Intlgt Elctr I *w Exp 03/20/202 (FFIEW) 0.0 $120k 71k 1.69
Cassava Sciences (SAVA) 0.0 $118k 1.9k 62.11
Roman Dbdr Tech Acquisition *w Exp 10/31/202 0.0 $117k 73k 1.61
The Beachbody Company *w Exp 12/31/202 (BODYW) 0.0 $111k 93k 1.19
Angel Oak Finl Strategies In Com Ben Int (FINS) 0.0 $105k 6.2k 17.04
Gaotu Techedu Sponsored Ads (GOTU) 0.0 $105k 34k 3.06
Genworth Finl Com Cl A (GNW) 0.0 $104k 28k 3.78
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $104k 70k 1.49
Chw Acquisition Corporation Unit 03/01/2028 0.0 $103k 10k 10.19
Stryve Foods *w Exp 07/31/202 (SNAXW) 0.0 $102k 131k 0.78
Cenaq Energy Corp Unit 02/04/2026 0.0 $101k 10k 10.10
Covanta Holding Corporation Call Option 0.0 $99k 4.9k 20.20
Edify Acquisition Corp Unit 11/25/2025 0.0 $97k 9.7k 9.96
Sharecare *w Exp 07/01/202 (SHCRW) 0.0 $92k 46k 2.00
Seaport Global Acquisitn Cor *w Exp 12/15/202 0.0 $87k 92k 0.94
Archer Aviation *w Exp 09/16/202 (ACHR.WS) 0.0 $85k 54k 1.59
Walt Disney Company (DIS) 0.0 $85k 500.00 170.00
Lmf Acquisition Opportunit I *w Exp 01/26/202 0.0 $84k 182k 0.46
Zanite Acquisition Corp *w Exp 10/08/202 0.0 $82k 97k 0.84
Ouster *w Exp 03/11/202 (OUST.WS) 0.0 $80k 50k 1.59
Trident Acquisitions Corp *w Exp 05/09/202 0.0 $71k 35k 2.03
Moneylion *w Exp 09/22/202 (ML.WS) 0.0 $71k 73k 0.97
Invesco Db Multi-sector Comm Agriculture Fd (DBA) 0.0 $67k 3.5k 19.14
Uwm Holdings Corporation *w Exp 01/21/202 (UWMC.WS) 0.0 $66k 68k 0.98
Sportsmans Whse Hldgs Put Option (SPWH) 0.0 $65k 3.7k 17.50
Tmc The Metals Company *w Exp 09/09/202 (TMCWW) 0.0 $63k 66k 0.96
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $62k 12k 5.03
Triple-S Management 0.0 $61k 1.7k 35.71
Foresight Acquisition Corp Unit 01/29/2026 0.0 $60k 6.0k 10.00
Precigen Call Option (PGEN) 0.0 $57k 11k 5.00
Otonomo Technologies *w Exp 08/13/202 0.0 $56k 70k 0.80
Welbilt Put Option 0.0 $56k 2.4k 23.33
Digital Media Solutions *w Exp 07/15/202 (DMSIW) 0.0 $53k 69k 0.77
Fintech Acquisition Corp V *w Exp 12/31/202 0.0 $52k 25k 2.08
Oxus Acquisition Corp Unit 99/99/9999 0.0 $51k 5.0k 10.20
Bridgetown Holdings *w Exp 09/30/202 0.0 $50k 41k 1.23
Innoviz Technologies *w Exp 04/05/202 (INVZW) 0.0 $49k 30k 1.63
Mcap Acquisition Corp Unit 02/18/2030 0.0 $45k 4.4k 10.23
View *w Exp 03/08/202 (VIEWW) 0.0 $44k 48k 0.91
Big Cypress Acquisition Corp *w Exp 07/25/202 0.0 $41k 45k 0.91
Aeye *w Exp 09/30/202 (LIDRW) 0.0 $36k 31k 1.15
East Stone Acquisition Corp *w Exp 12/31/202 0.0 $35k 148k 0.24
Live Oak Acquisition Corp Ii Unit 99/99/9999 0.0 $35k 3.3k 10.52
Otonomo Technologies Ordinary Shares 0.0 $35k 7.3k 4.77
ZIOPHARM Oncology Call Option 0.0 $35k 19k 1.84
Blackberry (BB) 0.0 $31k 3.2k 9.69
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $31k 20k 1.55
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $31k 20k 1.55
Ree Automotive *w Exp 07/22/202 0.0 $31k 36k 0.87
Oceantech Acquisitions I Cor *w Exp 99/99/999 0.0 $30k 68k 0.44
Industrial Tech Acqu *w Exp 08/06/202 0.0 $28k 26k 1.09
Spartacus Acquisition Corp *w Exp 10/31/202 0.0 $27k 17k 1.57
Ishares Tr Tips Bd Etf (TIP) 0.0 $26k 200.00 130.00
Helbiz *w Exp 08/13/202 (MCOMW) 0.0 $26k 15k 1.73
Clarus Therapeutics Hldngs I *w Exp 08/11/202 (CRXWQ) 0.0 $26k 35k 0.75
Global Blue Group Holding *w Exp 08/28/202 (GB.WS) 0.0 $26k 44k 0.60
Healthcare Services Acqu Cor *w Exp 99/99/999 0.0 $25k 38k 0.66
Petra Acquisition *w Exp 05/25/202 0.0 $25k 40k 0.62
Benson Hill Common Stock (BHIL) 0.0 $25k 3.6k 7.00
Livevox Holding *w Exp 06/18/202 0.0 $25k 20k 1.24
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $25k 50k 0.50
Kingswood Acquisition Corp *w Exp 05/01/202 0.0 $24k 50k 0.48
Burgundy Technology Acqu Cor *w Exp 08/31/202 0.0 $24k 35k 0.69
Ppd Put Option 0.0 $23k 500.00 45.00
Benessere Capital Acqustn *w Exp 99/99/999 0.0 $22k 50k 0.44
Effector Therapeutics *w Exp 12/31/202 (EFTRW) 0.0 $20k 13k 1.57
Ackrell Spac Partners I *w Exp 12/01/202 0.0 $19k 40k 0.47
Scion Tech Growth I *w Exp 11/01/202 0.0 $19k 25k 0.76
Live Oak Acquisition Corp Ii Com Cl A 0.0 $17k 1.8k 9.71
Tuscan Hldgs Corp Ii *w Exp 04/01/202 0.0 $17k 25k 0.68
Nexters *w Exp 08/26/202 (GDEVW) 0.0 $17k 20k 0.85
Altimeter Growth Corp *w Exp 09/30/202 0.0 $15k 6.6k 2.29
E Merge Technology Acquisiti *w Exp 07/30/202 0.0 $14k 20k 0.70
Go Acquisition Corp *w Exp 08/31/202 0.0 $13k 18k 0.71
Adit Edtech Acquisition Corp *w Exp 99/99/999 0.0 $13k 26k 0.50
Venus Acquisition Corporatio *w Exp 04/30/202 0.0 $13k 40k 0.33
Blacksky Technology *w Exp 10/30/202 (BKSY.WS) 0.0 $12k 7.9k 1.52
Cornerstone Ondemand 0.0 $12k 200.00 60.00
Merida Merger Corp I *w Exp 11/07/202 0.0 $12k 10k 1.20
North Mountain Merger Corp *w Exp 09/16/202 0.0 $12k 15k 0.80
Seven Oaks Acquisition Corp *w Exp 12/22/202 0.0 $12k 15k 0.80
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $12k 26k 0.47
Ironnet *w Exp 08/26/202 0.0 $11k 2.5k 4.40
890 5th Ave Partners Unit 01/12/2026 0.0 $10k 1.0k 10.00
Gcm Grosvenor Com Cl A (GCMG) 0.0 $10k 900.00 11.11
Citic Capital Acquisition *w Exp 01/17/202 0.0 $9.0k 11k 0.80
Gores Metropoulos Ii *w Exp 01/31/202 0.0 $9.0k 5.0k 1.80
Kairos Acquisition Corp *w Exp 11/30/202 0.0 $9.0k 15k 0.60
Pine Is Acquisition Corp *w Exp 10/19/202 0.0 $8.0k 10k 0.80
B Riley Principal 150 Merger Com Cl A 0.0 $7.0k 700.00 10.00
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $7.0k 7.3k 0.95
Edify Acquisition Corp *w Exp 11/25/202 0.0 $6.0k 11k 0.57
Progress Acquisition Corp *w Exp 11/11/202 0.0 $6.0k 10k 0.60
Mudrick Capital Acqu Corp Ii *w Exp 09/10/202 0.0 $6.0k 10k 0.60
Osiris Acquisition Corp *w Exp 05/01/202 (OSI.WS) 0.0 $6.0k 13k 0.48
Vistas Media Acquisition *w Exp 08/01/202 0.0 $5.0k 7.5k 0.67
Dune Acquisition Corp *w Exp 10/29/202 0.0 $5.0k 7.5k 0.67
Hippo Hldgs *w Exp 99/99/999 (HIPO.WS) 0.0 $5.0k 5.8k 0.86
Authentic Equity Acquistn *w Exp 01/20/202 0.0 $5.0k 7.0k 0.71
Danimer Scientific Com Cl A (DNMR) 0.0 $5.0k 300.00 16.67
Cohn Robbins Holdings Corp *w Exp 08/28/202 0.0 $5.0k 5.0k 1.00
Empowerment & Inclusion Capi *w Exp 01/12/202 0.0 $5.0k 6.0k 0.83
Astrea Acquisition Corp *w Exp 01/28/202 0.0 $5.0k 6.0k 0.83
Quantum Fintech Acquistin *w Exp 01/30/202 0.0 $4.0k 14k 0.29
Dpcm Cap *w Exp 10/14/202 0.0 $4.0k 6.0k 0.67
Pontem Corporation *w Exp 01/05/202 0.0 $4.0k 6.0k 0.67
Silver Crest Acquisition Cor *w Exp 12/15/202 0.0 $4.0k 6.0k 0.67
Microvast Holdings *w Exp 04/01/202 (MVSTW) 0.0 $4.0k 2.1k 1.90
Bluescape Opportunities Acqu *w Exp 10/28/202 0.0 $4.0k 4.0k 1.00
Cf Acquisition Corp Iv *w Exp 12/31/202 0.0 $4.0k 5.0k 0.80
Supernova Partners Acquistn *w Exp 99/99/999 0.0 $4.0k 5.0k 0.80
Oyster Enterprises Acq Corp *w Exp 01/20/202 0.0 $4.0k 7.0k 0.57
Tlg Acquisition One Corp *w Exp 01/25/202 0.0 $4.0k 7.0k 0.57
Foxwayne Enterpris Aqstn Cor *w Exp 01/12/202 0.0 $3.0k 7.0k 0.43
Skillsoft Corp *w Exp 06/11/202 (SKILW) 0.0 $3.0k 1.1k 2.73
Marathon Digital Holdings In (MARA) 0.0 $3.0k 100.00 30.00
26 Capital Acquisition Corp *w Exp 12/31/202 0.0 $3.0k 3.0k 1.00
7gc & Co Holdings *w Exp 12/23/202 0.0 $3.0k 5.0k 0.60
Deep Lake Capital Acqustn *w Exp 01/04/202 0.0 $3.0k 4.0k 0.75
Kl Acquisition Corp *w Exp 01/12/202 0.0 $3.0k 4.0k 0.75
Marlin Technology Corp *w Exp 01/12/202 0.0 $3.0k 4.0k 0.75
Scp & Co Healthcare Acqustn *w Exp 01/27/202 0.0 $3.0k 5.0k 0.60
Tastemaker Acquisition Corp *w Exp 01/07/202 (PMGMW) 0.0 $3.0k 5.0k 0.60
Fusion Acquisition Corp Ii *w Exp 02/29/202 0.0 $3.0k 5.0k 0.60
Gx Acquisition Corp Ii *w Exp 03/17/202 0.0 $3.0k 5.0k 0.60
Dila Capital Acquisition Cor *w Exp 06/09/202 0.0 $3.0k 5.0k 0.60
Cazoo Group *w Exp 08/26/202 (CZOWF) 0.0 $3.0k 2.2k 1.36
Sarcos Techn And Robotics *w Exp 06/15/202 (STRCW) 0.0 $3.0k 3.9k 0.77
Apollo Strategic Growth Capt *w Exp 10/29/202 0.0 $2.0k 3.0k 0.67
Healthcare Capital Corp *w Exp 12/31/202 0.0 $2.0k 3.0k 0.67
Monument Circle Acquisitn *w Exp 01/14/202 0.0 $2.0k 3.0k 0.67
Comsovereign Hldg Corp Com New 0.0 $2.0k 1.4k 1.43
Greensky Cl A 0.0 $2.0k 200.00 10.00
Global Synergy Acquisit Corp *w Exp 99/99/999 0.0 $2.0k 4.0k 0.50
Benson Hill *w Exp 99/99/999 (BHILW) 0.0 $1.0k 892.00 1.12
New Frontier Health Corp *w Exp 11/30/202 0.0 $1.0k 500.00 2.00
Ventoux Ccm Acquisition Corp *w Exp 09/30/202 0.0 $1.0k 5.0k 0.20
Athlon Acquisition Corp *w Exp 01/12/202 0.0 $1.0k 2.0k 0.50
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $999.999000 126.00 7.94
Angel Oak Finl Strategies In Right 10/14/2021 0.0 $999.930300 6.2k 0.16
Lennar Corp Cl A Put Option (LEN) 0.0 $0 1.0k 0.00
Amazon Call Option (AMZN) 0.0 $0 47k 0.00
Ferro Corporation Put Option 0.0 $0 200.00 0.00
Raven Industries Put Option 0.0 $0 1.5k 0.00
Lydall Put Option 0.0 $0 8.6k 0.00
CAI International Put Option 0.0 $0 300.00 0.00
Echo Global Logistics Put Option 0.0 $0 500.00 0.00
Intersect Ent Call Option 0.0 $0 9.2k 0.00
Tilray Com Cl 2 Call Option (TLRY) 0.0 $0 500.00 0.00
Medallia Call Option 0.0 $0 13k 0.00
Comsovereign Hldg Corp *w Exp 12/18/202 (COMSW) 0.0 $0 88.00 0.00
B Riley Principal 150 Merger *w Exp 03/01/202 0.0 $0 233.00 0.00